Hercules CapitalHTGC
13F holders, Q1 2025 (March 31)326holders −8
35new positions
39sold out
5famous investors
$19.20avg. 13F price*
At the end of Q1 2025, 326 institutions reported holding Hercules Capital Inc. (HTGC) in their 13F filings, down 8 from Q4 2024. 35 opened new positions and 39 sold out. The largest holders were Van Eck Associates Corp. ($64.6M), Sound Income Strategies, LLC ($55.2M) and Two Sigma Advisers, LP ($38.8M). 5 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio), Paul Tudor Jones (0.0% of Tudor Investment Corporation's portfolio) and Israel Englander (0.0% of Millennium Management's portfolio).
- Company
- Hercules Capital Inc.
- CUSIP
- 427096508
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 35 | $20.9M |
| Exits | 39 | $20.4M |
All 13F filers, Q4 2024 → Q1 2025: 5,791,640 shares bought and 3,203,322 shares sold, net +2,588,318 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 326 holders
| Van Eck Associates Corp. | 0.08% | Reduce -2.2% | 3,363,399 | $64.6M |
| Sound Income Strategies, LLC | 3.26% | Add +2.1% | 2,874,455 | $55.2M |
| Two Sigma Advisers, LP | 0.09% | Add +43.5% | 2,019,600 | $38.8M |
| Morgan Stanley | 0.00% | Add +23.0% | 1,574,499 | $30.2M |
| Two Sigma Investments, LP | 0.06% | Add +33.8% | 1,265,084 | $24.3M |
| Citadel Advisors | 0.02% | Add +52.5% | 1,263,566 | $24.3M |
| Legal & General Group Plc | 0.01% | Add +9.1% | 1,176,017 | $22.6M |
| LPL Financial LLC | 0.01% | Add +14.5% | 1,130,362 | $21.7M |
| Advisors Capital Management, LLC | 0.30% | Reduce -0.5% | 1,013,182 | $19.5M |
| BlackRock, Inc. | 0.00% | Add +2.9% | 882,299 | $16.9M |
| UBS Group AG | 0.00% | Add +79.9% | 811,055 | $15.6M |
| Royal Bank of Canada | 0.00% | Add +2.0% | 804,077 | $15.4M |
| Melia Wealth LLC | 7.56% | Add +0.3% | 762,512 | $14.6M |
| Wells Fargo & Company | 0.00% | Add +13.1% | 758,292 | $14.6M |
| JPMorgan Chase & Co. | 0.00% | Add +53.6% | 680,826 | $13.1M |
| Raymond James Financial Inc. | 0.00% | Add +8.2% | 644,217 | $12.4M |
| Franklin Resources Inc. | 0.00% | Add +52.9% | 595,252 | $11.4M |
| Gilman Hill Asset Management, LLC | 1.90% | Reduce -1.5% | 568,673 | $10.9M |
| Tectonic Advisors LLC | 0.64% | Add +7.7% | 531,792 | $10.2M |
| Credit Agricole S A | 0.04% | Add +46.2% | 527,236 | $10.1M |
| Muzinich & Co., Inc. | 6.00% | Add +13.4% | 510,371 | $9.8M |
| Sumitomo Mitsui Trust Group, Inc. | 0.01% | Add +12.9% | 499,699 | $9.6M |
| Stifel Financial Corp. | 0.01% | Add +13.9% | 478,896 | $9.2M |
| Voloridge Investment Management, LLC | 0.03% | Add +13.7% | 439,016 | $8.4M |
| Advisors Asset Management, Inc. | 0.15% | Add +1.8% | 413,415 | $7.9M |
| Millennium Management | 0.01% | Reduce -9.5% | 388,439 | $7.5M |
| Confluence Investment Management LLC | 0.11% | Add +0.1% | 382,629 | $7.4M |
| Connor, Clark & Lunn Investment Management Ltd. | 0.03% | Add +126.2% | 369,368 | $7.1M |
| Border to Coast Pensions Partnership Ltd | 0.14% | No change | 350,000 | $6.7M |
| Denali Advisors LLC | 0.75% | Reduce -2.4% | 341,045 | $6.6M |
| Cubist Systematic Strategies, LLC | 0.08% | Add +170.3% | 336,988 | $6.5M |
| Ameriprise Financial Inc. | 0.00% | Add +1.2% | 329,785 | $6.3M |
| S&T Bank | 1.93% | Reduce -1.9% | 306,625 | $5.9M |
| D.A. Davidson & Co. | 0.04% | Reduce -1.1% | 285,929 | $5.5M |
| D. E. Shaw & Co. | 0.01% | Reduce -52.2% | 283,311 | $5.4M |
| Left Brain Wealth Management, LLC | 2.34% | Add +1.1% | 278,894 | $5.4M |
| HRT Financial LP | 0.03% | Reduce -13.7% | 277,812 | $5.3M |
| Commonwealth Equity Services, LLC | 0.01% | Reduce -16.2% | 274,413 | $5.3M |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -7.0% | 274,004 | $5.3M |
| Atria Wealth Solutions, Inc. | 0.06% | Reduce -5.9% | 238,406 | $4.6M |
| Truvestments Capital LLC | 0.88% | Add +46.6% | 211,318 | $4.1M |
| Ares Management LLC | 0.24% | Reduce -11.0% | 201,606 | $3.9M |
| Blair William & Co. | 0.01% | Reduce -6.0% | 200,000 | $3.8M |
| Cetera Investment Advisers | 0.01% | Add +25.3% | 191,097 | $3.7M |
| FAS Wealth Partners, Inc. | 0.29% | Reduce -4.1% | 188,097 | $3.6M |
| Naviter Wealth, LLC | 0.43% | Add +16.7% | 184,454 | $3.6M |
| Baker Avenue Asset Management, LP | 0.10% | Add +1.9% | 165,898 | $3.2M |
| Graypoint LLC | 0.20% | Add +0.4% | 165,597 | $3.2M |
| BNP Paribas Financial Markets | 0.00% | Add +52.8% | 156,840 | $3.0M |
| Elevation Point Wealth Partners, LLC | 0.25% | Add +4.3% | 153,851 | $3.0M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Reduce -5.5% | 153,147 | $2.9M |
| CANADA LIFE ASSURANCE Co | 0.01% | Add +26.3% | 151,384 | $2.9M |
| Waterloo Capital, L.P. | 0.27% | Add +6.1% | 151,666 | $2.9M |
| Rockefeller Capital Management L.P. | 0.01% | Add +3.1% | 142,649 | $2.7M |
| Private Advisor Group, LLC | 0.02% | Add +7.2% | 140,565 | $2.7M |
| Bank of America Corp. | 0.00% | Reduce -2.6% | 125,592 | $2.4M |
| Trexquant Investment LP | 0.03% | Add +15.3% | 123,706 | $2.4M |
| Napa Wealth Management | 1.34% | Reduce -0.5% | 123,610 | $2.4M |
| Osaic Holdings, Inc. | 0.01% | Add +15.2% | 123,511 | $2.4M |
| Neuberger Berman Group LLC | 0.00% | Add +89.1% | 119,453 | $2.3M |
| Steward Partners Investment Advisory, LLC | 0.02% | Add +23.8% | 116,514 | $2.2M |
| Taylor Frigon Capital Management LLC | 1.31% | Add +0.7% | 114,664 | $2.2M |
| DNB Asset Management AS | 0.01% | Reduce -25.8% | 114,192 | $2.2M |
| PFG Investments, LLC | 0.14% | Reduce -0.4% | 112,062 | $2.2M |
| Engineers Gate Manager LP | 0.04% | Add +127.8% | 111,719 | $2.1M |
| Twinbeech Capital LP | 0.04% | New | 111,431 | $2.1M |
| Bank of New York Mellon Corp | 0.00% | Add +35.0% | 111,212 | $2.1M |
| Qube Research & Technologies Ltd | 0.00% | New | 110,425 | $2.1M |
| Golden State Wealth Management, LLC | 0.30% | Reduce -10.5% | 103,486 | $2.0M |
| Pennington Partners & Co., LLC | 1.06% | No change | 96,700 | $1.9M |
| CIBC Private Wealth Group LLC | 0.00% | Reduce -0.6% | 114,002 | $1.9M |
| FJ Capital Management LLC | 0.19% | Add +70.7% | 93,829 | $1.8M |
| Natixis | 0.01% | Add +70.1% | 93,368 | $1.8M |
| Nations Financial Group Inc, /Ia/ | 0.14% | Add +0.6% | 92,968 | $1.8M |
| Aquatic Capital Management LLC | 0.04% | Reduce -12.2% | 90,989 | $1.7M |
| Kestra Private Wealth Services, LLC | 0.03% | Add +9.6% | 90,876 | $1.7M |
| FIL Ltd | 0.00% | New | 88,901 | $1.7M |
| Hennion & Walsh Asset Management, Inc. | 0.08% | Add +0.0% | 88,531 | $1.7M |
| Capital Advisory Group Advisory Services, LLC | 0.64% | Reduce -40.2% | 87,053 | $1.7M |
| Legacy Capital Wealth Partners, LLC | 0.40% | Reduce -4.9% | 84,602 | $1.6M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -38.6% | 82,490 | $1.6M |
| Creegan & Nassoura Financial Group, LLC | 1.03% | No change | 80,170 | $1.5M |
| Tudor Investment Corporation | 0.01% | New | 79,723 | $1.5M |
| Tidal Investments LLC | 0.01% | Add +0.7% | 79,440 | $1.5M |
| Invesco Ltd. | 0.00% | Reduce -17.1% | 77,699 | $1.5M |
| HighTower Advisors, LLC | 0.00% | Reduce -1.0% | 76,483 | $1.5M |
| Simplex Trading, LLC | 0.05% | New | 72,854 | $1.4M |
| Delphi Management Inc. | 1.42% | Reduce -6.3% | 72,570 | $1.4M |
| Barclays PLC | 0.00% | Add +0.9% | 71,702 | $1.4M |
| Sharpepoint LLC | 1.20% | Add +16.2% | 75,696 | $1.4M |
| IHT Wealth Management, LLC | 0.04% | Add +3.4% | 69,669 | $1.3M |
| Naples Global Advisors, LLC | 0.12% | Add +2.9% | 64,074 | $1.2M |
| Lido Advisors, LLC | 0.01% | Add +2.8% | 61,269 | $1.2M |
| Essex Financial Services, Inc. | 0.08% | Reduce -0.4% | 60,678 | $1.2M |
| TFG Advisers LLC | 0.42% | Add +19.7% | 60,188 | $1.2M |
| Abundance Wealth Counselors | 0.23% | Add +4.3% | 58,155 | $1.1M |
| Arkadios Wealth Advisors | 0.04% | Add +3.6% | 57,579 | $1.1M |
| Atom Investors LP | 0.13% | Reduce -30.9% | 56,898 | $1.1M |
| OMERS ADMINISTRATION Corp | 0.01% | New | 56,700 | $1.1M |
| Bristlecone Advisors, LLC | 0.09% | Add +18.4% | 55,845 | $1.1M |
| North Star Investment Management Corp. | 0.08% | Add +2.2% | 53,604 | $1.0M |
| Creative Planning | 0.00% | Add +46.4% | 53,526 | $1.0M |
| Squarepoint Ops LLC | 0.00% | New | 52,320 | $1.0M |
| J.W. Cole Advisors, Inc. | 0.03% | New | 51,195 | $983K |
| Advisory Services Network, LLC | 0.02% | Add +228.3% | 49,659 | $954K |
| State Street Corp. | 0.00% | New | 48,947 | $940K |
| McDonald Partners LLC | 0.24% | No change | 48,000 | $922K |
| Bleakley Financial Group, LLC | 0.03% | Add +22.2% | 47,068 | $904K |
| Sigma Planning Corp | 0.03% | Reduce -1.7% | 46,811 | $899K |
| SummitTX Capital, L.P. | 0.04% | — | 45,863 | $881K |
| Mirador Capital Partners LP | 0.15% | Add +1.4% | 43,682 | $839K |
| Virtus Investment Advisers, LLC | 0.23% | New | 43,328 | $832K |
| Verition Fund Management LLC | 0.00% | New | 42,900 | $824K |
| Generali Investments CEE, investicni spolecnost, a.s. | 0.08% | New | 42,750 | $821K |
| US Bancorp \de | 0.00% | Add +0.1% | 42,682 | $820K |
| Wolverine Trading, LLC | 0.03% | New | 42,401 | $817K |
| BigSur Wealth Management LLC | 0.21% | Add +61.2% | 39,500 | $759K |
| Eagle Global Advisors LLC | 0.03% | Add +43.9% | 38,705 | $744K |
| Mariner, LLC | 0.00% | Add +50.3% | 38,393 | $738K |
| Bramshill Investments, LLC | 0.08% | Add +22.2% | 38,275 | $735K |
| Dakota Wealth Management | 0.02% | Reduce -3.5% | 37,385 | $718K |
| Goldman Sachs Group Inc. | 0.00% | Reduce -82.7% | 35,740 | $687K |
| Foundations Investment Advisors, LLC | 0.01% | Add +185.4% | 35,717 | $686K |
| Independent Financial Group, LLC | 0.02% | Reduce -24.4% | 34,234 | $658K |
| Union Bancaire Privee, UBP SA | 0.01% | No change | 34,050 | $654K |
| SteelPeak Wealth, LLC | 0.03% | Add +9.4% | 33,160 | $637K |
| Kestra Advisory Services, LLC | 0.00% | Add +8.3% | 32,994 | $634K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +1.9% | 32,832 | $631K |
| Truist Financial Corp. | 0.00% | Reduce -2.7% | 32,236 | $619K |
| 1620 Investment Advisors, Inc. | 0.47% | Reduce -0.7% | 31,473 | $605K |
| Y-Intercept (Hong Kong) Ltd | 0.04% | New | 31,396 | $603K |
| Prime Capital Investment Advisors, LLC | 0.01% | Add +153.6% | 31,285 | $601K |
| Dark Forest Capital Management LP | 0.03% | Add +58.0% | 30,753 | $591K |
| Future Financial Wealth Managment LLC | 0.43% | No change | 30,550 | $587K |
| &partners | 0.01% | Reduce -9.5% | 30,635 | $578K |
| ProShare Advisors LLC | 0.00% | Add +11.0% | 29,938 | $575K |
| Guggenheim Capital LLC | 0.01% | Reduce -1.4% | 29,702 | $571K |
| First National Bank of Mount Dora, Trust Investment Services | 0.14% | No change | 29,246 | $562K |
| Autumn Glory Partners, LLC | 0.28% | Add +41.5% | 29,000 | $557K |
| Marshall Wace, LLP | 0.00% | Reduce -96.1% | 28,615 | $550K |
| Concurrent Investment Advisors, LLC | 0.01% | Reduce -3.4% | 28,597 | $549K |
| Cerity Partners LLC | 0.00% | Add +36.6% | 28,557 | $549K |
| Balboa Wealth Partners | 0.13% | No change | 28,449 | $547K |
| NorthCoast Asset Management LLC | 0.00% | Reduce -29.7% | 28,348 | $545K |
| Brookstone Capital Management | 0.01% | Add +33.2% | 26,951 | $518K |
| Virtu Financial LLC | 0.03% | New | 26,339 | $506K |
| AE Wealth Management LLC | 0.00% | Reduce -3.0% | 26,108 | $502K |
| Corient Private Wealth LP | 0.00% | Add +30.5% | 25,953 | $499K |
| Penbrook Management LLC | 0.36% | Add +1.5% | 24,982 | $480K |
| Diligent Investors, LLC | 0.11% | Add +0.1% | 24,483 | $470K |
| Summit Global Investments | 0.03% | New | 24,200 | $465K |
| Core Wealth Partners LLC | 0.27% | No change | 24,153 | $464K |
| Cornerstone Wealth Management, LLC | 0.03% | Add +9.5% | 23,470 | $451K |
| Equitable Holdings, Inc. | 0.00% | Add +1.9% | 23,458 | $451K |
| Accredited Investors Inc. | 0.03% | No change | 23,000 | $442K |
| Empowered Funds, LLC | 0.01% | Add +85.9% | 22,854 | $439K |
| Susquehanna International Group, LLP | 0.00% | Reduce -53.5% | 22,580 | $434K |
| Mirae Asset Global Investments Co., Ltd. | 0.00% | Add +26.5% | 22,405 | $432K |
| Mackenzie Financial Corp. | 0.00% | Reduce -33.1% | 22,284 | $428K |
| Campbell & CO Investment Adviser LLC | 0.03% | Add +5.4% | 22,014 | $423K |
| Captrust Financial Advisors | 0.00% | Reduce -6.4% | 21,912 | $421K |
| Point72 Asset Management | 0.00% | New | 21,651 | $416K |
| Harbour Investments, Inc. | 0.01% | Add +758.0% | 21,227 | $408K |
| Inspire Investing, LLC | 0.05% | Reduce -5.3% | 21,185 | $407K |
| International Assets Investment Management, LLC | 0.04% | Add +1.4% | 21,032 | $404K |
| Inspire Advisors, LLC | 0.05% | Reduce -0.7% | 20,930 | $402K |
| MML Investors Services, LLC | 0.00% | Reduce -4.9% | 20,897 | $401K |
| Accel Wealth Management | 0.14% | Add +22.6% | 20,841 | $400K |
| MAS Advisors LLC | 0.60% | Add +7.1% | 20,264 | $389K |
| Oppenheimer & Co. Inc. | 0.01% | Add +27.4% | 20,218 | $388K |
| Apollon Wealth Management, LLC | 0.01% | Add +28.5% | 20,073 | $386K |
| Madison Park Capital Advisors, LLC | 0.34% | No change | 20,000 | $384K |
| Global Endowment Management, LP | 0.05% | No change | 20,000 | $384K |
| First National Trust Co | 0.02% | No change | 19,634 | $377K |
| Principle Wealth Partners LLC | 0.03% | No change | 19,385 | $372K |
| RMR Wealth Builders | 0.04% | Add +0.8% | 19,232 | $369K |
| Fieldview Capital Management, LLC | 0.05% | New | 19,025 | $365K |
| Pathstone Holdings, LLC | 0.00% | Add +7.0% | 18,878 | $363K |
| Lansforsakringar Fondforvaltning AB (publ) | 0.00% | New | 18,837 | $362K |
| Centiva Capital, LP | 0.02% | New | 18,767 | $361K |
| Jump Financial, LLC | 0.01% | Reduce -81.2% | 18,713 | $359K |
| Pasadena Private Wealth, LLC | 0.07% | New | 18,240 | $350K |
| Sit Investment Associates Inc. | 0.01% | No change | 18,050 | $347K |
| Prossimo Advisors, LLC | 0.25% | Add +0.9% | 17,459 | $335K |
| Mercer Global Advisors Inc. | 0.00% | Add +28.9% | 17,267 | $332K |
| Integrated Wealth Concepts LLC | 0.00% | Add +5.9% | 17,241 | $331K |
| Colonial River Investments, LLC | 0.18% | No change | 17,177 | $330K |
| Axxcess Wealth Management, LLC | 0.01% | No change | 17,177 | $330K |
| Brown Advisory Inc. | 0.00% | No change | 16,919 | $325K |
| Quantbot Technologies LP | 0.01% | Reduce -84.7% | 16,765 | $322K |
| Clearstead Advisors, LLC | 0.00% | Add +110.4% | 16,519 | $317K |
| Monument Capital Management | 0.10% | Reduce -4.3% | 16,421 | $315K |
| Sowell Financial Services LLC | 0.01% | Reduce -43.3% | 16,313 | $313K |
| Focus Partners Wealth | 0.00% | Add +26.0% | 15,747 | $302K |
| Register Financial Advisors LLC | 0.15% | Reduce -0.5% | 15,295 | $294K |
| Cascade Financial Partners, LLC | 0.04% | Add +7.8% | 15,293 | $294K |
| Chung Wu Investment Group, LLC | 0.35% | No change | 15,178 | $292K |
| Nomura Asset Management Co. Ltd. | 0.00% | Reduce -7.4% | 15,175 | $292K |
| Allie Family Office LLC | 0.16% | No change | 15,000 | $288K |
| Parallel Advisors, LLC | 0.01% | Reduce -4.2% | 14,759 | $284K |
| Anfield Capital Management, LLC | 0.10% | No change | 14,748 | $283K |
| FourThought Financial Partners, LLC | 0.03% | Reduce -3.3% | 14,694 | $282K |
| Modern Wealth Management, LLC | 0.01% | Add +3.8% | 14,545 | $279K |
| Founders Financial Alliance, LLC | 0.07% | New | 14,516 | $279K |
| NewEdge Advisors, LLC | 0.00% | Reduce -3.8% | 14,461 | $278K |
| Snowden Capital Advisors LLC | 0.01% | No change | 14,312 | $275K |
| Caprock Group, LLC | 0.01% | No change | 14,200 | $273K |
| Strategic Financial Concepts, LLC | 0.05% | Reduce -13.2% | 14,150 | $272K |
| Beacon Pointe Advisors, LLC | 0.00% | Reduce -17.9% | 14,049 | $270K |
| Chicago Partners Investment Group LLC | 0.01% | Reduce -1.8% | 15,530 | $268K |
| CreativeOne Wealth, LLC | 0.01% | Add +0.0% | 13,952 | $268K |
| Wedbush Securities Inc. | 0.01% | Reduce -0.7% | 13,813 | $265K |
| Federation des caisses Desjardins du Quebec | 0.00% | Reduce -67.2% | 13,775 | $265K |
| Sunbelt Securities, Inc. | 0.02% | Add +0.1% | 13,548 | $260K |
| Catalina Capital Group, LLC | 0.17% | New | 13,271 | $255K |
| Triumph Capital Management | 0.08% | Reduce -9.1% | 13,158 | $253K |
| Sand Hill Global Advisors, LLC | 0.01% | Reduce -52.0% | 13,155 | $253K |
| Avantax Advisory Services, Inc. | 0.00% | Add +7.7% | 13,130 | $252K |
| Allspring Global Investments Holdings, LLC | 0.00% | No change | 13,100 | $252K |
| Kelleher Financial Advisors | 0.10% | Add +17.4% | 12,850 | $247K |
| Stratos Wealth Partners, LTD. | 0.00% | Reduce -25.7% | 12,817 | $246K |
| Fulton Bank, N.A. | 0.01% | Reduce -3.8% | 12,817 | $246K |
| Stephens Inc. | 0.00% | Add +3.3% | 12,453 | $239K |
| Keystone Financial Group | 0.02% | No change | 12,198 | $234K |
| AXA S.A. | 0.00% | Add +1.8% | 12,110 | $233K |
| HB Wealth Management, LLC | 0.00% | Add +13.2% | 12,089 | $232K |
| Advisory Research Inc. | 0.04% | Reduce -5.2% | 12,035 | $231K |
| WealthBridge Capital Management, LLC | 0.07% | No change | 12,000 | $231K |
| Beaumont Financial Advisors, LLC | 0.02% | Add +2.2% | 11,945 | $229K |
| Citigroup Inc. | 0.00% | Add +38.9% | 11,744 | $226K |
| ORG Partners LLC | 0.06% | Add +37.1% | 11,756 | $225K |
| Principal Securities, Inc. | 0.00% | No change | 10,774 | $216K |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 0.00% | Add +2.3% | 11,250 | $216K |
| LM Advisors LLC | 0.04% | No change | 10,900 | $209K |
| Baird Financial Group, Inc. | 0.00% | Add +0.3% | 10,864 | $209K |
| Nebula Research & Development LLC | 0.02% | New | 10,847 | $208K |
| Prosperity Consulting Group, LLC | 0.02% | Reduce -20.4% | 10,668 | $205K |
| Diversified Enterprises, LLC | 0.02% | No change | 10,312 | $198K |
| Northern Trust Corp. | 0.00% | Reduce -90.6% | 10,295 | $198K |
| Cedar Wealth Management, LLC | 0.07% | No change | 9,759 | $187K |
| IFP Advisors, Inc | 0.01% | Reduce -12.1% | 9,624 | $185K |
| Nisa Investment Advisors, LLC | 0.00% | Add +147.4% | 9,400 | $181K |
| Comerica Bank | 0.00% | Add +25.9% | 7,160 | $138K |
| Chilton Capital Management LLC | 0.01% | Add +133.3% | 7,000 | $134K |
| Arax Advisory Partners | 0.01% | New | 6,916 | $133K |
| LGT Financial Advisors LLC | 0.40% | New | 6,852 | $132K |
| Huntington National Bank | 0.00% | New | 6,799 | $131K |
| Annis Gardner Whiting Capital Advisors, LLC | 0.05% | No change | 6,705 | $129K |
| Signaturefd, LLC | 0.00% | Reduce -1.2% | 6,556 | $126K |
| Cullen/Frost Bankers, Inc. | 0.00% | Add +2355.6% | 5,967 | $115K |
| MAI Capital Management | 0.00% | Reduce -28.9% | 5,815 | $112K |
| Armstrong Advisory Group, Inc. | 0.01% | No change | 5,456 | $110K |
| Jones Financial Companies LLLP | 0.00% | Add +22.4% | 4,946 | $95K |
| Geneos Wealth Management Inc. | 0.00% | Add +10.0% | 4,955 | $95K |
| Tower Research Capital LLC (TRC) | 0.00% | Add +7613.8% | 4,474 | $85K |
| Hexagon Capital Partners LLC | 0.02% | Add +6.8% | 4,408 | $85K |
| Farther Finance Advisors, LLC | 0.00% | Add +79.5% | 4,292 | $82K |
| Security National Bank | 0.01% | No change | 4,003 | $77K |
| Blue Trust, Inc. | 0.00% | No change | 4,000 | $77K |
| Caldwell Sutter Capital, Inc. | 0.04% | Add +0.5% | 3,996 | $77K |
| Brown, Lisle/Cummings, Inc. | 0.02% | No change | 3,811 | $73K |
| Tradewinds Capital Management, LLC | 0.02% | Add +2.1% | 3,647 | $70K |
| Deutsche Bank AG | 0.00% | Add +2.3% | 3,166 | $61K |
| Carolinas Wealth Consulting LLC | 0.01% | No change | 2,950 | $57K |
| Whittier Trust Co. of Nevada Inc. | 0.00% | Add +2.1% | 2,663 | $51K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +51.8% | 2,629 | $51K |
| Nova Wealth Management, Inc. | 0.04% | No change | 2,523 | $48K |
| Hollencrest Capital Management | 0.00% | No change | 2,522 | $48K |
| Kozak & Associates, Inc. | 0.01% | Add +2.1% | 2,814 | $48K |
| Chesapeake Asset Management LLC | 0.04% | Add +1.1% | 2,399 | $46K |
| Archer Investment Corp | 0.01% | Add +0.1% | 2,328 | $45K |
| Delta Asset Management LLC | 0.00% | Reduce -3.3% | 2,261 | $43K |
| Optiver Holding B.V. | 0.00% | No change | 2,020 | $39K |
| Bessemer Group Inc. | 0.00% | New | 2,000 | $38K |
| Estabrook Capital Management | 0.01% | Add +2.1% | 1,918 | $37K |
| Group One Trading LLC | 0.00% | New | 1,851 | $36K |
| Elevation Wealth Partners, LLC | 0.01% | Add +2.1% | 1,739 | $33K |
| Kathleen S. Wright Associates Inc. | 0.01% | No change | 1,580 | $30K |
| N.E.W. Advisory Services LLC | 0.00% | New | 1,540 | $30K |
| Painted Porch Advisors LLC | 0.01% | Add +0.2% | 1,538 | $30K |
| HHM Wealth Advisors, LLC | 0.00% | No change | 1,500 | $29K |
| Salem Investment Counselors Inc. | 0.00% | Reduce -6.5% | 1,446 | $28K |
| Ameriflex Group, Inc. | 0.01% | No change | 1,361 | $26K |
| Spire Wealth Management | 0.00% | Add +0.3% | 1,357 | $26K |
| Acadian Asset Management LLC | 0.00% | No change | 1,383 | $26K |
| Ancora Advisors LLC | 0.00% | No change | 1,250 | $24K |
| Allworth Financial LP | 0.00% | Add +15.0% | 1,135 | $20K |
| Clark Wealth Partners | 0.01% | No change | 1,023 | $20K |
| AllSquare Wealth Management LLC | 0.01% | No change | 1,000 | $19K |
| Rossby Financial, LCC | 0.01% | New | 969 | $17K |
| Crowley Wealth Management, Inc. | 0.02% | No change | 900 | $17K |
| Beacon Capital Management, LLC | 0.00% | Add +2.4% | 814 | $16K |
| Cwm, LLC | 0.00% | Add +1.3% | 769 | $15K |
| Asset Dedication, LLC | 0.00% | No change | 756 | $15K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.00% | No change | 700 | $13K |
| Lanark Financial, Inc. | 0.00% | — | 710 | $13K |
| WealthCollab, LLC | 0.01% | No change | 641 | $12K |
| Valley National Advisers Inc. | 0.00% | Add +556.0% | 656 | $12K |
| Community Bank, N.A. | 0.00% | No change | 625 | $12K |
| Russell Investments Group, Ltd. | 0.00% | No change | 520 | $10K |
| Assetmark, Inc. | 0.00% | Add +299.2% | 507 | $10K |
| Private Trust Co. NA | 0.00% | Reduce -26.6% | 500 | $10K |
| West Oak Capital, LLC | 0.01% | No change | 500 | $10K |
| Harbor Investment Advisory, LLC | 0.00% | New | 475 | $9K |
| PFS Partners, LLC | 0.00% | No change | 413 | $8K |
| JNBA Financial Advisors | 0.00% | No change | 329 | $6K |
| EverSource Wealth Advisors, LLC | 0.00% | No change | 321 | $6K |
| Studio Investment Management LLC | 0.00% | No change | 313 | $6K |
| VSM Wealth Advisory, LLC | 0.00% | No change | 300 | $6K |
| Signature Resources Capital Management, LLC | 0.00% | No change | 275 | $5K |
| Larson Financial Group LLC | 0.00% | New | 250 | $5K |
| Caitong International Asset Management Co., Ltd | 0.00% | Reduce -69.6% | 248 | $5K |
| Continuum Advisory, LLC | 0.00% | Add +2.1% | 238 | $5K |
| William B. Walkup & Associates, Inc. | 0.00% | No change | 229 | $4K |
| TD Waterhouse Canada Inc. | 0.00% | No change | 200 | $4K |
| Point72 Hong Kong Ltd | 0.00% | Reduce -95.1% | 195 | $4K |
| Iron Horse Wealth Management, LLC | 0.00% | New | 150 | $3K |
| Glen Eagle Advisors, LLC | 0.00% | No change | 100 | $2K |
| Rothschild Investment LLC | 0.00% | No change | 100 | $2K |
| Roble, Belko & Company, Inc | 0.00% | New | 54 | $1K |
| West Financial Advisors, LLC | 0.00% | Add +2.0% | 51 | $981 |
| SOA Wealth Advisors, LLC. | 0.00% | No change | 49 | $941 |
| Hager Investment Management Services, LLC | 0.00% | Add +2.1% | 49 | $936 |
| CoreCap Advisors, LLC | 0.00% | Add +3.3% | 31 | $591 |
| Danske Bank A/S | 0.00% | Add +100.0% | 2 | $38 |
| Creekmur Asset Management LLC | 0.00% | Reduce -100.0% | 1 | $16 |
"% of holder's portfolio" is HTGC's weight in each manager's 13F, not the share of Hercules Capital Inc. the manager owns.