Hercules CapitalHTGC
13F holders, Q4 2024 (December 31)334holders +35
45new positions
23sold out
3famous investors
$20.09avg. 13F price*
At the end of Q4 2024, 334 institutions reported holding Hercules Capital Inc. (HTGC) in their 13F filings, up 35 from Q3 2024. 45 opened new positions and 23 sold out. The largest holders were Van Eck Associates Corp. ($69.1M), Sound Income Strategies, LLC ($56.6M) and Two Sigma Advisers, LP ($28.3M). 3 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio), David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio) and Israel Englander (0.0% of Millennium Management's portfolio).
- Company
- Hercules Capital Inc.
- CUSIP
- 427096508
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 45 | $60.8M |
| Exits | 23 | $13.5M |
All 13F filers, Q3 2024 → Q4 2024: 7,475,049 shares bought and 1,478,851 shares sold, net +5,996,198 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 334 holders
| Van Eck Associates Corp. | 0.09% | Add +10.4% | 3,438,447 | $69.1M |
| Sound Income Strategies, LLC | 3.50% | Add +2.8% | 2,815,214 | $56.6M |
| Two Sigma Advisers, LP | 0.07% | Add +205.7% | 1,406,900 | $28.3M |
| Morgan Stanley | 0.00% | Add +1.8% | 1,279,683 | $25.7M |
| Legal & General Group Plc | 0.01% | Reduce -8.0% | 1,077,851 | $21.7M |
| Advisors Capital Management, LLC | 0.32% | Add +6.5% | 1,018,210 | $20.5M |
| LPL Financial LLC | 0.01% | Add +0.0% | 987,320 | $19.8M |
| Two Sigma Investments, LP | 0.05% | Add +106.7% | 945,849 | $19.0M |
| BlackRock, Inc. | 0.00% | Add +21.9% | 857,515 | $17.2M |
| Citadel Advisors | 0.02% | Add +110.9% | 828,809 | $16.7M |
| Royal Bank of Canada | 0.00% | Add +3.1% | 788,353 | $15.8M |
| Melia Wealth LLC | 7.97% | Add +2.3% | 760,359 | $15.3M |
| Marshall Wace, LLP | 0.02% | New | 740,210 | $14.9M |
| Wells Fargo & Company | 0.00% | Add +2.4% | 670,674 | $13.5M |
| Raymond James Financial Inc. | 0.00% | — | 595,459 | $12.0M |
| D. E. Shaw & Co. | 0.01% | New | 592,574 | $11.9M |
| Gilman Hill Asset Management, LLC | 2.02% | Reduce -3.4% | 577,158 | $11.6M |
| Tectonic Advisors LLC | 0.65% | Add +14.0% | 493,808 | $9.9M |
| UBS Group AG | 0.00% | Add +49.2% | 450,890 | $9.1M |
| Muzinich & Co., Inc. | 6.38% | Add +10.2% | 449,996 | $9.0M |
| JPMorgan Chase & Co. | 0.00% | Add +51.2% | 443,114 | $8.9M |
| Sumitomo Mitsui Trust Group, Inc. | 0.01% | Add +10.4% | 442,767 | $8.9M |
| Millennium Management | 0.01% | Add +1834.7% | 429,125 | $8.6M |
| Stifel Financial Corp. | 0.01% | Add +12.8% | 420,279 | $8.4M |
| Advisors Asset Management, Inc. | 0.15% | Reduce -0.2% | 406,191 | $8.2M |
| Franklin Resources Inc. | 0.00% | Add +0.5% | 389,280 | $7.8M |
| Voloridge Investment Management, LLC | 0.03% | New | 386,006 | $7.8M |
| Confluence Investment Management LLC | 0.11% | Add +0.5% | 382,163 | $7.7M |
| Credit Agricole S A | 0.02% | Add +9.1% | 360,565 | $7.2M |
| Border to Coast Pensions Partnership Ltd | 0.14% | No change | 350,000 | $7.0M |
| Denali Advisors LLC | 0.74% | Reduce -2.5% | 349,500 | $7.0M |
| Commonwealth Equity Services, LLC | 0.01% | Add +1.5% | 327,372 | $6.6M |
| Ameriprise Financial Inc. | 0.00% | Add +9.7% | 325,912 | $6.5M |
| HRT Financial LP | 0.03% | Add +44.5% | 321,965 | $6.5M |
| S&T Bank | 2.00% | Reduce -12.5% | 312,575 | $6.3M |
| PNC Financial Services Group, Inc. | 0.00% | Add +0.1% | 294,680 | $5.9M |
| D.A. Davidson & Co. | 0.05% | Add +1.9% | 289,183 | $5.8M |
| Janney Montgomery Scott LLC | 0.02% | Reduce -7.0% | 282,713 | $5.7M |
| Left Brain Wealth Management, LLC | 2.09% | Add +32.2% | 275,876 | $5.5M |
| Atria Wealth Solutions, Inc. | 0.06% | Add +0.1% | 253,428 | $5.1M |
| Schonfeld Strategic Advisors LLC | 0.03% | New | 249,700 | $5.0M |
| Ares Management LLC | 0.16% | Add +14.3% | 226,606 | $4.6M |
| Blair William & Co. | 0.01% | No change | 212,810 | $4.3M |
| Goldman Sachs Group Inc. | 0.00% | Add +78.6% | 206,840 | $4.2M |
| FAS Wealth Partners, Inc. | 0.33% | Reduce -5.2% | 196,208 | $3.9M |
| Graypoint LLC | 0.20% | Add +17.6% | 164,903 | $3.3M |
| Connor, Clark & Lunn Investment Management Ltd. | 0.01% | New | 163,302 | $3.3M |
| Baker Avenue Asset Management, LP | 0.10% | Add +2.0% | 162,850 | $3.3M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +6.3% | 162,106 | $3.3M |
| Naviter Wealth, LLC | 0.38% | Add +14.6% | 158,087 | $3.2M |
| DNB Asset Management AS | 0.01% | Add +9.9% | 153,965 | $3.1M |
| Cetera Investment Advisers | 0.01% | Add +15.4% | 152,573 | $3.1M |
| Elevation Point Wealth Partners, LLC | 0.24% | Add +11.7% | 147,542 | $3.0M |
| Capital Advisory Group Advisory Services, LLC | 1.05% | Reduce -49.2% | 145,582 | $2.9M |
| Truvestments Capital LLC | 0.74% | Add +5.8% | 144,104 | $2.9M |
| Waterloo Capital, L.P. | 0.30% | Add +6.5% | 143,000 | $2.9M |
| Rockefeller Capital Management L.P. | 0.01% | Add +0.4% | 138,364 | $2.8M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -39.2% | 134,455 | $2.7M |
| Private Advisor Group, LLC | 0.01% | Add +5.8% | 131,149 | $2.6M |
| Bank of America Corp. | 0.00% | Add +3.6% | 128,985 | $2.6M |
| Cubist Systematic Strategies, LLC | 0.04% | New | 124,663 | $2.5M |
| Napa Wealth Management | 1.08% | Add +3.2% | 124,195 | $2.5M |
| CANADA LIFE ASSURANCE Co | 0.00% | Reduce -5.9% | 119,822 | $2.4M |
| Golden State Wealth Management, LLC | 0.35% | — | 115,658 | $2.3M |
| CIBC Private Wealth Group LLC | 0.00% | Add +0.2% | 114,678 | $2.3M |
| Taylor Frigon Capital Management LLC | 1.16% | Reduce -1.7% | 113,841 | $2.3M |
| PFG Investments, LLC | 0.14% | Add +1.5% | 112,526 | $2.3M |
| Quantbot Technologies LP | 0.08% | Add +224.3% | 109,791 | $2.2M |
| Northern Trust Corp. | 0.00% | Add +14.6% | 109,136 | $2.2M |
| Trexquant Investment LP | 0.03% | New | 107,332 | $2.2M |
| Osaic Holdings, Inc. | 0.00% | Reduce -29.6% | 107,202 | $2.2M |
| Aquatic Capital Management LLC | 0.06% | New | 103,654 | $2.1M |
| BNP Paribas Financial Markets | 0.00% | Add +93.5% | 102,674 | $2.1M |
| Jump Financial, LLC | 0.04% | Add +47.6% | 99,252 | $2.0M |
| Pennington Partners & Co., LLC | 0.96% | — | 96,700 | $1.9M |
| Steward Partners Investment Advisory, LLC | 0.02% | Add +13.6% | 94,122 | $1.9M |
| Invesco Ltd. | 0.00% | Add +11.7% | 93,680 | $1.9M |
| Nations Financial Group Inc, /Ia/ | 0.14% | Add +0.9% | 92,447 | $1.9M |
| Legacy Capital Wealth Partners, LLC | 0.44% | Reduce -4.6% | 88,934 | $1.8M |
| Hennion & Walsh Asset Management, Inc. | 0.08% | Reduce -21.2% | 88,515 | $1.8M |
| Kestra Private Wealth Services, LLC | 0.03% | Add +7.9% | 82,936 | $1.7M |
| Atom Investors LP | 0.21% | New | 82,393 | $1.7M |
| Bank of New York Mellon Corp | 0.00% | Add +67.5% | 82,380 | $1.7M |
| Creegan & Nassoura Financial Group, LLC | 1.08% | Reduce -0.3% | 80,170 | $1.6M |
| Tidal Investments LLC | 0.01% | Add +3.4% | 78,870 | $1.6M |
| Delphi Management Inc. | 1.50% | Add +3.1% | 77,426 | $1.6M |
| HighTower Advisors, LLC | 0.00% | Add +23.8% | 77,276 | $1.6M |
| Barclays PLC | 0.00% | New | 71,036 | $1.4M |
| IHT Wealth Management, LLC | 0.04% | Add +8.9% | 67,362 | $1.4M |
| Sharpepoint LLC | 1.18% | — | 65,125 | $1.3M |
| Neuberger Berman Group LLC | 0.00% | Add +1.0% | 63,171 | $1.3M |
| Naples Global Advisors, LLC | 0.12% | Add +1.0% | 62,259 | $1.3M |
| Essex Financial Services, Inc. | 0.09% | Reduce -3.0% | 60,897 | $1.2M |
| Prevail Innovative Wealth Advisors, LLC | 0.35% | Reduce -61.0% | 60,513 | $1.2M |
| Lido Advisors, LLC | 0.01% | Reduce -5.7% | 59,584 | $1.2M |
| Abundance Wealth Counselors | 0.24% | Reduce -0.3% | 55,748 | $1.1M |
| Arkadios Wealth Advisors | 0.06% | Reduce -0.4% | 55,573 | $1.1M |
| FJ Capital Management LLC | 0.13% | New | 54,968 | $1.1M |
| Natixis | 0.01% | Reduce -40.1% | 54,897 | $1.1M |
| Alps Advisors Inc. | 0.01% | Reduce -4.2% | 53,030 | $1.1M |
"% of holder's portfolio" is HTGC's weight in each manager's 13F, not the share of Hercules Capital Inc. the manager owns.