Hercules CapitalHTGC
13F holders, Q1 2025 (March 31)326holders −8
35new positions
39sold out
5famous investors
$19.20avg. 13F price*
At the end of Q1 2025, 326 institutions reported holding Hercules Capital Inc. (HTGC) in their 13F filings, down 8 from Q4 2024. 35 opened new positions and 39 sold out. The largest holders were Van Eck Associates Corp. ($64.6M), Sound Income Strategies, LLC ($55.2M) and Two Sigma Advisers, LP ($38.8M). 5 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio), Paul Tudor Jones (0.0% of Tudor Investment Corporation's portfolio) and Israel Englander (0.0% of Millennium Management's portfolio).
- Company
- Hercules Capital Inc.
- CUSIP
- 427096508
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 35 | $20.9M |
| Exits | 39 | $20.4M |
All 13F filers, Q4 2024 → Q1 2025: 5,791,640 shares bought and 3,203,322 shares sold, net +2,588,318 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 326 holders
| Van Eck Associates Corp. | 0.08% | Reduce -2.2% | 3,363,399 | $64.6M |
| Sound Income Strategies, LLC | 3.26% | Add +2.1% | 2,874,455 | $55.2M |
| Two Sigma Advisers, LP | 0.09% | Add +43.5% | 2,019,600 | $38.8M |
| Morgan Stanley | 0.00% | Add +23.0% | 1,574,499 | $30.2M |
| Two Sigma Investments, LP | 0.06% | Add +33.8% | 1,265,084 | $24.3M |
| Citadel Advisors | 0.02% | Add +52.5% | 1,263,566 | $24.3M |
| Legal & General Group Plc | 0.01% | Add +9.1% | 1,176,017 | $22.6M |
| LPL Financial LLC | 0.01% | Add +14.5% | 1,130,362 | $21.7M |
| Advisors Capital Management, LLC | 0.30% | Reduce -0.5% | 1,013,182 | $19.5M |
| BlackRock, Inc. | 0.00% | Add +2.9% | 882,299 | $16.9M |
| UBS Group AG | 0.00% | Add +79.9% | 811,055 | $15.6M |
| Royal Bank of Canada | 0.00% | Add +2.0% | 804,077 | $15.4M |
| Melia Wealth LLC | 7.56% | Add +0.3% | 762,512 | $14.6M |
| Wells Fargo & Company | 0.00% | Add +13.1% | 758,292 | $14.6M |
| JPMorgan Chase & Co. | 0.00% | Add +53.6% | 680,826 | $13.1M |
| Raymond James Financial Inc. | 0.00% | Add +8.2% | 644,217 | $12.4M |
| Franklin Resources Inc. | 0.00% | Add +52.9% | 595,252 | $11.4M |
| Gilman Hill Asset Management, LLC | 1.90% | Reduce -1.5% | 568,673 | $10.9M |
| Tectonic Advisors LLC | 0.64% | Add +7.7% | 531,792 | $10.2M |
| Credit Agricole S A | 0.04% | Add +46.2% | 527,236 | $10.1M |
| Muzinich & Co., Inc. | 6.00% | Add +13.4% | 510,371 | $9.8M |
| Sumitomo Mitsui Trust Group, Inc. | 0.01% | Add +12.9% | 499,699 | $9.6M |
| Stifel Financial Corp. | 0.01% | Add +13.9% | 478,896 | $9.2M |
| Voloridge Investment Management, LLC | 0.03% | Add +13.7% | 439,016 | $8.4M |
| Advisors Asset Management, Inc. | 0.15% | Add +1.8% | 413,415 | $7.9M |
| Millennium Management | 0.01% | Reduce -9.5% | 388,439 | $7.5M |
| Confluence Investment Management LLC | 0.11% | Add +0.1% | 382,629 | $7.4M |
| Connor, Clark & Lunn Investment Management Ltd. | 0.03% | Add +126.2% | 369,368 | $7.1M |
| Border to Coast Pensions Partnership Ltd | 0.14% | No change | 350,000 | $6.7M |
| Denali Advisors LLC | 0.75% | Reduce -2.4% | 341,045 | $6.6M |
| Cubist Systematic Strategies, LLC | 0.08% | Add +170.3% | 336,988 | $6.5M |
| Ameriprise Financial Inc. | 0.00% | Add +1.2% | 329,785 | $6.3M |
| S&T Bank | 1.93% | Reduce -1.9% | 306,625 | $5.9M |
| D.A. Davidson & Co. | 0.04% | Reduce -1.1% | 285,929 | $5.5M |
| D. E. Shaw & Co. | 0.01% | Reduce -52.2% | 283,311 | $5.4M |
| Left Brain Wealth Management, LLC | 2.34% | Add +1.1% | 278,894 | $5.4M |
| HRT Financial LP | 0.03% | Reduce -13.7% | 277,812 | $5.3M |
| Commonwealth Equity Services, LLC | 0.01% | Reduce -16.2% | 274,413 | $5.3M |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -7.0% | 274,004 | $5.3M |
| Atria Wealth Solutions, Inc. | 0.06% | Reduce -5.9% | 238,406 | $4.6M |
| Truvestments Capital LLC | 0.88% | Add +46.6% | 211,318 | $4.1M |
| Ares Management LLC | 0.24% | Reduce -11.0% | 201,606 | $3.9M |
| Blair William & Co. | 0.01% | Reduce -6.0% | 200,000 | $3.8M |
| Cetera Investment Advisers | 0.01% | Add +25.3% | 191,097 | $3.7M |
| FAS Wealth Partners, Inc. | 0.29% | Reduce -4.1% | 188,097 | $3.6M |
| Naviter Wealth, LLC | 0.43% | Add +16.7% | 184,454 | $3.6M |
| Baker Avenue Asset Management, LP | 0.10% | Add +1.9% | 165,898 | $3.2M |
| Graypoint LLC | 0.20% | Add +0.4% | 165,597 | $3.2M |
| BNP Paribas Financial Markets | 0.00% | Add +52.8% | 156,840 | $3.0M |
| Elevation Point Wealth Partners, LLC | 0.25% | Add +4.3% | 153,851 | $3.0M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Reduce -5.5% | 153,147 | $2.9M |
| CANADA LIFE ASSURANCE Co | 0.01% | Add +26.3% | 151,384 | $2.9M |
| Waterloo Capital, L.P. | 0.27% | Add +6.1% | 151,666 | $2.9M |
| Rockefeller Capital Management L.P. | 0.01% | Add +3.1% | 142,649 | $2.7M |
| Private Advisor Group, LLC | 0.02% | Add +7.2% | 140,565 | $2.7M |
| Bank of America Corp. | 0.00% | Reduce -2.6% | 125,592 | $2.4M |
| Trexquant Investment LP | 0.03% | Add +15.3% | 123,706 | $2.4M |
| Napa Wealth Management | 1.34% | Reduce -0.5% | 123,610 | $2.4M |
| Osaic Holdings, Inc. | 0.01% | Add +15.2% | 123,511 | $2.4M |
| Neuberger Berman Group LLC | 0.00% | Add +89.1% | 119,453 | $2.3M |
| Steward Partners Investment Advisory, LLC | 0.02% | Add +23.8% | 116,514 | $2.2M |
| Taylor Frigon Capital Management LLC | 1.31% | Add +0.7% | 114,664 | $2.2M |
| DNB Asset Management AS | 0.01% | Reduce -25.8% | 114,192 | $2.2M |
| PFG Investments, LLC | 0.14% | Reduce -0.4% | 112,062 | $2.2M |
| Engineers Gate Manager LP | 0.04% | Add +127.8% | 111,719 | $2.1M |
| Twinbeech Capital LP | 0.04% | New | 111,431 | $2.1M |
| Bank of New York Mellon Corp | 0.00% | Add +35.0% | 111,212 | $2.1M |
| Qube Research & Technologies Ltd | 0.00% | New | 110,425 | $2.1M |
| Golden State Wealth Management, LLC | 0.30% | Reduce -10.5% | 103,486 | $2.0M |
| Pennington Partners & Co., LLC | 1.06% | No change | 96,700 | $1.9M |
| CIBC Private Wealth Group LLC | 0.00% | Reduce -0.6% | 114,002 | $1.9M |
| FJ Capital Management LLC | 0.19% | Add +70.7% | 93,829 | $1.8M |
| Natixis | 0.01% | Add +70.1% | 93,368 | $1.8M |
| Nations Financial Group Inc, /Ia/ | 0.14% | Add +0.6% | 92,968 | $1.8M |
| Aquatic Capital Management LLC | 0.04% | Reduce -12.2% | 90,989 | $1.7M |
| Kestra Private Wealth Services, LLC | 0.03% | Add +9.6% | 90,876 | $1.7M |
| FIL Ltd | 0.00% | New | 88,901 | $1.7M |
| Hennion & Walsh Asset Management, Inc. | 0.08% | Add +0.0% | 88,531 | $1.7M |
| Capital Advisory Group Advisory Services, LLC | 0.64% | Reduce -40.2% | 87,053 | $1.7M |
| Legacy Capital Wealth Partners, LLC | 0.40% | Reduce -4.9% | 84,602 | $1.6M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -38.6% | 82,490 | $1.6M |
| Creegan & Nassoura Financial Group, LLC | 1.03% | No change | 80,170 | $1.5M |
| Tudor Investment Corporation | 0.01% | New | 79,723 | $1.5M |
| Tidal Investments LLC | 0.01% | Add +0.7% | 79,440 | $1.5M |
| Invesco Ltd. | 0.00% | Reduce -17.1% | 77,699 | $1.5M |
| HighTower Advisors, LLC | 0.00% | Reduce -1.0% | 76,483 | $1.5M |
| Simplex Trading, LLC | 0.05% | New | 72,854 | $1.4M |
| Delphi Management Inc. | 1.42% | Reduce -6.3% | 72,570 | $1.4M |
| Barclays PLC | 0.00% | Add +0.9% | 71,702 | $1.4M |
| Sharpepoint LLC | 1.20% | Add +16.2% | 75,696 | $1.4M |
| IHT Wealth Management, LLC | 0.04% | Add +3.4% | 69,669 | $1.3M |
| Naples Global Advisors, LLC | 0.12% | Add +2.9% | 64,074 | $1.2M |
| Lido Advisors, LLC | 0.01% | Add +2.8% | 61,269 | $1.2M |
| Essex Financial Services, Inc. | 0.08% | Reduce -0.4% | 60,678 | $1.2M |
| TFG Advisers LLC | 0.42% | Add +19.7% | 60,188 | $1.2M |
| Abundance Wealth Counselors | 0.23% | Add +4.3% | 58,155 | $1.1M |
| Arkadios Wealth Advisors | 0.04% | Add +3.6% | 57,579 | $1.1M |
| Atom Investors LP | 0.13% | Reduce -30.9% | 56,898 | $1.1M |
| OMERS ADMINISTRATION Corp | 0.01% | New | 56,700 | $1.1M |
| Bristlecone Advisors, LLC | 0.09% | Add +18.4% | 55,845 | $1.1M |
"% of holder's portfolio" is HTGC's weight in each manager's 13F, not the share of Hercules Capital Inc. the manager owns.