Hercules CapitalHTGC
13F holders, Q2 2024 (June 30)288holders −6
29new positions
35sold out
2famous investors
$20.22avg. 13F price*
At the end of Q2 2024, 288 institutions reported holding Hercules Capital Inc. (HTGC) in their 13F filings, down 6 from Q1 2024. 29 opened new positions and 35 sold out. The largest holders were Van Eck Associates Corp. ($57.8M), Sound Income Strategies, LLC ($55.0M) and Legal & General Group Plc ($25.7M). 2 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio) and Israel Englander (0.0% of Millennium Management's portfolio).
- Company
- Hercules Capital Inc.
- CUSIP
- 427096508
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024 → Q2 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 29 | $17.1M |
| Exits | 35 | $40.5M |
All 13F filers, Q1 2024 → Q2 2024: 3,169,891 shares bought and 4,247,078 shares sold, net −1,077,187 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 288 holders
| Van Eck Associates Corp. | 0.08% | Add +11.8% | 2,824,840 | $57.8M |
| Sound Income Strategies, LLC | 3.84% | Add +1.3% | 2,689,673 | $55.0M |
| Legal & General Group Plc | 0.01% | Add +3.3% | 1,254,410 | $25.7M |
| Morgan Stanley | 0.00% | Add +3.4% | 1,180,311 | $24.1M |
| Advisors Capital Management, LLC | 0.34% | Add +2.0% | 946,313 | $19.4M |
| Marshall Wace, LLP | 0.03% | Reduce -42.1% | 867,395 | $17.7M |
| LPL Financial LLC | 0.01% | Add +8.9% | 856,288 | $17.5M |
| Two Sigma Advisers, LP | 0.04% | Add +6.5% | 836,600 | $17.1M |
| Royal Bank of Canada | 0.00% | Add +2.4% | 798,230 | $16.3M |
| Melia Wealth LLC | 8.17% | Add +5.9% | 732,058 | $15.0M |
| Wells Fargo & Company | 0.00% | Add +12.6% | 657,643 | $13.4M |
| BlackRock Inc. | 0.00% | Add +3.9% | 651,944 | $13.3M |
| Gilman Hill Asset Management, LLC | 2.25% | Add +1.3% | 607,669 | $12.4M |
| Raymond James & Associates | 0.01% | Reduce -22.4% | 605,633 | $12.4M |
| Two Sigma Investments, LP | 0.03% | Reduce -4.7% | 586,109 | $12.0M |
| JPMorgan Chase & Co. | 0.00% | Reduce -24.5% | 404,051 | $8.3M |
| Stifel Financial Corp. | 0.01% | Add +3.5% | 389,732 | $8.0M |
| S&T Bank | 2.02% | Reduce -26.8% | 387,159 | $7.9M |
| Ameriprise Financial Inc. | 0.00% | Add +93.1% | 386,922 | $7.9M |
| Confluence Investment Management LLC | 0.11% | Add +0.8% | 379,548 | $7.8M |
| Advisors Asset Management, Inc. | 0.15% | Reduce -0.5% | 372,267 | $7.6M |
| Muzinich & Co., Inc. | 6.09% | Reduce -1.8% | 371,476 | $7.6M |
| Tectonic Advisors LLC | 0.55% | Add +7.3% | 370,206 | $7.6M |
| Sumitomo Mitsui Trust Group, Inc. | 0.01% | Reduce -1.9% | 364,247 | $7.4M |
| McKinley Capital Management LLC | 1.28% | Add +4.3% | 356,422 | $7.3M |
| Border to Coast Pensions Partnership Ltd | 0.17% | Reduce -6.6% | 350,000 | $7.2M |
| Capital Advisory Group Advisory Services, LLC | 2.98% | Add +12.2% | 340,780 | $7.0M |
| Commonwealth Equity Services, LLC | 0.01% | Add +11.2% | 330,643 | $6.8M |
| Franklin Resources Inc. | 0.00% | Add +11.4% | 302,445 | $6.2M |
| Janney Montgomery Scott LLC | 0.02% | Reduce -1.4% | 297,187 | $6.1M |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -0.8% | 295,366 | $6.0M |
| Bank of America Corp. | 0.00% | Add +95.3% | 272,878 | $5.6M |
| D.A. Davidson & Co. | 0.05% | Add +6.8% | 265,027 | $5.4M |
| Atria Wealth Solutions, Inc. | 0.06% | Reduce -7.3% | 257,812 | $5.3M |
| UBS Group AG | 0.00% | Reduce -1.0% | 250,994 | $5.1M |
| HRT Financial LP | 0.03% | Add +194.2% | 237,534 | $4.9M |
| Centaurus Financial, Inc. | 0.32% | Reduce -1.4% | 237,366 | $4.9M |
| Goldman Sachs Group Inc. | 0.00% | Add +44.7% | 230,093 | $4.7M |
| FAS Wealth Partners, Inc. | 0.37% | Reduce -0.9% | 208,025 | $4.3M |
| Left Brain Wealth Management, LLC | 1.91% | Add +10.3% | 200,081 | $4.1M |
| Envestnet Asset Management Inc. | 0.00% | Add +25.6% | 186,835 | $3.8M |
| Baker Avenue Asset Management, LP | 0.11% | Reduce -2.6% | 154,690 | $3.2M |
| Waterloo Capital, L.P. | 0.37% | Add +4.3% | 150,555 | $3.1M |
| TrueMark Investments, LLC | 1.03% | New | 147,418 | $3.0M |
| Ares Management LLC | 0.08% | No change | 143,038 | $2.9M |
| Elevation Point Wealth Partners, LLC | 0.23% | Add +1.9% | 142,679 | $2.9M |
| Blair William & Co. | 0.01% | No change | 141,879 | $2.9M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +31.4% | 137,622 | $2.8M |
| Osaic Holdings, Inc. | 0.01% | Reduce -15.0% | 137,561 | $2.8M |
| Graypoint LLC | 0.19% | Add +2.5% | 136,697 | $2.8M |
| Citadel Advisors | 0.00% | Reduce -73.1% | 136,135 | $2.8M |
| DNB Asset Management AS | 0.01% | Add +17.0% | 135,256 | $2.8M |
| Rockefeller Capital Management L.P. | 0.01% | Reduce -0.6% | 134,629 | $2.8M |
| Truvestments Capital LLC | 1.09% | Add +9.1% | 134,342 | $2.7M |
| Cetera Investment Advisers | 0.01% | Add +4.5% | 132,540 | $2.7M |
| Hennion & Walsh Asset Management, Inc. | 0.14% | Reduce -3.5% | 132,436 | $2.7M |
| Polaris Capital Management, LLC | 0.14% | Add +2.5% | 128,665 | $2.6M |
| Naviter Wealth, LLC | 0.39% | Add +38.4% | 127,549 | $2.6M |
| ExodusPoint Capital Management, LP | 0.03% | New | 116,100 | $2.4M |
| CIBC Private Wealth Group LLC | 0.00% | Reduce -2.0% | 113,201 | $2.4M |
| CANADA LIFE ASSURANCE Co | 0.00% | Add +2.6% | 115,235 | $2.4M |
| Credit Agricole S A | 0.01% | New | 115,139 | $2.4M |
| Taylor Frigon Capital Management LLC | 1.12% | Add +3.3% | 114,676 | $2.3M |
| Napa Wealth Management | 1.57% | Add +26.1% | 113,897 | $2.3M |
| Wintrust Investments LLC | 0.19% | Add +0.9% | 111,221 | $2.3M |
| Alliancebernstein L.P. | 0.00% | Reduce -22.1% | 109,163 | $2.2M |
| PFG Investments, LLC | 0.16% | Reduce -1.2% | 108,175 | $2.2M |
| Legacy Capital Wealth Partners, LLC | 0.51% | New | 98,034 | $2.0M |
| Delphi Management Inc. | 1.61% | Reduce -0.7% | 96,791 | $2.0M |
| Private Advisor Group, LLC | 0.01% | Reduce -3.9% | 96,693 | $2.0M |
| Nations Financial Group Inc, /Ia/ | 0.15% | Reduce -0.1% | 89,077 | $1.8M |
| Raymond James Financial Services Advisors, Inc. | 0.00% | Reduce -2.4% | 85,527 | $1.7M |
| Northern Trust Corp. | 0.00% | Reduce -7.7% | 83,346 | $1.7M |
| Creegan & Nassoura Financial Group, LLC | 1.15% | Reduce -1.2% | 81,620 | $1.7M |
| Invesco Ltd. | 0.00% | Reduce -5.9% | 78,134 | $1.6M |
| Natixis | 0.01% | Add +0.2% | 76,524 | $1.6M |
| Jump Financial, LLC | 0.03% | Add +27.3% | 75,619 | $1.5M |
| Steward Partners Investment Advisory, LLC | 0.02% | Add +2.4% | 73,908 | $1.5M |
| Tidal Investments LLC | 0.02% | Add +11.9% | 70,558 | $1.4M |
| HighTower Advisors, LLC | 0.00% | Add +1.6% | 66,924 | $1.4M |
| Axiom Advisory, LLC | 0.01% | New | 68,467 | $1.3M |
| Jefferies Financial Group Inc. | 0.03% | New | 63,533 | $1.3M |
| Naples Global Advisors, LLC | 0.13% | Reduce -2.2% | 61,629 | $1.3M |
| IHT Wealth Management, LLC | 0.05% | Add +12.9% | 59,088 | $1.2M |
| Arkadios Wealth Advisors | 0.08% | No change | 54,902 | $1.1M |
| Engineers Gate Manager LP | 0.02% | Add +95.1% | 49,570 | $1.0M |
| North Star Investment Management Corp. | 0.07% | Add +2.3% | 48,709 | $996K |
| Global Retirement Partners, LLC | 0.03% | Add +1108.6% | 48,406 | $990K |
| Essex Financial Services, Inc. | 0.07% | Add +20.0% | 53,607 | $989K |
| Alps Advisors Inc. | 0.01% | Add +3.3% | 48,275 | $987K |
| McDonald Partners LLC | 0.26% | No change | 48,000 | $982K |
| SVB Wealth LLC | 0.02% | Reduce -36.6% | 46,981 | $961K |
| Bank of New York Mellon Corp | 0.00% | Add +0.8% | 44,989 | $920K |
| US Bancorp \de | 0.00% | Reduce -1.1% | 44,986 | $920K |
| Mariner, LLC | 0.00% | Add +188.2% | 44,384 | $908K |
| Lido Advisors, LLC | 0.01% | Add +20.4% | 43,564 | $891K |
| Sigma Planning Corp | 0.03% | Add +4.4% | 43,186 | $883K |
| Quantbot Technologies LP | 0.04% | Add +36.8% | 42,677 | $873K |
| Bristlecone Advisors, LLC | 0.07% | No change | 41,986 | $859K |
| Dakota Wealth Management | 0.02% | No change | 41,779 | $854K |
"% of holder's portfolio" is HTGC's weight in each manager's 13F, not the share of Hercules Capital Inc. the manager owns.