Hercules CapitalHTGC
13F holders, Q1 2024 (March 31)294holders
4famous investors
$18.43avg. 13F price*
At the end of Q1 2024, 294 institutions reported holding Hercules Capital Inc. (HTGC) in their 13F filings. The largest holders were Sound Income Strategies, LLC ($49.0M), Van Eck Associates Corp. ($46.6M) and Marshall Wace, LLP ($27.7M). 4 famous investors held it, including Paul Tudor Jones (0.0% of Tudor Investment Corporation's portfolio), Ken Griffin (0.0% of Citadel Advisors's portfolio) and Israel Englander (0.0% of Millennium Management's portfolio).
- Company
- Hercules Capital Inc.
- CUSIP
- 427096508
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 38 | $34.7M |
| Exits | 30 | $19.4M |
Ownership 294 holders
| Sound Income Strategies, LLC | 3.66% | Add +2.9% | 2,654,119 | $49.0M |
| Van Eck Associates Corp. | 0.07% | Add +4.6% | 2,525,848 | $46.6M |
| Marshall Wace, LLP | 0.05% | Reduce -17.4% | 1,499,164 | $27.7M |
| Legal & General Group Plc | 0.01% | Add +3.7% | 1,214,282 | $22.4M |
| Morgan Stanley | 0.00% | Add +11.4% | 1,141,112 | $21.1M |
| Hudson Bay Capital Management LP | 0.20% | New | 1,056,266 | $19.5M |
| Advisors Capital Management, LLC | 0.31% | Reduce -0.2% | 928,042 | $17.1M |
| LPL Financial LLC | 0.01% | Add +35.2% | 786,129 | $14.5M |
| Two Sigma Advisers, LP | 0.03% | Add +9.3% | 785,400 | $14.5M |
| Raymond James & Associates | 0.01% | Reduce -9.1% | 779,948 | $14.4M |
| Royal Bank of Canada | 0.00% | Add +7.0% | 779,780 | $14.4M |
| Melia Wealth LLC | 7.17% | Add +5.5% | 691,540 | $12.8M |
| BlackRock Inc. | 0.00% | Reduce -2.3% | 627,448 | $11.6M |
| Two Sigma Investments, LP | 0.03% | Add +55.5% | 614,756 | $11.3M |
| Gilman Hill Asset Management, LLC | 1.99% | Reduce -1.5% | 600,184 | $11.1M |
| Wells Fargo & Company | 0.00% | Add +13.8% | 583,996 | $10.8M |
| JPMorgan Chase & Co. | 0.00% | Reduce -10.9% | 535,371 | $9.9M |
| S&T Bank | 1.87% | Reduce -8.1% | 528,548 | $9.8M |
| Citadel Advisors | 0.01% | Add +118.4% | 505,530 | $9.3M |
| Stifel Financial Corp. | 0.01% | Add +0.8% | 376,698 | $7.0M |
| Confluence Investment Management LLC | 0.09% | Reduce -2.8% | 376,673 | $6.9M |
| Border to Coast Pensions Partnership Ltd | 0.15% | No change | 374,837 | $6.9M |
| Advisors Asset Management, Inc. | 0.13% | Add +1.8% | 374,007 | $6.9M |
| Sumitomo Mitsui Trust Group, Inc. | 0.00% | Add +0.0% | 371,183 | $6.8M |
| Tectonic Advisors LLC | 0.49% | Add +6.2% | 344,863 | $6.4M |
| McKinley Capital Management LLC | 0.76% | Reduce -3.0% | 341,867 | $6.3M |
| Muzinich & Co., Inc. | 5.47% | No change | 378,292 | $6.3M |
| Capital Advisory Group Advisory Services, LLC | 2.66% | Add +8.9% | 303,818 | $5.6M |
| Janney Montgomery Scott LLC | 0.02% | Add +6.6% | 301,373 | $5.6M |
| PNC Financial Services Group, Inc. | 0.00% | Add +0.4% | 297,806 | $5.5M |
| Commonwealth Equity Services, LLC | 0.01% | Add +13.3% | 297,346 | $5.5M |
| Atria Wealth Solutions, Inc. | 0.06% | Reduce -2.2% | 277,989 | $5.1M |
| Franklin Resources Inc. | 0.00% | New | 271,569 | $5.0M |
| Miller Howard Investments Inc. | 0.16% | No change | 270,000 | $5.0M |
| UBS Group AG | 0.00% | Add +47.9% | 253,425 | $4.7M |
| D.A. Davidson & Co. | 0.04% | Add +11.8% | 248,115 | $4.6M |
| Centaurus Financial, Inc. | 0.31% | Reduce -1.5% | 240,818 | $4.4M |
| FAS Wealth Partners, Inc. | 0.34% | Reduce -4.0% | 209,986 | $3.9M |
| Ameriprise Financial Inc. | 0.00% | Add +1.5% | 200,328 | $3.8M |
| Left Brain Wealth Management, LLC | 1.62% | Add +10.1% | 181,401 | $3.3M |
| Cubist Systematic Strategies, LLC | 0.04% | Add +776.9% | 171,182 | $3.2M |
| Osaic Holdings, Inc. | 0.01% | Add +8.7% | 161,921 | $3.0M |
| Goldman Sachs Group Inc. | 0.00% | Reduce -35.2% | 159,052 | $2.9M |
| Baker Avenue Asset Management, LP | 0.11% | Reduce -5.4% | 158,824 | $2.9M |
| Tudor Investment Corporation | 0.03% | Add +12.3% | 148,907 | $2.7M |
| Envestnet Asset Management Inc. | 0.00% | Add +163.1% | 148,704 | $2.7M |
| Voloridge Investment Management, LLC | 0.01% | Add +102.5% | 147,138 | $2.7M |
| Waterloo Capital, L.P. | 0.34% | Add +33.4% | 144,347 | $2.7M |
| Ares Management LLC | 0.06% | Add +21.2% | 143,038 | $2.6M |
| Blair William & Co. | 0.01% | Add +1.1% | 141,879 | $2.6M |
| Alliancebernstein L.P. | 0.00% | Reduce -33.7% | 140,163 | $2.6M |
| Elevation Point Wealth Partners, LLC | 0.20% | Add +0.8% | 140,090 | $2.6M |
| Bank of America Corp. | 0.00% | Reduce -5.9% | 139,690 | $2.6M |
| Hennion & Walsh Asset Management, Inc. | 0.14% | Reduce -19.8% | 137,302 | $2.5M |
| Rockefeller Capital Management L.P. | 0.01% | Add +0.6% | 135,435 | $2.5M |
| Graypoint LLC | 0.18% | Add +2.6% | 133,374 | $2.5M |
| Cetera Investment Advisers | 0.01% | Add +170.7% | 126,789 | $2.3M |
| Polaris Capital Management, LLC | 0.12% | No change | 125,545 | $2.3M |
| Truvestments Capital LLC | 0.87% | Add +521.7% | 123,188 | $2.3M |
| DNB Asset Management AS | 0.01% | Add +9.8% | 115,630 | $2.1M |
| CIBC Private Wealth Group LLC | 0.00% | Add +0.9% | 115,495 | $2.1M |
| CANADA LIFE ASSURANCE Co | 0.00% | Reduce -8.4% | 112,339 | $2.1M |
| Taylor Frigon Capital Management LLC | 0.98% | Add +0.2% | 111,026 | $2.0M |
| Wintrust Investments LLC | 0.18% | Add +1.5% | 110,262 | $2.0M |
| PFG Investments, LLC | 0.12% | Add +641.2% | 109,511 | $2.0M |
| Triad Investment Management | 2.44% | Add +2.8% | 109,202 | $2.0M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Reduce -5.5% | 104,693 | $1.9M |
| Millennium Management | 0.00% | Add +395.6% | 104,204 | $1.9M |
| Private Advisor Group, LLC | 0.01% | Add +7.9% | 100,619 | $1.9M |
| Delphi Management Inc. | 1.39% | Add +6.0% | 97,450 | $1.8M |
| Naviter Wealth, LLC | 0.28% | New | 92,184 | $1.7M |
| Napa Wealth Management | 0.88% | Add +2.8% | 90,320 | $1.7M |
| Northern Trust Corp. | 0.00% | Reduce -16.5% | 90,260 | $1.7M |
| Nations Financial Group Inc, /Ia/ | 0.14% | Add +4.1% | 89,153 | $1.6M |
| Raymond James Financial Services Advisors, Inc. | 0.00% | Add +23.4% | 87,646 | $1.6M |
| Significant Wealth Partners LLC | 1.05% | Add +192.4% | 86,717 | $1.6M |
| Invesco Ltd. | 0.00% | Reduce -8.4% | 82,994 | $1.5M |
| Creegan & Nassoura Financial Group, LLC | 1.02% | No change | 82,620 | $1.5M |
| HRT Financial LP | 0.01% | Reduce -25.9% | 80,734 | $1.5M |
| International Assets Investment Management, LLC | 0.15% | Reduce -0.4% | 80,378 | $1.5M |
| Natixis | 0.01% | Add +20.3% | 76,351 | $1.4M |
| SVB Wealth LLC | 0.03% | Add +11.4% | 74,141 | $1.4M |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +2.5% | 72,198 | $1.3M |
| Trexquant Investment LP | 0.03% | Add +140.8% | 68,298 | $1.3M |
| HighTower Advisors, LLC | 0.00% | Add +15.3% | 65,860 | $1.2M |
| Tidal Investments LLC | 0.02% | Add +6.4% | 63,037 | $1.2M |
| Naples Global Advisors, LLC | 0.12% | Reduce -0.2% | 63,029 | $1.2M |
| Jump Financial, LLC | 0.03% | Reduce -64.1% | 59,405 | $1.1M |
| Schonfeld Strategic Advisors LLC | 0.01% | Reduce -62.9% | 55,600 | $1.0M |
| Arkadios Wealth Advisors | 0.08% | Add +0.3% | 54,902 | $1.0M |
| Sand Hill Global Advisors, LLC | 0.05% | No change | 54,348 | $1.0M |
| IHT Wealth Management, LLC | 0.04% | Add +14.1% | 52,330 | $966K |
| Abundance Wealth Counselors | 0.22% | Add +7.9% | 50,978 | $941K |
| Independent Financial Group, LLC | 0.04% | Reduce -75.7% | 49,454 | $912K |
| McDonald Partners LLC | 0.24% | No change | 48,000 | $886K |
| North Star Investment Management Corp. | 0.06% | Add +17.9% | 47,627 | $879K |
| Alps Advisors Inc. | 0.01% | Add +19.6% | 46,750 | $863K |
| US Bancorp \de | 0.00% | Add +12.7% | 45,465 | $839K |
| Essex Financial Services, Inc. | 0.08% | Add +0.5% | 44,677 | $824K |
| Bank of New York Mellon Corp | 0.00% | New | 44,613 | $823K |
"% of holder's portfolio" is HTGC's weight in each manager's 13F, not the share of Hercules Capital Inc. the manager owns.