Hercules CapitalHTGC
13F holders, Q3 2024 (September 30)299holders +11
38new positions
24sold out
2famous investors
$19.66avg. 13F price*
At the end of Q3 2024, 299 institutions reported holding Hercules Capital Inc. (HTGC) in their 13F filings, up 11 from Q2 2024. 38 opened new positions and 24 sold out. The largest holders were Van Eck Associates Corp. ($61.9M), Sound Income Strategies, LLC ($53.8M) and Morgan Stanley ($24.7M). 2 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio) and Israel Englander (0.0% of Millennium Management's portfolio).
- Company
- Hercules Capital Inc.
- CUSIP
- 427096508
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 38 | $17.9M |
| Exits | 24 | $28.8M |
All 13F filers, Q2 2024 → Q3 2024: 3,206,081 shares bought and 3,742,052 shares sold, net −535,971 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 299 holders
| Van Eck Associates Corp. | 0.08% | Add +10.3% | 3,115,419 | $61.9M |
| Sound Income Strategies, LLC | 3.46% | Add +1.8% | 2,737,345 | $53.8M |
| Morgan Stanley | 0.00% | Add +6.5% | 1,256,966 | $24.7M |
| Legal & General Group Plc | 0.01% | Reduce -6.6% | 1,171,517 | $23.0M |
| LPL Financial LLC | 0.01% | Add +15.3% | 986,915 | $19.4M |
| Advisors Capital Management, LLC | 0.31% | Add +1.0% | 955,600 | $18.8M |
| Royal Bank of Canada | 0.00% | Reduce -4.2% | 764,570 | $15.0M |
| Melia Wealth LLC | 7.56% | Add +1.6% | 743,573 | $14.6M |
| BlackRock, Inc. | 0.00% | — | 703,352 | $13.8M |
| Wells Fargo & Company | 0.00% | Reduce -0.4% | 654,838 | $12.9M |
| Gilman Hill Asset Management, LLC | 1.96% | Reduce -1.6% | 597,707 | $11.7M |
| Two Sigma Advisers, LP | 0.02% | Reduce -45.0% | 460,200 | $9.0M |
| Two Sigma Investments, LP | 0.02% | Reduce -21.9% | 457,677 | $9.0M |
| Tectonic Advisors LLC | 0.56% | Add +17.0% | 433,032 | $8.5M |
| Muzinich & Co., Inc. | 6.33% | Add +9.9% | 408,362 | $8.0M |
| Advisors Asset Management, Inc. | 0.15% | Add +9.3% | 406,985 | $8.0M |
| Sumitomo Mitsui Trust Group, Inc. | 0.01% | Add +10.1% | 401,133 | $7.9M |
| Citadel Advisors | 0.01% | Add +188.7% | 392,948 | $7.7M |
| Franklin Resources Inc. | 0.00% | Add +28.0% | 387,225 | $7.7M |
| Confluence Investment Management LLC | 0.10% | Add +0.2% | 380,452 | $7.5M |
| Stifel Financial Corp. | 0.01% | Reduce -4.4% | 372,692 | $7.3M |
| Denali Advisors LLC | 0.76% | New | 358,580 | $7.0M |
| S&T Bank | 1.84% | Reduce -7.8% | 357,127 | $7.0M |
| Border to Coast Pensions Partnership Ltd | 0.14% | No change | 350,000 | $6.9M |
| Credit Agricole S A | 0.03% | Add +186.9% | 330,371 | $6.5M |
| Raymond James & Associates | 0.00% | Reduce -46.7% | 322,781 | $6.3M |
| Commonwealth Equity Services, LLC | 0.01% | Reduce -2.5% | 322,476 | $6.3M |
| Janney Montgomery Scott LLC | 0.02% | Add +2.2% | 303,858 | $6.0M |
| UBS Group AG | 0.00% | Add +20.4% | 302,202 | $5.9M |
| Ameriprise Financial Inc. | 0.00% | Reduce -23.2% | 297,100 | $5.8M |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -0.3% | 294,507 | $5.8M |
| JPMorgan Chase & Co. | 0.00% | Reduce -27.5% | 292,978 | $5.8M |
| Capital Advisory Group Advisory Services, LLC | 2.24% | Reduce -15.9% | 286,734 | $5.6M |
| D.A. Davidson & Co. | 0.05% | Add +7.1% | 283,850 | $5.6M |
| Atria Wealth Solutions, Inc. | 0.05% | Reduce -1.8% | 253,158 | $5.0M |
| Raymond James Financial Services Advisors, Inc. | 0.01% | Add +166.7% | 228,138 | $4.5M |
| HRT Financial LP | 0.02% | Reduce -6.2% | 222,766 | $4.4M |
| Centaurus Financial, Inc. | 0.28% | Reduce -6.3% | 222,491 | $4.4M |
| Envestnet Asset Management Inc. | 0.00% | Add +18.3% | 221,035 | $4.3M |
| Blair William & Co. | 0.01% | Add +50.0% | 212,810 | $4.2M |
| Left Brain Wealth Management, LLC | 1.91% | Add +4.3% | 208,661 | $4.1M |
| FAS Wealth Partners, Inc. | 0.32% | Reduce -0.5% | 206,967 | $4.1M |
| TrueMark Investments, LLC | 1.26% | Add +35.1% | 199,153 | $3.9M |
| Ares Management LLC | 0.11% | Add +38.6% | 198,306 | $3.9M |
| Baker Avenue Asset Management, LP | 0.10% | Add +3.2% | 159,668 | $3.1M |
| Prevail Innovative Wealth Advisors, LLC | 0.93% | New | 155,212 | $3.0M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +10.8% | 152,500 | $3.0M |
| Osaic Holdings, Inc. | 0.01% | Add +10.7% | 152,257 | $3.0M |
| Graypoint LLC | 0.18% | Add +2.6% | 140,230 | $2.8M |
| DNB Asset Management AS | 0.01% | Add +3.6% | 140,106 | $2.8M |
| Naviter Wealth, LLC | 0.38% | Add +8.1% | 137,931 | $2.7M |
| Rockefeller Capital Management L.P. | 0.01% | Add +2.4% | 137,868 | $2.7M |
| Truvestments Capital LLC | 0.72% | Add +1.4% | 136,275 | $2.7M |
| Waterloo Capital, L.P. | 0.29% | Reduce -10.8% | 134,229 | $2.6M |
| Cetera Investment Advisers | 0.01% | Reduce -0.3% | 132,156 | $2.6M |
| Elevation Point Wealth Partners, LLC | 0.25% | Reduce -7.4% | 132,075 | $2.6M |
| CANADA LIFE ASSURANCE Co | 0.00% | Add +10.6% | 127,392 | $2.5M |
| Bank of America Corp. | 0.00% | Reduce -54.4% | 124,467 | $2.4M |
| Private Advisor Group, LLC | 0.02% | Add +28.1% | 123,914 | $2.4M |
| Napa Wealth Management | 1.12% | Add +5.6% | 120,294 | $2.4M |
| Goldman Sachs Group Inc. | 0.00% | Reduce -49.7% | 115,797 | $2.3M |
| Taylor Frigon Capital Management LLC | 1.13% | Add +1.0% | 115,796 | $2.3M |
| CIBC Private Wealth Group LLC | 0.00% | Add +1.1% | 114,491 | $2.2M |
| Hennion & Walsh Asset Management, Inc. | 0.10% | Reduce -15.1% | 112,391 | $2.2M |
| PFG Investments, LLC | 0.14% | Add +2.5% | 110,854 | $2.2M |
| Northern Trust Corp. | 0.00% | Add +14.2% | 95,206 | $1.9M |
| Legacy Capital Wealth Partners, LLC | 0.37% | Reduce -4.9% | 93,211 | $1.8M |
| Natixis | 0.01% | Add +19.9% | 91,715 | $1.8M |
| Nations Financial Group Inc, /Ia/ | 0.13% | Add +2.9% | 91,648 | $1.8M |
| Invesco Ltd. | 0.00% | Add +7.3% | 83,849 | $1.6M |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +12.1% | 82,843 | $1.6M |
| Creegan & Nassoura Financial Group, LLC | 0.99% | Reduce -1.5% | 80,370 | $1.6M |
| Kestra Private Wealth Services, LLC | 0.03% | Add +368.5% | 76,854 | $1.5M |
| Tidal Investments LLC | 0.02% | Add +8.1% | 76,262 | $1.5M |
| Delphi Management Inc. | 1.34% | Reduce -22.4% | 75,066 | $1.5M |
| Axiom Advisory, LLC | 0.01% | Add +3.8% | 71,032 | $1.4M |
| Jump Financial, LLC | 0.03% | Reduce -11.1% | 67,254 | $1.3M |
| Essex Financial Services, Inc. | 0.09% | Add +17.1% | 62,802 | $1.3M |
| Lido Advisors, LLC | 0.01% | Add +45.0% | 63,166 | $1.2M |
| Neuberger Berman Group LLC | 0.00% | Add +148.6% | 62,532 | $1.2M |
| HighTower Advisors, LLC | 0.00% | Reduce -6.7% | 62,435 | $1.2M |
| IHT Wealth Management, LLC | 0.03% | Add +4.7% | 61,875 | $1.2M |
| Naples Global Advisors, LLC | 0.11% | Add +0.1% | 61,659 | $1.2M |
| Global Retirement Partners, LLC | 0.04% | Add +23.7% | 59,871 | $1.2M |
| NorthCoast Asset Management LLC | 0.01% | Add +187.3% | 57,466 | $1.1M |
| Abundance Wealth Counselors | 0.23% | New | 55,916 | $1.1M |
| Arkadios Wealth Advisors | 0.06% | Add +1.6% | 55,802 | $1.1M |
| Alps Advisors Inc. | 0.01% | Add +14.7% | 55,365 | $1.1M |
| BNP Paribas Financial Markets | 0.00% | Add +511.2% | 53,068 | $1.0M |
| North Star Investment Management Corp. | 0.07% | Add +6.9% | 52,080 | $1.0M |
| Bank of New York Mellon Corp | 0.00% | Add +9.3% | 49,189 | $966K |
| McDonald Partners LLC | 0.24% | No change | 48,000 | $943K |
| Sigma Planning Corp | 0.03% | Add +1.2% | 43,705 | $858K |
| US Bancorp \de | 0.00% | Reduce -3.5% | 43,419 | $853K |
| Independent Financial Group, LLC | 0.03% | Add +4.9% | 42,586 | $836K |
| Bristlecone Advisors, LLC | 0.07% | No change | 41,986 | $825K |
| Virtus Advisers, LLC | 0.38% | Add +13.3% | 41,266 | $810K |
| Bleakley Financial Group, LLC | 0.02% | Add +2.6% | 41,234 | $810K |
| Federation des caisses Desjardins du Quebec | 0.00% | Add +2.8% | 40,512 | $796K |
| Engineers Gate Manager LP | 0.02% | Reduce -18.5% | 40,400 | $793K |
"% of holder's portfolio" is HTGC's weight in each manager's 13F, not the share of Hercules Capital Inc. the manager owns.