Hercules CapitalHTGC
13F holders, Q3 2025 (September 30)344holders +17
45new positions
28sold out
4famous investors
$20.96avg. 13F price*
At the end of Q3 2025, 344 institutions reported holding Hercules Capital Inc. (HTGC) in their 13F filings, up 17 from Q2 2025. 45 opened new positions and 28 sold out. The largest holders were Union Bancaire Privee, UBP SA ($102.2M), Van Eck Associates Corp. ($69.0M) and Sound Income Strategies, LLC ($47.0M). 4 famous investors held it, including Israel Englander (0.0% of Millennium Management's portfolio), Ken Griffin (0.0% of Citadel Advisors's portfolio) and David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio).
- Company
- Hercules Capital Inc.
- CUSIP
- 427096508
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 45 | $32.7M |
| Exits | 28 | $7.8M |
All 13F filers, Q2 2025 → Q3 2025: 5,768,509 shares bought and 5,105,337 shares sold, net +663,172 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 344 holders
| Union Bancaire Privee, UBP SA | 1.47% | No change | 35,781 | $102.2M |
| Van Eck Associates Corp. | 0.06% | Add +0.8% | 3,647,184 | $69.0M |
| Sound Income Strategies, LLC | 2.57% | Reduce -6.1% | 2,752,867 | $47.0M |
| Two Sigma Advisers, LP | 0.07% | Reduce -6.0% | 1,956,400 | $37.0M |
| LPL Financial LLC | 0.01% | Add +38.4% | 1,794,113 | $33.9M |
| Millennium Management | 0.02% | Reduce -53.2% | 1,362,362 | $25.8M |
| BlackRock, Inc. | 0.00% | Add +25.5% | 1,339,037 | $25.3M |
| Two Sigma Investments, LP | 0.04% | Add +0.6% | 1,328,016 | $25.1M |
| UBS Group AG | 0.00% | Add +14.4% | 1,318,768 | $24.9M |
| Morgan Stanley | 0.00% | Reduce -17.9% | 1,173,626 | $22.2M |
| Legal & General Group Plc | 0.01% | Reduce -6.5% | 1,172,230 | $22.2M |
| Qube Research & Technologies Ltd | 0.03% | Add +77.0% | 1,027,274 | $19.4M |
| Muzinich & Co., Inc. | 7.28% | Add +34.5% | 992,820 | $18.8M |
| Franklin Resources Inc. | 0.00% | Add +10.1% | 928,629 | $17.6M |
| Citadel Advisors | 0.01% | Add +36.1% | 904,135 | $17.1M |
| Sumitomo Mitsui Trust Group, Inc. | 0.01% | Add +42.3% | 884,946 | $16.7M |
| Melia Wealth LLC | 6.74% | Add +2.5% | 813,540 | $15.4M |
| Advisors Capital Management, LLC | 0.19% | Add +5.3% | 794,251 | $15.0M |
| Royal Bank of Canada | 0.00% | Reduce -3.5% | 760,557 | $14.4M |
| Wells Fargo & Company | 0.00% | Add +0.5% | 757,054 | $14.3M |
| Raymond James Financial Inc. | 0.00% | Add +11.4% | 705,969 | $13.3M |
| Tectonic Advisors LLC | 0.71% | Add +10.9% | 689,511 | $13.0M |
| Marshall Wace, LLP | 0.01% | New | 592,242 | $11.2M |
| Gilman Hill Asset Management, LLC | 1.73% | Add +2.4% | 584,051 | $11.0M |
| Voloridge Investment Management, LLC | 0.04% | Reduce -8.2% | 578,861 | $10.9M |
| Stifel Financial Corp. | 0.01% | Reduce -0.4% | 566,738 | $10.7M |
| D. E. Shaw & Co. | 0.01% | Add +50.6% | 516,362 | $9.8M |
| HRT Financial LP | 0.03% | Reduce -11.5% | 493,935 | $9.3M |
| Connor, Clark & Lunn Investment Management Ltd. | 0.03% | Add +99.1% | 434,118 | $8.2M |
| JPMorgan Chase & Co. | 0.00% | Reduce -20.3% | 419,588 | $7.9M |
| Advisors Asset Management, Inc. | 0.13% | Add +2.3% | 391,629 | $7.4M |
| Atom Investors LP | 0.55% | Reduce -0.7% | 385,594 | $7.3M |
| Trexquant Investment LP | 0.07% | New | 380,520 | $7.2M |
| Border to Coast Pensions Partnership Ltd | 0.12% | No change | 375,000 | $7.1M |
| Neuberger Berman Group LLC | 0.00% | Reduce -7.9% | 321,745 | $6.1M |
| Confluence Investment Management LLC | 0.08% | Reduce -21.2% | 302,513 | $5.7M |
| D.A. Davidson & Co. | 0.04% | Add +1.6% | 300,139 | $5.7M |
| Left Brain Wealth Management, LLC | 1.73% | Add +2.4% | 290,883 | $5.5M |
| Ameriprise Financial Inc. | 0.00% | Reduce -11.6% | 289,013 | $5.5M |
| Janney Montgomery Scott LLC | 0.01% | New | 287,545 | $5.4M |
| Credit Agricole S A | 0.02% | — | 278,720 | $5.3M |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -0.1% | 268,318 | $5.1M |
| Denali Advisors LLC | 0.57% | Reduce -20.4% | 265,576 | $5.0M |
| S&T Bank | 1.32% | Reduce -13.7% | 249,016 | $4.7M |
| Commonwealth Equity Services, LLC | 0.01% | Reduce -20.4% | 228,669 | $4.3M |
| Goldman Sachs Group Inc. | 0.00% | Reduce -42.1% | 221,753 | $4.2M |
| Schonfeld Strategic Advisors LLC | 0.03% | Add +61.5% | 217,329 | $4.1M |
| Northern Trust Corp. | 0.00% | Add +74.3% | 215,039 | $4.1M |
| Cetera Investment Advisers | 0.00% | Add +9.6% | 211,342 | $4.0M |
| Naviter Wealth, LLC | 0.46% | Add +2.6% | 209,005 | $4.0M |
| CANADA LIFE ASSURANCE Co | 0.01% | Add +32.4% | 206,341 | $3.9M |
| FJ Capital Management LLC | 0.41% | Add +35.6% | 203,991 | $3.9M |
| Blair William & Co. | 0.01% | No change | 203,205 | $3.8M |
| Barclays PLC | 0.00% | Add +97.9% | 202,927 | $3.8M |
| Ares Management LLC | 0.17% | No change | 201,606 | $3.8M |
| Truvestments Capital LLC | 0.64% | Reduce -10.7% | 188,618 | $3.6M |
| FAS Wealth Partners, Inc. | 0.24% | Reduce -0.8% | 185,046 | $3.5M |
| State Street Corp. | 0.00% | Add +2.8% | 173,065 | $3.3M |
| Elevation Point Wealth Partners, LLC | 0.23% | Add +2.6% | 171,516 | $3.2M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +1.6% | 167,468 | $3.2M |
| Waterloo Capital, L.P. | 0.22% | Add +4.4% | 158,053 | $3.0M |
| Engineers Gate Manager LP | 0.03% | Reduce -34.7% | 157,298 | $3.0M |
| Taylor Frigon Capital Management LLC | 1.45% | Add +1.9% | 154,414 | $2.9M |
| Jump Financial, LLC | 0.04% | Reduce -44.5% | 146,175 | $2.8M |
| Bank of America Corp. | 0.00% | Add +50.6% | 145,518 | $2.8M |
| Cubist Systematic Strategies, LLC | 0.04% | Reduce -67.8% | 144,265 | $2.7M |
| Rockefeller Capital Management L.P. | 0.01% | Reduce -1.6% | 140,994 | $2.7M |
| Deutsche Bank AG | 0.00% | Add +4232.0% | 140,746 | $2.7M |
| Quantbot Technologies LP | 0.07% | Reduce -6.3% | 132,897 | $2.5M |
| Private Advisor Group, LLC | 0.01% | Add +0.3% | 125,811 | $2.4M |
| Natixis | 0.01% | Add +0.2% | 118,163 | $2.2M |
| Osaic Holdings, Inc. | 0.00% | Reduce -5.7% | 113,887 | $2.2M |
| DNB Asset Management AS | 0.01% | No change | 114,192 | $2.2M |
| PFG Investments, LLC | 0.11% | Add +2.1% | 112,183 | $2.1M |
| Steward Partners Investment Advisory, LLC | 0.01% | Reduce -0.2% | 111,956 | $2.1M |
| CIBC Private Wealth Group LLC | 0.00% | No change | 111,276 | $2.1M |
| Napa Wealth Management | 0.98% | Add +1.9% | 111,045 | $2.1M |
| Prevail Innovative Wealth Advisors, LLC | 0.39% | Add +21.6% | 107,148 | $2.0M |
| Kestra Private Wealth Services, LLC | 0.03% | Reduce -2.2% | 101,544 | $1.9M |
| Pennington Partners & Co., LLC | 0.87% | No change | 96,700 | $1.8M |
| Nations Financial Group Inc, /Ia/ | 0.11% | Add +2.8% | 96,690 | $1.8M |
| Capital Advisory Group Advisory Services, LLC | 0.54% | Add +1.7% | 92,486 | $1.7M |
| Brevan Howard Capital Management LP | 0.02% | Add +19.6% | 88,366 | $1.7M |
| Sharpepoint LLC | 1.51% | Add +2.2% | 88,336 | $1.7M |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +173.3% | 89,575 | $1.6M |
| IHT Wealth Management, LLC | 0.04% | Add +4.1% | 84,077 | $1.6M |
| Kestra Advisory Services, LLC | 0.01% | Add +119.1% | 83,526 | $1.6M |
| Tidal Investments LLC | 0.01% | Add +7.7% | 83,114 | $1.6M |
| Legacy Capital Wealth Partners, LLC | 0.34% | Reduce -0.5% | 81,662 | $1.5M |
| Creegan & Nassoura Financial Group, LLC | 0.97% | Reduce -0.6% | 79,670 | $1.5M |
| BNP Paribas Financial Markets | 0.00% | Reduce -60.6% | 79,426 | $1.5M |
| International Assets Investment Management, LLC | 0.12% | Add +308.9% | 79,555 | $1.5M |
| Point72 Asset Management | 0.00% | Add +107.7% | 75,400 | $1.4M |
| Delphi Management Inc. | 1.31% | Reduce -2.3% | 74,694 | $1.4M |
| Naples Global Advisors, LLC | 0.11% | Add +2.2% | 71,449 | $1.4M |
| Global Retirement Partners, LLC | 0.03% | Add +196.0% | 69,615 | $1.3M |
| HighTower Advisors, LLC | 0.00% | Reduce -9.4% | 65,842 | $1.2M |
| Golden State Wealth Management, LLC | 0.13% | Reduce -14.5% | 64,577 | $1.2M |
| Lido Advisors, LLC | 0.00% | Add +12.7% | 63,046 | $1.2M |
| Campbell & CO Investment Adviser LLC | 0.09% | Reduce -63.5% | 61,398 | $1.2M |
"% of holder's portfolio" is HTGC's weight in each manager's 13F, not the share of Hercules Capital Inc. the manager owns.