Hercules CapitalHTGC
13F holders, Q4 2025 (December 31)354holders +10
40new positions
32sold out
5famous investors
$19.46avg. 13F price*
At the end of Q4 2025, 354 institutions reported holding Hercules Capital Inc. (HTGC) in their 13F filings, up 10 from Q3 2025. 40 opened new positions and 32 sold out. The largest holders were Union Bancaire Privee, UBP SA ($81.2M), Van Eck Associates Corp. ($65.1M) and Sound Income Strategies, LLC ($51.1M). 5 famous investors held it, including Israel Englander (0.0% of Millennium Management's portfolio), Steve Cohen (0.0% of Point72 Asset Management's portfolio) and David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio).
- Company
- Hercules Capital Inc.
- CUSIP
- 427096508
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 40 | $15.0M |
| Exits | 32 | $25.2M |
All 13F filers, Q3 2025 → Q4 2025: 6,316,282 shares bought and 3,573,173 shares sold, net +2,743,109 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 354 holders
| Union Bancaire Privee, UBP SA | 0.97% | Reduce -22.3% | 27,808 | $81.2M |
| Van Eck Associates Corp. | 0.05% | Reduce -5.2% | 3,458,277 | $65.1M |
| Sound Income Strategies, LLC | 2.42% | Reduce -1.8% | 2,703,275 | $51.1M |
| Two Sigma Advisers, LP | 0.07% | Reduce -1.8% | 1,922,200 | $36.2M |
| LPL Financial LLC | 0.01% | Add +1.6% | 1,823,405 | $34.3M |
| UBS Group AG | 0.01% | Add +26.8% | 1,671,860 | $31.5M |
| Two Sigma Investments, LP | 0.05% | Add +21.7% | 1,616,456 | $30.4M |
| Qube Research & Technologies Ltd | 0.04% | Add +48.6% | 1,526,526 | $28.7M |
| Millennium Management | 0.02% | Add +2.2% | 1,392,476 | $26.2M |
| Legal & General Group Plc | 0.01% | Add +17.9% | 1,382,084 | $26.0M |
| Muzinich & Co., Inc. | 7.90% | Add +34.5% | 1,335,787 | $25.1M |
| BlackRock, Inc. | 0.00% | Reduce -0.5% | 1,333,016 | $25.1M |
| Morgan Stanley | 0.00% | Reduce -5.1% | 1,114,173 | $21.0M |
| Sumitomo Mitsui Trust Group, Inc. | 0.01% | Add +15.1% | 1,018,759 | $19.2M |
| Franklin Resources Inc. | 0.00% | Add +5.0% | 975,355 | $18.4M |
| Advisors Capital Management, LLC | 0.19% | Add +4.3% | 828,258 | $15.6M |
| D. E. Shaw & Co. | 0.01% | Add +59.9% | 825,537 | $15.5M |
| Melia Wealth LLC | 6.98% | Reduce -1.4% | 802,185 | $15.1M |
| Tectonic Advisors LLC | 0.75% | Add +10.2% | 759,746 | $14.3M |
| Wells Fargo & Company | 0.00% | Reduce -2.2% | 740,481 | $13.9M |
| Voloridge Investment Management, LLC | 0.05% | Add +22.3% | 707,651 | $13.3M |
| Raymond James Financial Inc. | 0.00% | Reduce -2.1% | 691,064 | $13.0M |
| Royal Bank of Canada | 0.00% | Reduce -15.4% | 643,770 | $12.1M |
| Stifel Financial Corp. | 0.01% | Add +7.1% | 607,140 | $11.4M |
| Gilman Hill Asset Management, LLC | 1.72% | Reduce -0.6% | 580,440 | $10.9M |
| Point72 Asset Management | 0.02% | Add +639.6% | 557,660 | $10.5M |
| Citadel Advisors | 0.01% | Reduce -47.8% | 472,139 | $8.9M |
| HRT Financial LP | 0.03% | Reduce -10.7% | 441,316 | $8.3M |
| Trexquant Investment LP | 0.07% | Add +5.9% | 402,892 | $7.6M |
| Border to Coast Pensions Partnership Ltd | 0.13% | Add +6.7% | 400,000 | $7.5M |
| Ameriprise Financial Inc. | 0.00% | Add +33.6% | 385,996 | $7.3M |
| Advisors Asset Management, Inc. | 0.12% | Reduce -7.0% | 364,211 | $6.9M |
| Jump Financial, LLC | 0.09% | Add +147.0% | 361,092 | $6.8M |
| Schonfeld Strategic Advisors LLC | 0.03% | Add +65.8% | 360,446 | $6.8M |
| Jane Street Group, LLC | 0.01% | Add +507.0% | 358,937 | $6.8M |
| JPMorgan Chase & Co. | 0.00% | Reduce -23.7% | 320,215 | $6.0M |
| Marshall Wace, LLP | 0.01% | Reduce -47.2% | 312,719 | $5.9M |
| D.A. Davidson & Co. | 0.04% | Add +3.0% | 309,211 | $5.8M |
| Neuberger Berman Group LLC | 0.00% | Reduce -5.9% | 302,845 | $5.7M |
| Left Brain Wealth Management, LLC | 1.93% | Add +1.7% | 295,753 | $5.6M |
| Confluence Investment Management LLC | 0.08% | Reduce -4.2% | 289,789 | $5.5M |
| Janney Montgomery Scott LLC | 0.01% | Reduce -11.2% | 255,335 | $4.8M |
| Prevail Innovative Wealth Advisors, LLC | 0.81% | Add +123.6% | 239,614 | $4.5M |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -12.8% | 234,058 | $4.4M |
| Denali Advisors LLC | 0.49% | Reduce -12.2% | 233,249 | $4.4M |
| Commonwealth Equity Services, LLC | 0.01% | Reduce -3.8% | 220,042 | $4.1M |
| CANADA LIFE ASSURANCE Co | 0.01% | Add +4.5% | 215,596 | $4.1M |
| Cetera Investment Advisers | 0.00% | Add +1.8% | 215,036 | $4.0M |
| State Street Corp. | 0.00% | Add +23.6% | 213,833 | $4.0M |
| Quantbot Technologies LP | 0.13% | Add +60.8% | 213,689 | $4.0M |
| BNP Paribas Financial Markets | 0.00% | Add +161.2% | 207,439 | $3.9M |
| Bank of America Corp. | 0.00% | Add +41.2% | 205,420 | $3.9M |
| Goldman Sachs Group Inc. | 0.00% | Reduce -7.4% | 205,311 | $3.9M |
| Ares Management LLC | 0.22% | No change | 201,606 | $3.8M |
| Northern Trust Corp. | 0.00% | Reduce -6.3% | 201,385 | $3.8M |
| Cerity Partners LLC | 0.01% | Add +592.3% | 197,961 | $3.7M |
| S&T Bank | 1.18% | Reduce -20.5% | 197,893 | $3.7M |
| Blair William & Co. | 0.01% | Reduce -3.8% | 195,593 | $3.7M |
| Naviter Wealth, LLC | 0.48% | Reduce -7.2% | 193,963 | $3.7M |
| XTX Topco Ltd | 0.10% | New | 193,304 | $3.6M |
| Waterloo Capital, L.P. | 0.25% | Add +17.3% | 185,319 | $3.5M |
| FAS Wealth Partners, Inc. | 0.22% | Reduce -1.2% | 182,746 | $3.4M |
| Truvestments Capital LLC | 0.62% | Reduce -3.6% | 181,726 | $3.4M |
| Barclays PLC | 0.00% | Reduce -13.1% | 176,373 | $3.3M |
| Walleye Trading LLC | 0.05% | Add +1084.4% | 171,395 | $3.2M |
| FJ Capital Management LLC | 0.35% | Reduce -16.7% | 169,984 | $3.2M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +0.1% | 167,690 | $3.2M |
| Taylor Frigon Capital Management LLC | 1.56% | Add +5.8% | 163,288 | $3.1M |
| Deutsche Bank AG | 0.00% | Add +0.4% | 141,281 | $2.7M |
| Rockefeller Capital Management L.P. | 0.00% | Add +0.0% | 140,996 | $2.7M |
| Private Advisor Group, LLC | 0.01% | Add +7.7% | 135,477 | $2.5M |
| Engineers Gate Manager LP | 0.03% | Reduce -15.7% | 132,688 | $2.5M |
| Sage Advisors, LLC | 1.50% | Add +106.7% | 119,974 | $2.3M |
| Natixis | 0.01% | Add +0.2% | 118,377 | $2.2M |
| Verition Fund Management LLC | 0.01% | Add +211.3% | 116,530 | $2.2M |
| Bank of New York Mellon Corp | 0.00% | Add +490.4% | 113,607 | $2.1M |
| CIBC Private Wealth Group LLC | 0.00% | No change | 111,276 | $2.1M |
| PFG Investments, LLC | 0.10% | Reduce -1.0% | 111,111 | $2.1M |
| Steward Partners Investment Advisory, LLC | 0.01% | Reduce -1.8% | 109,897 | $2.1M |
| DNB Asset Management AS | 0.01% | Reduce -5.5% | 107,922 | $2.0M |
| Centaurus Financial, Inc. | 0.09% | Add +181.3% | 106,394 | $2.0M |
| Triad Investment Management | 1.98% | — | 104,063 | $2.0M |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +14.9% | 102,959 | $1.9M |
| Brevan Howard Capital Management LP | 0.04% | Add +14.0% | 100,713 | $1.9M |
| Sharpepoint LLC | 1.13% | Add +13.9% | 100,621 | $1.9M |
| Osaic Holdings, Inc. | 0.00% | Reduce -12.5% | 99,697 | $1.9M |
| Nations Financial Group Inc, /Ia/ | 0.10% | Add +1.7% | 98,337 | $1.9M |
| Kestra Private Wealth Services, LLC | 0.02% | Reduce -3.8% | 97,735 | $1.8M |
| Pennington Partners & Co., LLC | 0.73% | No change | 96,700 | $1.8M |
| Capital Advisory Group Advisory Services, LLC | 0.50% | Reduce -1.5% | 91,125 | $1.7M |
| Legacy Capital Wealth Partners, LLC | 0.36% | Add +9.7% | 89,597 | $1.7M |
| IHT Wealth Management, LLC | 0.04% | Add +3.3% | 86,883 | $1.6M |
| Lansforsakringar Fondforvaltning AB (publ) | 0.01% | New | 83,979 | $1.6M |
| International Assets Investment Management, LLC | 0.10% | Add +37.7% | 109,555 | $1.5M |
| Invesco Ltd. | 0.00% | Add +81.3% | 79,650 | $1.5M |
| Tidal Investments LLC | 0.01% | Reduce -5.1% | 78,874 | $1.5M |
| Delphi Management Inc. | 1.44% | Add +5.1% | 78,512 | $1.5M |
| Creegan & Nassoura Financial Group, LLC | 0.96% | Reduce -1.6% | 78,420 | $1.5M |
| Credit Agricole S A | 0.00% | Reduce -72.2% | 77,368 | $1.5M |
| Naples Global Advisors, LLC | 0.10% | Add +0.2% | 71,569 | $1.3M |
"% of holder's portfolio" is HTGC's weight in each manager's 13F, not the share of Hercules Capital Inc. the manager owns.