Hercules CapitalHTGC
13F holders, Q4 2024 (December 31)334holders +35
45new positions
23sold out
3famous investors
$20.09avg. 13F price*
At the end of Q4 2024, 334 institutions reported holding Hercules Capital Inc. (HTGC) in their 13F filings, up 35 from Q3 2024. 45 opened new positions and 23 sold out. The largest holders were Van Eck Associates Corp. ($69.1M), Sound Income Strategies, LLC ($56.6M) and Two Sigma Advisers, LP ($28.3M). 3 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio), David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio) and Israel Englander (0.0% of Millennium Management's portfolio).
- Company
- Hercules Capital Inc.
- CUSIP
- 427096508
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 45 | $60.8M |
| Exits | 23 | $13.5M |
All 13F filers, Q3 2024 → Q4 2024: 7,475,049 shares bought and 1,478,851 shares sold, net +5,996,198 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 334 holders
| Van Eck Associates Corp. | 0.09% | Add +10.4% | 3,438,447 | $69.1M |
| Sound Income Strategies, LLC | 3.50% | Add +2.8% | 2,815,214 | $56.6M |
| Two Sigma Advisers, LP | 0.07% | Add +205.7% | 1,406,900 | $28.3M |
| Morgan Stanley | 0.00% | Add +1.8% | 1,279,683 | $25.7M |
| Legal & General Group Plc | 0.01% | Reduce -8.0% | 1,077,851 | $21.7M |
| Advisors Capital Management, LLC | 0.32% | Add +6.5% | 1,018,210 | $20.5M |
| LPL Financial LLC | 0.01% | Add +0.0% | 987,320 | $19.8M |
| Two Sigma Investments, LP | 0.05% | Add +106.7% | 945,849 | $19.0M |
| BlackRock, Inc. | 0.00% | Add +21.9% | 857,515 | $17.2M |
| Citadel Advisors | 0.02% | Add +110.9% | 828,809 | $16.7M |
| Royal Bank of Canada | 0.00% | Add +3.1% | 788,353 | $15.8M |
| Melia Wealth LLC | 7.97% | Add +2.3% | 760,359 | $15.3M |
| Marshall Wace, LLP | 0.02% | New | 740,210 | $14.9M |
| Wells Fargo & Company | 0.00% | Add +2.4% | 670,674 | $13.5M |
| Raymond James Financial Inc. | 0.00% | — | 595,459 | $12.0M |
| D. E. Shaw & Co. | 0.01% | New | 592,574 | $11.9M |
| Gilman Hill Asset Management, LLC | 2.02% | Reduce -3.4% | 577,158 | $11.6M |
| Tectonic Advisors LLC | 0.65% | Add +14.0% | 493,808 | $9.9M |
| UBS Group AG | 0.00% | Add +49.2% | 450,890 | $9.1M |
| Muzinich & Co., Inc. | 6.38% | Add +10.2% | 449,996 | $9.0M |
| JPMorgan Chase & Co. | 0.00% | Add +51.2% | 443,114 | $8.9M |
| Sumitomo Mitsui Trust Group, Inc. | 0.01% | Add +10.4% | 442,767 | $8.9M |
| Millennium Management | 0.01% | Add +1834.7% | 429,125 | $8.6M |
| Stifel Financial Corp. | 0.01% | Add +12.8% | 420,279 | $8.4M |
| Advisors Asset Management, Inc. | 0.15% | Reduce -0.2% | 406,191 | $8.2M |
| Franklin Resources Inc. | 0.00% | Add +0.5% | 389,280 | $7.8M |
| Voloridge Investment Management, LLC | 0.03% | New | 386,006 | $7.8M |
| Confluence Investment Management LLC | 0.11% | Add +0.5% | 382,163 | $7.7M |
| Credit Agricole S A | 0.02% | Add +9.1% | 360,565 | $7.2M |
| Border to Coast Pensions Partnership Ltd | 0.14% | No change | 350,000 | $7.0M |
| Denali Advisors LLC | 0.74% | Reduce -2.5% | 349,500 | $7.0M |
| Commonwealth Equity Services, LLC | 0.01% | Add +1.5% | 327,372 | $6.6M |
| Ameriprise Financial Inc. | 0.00% | Add +9.7% | 325,912 | $6.5M |
| HRT Financial LP | 0.03% | Add +44.5% | 321,965 | $6.5M |
| S&T Bank | 2.00% | Reduce -12.5% | 312,575 | $6.3M |
| PNC Financial Services Group, Inc. | 0.00% | Add +0.1% | 294,680 | $5.9M |
| D.A. Davidson & Co. | 0.05% | Add +1.9% | 289,183 | $5.8M |
| Janney Montgomery Scott LLC | 0.02% | Reduce -7.0% | 282,713 | $5.7M |
| Left Brain Wealth Management, LLC | 2.09% | Add +32.2% | 275,876 | $5.5M |
| Atria Wealth Solutions, Inc. | 0.06% | Add +0.1% | 253,428 | $5.1M |
| Schonfeld Strategic Advisors LLC | 0.03% | New | 249,700 | $5.0M |
| Ares Management LLC | 0.16% | Add +14.3% | 226,606 | $4.6M |
| Blair William & Co. | 0.01% | No change | 212,810 | $4.3M |
| Goldman Sachs Group Inc. | 0.00% | Add +78.6% | 206,840 | $4.2M |
| FAS Wealth Partners, Inc. | 0.33% | Reduce -5.2% | 196,208 | $3.9M |
| Graypoint LLC | 0.20% | Add +17.6% | 164,903 | $3.3M |
| Connor, Clark & Lunn Investment Management Ltd. | 0.01% | New | 163,302 | $3.3M |
| Baker Avenue Asset Management, LP | 0.10% | Add +2.0% | 162,850 | $3.3M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +6.3% | 162,106 | $3.3M |
| Naviter Wealth, LLC | 0.38% | Add +14.6% | 158,087 | $3.2M |
| DNB Asset Management AS | 0.01% | Add +9.9% | 153,965 | $3.1M |
| Cetera Investment Advisers | 0.01% | Add +15.4% | 152,573 | $3.1M |
| Elevation Point Wealth Partners, LLC | 0.24% | Add +11.7% | 147,542 | $3.0M |
| Capital Advisory Group Advisory Services, LLC | 1.05% | Reduce -49.2% | 145,582 | $2.9M |
| Truvestments Capital LLC | 0.74% | Add +5.8% | 144,104 | $2.9M |
| Waterloo Capital, L.P. | 0.30% | Add +6.5% | 143,000 | $2.9M |
| Rockefeller Capital Management L.P. | 0.01% | Add +0.4% | 138,364 | $2.8M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -39.2% | 134,455 | $2.7M |
| Private Advisor Group, LLC | 0.01% | Add +5.8% | 131,149 | $2.6M |
| Bank of America Corp. | 0.00% | Add +3.6% | 128,985 | $2.6M |
| Cubist Systematic Strategies, LLC | 0.04% | New | 124,663 | $2.5M |
| Napa Wealth Management | 1.08% | Add +3.2% | 124,195 | $2.5M |
| CANADA LIFE ASSURANCE Co | 0.00% | Reduce -5.9% | 119,822 | $2.4M |
| Golden State Wealth Management, LLC | 0.35% | — | 115,658 | $2.3M |
| CIBC Private Wealth Group LLC | 0.00% | Add +0.2% | 114,678 | $2.3M |
| Taylor Frigon Capital Management LLC | 1.16% | Reduce -1.7% | 113,841 | $2.3M |
| PFG Investments, LLC | 0.14% | Add +1.5% | 112,526 | $2.3M |
| Quantbot Technologies LP | 0.08% | Add +224.3% | 109,791 | $2.2M |
| Northern Trust Corp. | 0.00% | Add +14.6% | 109,136 | $2.2M |
| Trexquant Investment LP | 0.03% | New | 107,332 | $2.2M |
| Osaic Holdings, Inc. | 0.00% | Reduce -29.6% | 107,202 | $2.2M |
| Aquatic Capital Management LLC | 0.06% | New | 103,654 | $2.1M |
| BNP Paribas Financial Markets | 0.00% | Add +93.5% | 102,674 | $2.1M |
| Jump Financial, LLC | 0.04% | Add +47.6% | 99,252 | $2.0M |
| Pennington Partners & Co., LLC | 0.96% | — | 96,700 | $1.9M |
| Steward Partners Investment Advisory, LLC | 0.02% | Add +13.6% | 94,122 | $1.9M |
| Invesco Ltd. | 0.00% | Add +11.7% | 93,680 | $1.9M |
| Nations Financial Group Inc, /Ia/ | 0.14% | Add +0.9% | 92,447 | $1.9M |
| Legacy Capital Wealth Partners, LLC | 0.44% | Reduce -4.6% | 88,934 | $1.8M |
| Hennion & Walsh Asset Management, Inc. | 0.08% | Reduce -21.2% | 88,515 | $1.8M |
| Kestra Private Wealth Services, LLC | 0.03% | Add +7.9% | 82,936 | $1.7M |
| Atom Investors LP | 0.21% | New | 82,393 | $1.7M |
| Bank of New York Mellon Corp | 0.00% | Add +67.5% | 82,380 | $1.7M |
| Creegan & Nassoura Financial Group, LLC | 1.08% | Reduce -0.3% | 80,170 | $1.6M |
| Tidal Investments LLC | 0.01% | Add +3.4% | 78,870 | $1.6M |
| Delphi Management Inc. | 1.50% | Add +3.1% | 77,426 | $1.6M |
| HighTower Advisors, LLC | 0.00% | Add +23.8% | 77,276 | $1.6M |
| Barclays PLC | 0.00% | New | 71,036 | $1.4M |
| IHT Wealth Management, LLC | 0.04% | Add +8.9% | 67,362 | $1.4M |
| Sharpepoint LLC | 1.18% | — | 65,125 | $1.3M |
| Neuberger Berman Group LLC | 0.00% | Add +1.0% | 63,171 | $1.3M |
| Naples Global Advisors, LLC | 0.12% | Add +1.0% | 62,259 | $1.3M |
| Essex Financial Services, Inc. | 0.09% | Reduce -3.0% | 60,897 | $1.2M |
| Prevail Innovative Wealth Advisors, LLC | 0.35% | Reduce -61.0% | 60,513 | $1.2M |
| Lido Advisors, LLC | 0.01% | Reduce -5.7% | 59,584 | $1.2M |
| Abundance Wealth Counselors | 0.24% | Reduce -0.3% | 55,748 | $1.1M |
| Arkadios Wealth Advisors | 0.06% | Reduce -0.4% | 55,573 | $1.1M |
| FJ Capital Management LLC | 0.13% | New | 54,968 | $1.1M |
| Natixis | 0.01% | Reduce -40.1% | 54,897 | $1.1M |
| Alps Advisors Inc. | 0.01% | Reduce -4.2% | 53,030 | $1.1M |
| North Star Investment Management Corp. | 0.07% | Add +0.7% | 52,450 | $1.1M |
| Global Retirement Partners, LLC | 0.03% | Reduce -14.3% | 51,340 | $1.0M |
| TFG Advisers LLC | 0.36% | Add +37.1% | 50,268 | $1.0M |
| Engineers Gate Manager LP | 0.02% | Add +21.4% | 49,051 | $985K |
| Susquehanna International Group, LLP | 0.00% | Add +47.4% | 48,520 | $975K |
| McDonald Partners LLC | 0.25% | No change | 48,000 | $964K |
| Sigma Planning Corp | 0.03% | Add +8.9% | 47,603 | $956K |
| XTX Topco Ltd | 0.08% | Add +214.3% | 47,313 | $951K |
| Bristlecone Advisors, LLC | 0.07% | Add +12.4% | 47,184 | $948K |
| Independent Financial Group, LLC | 0.03% | Add +6.3% | 45,287 | $910K |
| Virtus Advisers, LLC | 0.36% | Add +7.3% | 44,288 | $890K |
| Mirador Capital Partners LP | 0.16% | Add +7.1% | 43,077 | $865K |
| US Bancorp \de | 0.00% | Reduce -1.8% | 42,619 | $856K |
| Federation des caisses Desjardins du Quebec | 0.00% | Add +3.7% | 42,012 | $844K |
| NorthCoast Asset Management LLC | 0.00% | Reduce -29.8% | 40,326 | $810K |
| Dakota Wealth Management | 0.02% | Reduce -1.6% | 38,727 | $778K |
| Bleakley Financial Group, LLC | 0.02% | Reduce -6.6% | 38,509 | $774K |
| Access Investment Management LLC | 0.22% | No change | 38,200 | $767K |
| Creative Planning | 0.00% | Reduce -3.9% | 36,566 | $735K |
| SVB Wealth LLC | 0.01% | New | 36,563 | $735K |
| Union Bancaire Privee, UBP SA | 0.01% | — | 34,050 | $684K |
| &partners | 0.01% | Add +72.4% | 33,849 | $681K |
| Mackenzie Financial Corp. | 0.00% | Add +2.5% | 33,289 | $669K |
| Truist Financial Corp. | 0.00% | Add +4.2% | 33,122 | $665K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +88.3% | 32,204 | $647K |
| 1620 Investment Advisors, Inc. | 0.49% | Add +0.2% | 31,690 | $637K |
| Bramshill Investments, LLC | 0.10% | New | 31,312 | $629K |
| Future Financial Wealth Managment LLC | 0.45% | Reduce -2.4% | 30,550 | $614K |
| Kestra Advisory Services, LLC | 0.00% | Add +28.8% | 30,476 | $612K |
| SteelPeak Wealth, LLC | 0.03% | Add +2.7% | 30,307 | $609K |
| Guggenheim Capital LLC | 0.01% | Add +5.9% | 30,131 | $605K |
| Concurrent Investment Advisors, LLC | 0.02% | Reduce -8.3% | 29,615 | $595K |
| First National Bank of Mount Dora, Trust Investment Services | 0.14% | No change | 29,246 | $588K |
| Sowell Financial Services LLC | 0.03% | Add +4.8% | 28,758 | $578K |
| Balboa Wealth Partners | 0.13% | Add +5.8% | 28,449 | $572K |
| Sand Hill Global Advisors, LLC | 0.02% | Add +2.5% | 27,417 | $551K |
| ProShare Advisors LLC | 0.00% | Add +17.3% | 26,966 | $542K |
| AE Wealth Management LLC | 0.00% | Add +10.7% | 26,924 | $541K |
| Eagle Global Advisors LLC | 0.02% | No change | 26,900 | $540K |
| ExodusPoint Capital Management, LP | 0.01% | New | 26,900 | $540K |
| Mariner, LLC | 0.00% | Reduce -3.9% | 25,545 | $513K |
| GRIMES & Co WEALTH MANAGEMENT, LLC | 0.01% | Add +30.6% | 25,414 | $511K |
| Penbrook Management LLC | 0.34% | Add +1.7% | 24,602 | $494K |
| Crestline Management, L.P. | 0.02% | Reduce -34.2% | 24,597 | $494K |
| BigSur Wealth Management LLC | 0.14% | Reduce -3.2% | 24,500 | $492K |
| Diligent Investors, LLC | 0.11% | Add +0.1% | 24,463 | $491K |
| Core Wealth Partners LLC | 0.28% | No change | 24,153 | $485K |
| Captrust Financial Advisors | 0.00% | Add +10.4% | 23,413 | $470K |
| Equitable Holdings, Inc. | 0.00% | Reduce -8.6% | 23,021 | $462K |
| Accredited Investors Inc. | 0.03% | No change | 23,000 | $462K |
| Inspire Investing, LLC | 0.05% | Reduce -3.6% | 22,377 | $450K |
| MML Investors Services, LLC | 0.00% | Reduce -17.1% | 21,978 | $442K |
| Cornerstone Wealth Management, LLC | 0.03% | Add +7.9% | 21,441 | $431K |
| Inspire Advisors, LLC | 0.05% | Add +12.8% | 21,071 | $423K |
| International Assets Investment Management, LLC | 0.04% | Add +0.1% | 20,742 | $423K |
| Campbell & CO Investment Adviser LLC | 0.03% | New | 20,891 | $420K |
| Cerity Partners LLC | 0.00% | Add +43.1% | 20,908 | $417K |
| Autumn Glory Partners, LLC | 0.20% | Add +41.4% | 20,500 | $412K |
| Brookstone Capital Management | 0.01% | Add +90.4% | 20,229 | $406K |
| Madison Park Capital Advisors, LLC | 0.32% | No change | 20,000 | $402K |
| Global Endowment Management, LP | 0.05% | No change | 20,000 | $402K |
| Corient Private Wealth LP | 0.00% | Reduce -47.3% | 19,894 | $400K |
| First National Trust Co | 0.01% | No change | 19,634 | $394K |
| Dark Forest Capital Management LP | 0.06% | New | 19,462 | $391K |
| Principle Wealth Partners LLC | 0.03% | Add +19.2% | 19,385 | $389K |
| RMR Wealth Builders | 0.04% | Add +2.1% | 19,084 | $383K |
| MAS Advisors LLC | 0.64% | Reduce -9.7% | 18,921 | $380K |
| Concourse Financial Group Securities, Inc. | 0.02% | Add +2.4% | 17,921 | $373K |
| Sit Investment Associates Inc. | 0.01% | No change | 18,050 | $363K |
| Mirae Asset Global Investments Co., Ltd. | 0.00% | Reduce -35.1% | 17,717 | $355K |
| Pathstone Holdings, LLC | 0.00% | Add +0.0% | 17,645 | $354K |
| Prossimo Advisors, LLC | 0.25% | No change | 17,304 | $348K |
| Stratos Wealth Partners, LTD. | 0.01% | Add +0.6% | 17,260 | $347K |
| Colonial River Investments, LLC | 0.17% | Add +12.3% | 17,177 | $345K |
| Axxcess Wealth Management, LLC | 0.01% | Add +12.3% | 17,177 | $345K |
| Monument Capital Management | 0.10% | Reduce -0.9% | 17,161 | $345K |
| Beacon Pointe Advisors, LLC | 0.00% | No change | 17,111 | $344K |
| Accel Wealth Management | 0.13% | Add +7.3% | 17,003 | $342K |
| Brown Advisory Inc. | 0.00% | Reduce -5.6% | 16,919 | $340K |
| Nomura Asset Management Co. Ltd. | 0.00% | Add +301.1% | 16,388 | $329K |
| Strategic Financial Concepts, LLC | 0.06% | No change | 16,300 | $327K |
| Integrated Wealth Concepts LLC | 0.00% | New | 16,282 | $327K |
| Magnetar Financial LLC | 0.01% | New | 16,113 | $324K |
| Oppenheimer & Co. Inc. | 0.00% | New | 15,866 | $319K |
| Chicago Partners Investment Group LLC | 0.01% | Add +0.7% | 15,811 | $316K |
| Apollon Wealth Management, LLC | 0.01% | New | 15,622 | $314K |
| Occudo Quantitative Strategies LP | 0.06% | Add +45.6% | 15,490 | $311K |
| Parallel Advisors, LLC | 0.01% | Reduce -1.1% | 15,403 | $309K |
| Register Financial Advisors LLC | 0.16% | Add +0.1% | 15,375 | $309K |
| FourThought Financial Partners, LLC | 0.03% | New | 15,190 | $305K |
| Chung Wu Investment Group, LLC | 0.31% | — | 15,178 | $305K |
| Advisory Services Network, LLC | 0.01% | Add +5.9% | 15,124 | $304K |
| NewEdge Advisors, LLC | 0.00% | Reduce -5.9% | 15,030 | $302K |
| Allie Family Office LLC | 0.17% | No change | 15,000 | $301K |
| Anfield Capital Management, LLC | 0.11% | No change | 14,748 | $296K |
| Good Life Advisors, LLC | 0.02% | Reduce -50.0% | 14,498 | $291K |
| Gsa Capital Partners LLP | 0.02% | New | 14,494 | $291K |
| Triumph Capital Management | 0.10% | Reduce -6.6% | 14,469 | $291K |
| Snowden Capital Advisors LLC | 0.01% | Reduce -3.4% | 14,312 | $288K |
| Caprock Group, LLC | 0.01% | No change | 14,200 | $285K |
| Cascade Financial Partners, LLC | 0.04% | No change | 14,193 | $285K |
| Quest Investment Management LLC | 0.03% | No change | 14,115 | $284K |
| Modern Wealth Management, LLC | 0.01% | Add +7.8% | 14,014 | $282K |
| CreativeOne Wealth, LLC | 0.01% | No change | 13,950 | $280K |
| Wedbush Securities Inc. | 0.01% | Reduce -11.5% | 13,913 | $280K |
| Sunbelt Securities, Inc. | 0.02% | Reduce -6.7% | 13,538 | $271K |
| Prosperity Consulting Group, LLC | 0.02% | Add +10.2% | 13,406 | $269K |
| Mercer Global Advisors Inc. | 0.00% | Reduce -37.7% | 13,399 | $269K |
| Fulton Bank, N.A. | 0.01% | Reduce -13.6% | 13,317 | $268K |
| Allspring Global Investments Holdings, LLC | 0.00% | No change | 13,100 | $263K |
| Wintrust Investments LLC | 0.23% | Add +13.8% | 13,024 | $261K |
| Advisory Research Inc. | 0.04% | Reduce -1.1% | 12,695 | $255K |
| Foundations Investment Advisors, LLC | 0.00% | Reduce -7.9% | 12,515 | $251K |
| Focus Partners Wealth | 0.00% | New | 12,497 | $251K |
| Prime Capital Investment Advisors, LLC | 0.00% | Add +3.4% | 12,335 | $248K |
| Empowered Funds, LLC | 0.00% | New | 12,295 | $247K |
| Keystone Financial Group | 0.02% | New | 12,198 | $245K |
| Avantax Advisory Services, Inc. | 0.00% | Reduce -0.3% | 12,195 | $245K |
| GWN Securities Inc. | 0.07% | — | 11,587 | $244K |
| Sanctuary Advisors, LLC | 0.00% | Reduce -38.7% | 11,531 | $243K |
| Stephens Inc. | 0.00% | New | 12,050 | $242K |
| WealthBridge Capital Management, LLC | 0.07% | No change | 12,000 | $241K |
| AXA S.A. | 0.00% | New | 11,892 | $239K |
| Beaumont Financial Advisors, LLC | 0.02% | Add +2.4% | 11,688 | $235K |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 0.00% | — | 11,000 | $221K |
| Kelleher Financial Advisors | 0.08% | No change | 10,945 | $220K |
| IFP Advisors, Inc | 0.01% | Add +9.8% | 10,943 | $220K |
| LM Advisors LLC | 0.04% | No change | 10,900 | $219K |
| Baird Financial Group, Inc. | 0.00% | Add +8.0% | 10,826 | $217K |
| Principal Securities, Inc. | 0.00% | No change | 10,774 | $216K |
| HB Wealth Management, LLC | 0.00% | Add +1.9% | 10,676 | $214K |
| Evergreen Capital Management LLC | 0.01% | New | 10,484 | $211K |
| Diversified Enterprises, LLC | 0.02% | New | 10,312 | $207K |
| Old Port Advisors | 0.06% | No change | 10,302 | $207K |
| Latitude Advisors, LLC | 0.12% | Reduce -2.1% | 10,167 | $204K |
| PharVision Advisers, LLC | 0.17% | — | 10,111 | $203K |
| GeoWealth Management, LLC | 0.01% | New | 10,003 | $201K |
| Cedar Wealth Management, LLC | 0.07% | No change | 9,759 | $196K |
| ORG Partners LLC | 0.02% | No change | 8,575 | $172K |
| Citigroup Inc. | 0.00% | Add +28.4% | 8,458 | $170K |
| MAI Capital Management | 0.00% | New | 8,175 | $164K |
| Clearstead Advisors, LLC | 0.00% | New | 7,850 | $158K |
| Annis Gardner Whiting Capital Advisors, LLC | 0.04% | No change | 6,705 | $135K |
| Signaturefd, LLC | 0.00% | Add +86.6% | 6,634 | $133K |
| Comerica Bank | 0.00% | Reduce -27.1% | 5,688 | $114K |
| Armstrong Advisory Group, Inc. | 0.01% | Add +1.4% | 5,456 | $110K |
| Geneos Wealth Management Inc. | 0.00% | No change | 4,505 | $91K |
| Van Hulzen Asset Management, LLC | 0.01% | New | 4,300 | $86K |
| Hexagon Capital Partners LLC | 0.02% | Add +5.7% | 4,126 | $83K |
| Jones Financial Companies LLLP | 0.00% | Add +199.6% | 4,042 | $81K |
| Security National Bank | 0.01% | No change | 4,003 | $80K |
| Point72 Hong Kong Ltd | 0.01% | New | 4,003 | $80K |
| Blue Trust, Inc. | 0.00% | No change | 4,000 | $80K |
| Caldwell Sutter Capital, Inc. | 0.04% | Reduce -1.0% | 3,976 | $80K |
| Brown, Lisle/Cummings, Inc. | 0.02% | No change | 3,811 | $77K |
| Nisa Investment Advisors, LLC | 0.00% | Reduce -34.5% | 3,800 | $76K |
| Tradewinds Capital Management, LLC | 0.02% | Add +2.1% | 3,571 | $72K |
| Deutsche Bank AG | 0.00% | Add +2.5% | 3,096 | $62K |
| Chilton Capital Management LLC | 0.00% | No change | 3,000 | $60K |
| Carolinas Wealth Consulting LLC | 0.01% | No change | 2,950 | $59K |
| Kozak & Associates, Inc. | 0.01% | Add +2.1% | 2,756 | $55K |
| Whittier Trust Co. of Nevada Inc. | 0.00% | Add +2.1% | 2,608 | $52K |
| Nova Wealth Management, Inc. | 0.04% | — | 2,523 | $51K |
| Hollencrest Capital Management | 0.00% | No change | 2,522 | $51K |
| Harbour Investments, Inc. | 0.00% | Add +2.1% | 2,474 | $50K |
| Farther Finance Advisors, LLC | 0.00% | Add +0.0% | 2,391 | $48K |
| Quarry LP | 0.01% | New | 2,388 | $48K |
| Chesapeake Asset Management LLC | 0.04% | Add +1.0% | 2,374 | $48K |
| Delta Asset Management LLC | 0.00% | No change | 2,338 | $47K |
| Creekmur Asset Management LLC | 0.01% | No change | 2,337 | $47K |
| Archer Investment Corp | 0.01% | Add +345.4% | 2,325 | $47K |
| AlphaMark Advisors, LLC | 0.02% | Add +4.6% | 2,142 | $43K |
| Optiver Holding B.V. | 0.00% | No change | 2,020 | $41K |
| Estabrook Capital Management | 0.01% | Add +239.0% | 1,878 | $38K |
| Avior Wealth Management, LLC | 0.00% | Add +177.2% | 1,802 | $36K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -68.1% | 1,732 | $35K |
| Caitlin John, LLC | 0.02% | Add +1.8% | 1,713 | $34K |
| Elevation Wealth Partners, LLC | 0.01% | Reduce -3.6% | 1,703 | $34K |
| Kathleen S. Wright Associates Inc. | 0.01% | No change | 1,580 | $32K |
| Salem Investment Counselors Inc. | 0.00% | Reduce -16.3% | 1,546 | $31K |
| Painted Porch Advisors LLC | 0.02% | Add +0.2% | 1,535 | $31K |
| HHM Wealth Advisors, LLC | 0.00% | No change | 1,500 | $30K |
| Ameriflex Group, Inc. | 0.01% | — | 1,361 | $29K |
| Spire Wealth Management | 0.00% | Add +0.2% | 1,353 | $27K |
| Acadian Asset Management LLC | 0.00% | New | 1,383 | $27K |
| Ancora Advisors LLC | 0.00% | No change | 1,250 | $25K |
| Allworth Financial LP | 0.00% | Add +2.5% | 987 | $21K |
| Clark Wealth Partners | 0.02% | — | 1,023 | $21K |
| AllSquare Wealth Management LLC | 0.01% | No change | 1,000 | $20K |
| Duncker Streett & Co. Inc. | 0.00% | New | 1,000 | $20K |
| Raleigh Capital Management Inc. | 0.01% | No change | 940 | $19K |
| Crowley Wealth Management, Inc. | 0.02% | — | 900 | $18K |
| Albion Financial Group | 0.00% | New | 887 | $18K |
| Pathway Financial Advisers, LLC | 0.01% | No change | 837 | $17K |
| Caitong International Asset Management Co., Ltd | 0.02% | — | 816 | $16K |
| Beacon Capital Management, LLC | 0.00% | No change | 795 | $16K |
| Asset Dedication, LLC | 0.00% | No change | 756 | $15K |
| Cwm, LLC | 0.00% | Reduce -69.5% | 759 | $15K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.00% | No change | 700 | $14K |
| Private Trust Co. NA | 0.00% | No change | 681 | $14K |
| WealthCollab, LLC | 0.01% | No change | 641 | $13K |
| Community Bank, N.A. | 0.00% | No change | 625 | $13K |
| Synergy Asset Management, LLC | 0.00% | New | 565 | $11K |
| Russell Investments Group, Ltd. | 0.00% | Add +73.3% | 520 | $10K |
| West Oak Capital, LLC | 0.01% | No change | 500 | $10K |
| PFS Partners, LLC | 0.00% | No change | 413 | $8K |
| JNBA Financial Advisors | 0.00% | No change | 329 | $7K |
| EverSource Wealth Advisors, LLC | 0.00% | No change | 321 | $6K |
| Studio Investment Management LLC | 0.00% | New | 313 | $6K |
| VSM Wealth Advisory, LLC | 0.00% | — | 300 | $6K |
| Synergy Investment Management, LLC | 0.00% | — | 280 | $6K |
| Signature Resources Capital Management, LLC | 0.00% | No change | 275 | $6K |
| WR Wealth Planners, LLC | 0.00% | Add +2.5% | 249 | $5K |
| Cullen/Frost Bankers, Inc. | 0.00% | New | 243 | $5K |
| Continuum Advisory, LLC | 0.00% | Add +2.2% | 233 | $5K |
| William B. Walkup & Associates, Inc. | 0.00% | No change | 229 | $5K |
| Coppell Advisory Solutions LLC | 0.00% | Add +1750.0% | 222 | $4K |
| TD Waterhouse Canada Inc. | 0.00% | No change | 200 | $4K |
| Assetmark, Inc. | 0.00% | New | 127 | $3K |
| Parvin Asset Management, LLC | 0.00% | — | 100 | $2K |
| Glen Eagle Advisors, LLC | 0.00% | No change | 100 | $2K |
| Rothschild Investment LLC | 0.00% | Reduce -88.2% | 100 | $2K |
| Valley National Advisers Inc. | 0.00% | No change | 100 | $2K |
| Horizon Financial Services, LLC | 0.00% | Add +2.5% | 82 | $2K |
| Tower Research Capital LLC (TRC) | 0.00% | Reduce -99.0% | 58 | $1K |
| West Financial Advisors, LLC | 0.00% | New | 50 | $1K |
| SOA Wealth Advisors, LLC. | 0.00% | New | 49 | $984 |
| Hager Investment Management Services, LLC | 0.00% | — | 48 | $959 |
| CoreCap Advisors, LLC | 0.00% | No change | 30 | $605 |
| Lindbrook Capital, LLC | 0.00% | New | 22 | $442 |
| Tucker Asset Management LLC | 0.00% | No change | 20 | $402 |
| Transce3nd, LLC | 0.00% | — | 16 | $328 |
| FMR LLC | 0.00% | Reduce -50.0% | 1 | $20 |
| Danske Bank A/S | 0.00% | Reduce -50.0% | 1 | $20 |
"% of holder's portfolio" is HTGC's weight in each manager's 13F, not the share of Hercules Capital Inc. the manager owns.