Hercules CapitalHTGC
13F holders, Q1 2026 (March 31)350holders −4
49new positions
50sold out
3famous investors
$14.04avg. 13F price*
At the end of Q1 2026, 350 institutions reported holding Hercules Capital Inc. (HTGC) in their 13F filings, down 4 from Q4 2025. 49 opened new positions and 50 sold out. The largest holders were Sound Income Strategies, LLC ($49.2M), Van Eck Associates Corp. ($46.7M) and UBS Group AG ($36.8M). 3 famous investors held it, including David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio), Israel Englander (0.0% of Millennium Management's portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Hercules Capital Inc.
- CUSIP
- 427096508
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 49 | $20.1M |
| Exits | 50 | $50.1M |
All 13F filers, Q4 2025 → Q1 2026: 9,702,231 shares bought and 6,851,403 shares sold, net +2,850,828 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 350 holders
| Sound Income Strategies, LLC | 2.38% | Add +25.1% | 3,382,058 | $49.2M |
| Van Eck Associates Corp. | 0.04% | Reduce -8.5% | 3,163,981 | $46.7M |
| UBS Group AG | 0.01% | Add +49.2% | 2,493,992 | $36.8M |
| Two Sigma Investments, LP | 0.03% | Add +43.8% | 2,324,859 | $34.3M |
| Qube Research & Technologies Ltd | 0.05% | Add +46.5% | 2,235,750 | $33.0M |
| LPL Financial LLC | 0.01% | Reduce -1.5% | 1,795,677 | $26.5M |
| D. E. Shaw & Co. | 0.02% | Add +87.6% | 1,548,960 | $22.9M |
| Legal & General Group Plc | 0.01% | Add +8.4% | 1,498,653 | $22.1M |
| Muzinich & Co., Inc. | 6.97% | Add +1.1% | 1,350,125 | $19.9M |
| Morgan Stanley | 0.00% | Add +13.5% | 1,264,616 | $18.7M |
| Franklin Resources Inc. | 0.00% | Add +16.4% | 1,135,489 | $16.8M |
| Sumitomo Mitsui Trust Group, Inc. | 0.01% | Add +0.7% | 1,025,337 | $15.1M |
| Millennium Management | 0.01% | Reduce -29.3% | 985,160 | $14.6M |
| Tectonic Advisors LLC | 0.70% | Add +17.6% | 893,102 | $13.2M |
| Advisors Capital Management, LLC | 0.15% | Add +3.4% | 856,216 | $12.6M |
| BlackRock, Inc. | 0.00% | Reduce -35.9% | 855,052 | $12.6M |
| JPMorgan Chase & Co. | 0.00% | Add +174.4% | 878,600 | $12.5M |
| Citadel Advisors | 0.01% | Add +72.7% | 815,385 | $12.0M |
| Melia Wealth LLC | 5.72% | Reduce -0.3% | 799,708 | $11.8M |
| Ares Management LLC | 0.76% | Add +285.2% | 776,606 | $11.5M |
| Wells Fargo & Company | 0.00% | Add +1.2% | 749,207 | $11.1M |
| Gilman Hill Asset Management, LLC | 1.38% | Add +6.4% | 617,833 | $9.1M |
| Stifel Financial Corp. | 0.01% | Reduce -17.4% | 501,728 | $7.4M |
| Royal Bank of Canada | 0.00% | Reduce -22.9% | 496,406 | $7.3M |
| HRT Financial LP | 0.02% | Add +12.2% | 495,278 | $7.3M |
| Raymond James Financial Inc. | 0.00% | Reduce -31.0% | 476,568 | $7.0M |
| Border to Coast Pensions Partnership Ltd | 0.12% | Add +18.8% | 475,000 | $7.0M |
| Trexquant Investment LP | 0.05% | Add +16.8% | 470,541 | $6.9M |
| Susquehanna International Group, LLP | 0.01% | Add +2008.0% | 442,571 | $6.5M |
| Ameriprise Financial Inc. | 0.00% | Add +13.5% | 438,077 | $6.5M |
| Engineers Gate Manager LP | 0.07% | Add +195.4% | 391,972 | $5.8M |
| Goldman Sachs Group Inc. | 0.00% | Add +87.2% | 384,372 | $5.7M |
| D.A. Davidson & Co. | 0.03% | Add +4.6% | 323,397 | $4.8M |
| Advisors Asset Management, Inc. | 0.08% | Reduce -15.7% | 307,016 | $4.5M |
| Neuberger Berman Group LLC | 0.00% | Reduce -0.4% | 301,673 | $4.5M |
| Voloridge Investment Management, LLC | 0.02% | Reduce -57.4% | 301,173 | $4.4M |
| FJ Capital Management LLC | 0.46% | Add +63.4% | 277,666 | $4.1M |
| Confluence Investment Management LLC | 0.06% | Reduce -5.7% | 273,343 | $4.0M |
| Cetera Investment Advisers | 0.00% | Add +19.3% | 256,621 | $3.8M |
| Barclays PLC | 0.00% | Add +36.2% | 240,270 | $3.5M |
| PNC Financial Services Group, Inc. | 0.00% | Add +0.0% | 234,092 | $3.5M |
| Bank of America Corp. | 0.00% | Add +10.5% | 227,010 | $3.4M |
| Denali Advisors LLC | 0.37% | Reduce -3.8% | 224,350 | $3.3M |
| State Street Corp. | 0.00% | Add +4.4% | 223,172 | $3.3M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -3.0% | 213,346 | $3.2M |
| Naviter Wealth, LLC | 0.39% | Add +8.5% | 210,445 | $3.1M |
| Elevation Point Wealth Partners, LLC | 0.07% | New | 206,303 | $3.0M |
| Cerity Partners LLC | 0.00% | Add +0.0% | 197,967 | $2.9M |
| Jump Financial, LLC | 0.05% | Reduce -45.6% | 196,273 | $2.9M |
| BNP Paribas Financial Markets | 0.00% | Reduce -6.8% | 193,310 | $2.9M |
| Blair William & Co. | 0.01% | Reduce -2.3% | 191,193 | $2.8M |
| Waterloo Capital, L.P. | 0.19% | Add +0.8% | 186,760 | $2.8M |
| CANADA LIFE ASSURANCE Co | 0.00% | Reduce -14.4% | 184,580 | $2.7M |
| FAS Wealth Partners, Inc. | 0.17% | Reduce -1.1% | 180,756 | $2.7M |
| Taylor Frigon Capital Management LLC | 1.33% | Reduce -2.9% | 158,491 | $2.3M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Reduce -6.3% | 157,097 | $2.3M |
| Balyasny Asset Management L.P. | 0.00% | Add +912.8% | 151,940 | $2.2M |
| Apollon Wealth Management, LLC | 0.04% | Add +680.6% | 151,796 | $2.2M |
| Bank of New York Mellon Corp | 0.00% | Add +27.2% | 144,459 | $2.1M |
| Sharpepoint LLC | 1.25% | Add +41.6% | 142,488 | $2.1M |
| Rockefeller Capital Management L.P. | 0.00% | Add +0.8% | 142,061 | $2.1M |
| Rare Wolf Capital LLC | 1.25% | Add +137.6% | 130,771 | $1.9M |
| Schonfeld Strategic Advisors LLC | 0.02% | Reduce -64.3% | 128,549 | $1.9M |
| Significant Wealth Partners LLC | 2.28% | New | 125,136 | $1.8M |
| Lazard Asset Management LLC | 0.00% | New | 124,353 | $1.8M |
| Brevan Howard Capital Management LP | 0.02% | Add +21.2% | 122,078 | $1.8M |
| Natixis | 0.01% | Add +0.2% | 118,634 | $1.8M |
| PFG Investments, LLC | 0.08% | Add +2.3% | 113,676 | $1.7M |
| CIBC Bancorp USA Inc. | 0.00% | — | 111,276 | $1.6M |
| Mather Group, Llc. | 0.02% | New | 109,084 | $1.6M |
| XTX Topco Ltd | 0.03% | Reduce -44.1% | 107,976 | $1.6M |
| Centaurus Financial, Inc. | 0.08% | Add +1.0% | 107,492 | $1.6M |
| Lansforsakringar Fondforvaltning AB (publ) | 0.01% | Add +27.3% | 106,912 | $1.6M |
| S&T Bank | 0.59% | Reduce -46.3% | 106,315 | $1.6M |
| Triad Investment Management | 1.82% | Add +0.5% | 104,563 | $1.5M |
| Private Advisor Group, LLC | 0.01% | Reduce -22.8% | 104,541 | $1.5M |
| Group One Trading LLC | 0.05% | Add +79.8% | 101,940 | $1.5M |
| IHT Wealth Management, LLC | 0.03% | Add +16.1% | 100,895 | $1.5M |
| AE Wealth Management LLC | 0.01% | Add +88.1% | 100,693 | $1.5M |
| Osaic Holdings, Inc. | 0.00% | Add +0.6% | 100,251 | $1.5M |
| Legacy Capital Wealth Partners, LLC | 0.30% | Add +9.8% | 98,333 | $1.5M |
| Pennington Partners & Co., LLC | 0.49% | No change | 96,700 | $1.4M |
| International Assets Investment Management, LLC | 0.10% | Add +13.8% | 124,677 | $1.4M |
| Nations Financial Group Inc, /Ia/ | 0.07% | Reduce -3.8% | 94,616 | $1.4M |
| Truvestments Capital LLC | 0.25% | Reduce -48.4% | 93,754 | $1.4M |
| Jefferies Financial Group Inc. | 0.02% | Add +2998.1% | 92,230 | $1.4M |
| Riverbridge Partners LLC | 0.03% | New | 90,672 | $1.3M |
| Northern Trust Corp. | 0.00% | Reduce -57.2% | 86,233 | $1.3M |
| Independent Financial Group, LLC | 0.03% | Add +23.5% | 84,349 | $1.2M |
| Steward Partners Investment Advisory, LLC | 0.01% | Reduce -25.4% | 82,022 | $1.2M |
| Triumph Capital Management | 0.25% | Add +752.3% | 81,862 | $1.2M |
| Naples Global Advisors, LLC | 0.09% | Add +11.6% | 79,899 | $1.2M |
| Invesco Ltd. | 0.00% | Reduce -1.4% | 78,563 | $1.2M |
| Lido Advisors, LLC | 0.00% | Add +16.1% | 77,549 | $1.1M |
| Tidal Investments LLC | 0.00% | Reduce -2.1% | 77,178 | $1.1M |
| &partners | 0.01% | Add +90.7% | 76,856 | $1.1M |
| Resolute Capital, LLC | 0.46% | Add +19.0% | 76,767 | $1.1M |
| Romano Brothers and Company | 0.13% | New | 75,900 | $1.1M |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Reduce -30.9% | 71,116 | $1.1M |
| Creative Planning | 0.00% | Add +9.2% | 68,784 | $1.0M |
"% of holder's portfolio" is HTGC's weight in each manager's 13F, not the share of Hercules Capital Inc. the manager owns.