Hercules CapitalHTGC
13F holders, Q4 2025 (December 31)354holders +10
40new positions
32sold out
5famous investors
$19.46avg. 13F price*
At the end of Q4 2025, 354 institutions reported holding Hercules Capital Inc. (HTGC) in their 13F filings, up 10 from Q3 2025. 40 opened new positions and 32 sold out. The largest holders were Union Bancaire Privee, UBP SA ($81.2M), Van Eck Associates Corp. ($65.1M) and Sound Income Strategies, LLC ($51.1M). 5 famous investors held it, including Israel Englander (0.0% of Millennium Management's portfolio), Steve Cohen (0.0% of Point72 Asset Management's portfolio) and David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio).
- Company
- Hercules Capital Inc.
- CUSIP
- 427096508
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 40 | $15.0M |
| Exits | 32 | $25.2M |
All 13F filers, Q3 2025 → Q4 2025: 6,316,282 shares bought and 3,573,173 shares sold, net +2,743,109 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 354 holders
| Union Bancaire Privee, UBP SA | 0.97% | Reduce -22.3% | 27,808 | $81.2M |
| Van Eck Associates Corp. | 0.05% | Reduce -5.2% | 3,458,277 | $65.1M |
| Sound Income Strategies, LLC | 2.42% | Reduce -1.8% | 2,703,275 | $51.1M |
| Two Sigma Advisers, LP | 0.07% | Reduce -1.8% | 1,922,200 | $36.2M |
| LPL Financial LLC | 0.01% | Add +1.6% | 1,823,405 | $34.3M |
| UBS Group AG | 0.01% | Add +26.8% | 1,671,860 | $31.5M |
| Two Sigma Investments, LP | 0.05% | Add +21.7% | 1,616,456 | $30.4M |
| Qube Research & Technologies Ltd | 0.04% | Add +48.6% | 1,526,526 | $28.7M |
| Millennium Management | 0.02% | Add +2.2% | 1,392,476 | $26.2M |
| Legal & General Group Plc | 0.01% | Add +17.9% | 1,382,084 | $26.0M |
| Muzinich & Co., Inc. | 7.90% | Add +34.5% | 1,335,787 | $25.1M |
| BlackRock, Inc. | 0.00% | Reduce -0.5% | 1,333,016 | $25.1M |
| Morgan Stanley | 0.00% | Reduce -5.1% | 1,114,173 | $21.0M |
| Sumitomo Mitsui Trust Group, Inc. | 0.01% | Add +15.1% | 1,018,759 | $19.2M |
| Franklin Resources Inc. | 0.00% | Add +5.0% | 975,355 | $18.4M |
| Advisors Capital Management, LLC | 0.19% | Add +4.3% | 828,258 | $15.6M |
| D. E. Shaw & Co. | 0.01% | Add +59.9% | 825,537 | $15.5M |
| Melia Wealth LLC | 6.98% | Reduce -1.4% | 802,185 | $15.1M |
| Tectonic Advisors LLC | 0.75% | Add +10.2% | 759,746 | $14.3M |
| Wells Fargo & Company | 0.00% | Reduce -2.2% | 740,481 | $13.9M |
| Voloridge Investment Management, LLC | 0.05% | Add +22.3% | 707,651 | $13.3M |
| Raymond James Financial Inc. | 0.00% | Reduce -2.1% | 691,064 | $13.0M |
| Royal Bank of Canada | 0.00% | Reduce -15.4% | 643,770 | $12.1M |
| Stifel Financial Corp. | 0.01% | Add +7.1% | 607,140 | $11.4M |
| Gilman Hill Asset Management, LLC | 1.72% | Reduce -0.6% | 580,440 | $10.9M |
| Point72 Asset Management | 0.02% | Add +639.6% | 557,660 | $10.5M |
| Citadel Advisors | 0.01% | Reduce -47.8% | 472,139 | $8.9M |
| HRT Financial LP | 0.03% | Reduce -10.7% | 441,316 | $8.3M |
| Trexquant Investment LP | 0.07% | Add +5.9% | 402,892 | $7.6M |
| Border to Coast Pensions Partnership Ltd | 0.13% | Add +6.7% | 400,000 | $7.5M |
| Ameriprise Financial Inc. | 0.00% | Add +33.6% | 385,996 | $7.3M |
| Advisors Asset Management, Inc. | 0.12% | Reduce -7.0% | 364,211 | $6.9M |
| Jump Financial, LLC | 0.09% | Add +147.0% | 361,092 | $6.8M |
| Schonfeld Strategic Advisors LLC | 0.03% | Add +65.8% | 360,446 | $6.8M |
| Jane Street Group, LLC | 0.01% | Add +507.0% | 358,937 | $6.8M |
| JPMorgan Chase & Co. | 0.00% | Reduce -23.7% | 320,215 | $6.0M |
| Marshall Wace, LLP | 0.01% | Reduce -47.2% | 312,719 | $5.9M |
| D.A. Davidson & Co. | 0.04% | Add +3.0% | 309,211 | $5.8M |
| Neuberger Berman Group LLC | 0.00% | Reduce -5.9% | 302,845 | $5.7M |
| Left Brain Wealth Management, LLC | 1.93% | Add +1.7% | 295,753 | $5.6M |
| Confluence Investment Management LLC | 0.08% | Reduce -4.2% | 289,789 | $5.5M |
| Janney Montgomery Scott LLC | 0.01% | Reduce -11.2% | 255,335 | $4.8M |
| Prevail Innovative Wealth Advisors, LLC | 0.81% | Add +123.6% | 239,614 | $4.5M |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -12.8% | 234,058 | $4.4M |
| Denali Advisors LLC | 0.49% | Reduce -12.2% | 233,249 | $4.4M |
| Commonwealth Equity Services, LLC | 0.01% | Reduce -3.8% | 220,042 | $4.1M |
| CANADA LIFE ASSURANCE Co | 0.01% | Add +4.5% | 215,596 | $4.1M |
| Cetera Investment Advisers | 0.00% | Add +1.8% | 215,036 | $4.0M |
| State Street Corp. | 0.00% | Add +23.6% | 213,833 | $4.0M |
| Quantbot Technologies LP | 0.13% | Add +60.8% | 213,689 | $4.0M |
| BNP Paribas Financial Markets | 0.00% | Add +161.2% | 207,439 | $3.9M |
| Bank of America Corp. | 0.00% | Add +41.2% | 205,420 | $3.9M |
| Goldman Sachs Group Inc. | 0.00% | Reduce -7.4% | 205,311 | $3.9M |
| Ares Management LLC | 0.22% | No change | 201,606 | $3.8M |
| Northern Trust Corp. | 0.00% | Reduce -6.3% | 201,385 | $3.8M |
| Cerity Partners LLC | 0.01% | Add +592.3% | 197,961 | $3.7M |
| S&T Bank | 1.18% | Reduce -20.5% | 197,893 | $3.7M |
| Blair William & Co. | 0.01% | Reduce -3.8% | 195,593 | $3.7M |
| Naviter Wealth, LLC | 0.48% | Reduce -7.2% | 193,963 | $3.7M |
| XTX Topco Ltd | 0.10% | New | 193,304 | $3.6M |
| Waterloo Capital, L.P. | 0.25% | Add +17.3% | 185,319 | $3.5M |
| FAS Wealth Partners, Inc. | 0.22% | Reduce -1.2% | 182,746 | $3.4M |
| Truvestments Capital LLC | 0.62% | Reduce -3.6% | 181,726 | $3.4M |
| Barclays PLC | 0.00% | Reduce -13.1% | 176,373 | $3.3M |
| Walleye Trading LLC | 0.05% | Add +1084.4% | 171,395 | $3.2M |
| FJ Capital Management LLC | 0.35% | Reduce -16.7% | 169,984 | $3.2M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +0.1% | 167,690 | $3.2M |
| Taylor Frigon Capital Management LLC | 1.56% | Add +5.8% | 163,288 | $3.1M |
| Deutsche Bank AG | 0.00% | Add +0.4% | 141,281 | $2.7M |
| Rockefeller Capital Management L.P. | 0.00% | Add +0.0% | 140,996 | $2.7M |
| Private Advisor Group, LLC | 0.01% | Add +7.7% | 135,477 | $2.5M |
| Engineers Gate Manager LP | 0.03% | Reduce -15.7% | 132,688 | $2.5M |
| Sage Advisors, LLC | 1.50% | Add +106.7% | 119,974 | $2.3M |
| Natixis | 0.01% | Add +0.2% | 118,377 | $2.2M |
| Verition Fund Management LLC | 0.01% | Add +211.3% | 116,530 | $2.2M |
| Bank of New York Mellon Corp | 0.00% | Add +490.4% | 113,607 | $2.1M |
| CIBC Private Wealth Group LLC | 0.00% | No change | 111,276 | $2.1M |
| PFG Investments, LLC | 0.10% | Reduce -1.0% | 111,111 | $2.1M |
| Steward Partners Investment Advisory, LLC | 0.01% | Reduce -1.8% | 109,897 | $2.1M |
| DNB Asset Management AS | 0.01% | Reduce -5.5% | 107,922 | $2.0M |
| Centaurus Financial, Inc. | 0.09% | Add +181.3% | 106,394 | $2.0M |
| Triad Investment Management | 1.98% | — | 104,063 | $2.0M |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +14.9% | 102,959 | $1.9M |
| Brevan Howard Capital Management LP | 0.04% | Add +14.0% | 100,713 | $1.9M |
| Sharpepoint LLC | 1.13% | Add +13.9% | 100,621 | $1.9M |
| Osaic Holdings, Inc. | 0.00% | Reduce -12.5% | 99,697 | $1.9M |
| Nations Financial Group Inc, /Ia/ | 0.10% | Add +1.7% | 98,337 | $1.9M |
| Kestra Private Wealth Services, LLC | 0.02% | Reduce -3.8% | 97,735 | $1.8M |
| Pennington Partners & Co., LLC | 0.73% | No change | 96,700 | $1.8M |
| Capital Advisory Group Advisory Services, LLC | 0.50% | Reduce -1.5% | 91,125 | $1.7M |
| Legacy Capital Wealth Partners, LLC | 0.36% | Add +9.7% | 89,597 | $1.7M |
| IHT Wealth Management, LLC | 0.04% | Add +3.3% | 86,883 | $1.6M |
| Lansforsakringar Fondforvaltning AB (publ) | 0.01% | New | 83,979 | $1.6M |
| International Assets Investment Management, LLC | 0.10% | Add +37.7% | 109,555 | $1.5M |
| Invesco Ltd. | 0.00% | Add +81.3% | 79,650 | $1.5M |
| Tidal Investments LLC | 0.01% | Reduce -5.1% | 78,874 | $1.5M |
| Delphi Management Inc. | 1.44% | Add +5.1% | 78,512 | $1.5M |
| Creegan & Nassoura Financial Group, LLC | 0.96% | Reduce -1.6% | 78,420 | $1.5M |
| Credit Agricole S A | 0.00% | Reduce -72.2% | 77,368 | $1.5M |
| Naples Global Advisors, LLC | 0.10% | Add +0.2% | 71,569 | $1.3M |
| J.M. Arbour, LLC | 1.31% | — | 69,603 | $1.3M |
| Global Retirement Partners, LLC | 0.02% | Reduce -0.1% | 69,574 | $1.3M |
| Independent Financial Group, LLC | 0.03% | Add +230.6% | 68,290 | $1.3M |
| Kestra Advisory Services, LLC | 0.01% | Reduce -18.6% | 67,994 | $1.3M |
| Lido Advisors, LLC | 0.01% | Add +5.9% | 66,794 | $1.3M |
| Squarepoint Ops LLC | 0.00% | Add +75.9% | 64,595 | $1.2M |
| HighTower Advisors, LLC | 0.00% | Reduce -1.9% | 64,558 | $1.2M |
| Resolute Capital, LLC | 0.51% | — | 64,500 | $1.2M |
| Golden State Wealth Management, LLC | 0.13% | Reduce -1.4% | 63,656 | $1.2M |
| Magnetar Financial LLC | 0.01% | Add +57.4% | 63,570 | $1.2M |
| Creative Planning | 0.00% | Add +55.1% | 62,994 | $1.2M |
| Abundance Wealth Counselors | 0.20% | Add +2.8% | 61,609 | $1.2M |
| Sigma Planning Corp | 0.03% | Add +13.2% | 59,352 | $1.1M |
| Arkadios Wealth Advisors | 0.02% | Reduce -1.0% | 58,573 | $1.1M |
| Twinbeech Capital LP | 0.08% | Add +164.9% | 58,421 | $1.1M |
| Essex Financial Services, Inc. | 0.06% | Add +0.6% | 56,739 | $1.1M |
| Group One Trading LLC | 0.03% | Add +771.8% | 56,693 | $1.1M |
| Mariner, LLC | 0.00% | Add +1.4% | 56,453 | $1.1M |
| Kovack Advisors, Inc. | 0.05% | New | 55,383 | $1.0M |
| Cordoba Advisory Partners LLC | 0.26% | — | 55,367 | $1.0M |
| Rare Wolf Capital LLC | 0.65% | — | 55,029 | $1.0M |
| Tred Avon Family Wealth, LLC | 0.33% | Reduce -1.6% | 54,214 | $1.0M |
| AE Wealth Management LLC | 0.01% | Add +84.8% | 53,535 | $1.0M |
| Aquatic Capital Management LLC | 0.03% | Add +1308.8% | 52,335 | $985K |
| J.W. Cole Advisors, Inc. | 0.02% | Add +4.4% | 56,129 | $946K |
| Secure Asset Management, LLC | 0.14% | New | 48,517 | $913K |
| McDonald Partners LLC | 0.28% | No change | 48,000 | $903K |
| North Star Investment Management Corp. | 0.06% | Reduce -5.0% | 47,965 | $903K |
| Ares Financial Consulting, LLC | 0.86% | — | 47,730 | $898K |
| ExodusPoint Capital Management, LP | 0.01% | Reduce -12.3% | 47,430 | $893K |
| Focus Partners Wealth | 0.00% | Add +139.9% | 45,197 | $851K |
| Mirador Capital Partners LP | 0.11% | Reduce -1.3% | 43,617 | $821K |
| Beacon Pointe Advisors, LLC | 0.01% | Add +29.8% | 42,447 | $799K |
| Corient Private Wealth LP | 0.00% | Reduce -21.0% | 41,142 | $774K |
| SMH Capital Advisors Inc. | 1.57% | Add +1.2% | 41,065 | $773K |
| T. Rowe Price Associates Inc. | 0.00% | Add +6.8% | 40,719 | $767K |
| Catalyst Capital Advisors LLC | 0.02% | New | 40,565 | $763K |
| &partners | 0.00% | Add +10.1% | 40,301 | $758K |
| Summit Financial, LLC | 0.01% | Reduce -1.3% | 40,284 | $758K |
| Eagle Global Advisors LLC | 0.03% | Add +27.1% | 39,640 | $746K |
| Rhodes Investment Advisors Inc. | 0.60% | — | 39,300 | $740K |
| Accel Wealth Management | 0.20% | Add +18.7% | 39,053 | $735K |
| MQS Management LLC | 0.43% | New | 38,650 | $727K |
| Access Investment Management LLC | 0.19% | No change | 38,200 | $722K |
| Dakota Wealth Management | 0.01% | Reduce -2.3% | 37,835 | $712K |
| Bramshill Investments, LLC | 0.04% | Add +0.7% | 37,385 | $704K |
| US Bancorp \de | 0.00% | Reduce -10.3% | 37,182 | $700K |
| Y-Intercept (Hong Kong) Ltd | 0.02% | Reduce -30.7% | 36,487 | $687K |
| Whipplewood Advisors, LLC | 0.43% | Add +132.1% | 35,554 | $669K |
| Sit Investment Associates Inc. | 0.01% | No change | 35,000 | $659K |
| Autumn Glory Partners, LLC | 0.23% | Add +20.7% | 35,000 | $659K |
| Simplex Trading, LLC | 0.02% | Add +90.5% | 34,820 | $655K |
| Foundations Investment Advisors, LLC | 0.01% | Add +29.7% | 33,595 | $632K |
| Virtus Investment Advisers, LLC | 0.17% | Reduce -18.2% | 33,518 | $631K |
| Guggenheim Capital LLC | 0.00% | Add +7.1% | 33,420 | $629K |
| Envestnet Asset Management Inc. | 0.00% | Reduce -33.1% | 33,351 | $628K |
| Americana Partners, LLC | 0.02% | No change | 32,250 | $607K |
| ProShare Advisors LLC | 0.00% | Reduce -1.8% | 32,168 | $605K |
| Balboa Wealth Partners | 0.10% | No change | 31,017 | $584K |
| 1620 Investment Advisors, Inc. | 0.39% | Reduce -0.2% | 30,993 | $583K |
| Monument Capital Management | 0.14% | Reduce -10.1% | 30,960 | $583K |
| Truist Financial Corp. | 0.00% | Add +0.9% | 30,533 | $575K |
| Inspire Investing, LLC | 0.05% | Add +4.8% | 30,454 | $573K |
| Everstar Asset Management, LLC | 0.30% | New | 11,557 | $565K |
| Future Financial Wealth Managment LLC | 0.38% | No change | 30,175 | $562K |
| BigSur Wealth Management LLC | 0.13% | No change | 29,500 | $555K |
| First National Bank of Mount Dora, Trust Investment Services | 0.12% | No change | 29,246 | $550K |
| Caxton Associates LLP | 0.01% | No change | 27,400 | $516K |
| MML Investors Services, LLC | 0.00% | Add +22.6% | 27,090 | $510K |
| Captrust Financial Advisors | 0.00% | Add +12.0% | 26,868 | $506K |
| Prime Capital Investment Advisors, LLC | 0.01% | Add +0.8% | 25,259 | $475K |
| Oppenheimer & Co. Inc. | 0.01% | Add +0.8% | 24,716 | $465K |
| Haven Private, LLC | 0.20% | New | 24,625 | $463K |
| Concurrent Investment Advisors, LLC | 0.01% | Add +5.7% | 24,410 | $459K |
| Fox Run Management, L.L.C. | 0.07% | Add +2.8% | 24,354 | $458K |
| IMC-Chicago, LLC | 0.01% | New | 24,177 | $455K |
| Summit Global Investments | 0.03% | No change | 24,200 | $455K |
| Core Wealth Partners LLC | 0.20% | No change | 24,153 | $455K |
| Pasadena Private Wealth, LLC | 0.06% | Add +33.8% | 24,002 | $452K |
| Accredited Investors Inc. | 0.02% | No change | 23,000 | $433K |
| Investment Research Partners LLC | 0.18% | Add +0.5% | 22,297 | $420K |
| Diversify Advisory Services, LLC | 0.01% | Reduce -6.5% | 22,003 | $416K |
| Cornerstone Wealth Management, LLC | 0.02% | Reduce -0.6% | 21,050 | $396K |
| Susquehanna International Group, LLP | 0.00% | Add +103.3% | 20,995 | $395K |
| Kelleher Financial Advisors | 0.09% | New | 20,267 | $381K |
| RMR Wealth Builders | 0.03% | Add +0.9% | 20,241 | $381K |
| Madison Park Capital Advisors, LLC | 0.31% | No change | 20,000 | $376K |
| Global Endowment Management, LP | 0.05% | Add +33.3% | 20,000 | $376K |
| Sowell Financial Services LLC | 0.01% | Add +22.4% | 19,725 | $371K |
| First National Trust Co | 0.01% | No change | 19,634 | $370K |
| Apollon Wealth Management, LLC | 0.01% | Add +1.6% | 19,445 | $366K |
| Principle Wealth Partners LLC | 0.02% | No change | 19,385 | $365K |
| Chicago Partners Investment Group LLC | 0.01% | Add +1.4% | 19,260 | $359K |
| Pathstone Holdings, LLC | 0.00% | Add +0.2% | 18,980 | $357K |
| Allspring Global Investments Holdings, LLC | 0.00% | No change | 18,700 | $352K |
| Inspire Advisors, LLC | 0.03% | Reduce -1.3% | 17,733 | $334K |
| Composition Wealth, LLC | 0.00% | New | 16,183 | $305K |
| Tudor Investment Corporation | 0.00% | New | 15,663 | $295K |
| SteelPeak Wealth, LLC | 0.01% | Reduce -59.0% | 15,574 | $293K |
| HB Wealth Management, LLC | 0.00% | Add +30.0% | 15,511 | $292K |
| Cascade Financial Partners, LLC | 0.03% | No change | 15,293 | $288K |
| Alps Advisors Inc. | 0.00% | New | 15,205 | $286K |
| Balyasny Asset Management L.P. | 0.00% | Reduce -22.1% | 15,002 | $282K |
| Allie Family Office LLC | 0.13% | No change | 15,000 | $282K |
| Arax Advisory Partners | 0.01% | Add +0.0% | 14,800 | $279K |
| Penbrook Management LLC | 0.19% | Reduce -0.1% | 14,767 | $278K |
| Stratos Wealth Partners, LTD. | 0.00% | Reduce -12.6% | 14,624 | $275K |
| Quantinno Capital Management LP | 0.00% | New | 14,578 | $274K |
| Colonial River Investments, LLC | 0.10% | Reduce -5.7% | 14,507 | $273K |
| Axxcess Wealth Management, LLC | 0.00% | Reduce -5.7% | 14,507 | $273K |
| Caprock Group, LLC | 0.01% | No change | 14,215 | $268K |
| Closed-End Fund Advisors, Inc. | 0.16% | — | 14,211 | $267K |
| CreativeOne Wealth, LLC | 0.01% | Add +0.3% | 14,175 | $267K |
| Annex Advisory Services, LLC | 0.01% | New | 14,004 | $264K |
| Parallel Advisors, LLC | 0.00% | Reduce -5.1% | 13,944 | $262K |
| Sand Hill Global Advisors, LLC | 0.01% | Reduce -12.6% | 13,832 | $260K |
| Modern Wealth Management, LLC | 0.00% | Add +0.4% | 13,820 | $260K |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 0.00% | New | 13,718 | $258K |
| United Capital Financial Advisors, LLC | 0.00% | Reduce -1.4% | 13,679 | $257K |
| Invested Advisors | 0.26% | Add +19.3% | 13,471 | $254K |
| Register Financial Advisors LLC | 0.10% | Reduce -12.9% | 13,362 | $251K |
| Farther Finance Advisors, LLC | 0.00% | Reduce -25.6% | 13,296 | $250K |
| Sequoia Financial Advisors, LLC | 0.00% | New | 13,201 | $248K |
| Chung Wu Investment Group, LLC | 0.20% | No change | 12,978 | $244K |
| Wedbush Securities Inc. | 0.01% | Reduce -7.0% | 12,938 | $243K |
| Beaumont Financial Advisors, LLC | 0.02% | Add +2.6% | 12,845 | $242K |
| Fulton Bank, N.A. | 0.01% | No change | 12,817 | $241K |
| Hudson Bay Capital Management LP | 0.00% | New | 12,580 | $237K |
| Evergreen Capital Management LLC | 0.01% | New | 12,504 | $235K |
| Sunbelt Securities, Inc. | 0.02% | Add +0.1% | 12,487 | $235K |
| Catalyst Funds Management Pty Ltd | 0.05% | New | 12,482 | $235K |
| FourThought Financial Partners, LLC | 0.02% | Reduce -4.6% | 12,436 | $234K |
| Keystone Financial Group | 0.02% | No change | 12,198 | $230K |
| WealthBridge Capital Management, LLC | 0.05% | No change | 12,000 | $226K |
| PharVision Advisers, LLC | 0.11% | New | 11,918 | $224K |
| Baker Avenue Asset Management, LP | 0.01% | Add +8.0% | 11,896 | $224K |
| TrueMark Investments, LLC | 0.04% | New | 11,717 | $221K |
| Mackenzie Financial Corp. | 0.00% | Add +2.6% | 11,745 | $220K |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 0.00% | No change | 11,548 | $217K |
| Advisory Services Network, LLC | 0.00% | Reduce -33.4% | 11,527 | $217K |
| Snowden Capital Advisors LLC | 0.01% | Reduce -9.3% | 11,436 | $215K |
| ORG Partners LLC | 0.04% | No change | 11,425 | $215K |
| ARGA Investment Management, LP | 0.01% | No change | 11,223 | $211K |
| Anfield Capital Management, LLC | 0.06% | No change | 10,828 | $204K |
| Campbell & CO Investment Adviser LLC | 0.01% | Reduce -82.5% | 10,756 | $202K |
| Brookstone Capital Management | 0.00% | Reduce -16.3% | 10,748 | $202K |
| Principal Securities, Inc. | 0.00% | Add +24.1% | 10,722 | $202K |
| SageGuard Financial Group, LLC | 0.03% | — | 10,705 | $201K |
| Occudo Quantitative Strategies LP | 0.01% | Reduce -0.9% | 10,387 | $195K |
| Calton & Associates, Inc. | 0.03% | New | 10,379 | $195K |
| O'shaughnessy Asset Management, LLC | 0.00% | New | 10,373 | $195K |
| GRIMES & Co WEALTH MANAGEMENT, LLC | 0.00% | New | 10,347 | $195K |
| Diversified Enterprises, LLC | 0.01% | No change | 10,312 | $194K |
| Intrua Financial, LLC | 0.02% | New | 10,197 | $192K |
| Triumph Capital Management | 0.04% | New | 9,605 | $181K |
| IFP Advisors, Inc | 0.00% | Add +1.1% | 9,138 | $172K |
| Jones Financial Companies LLLP | 0.00% | Add +10.3% | 8,490 | $160K |
| Key Capital Management, INC | 0.16% | — | 8,343 | $157K |
| Federation des caisses Desjardins du Quebec | 0.00% | Reduce -23.6% | 8,075 | $152K |
| State of Alaska, Department of Revenue | 0.00% | Add +4.3% | 7,821 | $147K |
| Leonteq Securities AG | 0.01% | No change | 7,500 | $141K |
| Bayforest Capital Ltd | 0.10% | New | 7,241 | $136K |
| Cedar Wealth Management, LLC | 0.04% | Reduce -26.8% | 6,559 | $123K |
| Ameriflex Group, Inc. | 0.06% | New | 6,549 | $123K |
| Geneos Wealth Management Inc. | 0.00% | No change | 6,475 | $122K |
| Annis Gardner Whiting Capital Advisors, LLC | 0.02% | Reduce -9.7% | 6,055 | $114K |
| Huntington National Bank | 0.00% | No change | 5,784 | $109K |
| Allworth Financial LP | 0.00% | Reduce -14.1% | 5,713 | $108K |
| Signaturefd, LLC | 0.00% | Add +17.0% | 5,672 | $107K |
| Chilton Capital Management LLC | 0.00% | Reduce -38.2% | 5,500 | $104K |
| Armstrong Advisory Group, Inc. | 0.01% | Add +85.4% | 5,261 | $99K |
| CX Institutional | 0.00% | Reduce -76.7% | 5,094 | $96K |
| MAI Capital Management | 0.00% | No change | 5,024 | $95K |
| Caldwell Sutter Capital, Inc. | 0.04% | Add +10.8% | 4,586 | $86K |
| Garton & Associates Financial Advisors LLC | 0.05% | — | 4,265 | $80K |
| Advocate Investing Services LLC | 0.07% | — | 4,240 | $80K |
| Blue Trust, Inc. | 0.00% | Add +0.5% | 4,020 | $76K |
| Tradewinds Capital Management, LLC | 0.02% | Add +2.3% | 3,893 | $73K |
| Brown, Lisle/Cummings, Inc. | 0.02% | No change | 3,811 | $72K |
| Security National Bank | 0.01% | Reduce -19.4% | 3,508 | $66K |
| Kozak & Associates, Inc. | 0.01% | Add +2.3% | 3,515 | $65K |
| Private Trust Co. NA | 0.01% | No change | 3,381 | $64K |
| EverSource Wealth Advisors, LLC | 0.00% | Add +931.7% | 3,322 | $63K |
| Elevation Wealth Partners, LLC | 0.02% | Add +2.3% | 3,181 | $60K |
| Sankala Group LLC | 0.05% | — | 4,023 | $57K |
| WFA of San Diego, LLC | 0.04% | No change | 3,000 | $56K |
| Jefferies Financial Group Inc. | 0.00% | Add +113.9% | 2,977 | $56K |
| MTM Investment Management, LLC | 0.02% | No change | 2,900 | $55K |
| Whittier Trust Co. of Nevada Inc. | 0.00% | New | 2,844 | $53K |
| Bank Julius Baer & Co. Ltd, Zurich | 0.00% | Add +2.6% | 2,811 | $53K |
| Harbour Investments, Inc. | 0.00% | Reduce -29.3% | 2,806 | $53K |
| Nomura Asset Management Co. Ltd. | 0.00% | Reduce -80.2% | 2,806 | $53K |
| Nova Wealth Management, Inc. | 0.03% | No change | 2,523 | $47K |
| Hollencrest Capital Management | 0.00% | No change | 2,522 | $47K |
| Estabrook Capital Management | 0.01% | Add +19.7% | 2,397 | $45K |
| Delta Asset Management LLC | 0.00% | Reduce -1.3% | 2,221 | $42K |
| Archer Investment Corp | 0.01% | Add +0.1% | 2,038 | $38K |
| Optiver Holding B.V. | 0.00% | No change | 2,020 | $38K |
| Atlantic Union Bankshares Corp | 0.00% | No change | 2,017 | $38K |
| Orion Capital Management LLC | 0.01% | No change | 2,000 | $38K |
| Summit Securities Group LLC | 0.01% | Add +233.3% | 2,000 | $38K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +113.1% | 1,884 | $35K |
| Financial Consulate, Inc. | 0.00% | No change | 1,845 | $35K |
| Assetmark, Inc. | 0.00% | No change | 1,786 | $34K |
| Citigroup Inc. | 0.00% | Add +165600.0% | 1,657 | $31K |
| Chesapeake Asset Management LLC | 0.02% | Reduce -32.9% | 1,576 | $30K |
| Caitlin John, LLC | 0.02% | Add +2.3% | 1,560 | $29K |
| Cornerstone Planning Group LLC | 0.00% | New | 1,578 | $29K |
| HHM Wealth Advisors, LLC | 0.00% | No change | 1,500 | $28K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0.00% | New | 1,457 | $27K |
| Ancora Advisors LLC | 0.00% | No change | 1,250 | $24K |
| Spire Wealth Management | 0.00% | Reduce -11.7% | 1,205 | $23K |
| Russell Investments Group, Ltd. | 0.00% | Add +128.3% | 1,187 | $22K |
| NewEdge Advisors, LLC | 0.00% | Reduce -92.8% | 1,132 | $21K |
| Caitong International Asset Management Co., Ltd | 0.01% | New | 1,128 | $21K |
| Clark Wealth Partners | 0.01% | No change | 1,046 | $20K |
| Investors Research Corp | 0.00% | New | 1,000 | $19K |
| Hilton Head Capital Partners, LLC | 0.01% | — | 965 | $18K |
| Lanark Financial, Inc. | 0.00% | Add +35.2% | 960 | $18K |
| Financial Gravity Asset Management, Inc. | 0.00% | No change | 900 | $17K |
| WealthCollab, LLC | 0.01% | No change | 836 | $16K |
| Quarry LP | 0.00% | New | 804 | $15K |
| Cwm, LLC | 0.00% | Add +7.1% | 771 | $15K |
| Asset Dedication, LLC | 0.00% | No change | 756 | $14K |
| Gilpin Wealth Management, LLC | 0.01% | — | 723 | $14K |
| Valley National Advisers Inc. | 0.00% | No change | 656 | $12K |
| Community Bank, N.A. | 0.00% | No change | 625 | $12K |
| Bank of New Hampshire | 0.00% | No change | 600 | $11K |
| Hantz Financial Services, Inc. | 0.00% | New | 600 | $11K |
| LM Advisors LLC | 0.04% | Reduce -98.1% | 205 | $11K |
| Rossby Financial, LCC | 0.00% | Reduce -65.2% | 518 | $10K |
| Alerus Financial NA | 0.00% | No change | 517 | $10K |
| SJS Investment Consulting Inc. | 0.00% | New | 500 | $9K |
| PFS Partners, LLC | 0.00% | No change | 413 | $8K |
| Glen Eagle Advisors, LLC | 0.00% | Add +300.0% | 400 | $8K |
| Comerica Bank | 0.00% | Reduce -92.7% | 396 | $7K |
| McGuire Capital Advisors Inc. | 0.00% | — | 348 | $7K |
| JNBA Financial Advisors | 0.00% | No change | 329 | $6K |
| VSM Wealth Advisory, LLC | 0.00% | No change | 300 | $6K |
| Signature Resources Capital Management, LLC | 0.00% | No change | 275 | $5K |
| William B. Walkup & Associates, Inc. | 0.00% | No change | 229 | $4K |
| TD Waterhouse Canada Inc. | 0.00% | No change | 200 | $4K |
| SWAN Capital LLC | 0.00% | No change | 189 | $4K |
| Nisa Investment Advisors, LLC | 0.00% | No change | 174 | $3K |
| Rothschild Investment LLC | 0.00% | No change | 100 | $2K |
| Elequin Capital, LP | 0.00% | New | 73 | $1K |
| Quest 10 Wealth Builders, Inc. | 0.00% | No change | 57 | $1K |
| West Financial Advisors, LLC | 0.00% | Add +3.8% | 55 | $1K |
| Hager Investment Management Services, LLC | 0.00% | Add +2.0% | 52 | $979 |
| CoreCap Advisors, LLC | 0.00% | Add +3.1% | 33 | $618 |
| Luminist Capital LLC | 0.00% | No change | 25 | $471 |
| Tucker Asset Management LLC | 0.00% | New | 20 | $376 |
| Danske Bank A/S | 0.00% | Add +100.0% | 4 | $75 |
| Pandowealth. LLC | 0.00% | — | 2,507,600 | $0 |
"% of holder's portfolio" is HTGC's weight in each manager's 13F, not the share of Hercules Capital Inc. the manager owns.