Hercules CapitalHTGC
13F holders, Q3 2025 (September 30)344holders +17
45new positions
28sold out
4famous investors
$20.96avg. 13F price*
At the end of Q3 2025, 344 institutions reported holding Hercules Capital Inc. (HTGC) in their 13F filings, up 17 from Q2 2025. 45 opened new positions and 28 sold out. The largest holders were Union Bancaire Privee, UBP SA ($102.2M), Van Eck Associates Corp. ($69.0M) and Sound Income Strategies, LLC ($47.0M). 4 famous investors held it, including Israel Englander (0.0% of Millennium Management's portfolio), Ken Griffin (0.0% of Citadel Advisors's portfolio) and David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio).
- Company
- Hercules Capital Inc.
- CUSIP
- 427096508
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 45 | $32.7M |
| Exits | 28 | $7.8M |
All 13F filers, Q2 2025 → Q3 2025: 5,768,509 shares bought and 5,105,337 shares sold, net +663,172 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 344 holders
| Union Bancaire Privee, UBP SA | 1.47% | No change | 35,781 | $102.2M |
| Van Eck Associates Corp. | 0.06% | Add +0.8% | 3,647,184 | $69.0M |
| Sound Income Strategies, LLC | 2.57% | Reduce -6.1% | 2,752,867 | $47.0M |
| Two Sigma Advisers, LP | 0.07% | Reduce -6.0% | 1,956,400 | $37.0M |
| LPL Financial LLC | 0.01% | Add +38.4% | 1,794,113 | $33.9M |
| Millennium Management | 0.02% | Reduce -53.2% | 1,362,362 | $25.8M |
| BlackRock, Inc. | 0.00% | Add +25.5% | 1,339,037 | $25.3M |
| Two Sigma Investments, LP | 0.04% | Add +0.6% | 1,328,016 | $25.1M |
| UBS Group AG | 0.00% | Add +14.4% | 1,318,768 | $24.9M |
| Morgan Stanley | 0.00% | Reduce -17.9% | 1,173,626 | $22.2M |
| Legal & General Group Plc | 0.01% | Reduce -6.5% | 1,172,230 | $22.2M |
| Qube Research & Technologies Ltd | 0.03% | Add +77.0% | 1,027,274 | $19.4M |
| Muzinich & Co., Inc. | 7.28% | Add +34.5% | 992,820 | $18.8M |
| Franklin Resources Inc. | 0.00% | Add +10.1% | 928,629 | $17.6M |
| Citadel Advisors | 0.01% | Add +36.1% | 904,135 | $17.1M |
| Sumitomo Mitsui Trust Group, Inc. | 0.01% | Add +42.3% | 884,946 | $16.7M |
| Melia Wealth LLC | 6.74% | Add +2.5% | 813,540 | $15.4M |
| Advisors Capital Management, LLC | 0.19% | Add +5.3% | 794,251 | $15.0M |
| Royal Bank of Canada | 0.00% | Reduce -3.5% | 760,557 | $14.4M |
| Wells Fargo & Company | 0.00% | Add +0.5% | 757,054 | $14.3M |
| Raymond James Financial Inc. | 0.00% | Add +11.4% | 705,969 | $13.3M |
| Tectonic Advisors LLC | 0.71% | Add +10.9% | 689,511 | $13.0M |
| Marshall Wace, LLP | 0.01% | New | 592,242 | $11.2M |
| Gilman Hill Asset Management, LLC | 1.73% | Add +2.4% | 584,051 | $11.0M |
| Voloridge Investment Management, LLC | 0.04% | Reduce -8.2% | 578,861 | $10.9M |
| Stifel Financial Corp. | 0.01% | Reduce -0.4% | 566,738 | $10.7M |
| D. E. Shaw & Co. | 0.01% | Add +50.6% | 516,362 | $9.8M |
| HRT Financial LP | 0.03% | Reduce -11.5% | 493,935 | $9.3M |
| Connor, Clark & Lunn Investment Management Ltd. | 0.03% | Add +99.1% | 434,118 | $8.2M |
| JPMorgan Chase & Co. | 0.00% | Reduce -20.3% | 419,588 | $7.9M |
| Advisors Asset Management, Inc. | 0.13% | Add +2.3% | 391,629 | $7.4M |
| Atom Investors LP | 0.55% | Reduce -0.7% | 385,594 | $7.3M |
| Trexquant Investment LP | 0.07% | New | 380,520 | $7.2M |
| Border to Coast Pensions Partnership Ltd | 0.12% | No change | 375,000 | $7.1M |
| Neuberger Berman Group LLC | 0.00% | Reduce -7.9% | 321,745 | $6.1M |
| Confluence Investment Management LLC | 0.08% | Reduce -21.2% | 302,513 | $5.7M |
| D.A. Davidson & Co. | 0.04% | Add +1.6% | 300,139 | $5.7M |
| Left Brain Wealth Management, LLC | 1.73% | Add +2.4% | 290,883 | $5.5M |
| Ameriprise Financial Inc. | 0.00% | Reduce -11.6% | 289,013 | $5.5M |
| Janney Montgomery Scott LLC | 0.01% | New | 287,545 | $5.4M |
| Credit Agricole S A | 0.02% | — | 278,720 | $5.3M |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -0.1% | 268,318 | $5.1M |
| Denali Advisors LLC | 0.57% | Reduce -20.4% | 265,576 | $5.0M |
| S&T Bank | 1.32% | Reduce -13.7% | 249,016 | $4.7M |
| Commonwealth Equity Services, LLC | 0.01% | Reduce -20.4% | 228,669 | $4.3M |
| Goldman Sachs Group Inc. | 0.00% | Reduce -42.1% | 221,753 | $4.2M |
| Schonfeld Strategic Advisors LLC | 0.03% | Add +61.5% | 217,329 | $4.1M |
| Northern Trust Corp. | 0.00% | Add +74.3% | 215,039 | $4.1M |
| Cetera Investment Advisers | 0.00% | Add +9.6% | 211,342 | $4.0M |
| Naviter Wealth, LLC | 0.46% | Add +2.6% | 209,005 | $4.0M |
| CANADA LIFE ASSURANCE Co | 0.01% | Add +32.4% | 206,341 | $3.9M |
| FJ Capital Management LLC | 0.41% | Add +35.6% | 203,991 | $3.9M |
| Blair William & Co. | 0.01% | No change | 203,205 | $3.8M |
| Barclays PLC | 0.00% | Add +97.9% | 202,927 | $3.8M |
| Ares Management LLC | 0.17% | No change | 201,606 | $3.8M |
| Truvestments Capital LLC | 0.64% | Reduce -10.7% | 188,618 | $3.6M |
| FAS Wealth Partners, Inc. | 0.24% | Reduce -0.8% | 185,046 | $3.5M |
| State Street Corp. | 0.00% | Add +2.8% | 173,065 | $3.3M |
| Elevation Point Wealth Partners, LLC | 0.23% | Add +2.6% | 171,516 | $3.2M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +1.6% | 167,468 | $3.2M |
| Waterloo Capital, L.P. | 0.22% | Add +4.4% | 158,053 | $3.0M |
| Engineers Gate Manager LP | 0.03% | Reduce -34.7% | 157,298 | $3.0M |
| Taylor Frigon Capital Management LLC | 1.45% | Add +1.9% | 154,414 | $2.9M |
| Jump Financial, LLC | 0.04% | Reduce -44.5% | 146,175 | $2.8M |
| Bank of America Corp. | 0.00% | Add +50.6% | 145,518 | $2.8M |
| Cubist Systematic Strategies, LLC | 0.04% | Reduce -67.8% | 144,265 | $2.7M |
| Rockefeller Capital Management L.P. | 0.01% | Reduce -1.6% | 140,994 | $2.7M |
| Deutsche Bank AG | 0.00% | Add +4232.0% | 140,746 | $2.7M |
| Quantbot Technologies LP | 0.07% | Reduce -6.3% | 132,897 | $2.5M |
| Private Advisor Group, LLC | 0.01% | Add +0.3% | 125,811 | $2.4M |
| Natixis | 0.01% | Add +0.2% | 118,163 | $2.2M |
| Osaic Holdings, Inc. | 0.00% | Reduce -5.7% | 113,887 | $2.2M |
| DNB Asset Management AS | 0.01% | No change | 114,192 | $2.2M |
| PFG Investments, LLC | 0.11% | Add +2.1% | 112,183 | $2.1M |
| Steward Partners Investment Advisory, LLC | 0.01% | Reduce -0.2% | 111,956 | $2.1M |
| CIBC Private Wealth Group LLC | 0.00% | No change | 111,276 | $2.1M |
| Napa Wealth Management | 0.98% | Add +1.9% | 111,045 | $2.1M |
| Prevail Innovative Wealth Advisors, LLC | 0.39% | Add +21.6% | 107,148 | $2.0M |
| Kestra Private Wealth Services, LLC | 0.03% | Reduce -2.2% | 101,544 | $1.9M |
| Pennington Partners & Co., LLC | 0.87% | No change | 96,700 | $1.8M |
| Nations Financial Group Inc, /Ia/ | 0.11% | Add +2.8% | 96,690 | $1.8M |
| Capital Advisory Group Advisory Services, LLC | 0.54% | Add +1.7% | 92,486 | $1.7M |
| Brevan Howard Capital Management LP | 0.02% | Add +19.6% | 88,366 | $1.7M |
| Sharpepoint LLC | 1.51% | Add +2.2% | 88,336 | $1.7M |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +173.3% | 89,575 | $1.6M |
| IHT Wealth Management, LLC | 0.04% | Add +4.1% | 84,077 | $1.6M |
| Kestra Advisory Services, LLC | 0.01% | Add +119.1% | 83,526 | $1.6M |
| Tidal Investments LLC | 0.01% | Add +7.7% | 83,114 | $1.6M |
| Legacy Capital Wealth Partners, LLC | 0.34% | Reduce -0.5% | 81,662 | $1.5M |
| Creegan & Nassoura Financial Group, LLC | 0.97% | Reduce -0.6% | 79,670 | $1.5M |
| BNP Paribas Financial Markets | 0.00% | Reduce -60.6% | 79,426 | $1.5M |
| International Assets Investment Management, LLC | 0.12% | Add +308.9% | 79,555 | $1.5M |
| Point72 Asset Management | 0.00% | Add +107.7% | 75,400 | $1.4M |
| Delphi Management Inc. | 1.31% | Reduce -2.3% | 74,694 | $1.4M |
| Naples Global Advisors, LLC | 0.11% | Add +2.2% | 71,449 | $1.4M |
| Global Retirement Partners, LLC | 0.03% | Add +196.0% | 69,615 | $1.3M |
| HighTower Advisors, LLC | 0.00% | Reduce -9.4% | 65,842 | $1.2M |
| Golden State Wealth Management, LLC | 0.13% | Reduce -14.5% | 64,577 | $1.2M |
| Lido Advisors, LLC | 0.00% | Add +12.7% | 63,046 | $1.2M |
| Campbell & CO Investment Adviser LLC | 0.09% | Reduce -63.5% | 61,398 | $1.2M |
| Abundance Wealth Counselors | 0.19% | Add +1.8% | 59,957 | $1.1M |
| Arkadios Wealth Advisors | 0.03% | Add +2.7% | 59,179 | $1.1M |
| Jane Street Group, LLC | 0.00% | Reduce -12.2% | 59,130 | $1.1M |
| Sage Advisors, LLC | 0.79% | New | 58,030 | $1.1M |
| Essex Financial Services, Inc. | 0.06% | Reduce -7.7% | 56,409 | $1.1M |
| Mariner, LLC | 0.00% | Add +26.2% | 55,689 | $1.1M |
| Tred Avon Family Wealth, LLC | 0.36% | — | 55,117 | $1.0M |
| ExodusPoint Capital Management, LP | 0.01% | Add +109.6% | 54,074 | $1.0M |
| J.W. Cole Advisors, Inc. | 0.02% | Reduce -9.0% | 53,749 | $1.0M |
| Y-Intercept (Hong Kong) Ltd | 0.02% | Reduce -45.9% | 52,678 | $996K |
| Sigma Planning Corp | 0.03% | Add +5.3% | 52,415 | $991K |
| Corient Private Wealth LP | 0.00% | Reduce -5.7% | 52,087 | $985K |
| North Star Investment Management Corp. | 0.06% | Add +0.7% | 50,473 | $954K |
| Envestnet Asset Management Inc. | 0.00% | Add +19.3% | 49,886 | $943K |
| McDonald Partners LLC | 0.27% | No change | 48,000 | $908K |
| Mirador Capital Partners LP | 0.12% | Reduce -3.1% | 44,167 | $835K |
| Invesco Ltd. | 0.00% | Reduce -44.4% | 43,928 | $831K |
| US Bancorp \de | 0.00% | Reduce -1.2% | 41,470 | $784K |
| Virtus Investment Advisers, LLC | 0.22% | Reduce -13.6% | 40,996 | $775K |
| Summit Financial, LLC | 0.01% | No change | 40,817 | $772K |
| Creative Planning | 0.00% | Add +12.5% | 40,615 | $768K |
| Magnetar Financial LLC | 0.00% | Add +128.7% | 40,379 | $764K |
| Dakota Wealth Management | 0.01% | Add +1.9% | 38,720 | $732K |
| SMH Capital Advisors Inc. | 1.48% | New | 40,565 | $727K |
| Access Investment Management LLC | 0.19% | No change | 38,200 | $722K |
| T. Rowe Price Associates Inc. | 0.00% | New | 38,125 | $721K |
| SteelPeak Wealth, LLC | 0.02% | Reduce -0.7% | 38,016 | $719K |
| Centaurus Financial, Inc. | 0.03% | Add +1.8% | 37,819 | $715K |
| Verition Fund Management LLC | 0.00% | Reduce -51.5% | 37,427 | $708K |
| Bramshill Investments, LLC | 0.05% | Reduce -2.3% | 37,133 | $702K |
| Squarepoint Ops LLC | 0.00% | Reduce -25.4% | 36,722 | $694K |
| &partners | 0.00% | Add +22.6% | 36,598 | $692K |
| DRW Securities, LLC | 0.03% | New | 35,947 | $667K |
| Sit Investment Associates Inc. | 0.01% | Add +93.9% | 35,000 | $662K |
| Monument Capital Management | 0.16% | Add +121.8% | 34,447 | $651K |
| Accel Wealth Management | 0.18% | Add +49.9% | 32,901 | $622K |
| ProShare Advisors LLC | 0.00% | Add +7.8% | 32,755 | $619K |
| Beacon Pointe Advisors, LLC | 0.01% | Add +3.1% | 32,697 | $618K |
| Americana Partners, LLC | 0.02% | No change | 32,250 | $610K |
| Empowered Funds, LLC | 0.01% | Add +50.0% | 31,422 | $594K |
| Guggenheim Capital LLC | 0.00% | Reduce -0.5% | 31,204 | $590K |
| Eagle Global Advisors LLC | 0.02% | Add +19.3% | 31,175 | $590K |
| 1620 Investment Advisors, Inc. | 0.40% | Reduce -0.9% | 31,063 | $587K |
| Balboa Wealth Partners | 0.10% | Add +3.6% | 31,017 | $587K |
| Truist Financial Corp. | 0.00% | Reduce -0.5% | 30,257 | $572K |
| Future Financial Wealth Managment LLC | 0.36% | Reduce -0.7% | 30,175 | $571K |
| BigSur Wealth Management LLC | 0.14% | Reduce -23.4% | 29,500 | $558K |
| First National Bank of Mount Dora, Trust Investment Services | 0.12% | No change | 29,246 | $553K |
| Inspire Investing, LLC | 0.05% | Add +12.6% | 29,068 | $550K |
| Autumn Glory Partners, LLC | 0.23% | No change | 29,000 | $548K |
| AE Wealth Management LLC | 0.00% | Add +1.9% | 28,966 | $548K |
| Cerity Partners LLC | 0.00% | Reduce -4.4% | 28,593 | $541K |
| NorthCoast Asset Management LLC | 0.00% | Reduce -11.7% | 28,046 | $530K |
| Caxton Associates LLP | 0.01% | Reduce -20.2% | 27,400 | $518K |
| Foundations Investment Advisors, LLC | 0.01% | Add +2.9% | 25,902 | $490K |
| Prime Capital Investment Advisors, LLC | 0.01% | Add +5.0% | 25,066 | $474K |
| Virtu Financial LLC | 0.03% | New | 24,898 | $471K |
| Diligent Investors, LLC | 0.12% | Reduce -12.4% | 24,525 | $464K |
| Oppenheimer & Co. Inc. | 0.01% | Add +15.2% | 24,517 | $464K |
| Summit Global Investments | 0.03% | No change | 24,200 | $458K |
| Core Wealth Partners LLC | 0.21% | No change | 24,153 | $457K |
| Captrust Financial Advisors | 0.00% | Add +1.9% | 23,989 | $454K |
| Fox Run Management, L.L.C. | 0.07% | New | 23,697 | $448K |
| MAS Advisors LLC | 0.70% | Add +11.1% | 23,323 | $441K |
| Concurrent Investment Advisors, LLC | 0.01% | Reduce -30.0% | 23,101 | $437K |
| Accredited Investors Inc. | 0.02% | No change | 23,000 | $435K |
| Diversify Advisory Services, LLC | 0.01% | Add +5.3% | 23,534 | $419K |
| MML Investors Services, LLC | 0.00% | Add +5.6% | 22,103 | $418K |
| Twinbeech Capital LP | 0.02% | Reduce -91.6% | 22,056 | $417K |
| CX Institutional | 0.01% | New | 21,857 | $413K |
| Cornerstone Wealth Management, LLC | 0.02% | Add +3.6% | 21,176 | $400K |
| Investment Research Partners LLC | 0.18% | — | 22,181 | $394K |
| Independent Financial Group, LLC | 0.01% | Add +17.2% | 20,654 | $391K |
| Integrated Wealth Concepts LLC | 0.00% | Add +1.0% | 20,304 | $384K |
| RMR Wealth Builders | 0.03% | Add +2.1% | 20,062 | $379K |
| Madison Park Capital Advisors, LLC | 0.31% | No change | 20,000 | $378K |
| First National Trust Co | 0.01% | No change | 19,634 | $371K |
| Principle Wealth Partners LLC | 0.02% | No change | 19,385 | $367K |
| Balyasny Asset Management L.P. | 0.00% | Reduce -87.4% | 19,267 | $364K |
| Bank of New York Mellon Corp | 0.00% | Reduce -83.0% | 19,243 | $364K |
| Apollon Wealth Management, LLC | 0.01% | Add +0.2% | 19,144 | $362K |
| Pathstone Holdings, LLC | 0.00% | Add +0.2% | 18,944 | $358K |
| Focus Partners Wealth | 0.00% | Add +47.1% | 18,836 | $356K |
| Allspring Global Investments Holdings, LLC | 0.00% | Add +42.8% | 18,700 | $354K |
| Founders Financial Alliance, LLC | 0.07% | New | 18,591 | $352K |
| Simplex Trading, LLC | 0.01% | Add +3.9% | 18,276 | $345K |
| Chicago Partners Investment Group LLC | 0.01% | Add +1.2% | 19,003 | $343K |
| Inspire Advisors, LLC | 0.03% | Reduce -1.5% | 17,971 | $340K |
| Pasadena Private Wealth, LLC | 0.05% | Reduce -2.7% | 17,940 | $339K |
| Farther Finance Advisors, LLC | 0.01% | Add +304.3% | 17,869 | $338K |
| Advisory Services Network, LLC | 0.00% | Reduce -41.4% | 17,307 | $327K |
| Laird Norton Wetherby Wealth Management, LLC | 0.01% | New | 17,018 | $322K |
| Stratos Wealth Partners, LTD. | 0.00% | Add +29.3% | 16,722 | $316K |
| Belpointe Asset Management LLC | 0.01% | New | 16,522 | $312K |
| Sowell Financial Services LLC | 0.01% | Add +0.1% | 16,122 | $305K |
| Sand Hill Global Advisors, LLC | 0.01% | Add +2.1% | 15,832 | $299K |
| NewEdge Advisors, LLC | 0.00% | Reduce -6.4% | 15,794 | $299K |
| CWA Asset Management Group, LLC | 0.01% | New | 15,570 | $294K |
| Equitable Holdings, Inc. | 0.00% | Reduce -29.1% | 15,503 | $293K |
| Wolverine Trading, LLC | 0.01% | Add +21.4% | 15,444 | $292K |
| Colonial River Investments, LLC | 0.11% | Reduce -5.2% | 15,382 | $291K |
| Axxcess Wealth Management, LLC | 0.01% | Reduce -5.2% | 15,382 | $291K |
| Register Financial Advisors LLC | 0.11% | Add +0.1% | 15,338 | $290K |
| Whipplewood Advisors, LLC | 0.19% | New | 15,318 | $290K |
| Cascade Financial Partners, LLC | 0.03% | No change | 15,293 | $289K |
| Allie Family Office LLC | 0.13% | No change | 15,000 | $284K |
| Global Endowment Management, LP | 0.04% | Reduce -25.0% | 15,000 | $284K |
| Arax Advisory Partners | 0.00% | Add +779.8% | 14,798 | $280K |
| Penbrook Management LLC | 0.20% | Add +1.5% | 14,775 | $279K |
| Parallel Advisors, LLC | 0.01% | Reduce -0.2% | 14,694 | $278K |
| Caprock Group, LLC | 0.01% | — | 14,215 | $277K |
| Massar Capital Management, LP | 0.10% | New | 14,575 | $276K |
| Walleye Trading LLC | 0.00% | New | 14,471 | $274K |
| Nomura Asset Management Co. Ltd. | 0.00% | Reduce -5.7% | 14,157 | $268K |
| Strategic Financial Concepts, LLC | 0.04% | No change | 14,150 | $268K |
| CreativeOne Wealth, LLC | 0.01% | Add +1.3% | 14,135 | $267K |
| Wedbush Securities Inc. | 0.01% | Reduce -5.5% | 13,916 | $263K |
| United Capital Financial Advisors, LLC | 0.00% | Reduce -5.5% | 13,879 | $262K |
| Modern Wealth Management, LLC | 0.01% | Add +0.3% | 13,765 | $260K |
| FourThought Financial Partners, LLC | 0.02% | Add +1.5% | 13,035 | $246K |
| Chung Wu Investment Group, LLC | 0.20% | Reduce -14.5% | 12,978 | $245K |
| Brookstone Capital Management | 0.00% | Reduce -0.1% | 12,843 | $243K |
| Fulton Bank, N.A. | 0.01% | No change | 12,817 | $242K |
| Snowden Capital Advisors LLC | 0.01% | Reduce -10.0% | 12,612 | $238K |
| Beaumont Financial Advisors, LLC | 0.02% | Add +2.3% | 12,524 | $237K |
| Sunbelt Securities, Inc. | 0.02% | Reduce -7.9% | 12,473 | $236K |
| AXA Investment Managers S.A. | 0.00% | — | 12,462 | $236K |
| Stephens Inc. | 0.00% | No change | 12,453 | $235K |
| Keystone Financial Group | 0.02% | No change | 12,198 | $231K |
| WealthBridge Capital Management, LLC | 0.05% | No change | 12,000 | $227K |
| Invested Advisors | 0.33% | — | 11,295 | $226K |
| HB Wealth Management, LLC | 0.00% | New | 11,928 | $226K |
| Advisory Research Inc. | 0.03% | Reduce -0.9% | 11,836 | $224K |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 0.00% | No change | 11,548 | $218K |
| Mackenzie Financial Corp. | 0.00% | Reduce -49.1% | 11,442 | $216K |
| ORG Partners LLC | 0.04% | Reduce -2.8% | 11,425 | $216K |
| World Equity Group, Inc. | 0.05% | New | 11,333 | $214K |
| ARGA Investment Management, LP | 0.01% | New | 11,223 | $212K |
| Baker Avenue Asset Management, LP | 0.01% | Reduce -93.7% | 11,015 | $208K |
| LM Advisors LLC | 0.03% | New | 10,900 | $206K |
| Anfield Capital Management, LLC | 0.06% | Reduce -26.6% | 10,828 | $205K |
| Federation des caisses Desjardins du Quebec | 0.00% | Reduce -23.2% | 10,575 | $200K |
| Occudo Quantitative Strategies LP | 0.02% | New | 10,486 | $198K |
| Susquehanna International Group, LLP | 0.00% | Reduce -12.7% | 10,325 | $195K |
| Diversified Enterprises, LLC | 0.01% | No change | 10,312 | $195K |
| Sanctuary Advisors, LLC | 0.00% | New | 10,146 | $192K |
| Prospera Financial Services Inc | 0.00% | No change | 10,078 | $191K |
| IFP Advisors, Inc | 0.00% | Reduce -1.9% | 9,041 | $171K |
| Cedar Wealth Management, LLC | 0.05% | Reduce -8.2% | 8,959 | $169K |
| Chilton Capital Management LLC | 0.01% | Add +27.2% | 8,905 | $168K |
| SG Americas Securities, LLC | 0.00% | New | 8,700 | $165K |
| Principal Securities, Inc. | 0.00% | Reduce -21.1% | 8,642 | $163K |
| Jones Financial Companies LLLP | 0.00% | Add +6.7% | 7,698 | $147K |
| Wealthspire Advisors, LLC | 0.00% | New | 7,505 | $142K |
| Leonteq Securities AG | 0.01% | No change | 7,500 | $142K |
| State of Alaska, Department of Revenue | 0.00% | New | 7,500 | $141K |
| Annis Gardner Whiting Capital Advisors, LLC | 0.03% | No change | 6,705 | $127K |
| Allworth Financial LP | 0.00% | Add +11.4% | 6,652 | $126K |
| Group One Trading LLC | 0.00% | Reduce -88.5% | 6,503 | $123K |
| Geneos Wealth Management Inc. | 0.00% | No change | 6,475 | $122K |
| Huntington National Bank | 0.00% | Reduce -14.9% | 5,784 | $109K |
| Comerica Bank | 0.00% | Reduce -4.5% | 5,426 | $103K |
| MAI Capital Management | 0.00% | No change | 5,024 | $95K |
| Heartwood Wealth Advisors LLC | 0.01% | New | 5,000 | $95K |
| Signaturefd, LLC | 0.00% | Reduce -10.4% | 4,848 | $92K |
| Guerra Advisors Inc | 0.03% | New | 4,835 | $91K |
| Security National Bank | 0.01% | Add +2.5% | 4,353 | $82K |
| Caldwell Sutter Capital, Inc. | 0.03% | Add +2.6% | 4,141 | $78K |
| Blue Trust, Inc. | 0.00% | No change | 4,000 | $76K |
| Harbour Investments, Inc. | 0.00% | Reduce -79.6% | 3,966 | $75K |
| Brown, Lisle/Cummings, Inc. | 0.02% | No change | 3,811 | $72K |
| Tradewinds Capital Management, LLC | 0.02% | Add +2.1% | 3,806 | $72K |
| Aquatic Capital Management LLC | 0.00% | Reduce -31.4% | 3,715 | $70K |
| Private Trust Co. NA | 0.01% | No change | 3,381 | $64K |
| Kozak & Associates, Inc. | 0.01% | Add +19.5% | 3,437 | $59K |
| Elevation Wealth Partners, LLC | 0.02% | Add +75.0% | 3,111 | $59K |
| WFA of San Diego, LLC | 0.04% | No change | 3,000 | $57K |
| MTM Investment Management, LLC | 0.02% | No change | 2,900 | $55K |
| Armstrong Advisory Group, Inc. | 0.00% | Add +0.8% | 2,837 | $54K |
| Bank Julius Baer & Co. Ltd, Zurich | 0.00% | New | 2,740 | $52K |
| Nova Wealth Management, Inc. | 0.03% | No change | 2,523 | $48K |
| Hollencrest Capital Management | 0.00% | No change | 2,522 | $48K |
| Chesapeake Asset Management LLC | 0.04% | Reduce -3.1% | 2,350 | $44K |
| Delta Asset Management LLC | 0.00% | No change | 2,251 | $43K |
| Archer Investment Corp | 0.01% | Reduce -12.7% | 2,035 | $38K |
| Optiver Holding B.V. | 0.00% | No change | 2,020 | $38K |
| Atlantic Union Bankshares Corp | 0.00% | New | 2,017 | $38K |
| Estabrook Capital Management | 0.01% | Add +2.1% | 2,002 | $38K |
| Orion Capital Management LLC | 0.01% | New | 2,000 | $38K |
| Point72 (DIFC) Ltd | 0.00% | New | 1,900 | $36K |
| Financial Consulate, Inc. | 0.00% | New | 1,845 | $35K |
| Alpine Bank Wealth Management | 0.00% | No change | 1,829 | $35K |
| Assetmark, Inc. | 0.00% | Add +28.9% | 1,786 | $34K |
| Kathleen S. Wright Associates Inc. | 0.01% | No change | 1,580 | $30K |
| Painted Porch Advisors LLC | 0.01% | Add +0.2% | 1,544 | $29K |
| Caitlin John, LLC | 0.02% | New | 1,525 | $29K |
| AllSquare Wealth Management LLC | 0.01% | No change | 1,500 | $28K |
| HHM Wealth Advisors, LLC | 0.00% | No change | 1,500 | $28K |
| Rossby Financial, LCC | 0.01% | Add +53.5% | 1,487 | $28K |
| Jefferies Financial Group Inc. | 0.00% | New | 1,392 | $26K |
| Spire Wealth Management | 0.00% | Add +0.3% | 1,365 | $26K |
| Ancora Advisors LLC | 0.00% | No change | 1,250 | $24K |
| Clark Wealth Partners | 0.01% | Add +2.3% | 1,046 | $20K |
| Brown Brothers Harriman & Co. | 0.00% | New | 960 | $18K |
| Point72 Asia (Singapore) Pte. Ltd. | 0.00% | New | 915 | $17K |
| Crowley Wealth Management, Inc. | 0.01% | No change | 900 | $17K |
| Financial Gravity Asset Management, Inc. | 0.00% | — | 900 | $17K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -81.5% | 884 | $17K |
| WealthCollab, LLC | 0.01% | No change | 836 | $16K |
| Asset Dedication, LLC | 0.00% | No change | 756 | $14K |
| Cwm, LLC | 0.00% | Reduce -47.9% | 720 | $14K |
| Lanark Financial, Inc. | 0.00% | No change | 710 | $13K |
| Salem Investment Counselors Inc. | 0.00% | No change | 700 | $13K |
| Valley National Advisers Inc. | 0.00% | No change | 656 | $12K |
| Community Bank, N.A. | 0.00% | No change | 625 | $12K |
| Summit Securities Group LLC | 0.00% | New | 600 | $11K |
| Bank of New Hampshire | 0.00% | No change | 600 | $11K |
| Pathway Financial Advisers, LLC | 0.00% | New | 577 | $11K |
| Russell Investments Group, Ltd. | 0.00% | No change | 520 | $10K |
| Alerus Financial NA | 0.00% | No change | 517 | $10K |
| PFS Partners, LLC | 0.00% | No change | 413 | $8K |
| JNBA Financial Advisors | 0.00% | No change | 329 | $6K |
| EverSource Wealth Advisors, LLC | 0.00% | No change | 322 | $6K |
| VSM Wealth Advisory, LLC | 0.00% | No change | 300 | $6K |
| Signature Resources Capital Management, LLC | 0.00% | No change | 275 | $5K |
| William B. Walkup & Associates, Inc. | 0.00% | No change | 229 | $4K |
| JPL Wealth Management, LLC | 0.00% | New | 200 | $4K |
| TD Waterhouse Canada Inc. | 0.00% | No change | 200 | $4K |
| SWAN Capital LLC | 0.00% | Reduce -25.3% | 189 | $4K |
| Nisa Investment Advisors, LLC | 0.00% | No change | 174 | $3K |
| Glen Eagle Advisors, LLC | 0.00% | No change | 100 | $2K |
| Rothschild Investment LLC | 0.00% | No change | 100 | $2K |
| Flagship Wealth Advisors, LLC | 0.00% | New | 89 | $2K |
| Quest 10 Wealth Builders, Inc. | 0.00% | No change | 57 | $1K |
| West Financial Advisors, LLC | 0.00% | Add +1.9% | 53 | $1K |
| Roble, Belko & Company, Inc | 0.00% | Add +1.8% | 56 | $1K |
| Point72 Europe (London) LLP | 0.00% | New | 51 | $964 |
| Hager Investment Management Services, LLC | 0.00% | Add +2.0% | 51 | $962 |
| Tower Research Capital LLC (TRC) | 0.00% | Reduce -76.7% | 46 | $870 |
| CoreCap Advisors, LLC | 0.00% | Add +3.2% | 32 | $607 |
| Luminist Capital LLC | 0.00% | No change | 25 | $465 |
| Danske Bank A/S | 0.00% | New | 2 | $38 |
| Citigroup Inc. | 0.00% | New | 1 | $19 |
| Creekmur Asset Management LLC | 0.00% | No change | 1 | $16 |
"% of holder's portfolio" is HTGC's weight in each manager's 13F, not the share of Hercules Capital Inc. the manager owns.