Hercules CapitalHTGC
13F holders, Q1 2026 (March 31)350holders −4
49new positions
50sold out
3famous investors
$14.04avg. 13F price*
At the end of Q1 2026, 350 institutions reported holding Hercules Capital Inc. (HTGC) in their 13F filings, down 4 from Q4 2025. 49 opened new positions and 50 sold out. The largest holders were Sound Income Strategies, LLC ($49.2M), Van Eck Associates Corp. ($46.7M) and UBS Group AG ($36.8M). 3 famous investors held it, including David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio), Israel Englander (0.0% of Millennium Management's portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Hercules Capital Inc.
- CUSIP
- 427096508
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 49 | $20.1M |
| Exits | 50 | $50.1M |
All 13F filers, Q4 2025 → Q1 2026: 9,702,231 shares bought and 6,851,403 shares sold, net +2,850,828 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 350 holders
| Sound Income Strategies, LLC | 2.38% | Add +25.1% | 3,382,058 | $49.2M |
| Van Eck Associates Corp. | 0.04% | Reduce -8.5% | 3,163,981 | $46.7M |
| UBS Group AG | 0.01% | Add +49.2% | 2,493,992 | $36.8M |
| Two Sigma Investments, LP | 0.03% | Add +43.8% | 2,324,859 | $34.3M |
| Qube Research & Technologies Ltd | 0.05% | Add +46.5% | 2,235,750 | $33.0M |
| LPL Financial LLC | 0.01% | Reduce -1.5% | 1,795,677 | $26.5M |
| D. E. Shaw & Co. | 0.02% | Add +87.6% | 1,548,960 | $22.9M |
| Legal & General Group Plc | 0.01% | Add +8.4% | 1,498,653 | $22.1M |
| Muzinich & Co., Inc. | 6.97% | Add +1.1% | 1,350,125 | $19.9M |
| Morgan Stanley | 0.00% | Add +13.5% | 1,264,616 | $18.7M |
| Franklin Resources Inc. | 0.00% | Add +16.4% | 1,135,489 | $16.8M |
| Sumitomo Mitsui Trust Group, Inc. | 0.01% | Add +0.7% | 1,025,337 | $15.1M |
| Millennium Management | 0.01% | Reduce -29.3% | 985,160 | $14.6M |
| Tectonic Advisors LLC | 0.70% | Add +17.6% | 893,102 | $13.2M |
| Advisors Capital Management, LLC | 0.15% | Add +3.4% | 856,216 | $12.6M |
| BlackRock, Inc. | 0.00% | Reduce -35.9% | 855,052 | $12.6M |
| JPMorgan Chase & Co. | 0.00% | Add +174.4% | 878,600 | $12.5M |
| Citadel Advisors | 0.01% | Add +72.7% | 815,385 | $12.0M |
| Melia Wealth LLC | 5.72% | Reduce -0.3% | 799,708 | $11.8M |
| Ares Management LLC | 0.76% | Add +285.2% | 776,606 | $11.5M |
| Wells Fargo & Company | 0.00% | Add +1.2% | 749,207 | $11.1M |
| Gilman Hill Asset Management, LLC | 1.38% | Add +6.4% | 617,833 | $9.1M |
| Stifel Financial Corp. | 0.01% | Reduce -17.4% | 501,728 | $7.4M |
| Royal Bank of Canada | 0.00% | Reduce -22.9% | 496,406 | $7.3M |
| HRT Financial LP | 0.02% | Add +12.2% | 495,278 | $7.3M |
| Raymond James Financial Inc. | 0.00% | Reduce -31.0% | 476,568 | $7.0M |
| Border to Coast Pensions Partnership Ltd | 0.12% | Add +18.8% | 475,000 | $7.0M |
| Trexquant Investment LP | 0.05% | Add +16.8% | 470,541 | $6.9M |
| Susquehanna International Group, LLP | 0.01% | Add +2008.0% | 442,571 | $6.5M |
| Ameriprise Financial Inc. | 0.00% | Add +13.5% | 438,077 | $6.5M |
| Engineers Gate Manager LP | 0.07% | Add +195.4% | 391,972 | $5.8M |
| Goldman Sachs Group Inc. | 0.00% | Add +87.2% | 384,372 | $5.7M |
| D.A. Davidson & Co. | 0.03% | Add +4.6% | 323,397 | $4.8M |
| Advisors Asset Management, Inc. | 0.08% | Reduce -15.7% | 307,016 | $4.5M |
| Neuberger Berman Group LLC | 0.00% | Reduce -0.4% | 301,673 | $4.5M |
| Voloridge Investment Management, LLC | 0.02% | Reduce -57.4% | 301,173 | $4.4M |
| FJ Capital Management LLC | 0.46% | Add +63.4% | 277,666 | $4.1M |
| Confluence Investment Management LLC | 0.06% | Reduce -5.7% | 273,343 | $4.0M |
| Cetera Investment Advisers | 0.00% | Add +19.3% | 256,621 | $3.8M |
| Barclays PLC | 0.00% | Add +36.2% | 240,270 | $3.5M |
| PNC Financial Services Group, Inc. | 0.00% | Add +0.0% | 234,092 | $3.5M |
| Bank of America Corp. | 0.00% | Add +10.5% | 227,010 | $3.4M |
| Denali Advisors LLC | 0.37% | Reduce -3.8% | 224,350 | $3.3M |
| State Street Corp. | 0.00% | Add +4.4% | 223,172 | $3.3M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -3.0% | 213,346 | $3.2M |
| Naviter Wealth, LLC | 0.39% | Add +8.5% | 210,445 | $3.1M |
| Elevation Point Wealth Partners, LLC | 0.07% | New | 206,303 | $3.0M |
| Cerity Partners LLC | 0.00% | Add +0.0% | 197,967 | $2.9M |
| Jump Financial, LLC | 0.05% | Reduce -45.6% | 196,273 | $2.9M |
| BNP Paribas Financial Markets | 0.00% | Reduce -6.8% | 193,310 | $2.9M |
| Blair William & Co. | 0.01% | Reduce -2.3% | 191,193 | $2.8M |
| Waterloo Capital, L.P. | 0.19% | Add +0.8% | 186,760 | $2.8M |
| CANADA LIFE ASSURANCE Co | 0.00% | Reduce -14.4% | 184,580 | $2.7M |
| FAS Wealth Partners, Inc. | 0.17% | Reduce -1.1% | 180,756 | $2.7M |
| Taylor Frigon Capital Management LLC | 1.33% | Reduce -2.9% | 158,491 | $2.3M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Reduce -6.3% | 157,097 | $2.3M |
| Balyasny Asset Management L.P. | 0.00% | Add +912.8% | 151,940 | $2.2M |
| Apollon Wealth Management, LLC | 0.04% | Add +680.6% | 151,796 | $2.2M |
| Bank of New York Mellon Corp | 0.00% | Add +27.2% | 144,459 | $2.1M |
| Sharpepoint LLC | 1.25% | Add +41.6% | 142,488 | $2.1M |
| Rockefeller Capital Management L.P. | 0.00% | Add +0.8% | 142,061 | $2.1M |
| Rare Wolf Capital LLC | 1.25% | Add +137.6% | 130,771 | $1.9M |
| Schonfeld Strategic Advisors LLC | 0.02% | Reduce -64.3% | 128,549 | $1.9M |
| Significant Wealth Partners LLC | 2.28% | New | 125,136 | $1.8M |
| Lazard Asset Management LLC | 0.00% | New | 124,353 | $1.8M |
| Brevan Howard Capital Management LP | 0.02% | Add +21.2% | 122,078 | $1.8M |
| Natixis | 0.01% | Add +0.2% | 118,634 | $1.8M |
| PFG Investments, LLC | 0.08% | Add +2.3% | 113,676 | $1.7M |
| CIBC Bancorp USA Inc. | 0.00% | — | 111,276 | $1.6M |
| Mather Group, Llc. | 0.02% | New | 109,084 | $1.6M |
| XTX Topco Ltd | 0.03% | Reduce -44.1% | 107,976 | $1.6M |
| Centaurus Financial, Inc. | 0.08% | Add +1.0% | 107,492 | $1.6M |
| Lansforsakringar Fondforvaltning AB (publ) | 0.01% | Add +27.3% | 106,912 | $1.6M |
| S&T Bank | 0.59% | Reduce -46.3% | 106,315 | $1.6M |
| Triad Investment Management | 1.82% | Add +0.5% | 104,563 | $1.5M |
| Private Advisor Group, LLC | 0.01% | Reduce -22.8% | 104,541 | $1.5M |
| Group One Trading LLC | 0.05% | Add +79.8% | 101,940 | $1.5M |
| IHT Wealth Management, LLC | 0.03% | Add +16.1% | 100,895 | $1.5M |
| AE Wealth Management LLC | 0.01% | Add +88.1% | 100,693 | $1.5M |
| Osaic Holdings, Inc. | 0.00% | Add +0.6% | 100,251 | $1.5M |
| Legacy Capital Wealth Partners, LLC | 0.30% | Add +9.8% | 98,333 | $1.5M |
| Pennington Partners & Co., LLC | 0.49% | No change | 96,700 | $1.4M |
| International Assets Investment Management, LLC | 0.10% | Add +13.8% | 124,677 | $1.4M |
| Nations Financial Group Inc, /Ia/ | 0.07% | Reduce -3.8% | 94,616 | $1.4M |
| Truvestments Capital LLC | 0.25% | Reduce -48.4% | 93,754 | $1.4M |
| Jefferies Financial Group Inc. | 0.02% | Add +2998.1% | 92,230 | $1.4M |
| Riverbridge Partners LLC | 0.03% | New | 90,672 | $1.3M |
| Northern Trust Corp. | 0.00% | Reduce -57.2% | 86,233 | $1.3M |
| Independent Financial Group, LLC | 0.03% | Add +23.5% | 84,349 | $1.2M |
| Steward Partners Investment Advisory, LLC | 0.01% | Reduce -25.4% | 82,022 | $1.2M |
| Triumph Capital Management | 0.25% | Add +752.3% | 81,862 | $1.2M |
| Naples Global Advisors, LLC | 0.09% | Add +11.6% | 79,899 | $1.2M |
| Invesco Ltd. | 0.00% | Reduce -1.4% | 78,563 | $1.2M |
| Lido Advisors, LLC | 0.00% | Add +16.1% | 77,549 | $1.1M |
| Tidal Investments LLC | 0.00% | Reduce -2.1% | 77,178 | $1.1M |
| &partners | 0.01% | Add +90.7% | 76,856 | $1.1M |
| Resolute Capital, LLC | 0.46% | Add +19.0% | 76,767 | $1.1M |
| Romano Brothers and Company | 0.13% | New | 75,900 | $1.1M |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Reduce -30.9% | 71,116 | $1.1M |
| Creative Planning | 0.00% | Add +9.2% | 68,784 | $1.0M |
| Delphi Management Inc. | 1.18% | Reduce -14.7% | 66,999 | $990K |
| Beacon Pointe Advisors, LLC | 0.01% | Add +56.7% | 66,525 | $983K |
| Secure Asset Management, LLC | 0.15% | Add +35.1% | 65,539 | $968K |
| CMH Wealth Management LLC | 0.17% | New | 65,120 | $962K |
| Arkadios Wealth Advisors | 0.02% | Add +10.5% | 64,717 | $956K |
| Quantbot Technologies LP | 0.04% | Reduce -70.1% | 63,983 | $945K |
| IMC-Chicago, LLC | 0.01% | Add +163.8% | 63,773 | $942K |
| HighTower Advisors, LLC | 0.00% | Reduce -1.3% | 63,711 | $941K |
| Tred Avon Family Wealth, LLC | 0.31% | Add +17.5% | 63,707 | $941K |
| Kestra Advisory Services, LLC | 0.00% | Reduce -7.6% | 62,830 | $928K |
| Abundance Wealth Counselors | 0.13% | Add +0.9% | 62,147 | $918K |
| DNB Asset Management AS | 0.00% | Reduce -44.6% | 59,801 | $883K |
| Whipplewood Advisors, LLC | 0.45% | Add +66.1% | 59,045 | $872K |
| Cordoba Advisory Partners LLC | 0.24% | Add +6.2% | 58,770 | $866K |
| Essex Financial Services, Inc. | 0.05% | Reduce -2.3% | 55,412 | $818K |
| Golden State Wealth Management, LLC | 0.09% | Reduce -13.2% | 55,239 | $816K |
| Kovack Advisors, Inc. | 0.04% | Reduce -1.1% | 54,761 | $814K |
| Mariner, LLC | 0.00% | Reduce -4.4% | 53,984 | $797K |
| Sigma Planning Corp | 0.02% | Reduce -12.3% | 52,069 | $769K |
| Campbell & CO Investment Adviser LLC | 0.04% | Add +377.7% | 51,378 | $759K |
| North Star Investment Management Corp. | 0.04% | Add +2.3% | 49,061 | $725K |
| Foundations Investment Advisors, LLC | 0.01% | Add +44.5% | 48,527 | $717K |
| McDonald Partners LLC | 0.17% | No change | 48,000 | $709K |
| Commerce Advisors, LLC | 0.56% | — | 45,142 | $667K |
| Autumn Glory Partners, LLC | 0.24% | Add +28.6% | 45,000 | $665K |
| Mirador Capital Partners LP | 0.09% | Add +2.5% | 44,700 | $660K |
| Envestnet Asset Management Inc. | 0.00% | Add +33.1% | 44,381 | $656K |
| Focus Partners Wealth | 0.00% | Reduce -4.2% | 43,317 | $640K |
| SMH Capital Advisors Inc. | 1.72% | No change | 41,065 | $607K |
| Corient Private Wealth LP | 0.00% | Reduce -1.0% | 40,742 | $602K |
| Eagle Global Advisors LLC | 0.02% | Add +2.5% | 40,640 | $600K |
| Catalyst Capital Advisors LLC | 0.01% | No change | 40,565 | $599K |
| Fieldview Capital Management, LLC | 0.17% | New | 40,418 | $597K |
| Summit Financial, LLC | 0.01% | No change | 40,284 | $595K |
| Accel Wealth Management | 0.15% | Add +1.8% | 39,741 | $587K |
| Empowered Funds, LLC | 0.00% | New | 39,643 | $586K |
| Aquatic Capital Management LLC | 0.02% | Reduce -24.6% | 39,470 | $583K |
| Access Investment Management LLC | 0.15% | No change | 38,200 | $564K |
| Dakota Wealth Management | 0.01% | Reduce -0.3% | 37,710 | $557K |
| US Bancorp \de | 0.00% | No change | 37,182 | $549K |
| Guggenheim Capital LLC | 0.00% | Add +11.1% | 37,120 | $548K |
| Haven Private, LLC | 0.23% | Add +46.5% | 36,082 | $533K |
| Sit Investment Associates Inc. | 0.01% | No change | 35,000 | $517K |
| Palogic Value Management, L.P. | 0.23% | New | 34,783 | $514K |
| Virtus Investment Advisers, LLC | 0.14% | Add +3.4% | 34,656 | $512K |
| J.M. Arbour, LLC | 0.48% | Reduce -51.7% | 33,641 | $497K |
| MQS Management LLC | 0.32% | Reduce -15.9% | 32,520 | $480K |
| Americana Partners, LLC | 0.01% | No change | 32,250 | $476K |
| ProShare Advisors LLC | 0.00% | Reduce -2.1% | 31,479 | $465K |
| 1620 Investment Advisors, Inc. | 0.31% | No change | 30,993 | $458K |
| Monument Capital Management | 0.11% | Reduce -0.3% | 30,873 | $456K |
| Fox Run Management, L.L.C. | 0.08% | Add +31.3% | 31,986 | $454K |
| Future Financial Wealth Managment LLC | 0.29% | Reduce -6.6% | 28,175 | $442K |
| Closed-End Fund Advisors, Inc. | 0.45% | Add +110.0% | 29,845 | $441K |
| BigSur Wealth Management LLC | 0.12% | No change | 29,500 | $436K |
| First National Bank of Mount Dora, Trust Investment Services | 0.09% | No change | 29,246 | $432K |
| Truist Financial Corp. | 0.00% | Reduce -4.3% | 29,224 | $432K |
| Magnetar Financial LLC | 0.00% | Reduce -54.5% | 28,919 | $427K |
| Oppenheimer & Co. Inc. | 0.01% | Add +16.8% | 28,876 | $426K |
| Balboa Wealth Partners | 0.07% | Reduce -8.2% | 28,477 | $421K |
| Captrust Financial Advisors | 0.00% | Add +4.2% | 27,989 | $413K |
| Entropy Technologies, LP | 0.02% | New | 27,414 | $405K |
| Caxton Associates LLP | 0.01% | No change | 27,400 | $405K |
| Evergreen Capital Management LLC | 0.01% | Add +104.1% | 25,523 | $377K |
| Atom Investors LP | 0.03% | New | 24,882 | $368K |
| ExodusPoint Capital Management, LP | 0.00% | Reduce -48.0% | 24,686 | $365K |
| T. Rowe Price Associates Inc. | 0.00% | Reduce -40.3% | 24,308 | $360K |
| Summit Global Investments | 0.02% | No change | 24,200 | $357K |
| Core Wealth Partners LLC | 0.17% | No change | 24,153 | $357K |
| Investment Research Partners LLC | 0.14% | Add +8.0% | 24,085 | $356K |
| Adirondack Trust Co. | 0.12% | New | 24,000 | $354K |
| Concurrent Investment Advisors, LLC | 0.00% | Reduce -2.4% | 23,836 | $352K |
| MML Investors Services, LLC | 0.00% | Reduce -12.3% | 23,746 | $351K |
| Accredited Investors Inc. | 0.02% | No change | 23,000 | $340K |
| IFC Advisors LLC | 0.05% | New | 22,721 | $336K |
| Principle Wealth Partners LLC | 0.02% | Add +14.7% | 22,235 | $328K |
| Diversify Wealth Management, LLC | 0.01% | New | 21,032 | $326K |
| Diversify Advisory Services, LLC | 0.05% | Reduce -4.9% | 20,917 | $324K |
| Pasadena Private Wealth, LLC | 0.04% | Reduce -9.2% | 21,802 | $322K |
| Orion Porfolio Solutions, LLC | 0.00% | New | 21,567 | $319K |
| Founders Financial Alliance, LLC | 0.06% | New | 21,567 | $319K |
| Stratos Wealth Partners, LTD. | 0.00% | Add +44.4% | 21,122 | $312K |
| Prime Capital Investment Advisors, LLC | 0.00% | Reduce -18.1% | 20,675 | $305K |
| Kelleher Financial Advisors | 0.08% | Add +0.6% | 20,387 | $301K |
| Madison Park Capital Advisors, LLC | 0.23% | No change | 20,000 | $295K |
| Mackenzie Financial Corp. | 0.00% | Add +69.6% | 19,920 | $294K |
| First National Trust Co | 0.01% | No change | 19,634 | $290K |
| RMR Wealth Builders | 0.02% | Reduce -3.4% | 19,561 | $289K |
| Virtu Financial LLC | 0.01% | New | 19,387 | $286K |
| Pathstone Holdings, LLC | 0.00% | Add +0.1% | 18,995 | $281K |
| Sowell Financial Services LLC | 0.01% | Reduce -4.2% | 18,893 | $279K |
| Cornerstone Wealth Management, LLC | 0.01% | Reduce -11.5% | 18,632 | $275K |
| Cantor Fitzgerald, L. P. | 0.01% | New | 18,000 | $266K |
| Farther Finance Advisors, LLC | 0.00% | Add +36.6% | 18,166 | $264K |
| Calton & Associates, Inc. | 0.04% | Add +63.1% | 16,929 | $250K |
| NewEdge Advisors, LLC | 0.00% | Add +1336.3% | 16,259 | $240K |
| Inspire Advisors, LLC | 0.02% | Reduce -9.1% | 16,121 | $238K |
| Integrated Wealth Concepts LLC | 0.00% | New | 16,059 | $237K |
| Great Valley Advisor Group, Inc. | 0.00% | New | 15,592 | $231K |
| HB Wealth Management, LLC | 0.00% | Reduce -1.2% | 15,321 | $226K |
| Cascade Financial Partners, LLC | 0.02% | No change | 15,293 | $226K |
| Penbrook Management LLC | 0.17% | Add +2.0% | 15,060 | $222K |
| Allie Family Office LLC | 0.10% | No change | 15,000 | $222K |
| Arax Advisory Partners | 0.01% | Add +0.0% | 14,803 | $219K |
| Intrua Financial, LLC | 0.02% | Add +43.1% | 14,595 | $216K |
| United Capital Financial Advisors, LLC | 0.00% | Add +6.1% | 14,513 | $214K |
| Squarepoint Ops LLC | 0.00% | Reduce -77.8% | 14,355 | $212K |
| Modern Wealth Management, LLC | 0.00% | Add +4.5% | 14,436 | $210K |
| Colonial River Investments, LLC | 0.08% | Reduce -2.0% | 14,222 | $210K |
| Annex Advisory Services, LLC | 0.00% | Add +0.1% | 14,019 | $207K |
| KFG Wealth Management, LLC | 0.03% | New | 13,915 | $206K |
| Sand Hill Global Advisors, LLC | 0.01% | No change | 13,832 | $204K |
| Invested Advisors | 0.21% | Add +2.2% | 13,762 | $203K |
| Parallel Advisors, LLC | 0.00% | Reduce -3.6% | 13,436 | $198K |
| Advisory Services Network, LLC | 0.00% | Add +16.0% | 13,367 | $197K |
| Wedbush Securities Inc. | 0.01% | Add +2.7% | 13,287 | $196K |
| Beaumont Financial Advisors, LLC | 0.01% | Add +3.1% | 13,239 | $196K |
| Kestra Private Wealth Services, LLC | 0.00% | Reduce -86.7% | 13,034 | $193K |
| Chung Wu Investment Group, LLC | 0.17% | No change | 12,978 | $192K |
| Hennion & Walsh Asset Management, Inc. | 0.01% | New | 12,908 | $191K |
| Sunbelt Securities, Inc. | 0.01% | Add +3.1% | 12,879 | $190K |
| Fulton Bank, N.A. | 0.01% | No change | 12,817 | $189K |
| Avior Wealth Management, LLC | 0.01% | New | 12,774 | $189K |
| Register Financial Advisors LLC | 0.07% | Reduce -7.3% | 12,391 | $183K |
| Wealthfront Advisers LLC | 0.00% | New | 12,374 | $183K |
| Keystone Financial Group | 0.01% | No change | 12,198 | $180K |
| Strategic Financial Concepts, LLC | 0.04% | New | 12,150 | $179K |
| Aigen Investment Management, LP | 0.05% | New | 12,089 | $179K |
| WealthBridge Capital Management, LLC | 0.04% | No change | 12,000 | $177K |
| Choreo, LLC | 0.00% | New | 11,994 | $177K |
| Global Endowment Management, LP | 0.02% | Reduce -40.0% | 12,000 | $177K |
| Baker Avenue Asset Management, LP | 0.00% | No change | 11,896 | $176K |
| Independent Advisor Alliance | 0.00% | New | 11,750 | $174K |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 0.00% | No change | 11,548 | $171K |
| Caprock Group, LLC | 0.00% | Reduce -19.0% | 11,515 | $170K |
| Snowden Capital Advisors LLC | 0.00% | No change | 11,436 | $169K |
| ARGA Investment Management, LP | 0.01% | No change | 11,223 | $166K |
| Ascentis Independent Advisors | 0.01% | New | 11,133 | $164K |
| Sovereign Financial Group, Inc. | 0.03% | New | 10,755 | $159K |
| Wealth Architects, LLC | 0.01% | New | 10,736 | $159K |
| Catalina Capital Group, LLC | 0.10% | New | 10,717 | $158K |
| Bridgefront Capital, LLC | 0.04% | New | 10,706 | $158K |
| Sequoia Financial Advisors, LLC | 0.00% | Reduce -19.2% | 10,667 | $158K |
| Principal Securities, Inc. | 0.00% | Reduce -1.6% | 10,547 | $156K |
| Dynamic Technology Lab Private Ltd | 0.03% | New | 10,528 | $155K |
| Brookstone Capital Management | 0.00% | Reduce -3.5% | 10,370 | $153K |
| SageGuard Financial Group, LLC | 0.02% | Reduce -3.7% | 10,309 | $152K |
| Avail Investment Partners, LLC | 0.16% | — | 10,323 | $152K |
| Left Brain Wealth Management, LLC | 0.06% | Reduce -96.5% | 10,200 | $151K |
| Kingswood Wealth Advisors, LLC | 0.01% | New | 10,032 | $148K |
| American Capital Advisory, LLC | 0.06% | New | 10,000 | $148K |
| IFP Advisors, Inc | 0.00% | Add +6.6% | 9,741 | $144K |
| Armstrong Advisory Group, Inc. | 0.01% | Add +82.6% | 9,607 | $142K |
| Hillsdale Investment Management Inc. | 0.00% | New | 8,620 | $127K |
| AREX Capital Management, LP | 0.20% | New | 8,000 | $118K |
| State of Alaska, Department of Revenue | 0.00% | No change | 7,821 | $115K |
| Jones Financial Companies LLLP | 0.00% | Reduce -5.0% | 8,063 | $112K |
| Signaturefd, LLC | 0.00% | Add +33.3% | 7,561 | $112K |
| Annis Gardner Whiting Capital Advisors, LLC | 0.02% | Add +17.1% | 7,090 | $105K |
| Federation des caisses Desjardins du Quebec | 0.00% | Reduce -12.4% | 7,075 | $104K |
| Anfield Capital Management, LLC | 0.03% | Reduce -36.2% | 6,908 | $102K |
| Ameriflex Group, Inc. | 0.05% | No change | 6,549 | $97K |
| Caldwell Sutter Capital, Inc. | 0.04% | Add +35.9% | 6,234 | $92K |
| Union Bancaire Privee, UBP SA | 0.00% | Reduce -76.8% | 6,449 | $92K |
| Allworth Financial LP | 0.00% | Add +8.0% | 6,167 | $91K |
| Inspire Investing, LLC | 0.01% | Reduce -80.8% | 5,858 | $87K |
| Huntington National Bank | 0.00% | No change | 5,784 | $85K |
| Chilton Capital Management LLC | 0.00% | No change | 5,500 | $81K |
| Key Capital Management, INC | 0.05% | Reduce -35.6% | 5,376 | $79K |
| Geneos Wealth Management Inc. | 0.00% | Reduce -23.2% | 4,975 | $73K |
| Harbour Investments, Inc. | 0.00% | Add +75.1% | 4,913 | $73K |
| MAI Capital Management | 0.00% | Reduce -11.7% | 4,436 | $66K |
| Bayforest Capital Ltd | 0.07% | Reduce -39.0% | 4,417 | $65K |
| Advocate Investing Services LLC | 0.05% | No change | 4,240 | $63K |
| Blue Trust, Inc. | 0.00% | Reduce -0.5% | 4,000 | $59K |
| Tradewinds Capital Management, LLC | 0.01% | Add +2.7% | 3,998 | $59K |
| Sankala Group LLC | 0.05% | Add +2.7% | 4,132 | $58K |
| Brown, Lisle/Cummings, Inc. | 0.01% | No change | 3,811 | $56K |
| Kozak & Associates, Inc. | 0.01% | Add +2.7% | 3,610 | $55K |
| Deutsche Bank AG | 0.00% | Reduce -97.5% | 3,520 | $52K |
| Security National Bank | 0.01% | No change | 3,508 | $52K |
| Innovative Asset Advisors Group, LLC | 0.03% | — | 3,500 | $52K |
| Quadrant Capital Group LLC | 0.00% | New | 3,435 | $51K |
| EverSource Wealth Advisors, LLC | 0.00% | No change | 3,322 | $49K |
| Elevation Wealth Partners, LLC | 0.02% | Add +2.7% | 3,267 | $48K |
| Whittier Trust Co. of Nevada Inc. | 0.00% | Add +2.7% | 2,921 | $44K |
| WFA of San Diego, LLC | 0.04% | No change | 3,000 | $44K |
| Wilmington Savings Fund Society, FSB | 0.00% | New | 3,000 | $44K |
| MTM Investment Management, LLC | 0.01% | No change | 2,900 | $43K |
| Private Trust Co. NA | 0.00% | Reduce -14.8% | 2,881 | $43K |
| Nova Wealth Management, Inc. | 0.02% | No change | 2,523 | $37K |
| Hollencrest Capital Management | 0.00% | No change | 2,522 | $37K |
| Estabrook Capital Management | 0.01% | Add +2.3% | 2,453 | $36K |
| Fifth Third Bancorp | 0.00% | New | 2,357 | $35K |
| Delta Asset Management LLC | 0.00% | No change | 2,221 | $33K |
| CX Institutional | 0.00% | Reduce -57.8% | 2,150 | $32K |
| Financial Consulate, Inc. | 0.00% | Add +10.8% | 2,045 | $30K |
| Archer Investment Corp | 0.01% | Add +0.3% | 2,043 | $30K |
| Optiver Holding B.V. | 0.00% | No change | 2,020 | $30K |
| IFG Advisory, LLC | 0.08% | New | 2,000 | $30K |
| Cwm, LLC | 0.00% | Add +159.1% | 1,998 | $30K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +3.1% | 1,942 | $29K |
| Burk Holdings LLC | 0.01% | New | 1,750 | $26K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0.00% | Add +10.2% | 1,605 | $24K |
| Caitlin John, LLC | 0.01% | Add +2.7% | 1,602 | $24K |
| Salem Investment Counselors Inc. | 0.00% | New | 1,535 | $23K |
| HHM Wealth Advisors, LLC | 0.00% | No change | 1,500 | $22K |
| Atlantic Union Bankshares Corp | 0.00% | Reduce -25.6% | 1,500 | $22K |
| Chesapeake Asset Management LLC | 0.02% | Reduce -17.3% | 1,304 | $19K |
| Assetmark, Inc. | 0.00% | Reduce -28.0% | 1,286 | $19K |
| Ancora Advisors LLC | 0.00% | Add +2.0% | 1,275 | $19K |
| Spire Wealth Management | 0.00% | No change | 1,205 | $18K |
| Clearstead Advisors, LLC | 0.00% | New | 1,200 | $18K |
| Lanark Financial, Inc. | 0.00% | Add +20.1% | 1,153 | $17K |
| Hilton Head Capital Partners, LLC | 0.01% | Add +13.5% | 1,095 | $16K |
| Vision Financial Markets LLC | 0.01% | New | 995 | $15K |
| Financial Gravity Asset Management, Inc. | 0.00% | No change | 900 | $13K |
| Nomura Asset Management Co. Ltd. | 0.00% | Reduce -71.6% | 796 | $12K |
| Asset Dedication, LLC | 0.00% | No change | 756 | $11K |
| Gilpin Wealth Management, LLC | 0.01% | No change | 723 | $11K |
| WealthCollab, LLC | 0.00% | Reduce -23.3% | 641 | $9K |
| Community Bank, N.A. | 0.00% | No change | 625 | $9K |
| Valley National Advisers Inc. | 0.00% | No change | 656 | $9K |
| Hantz Financial Services, Inc. | 0.00% | No change | 600 | $9K |
| Bank of New Hampshire | 0.00% | No change | 600 | $9K |
| Alerus Financial NA | 0.00% | No change | 517 | $8K |
| Rossby Financial, LCC | 0.00% | No change | 518 | $8K |
| SJS Investment Consulting Inc. | 0.00% | No change | 500 | $7K |
| Russell Investments Group, Ltd. | 0.00% | Reduce -60.0% | 475 | $7K |
| TD Waterhouse Canada Inc. | 0.00% | Add +112.5% | 425 | $6K |
| PFS Partners, LLC | 0.00% | No change | 413 | $6K |
| Citigroup Inc. | 0.00% | Reduce -76.1% | 396 | $6K |
| McGuire Capital Advisors Inc. | 0.00% | No change | 348 | $5K |
| William B. Walkup & Associates, Inc. | 0.00% | No change | 229 | $4K |
| Signature Resources Capital Management, LLC | 0.00% | No change | 275 | $4K |
| JPL Wealth Management, LLC | 0.00% | New | 200 | $3K |
| SWAN Capital LLC | 0.00% | No change | 189 | $3K |
| Glen Eagle Advisors, LLC | 0.00% | Reduce -75.0% | 100 | $1K |
| Rothschild Investment LLC | 0.00% | No change | 100 | $1K |
| Quest 10 Wealth Builders, Inc. | 0.00% | No change | 57 | $846 |
| West Financial Advisors, LLC | 0.00% | Add +1.8% | 56 | $827 |
| Hager Investment Management Services, LLC | 0.00% | Add +1.9% | 53 | $789 |
| Bank Julius Baer & Co. Ltd, Zurich | 0.00% | Reduce -98.4% | 44 | $648 |
| CoreCap Advisors, LLC | 0.00% | No change | 33 | $498 |
| Caitong International Asset Management Co., Ltd | 0.00% | Reduce -97.8% | 25 | $369 |
| Danske Bank A/S | 0.00% | Add +125.0% | 9 | $133 |
| Elequin Capital, LP | 0.00% | Reduce -87.7% | 9 | $133 |
| PMV Capital Advisers, LLC | 0.00% | New | 6 | $94 |
| Ares Financial Consulting, LLC | 0.00% | Reduce -100.0% | 2 | $33 |
| Pandowealth. LLC | 0.00% | No change | 2,507,600 | $0 |
"% of holder's portfolio" is HTGC's weight in each manager's 13F, not the share of Hercules Capital Inc. the manager owns.