First Trust Smith UnconstraiUCONETF
13F holders, Q4 2024 (December 31)301holders +44
33new positions
12sold out
1famous investor
$24.65avg. 13F price*
At the end of Q4 2024, 301 institutions reported holding First Trust Smith Unconstrai (UCON) in their 13F filings, up 44 from Q3 2024. 33 opened new positions and 12 sold out. The largest holders were LPL Financial LLC ($294.9M), UBS Group AG ($216.6M) and Morgan Stanley ($178.3M). One famous investor held it Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio).
- Company
- First Trust Smith Unconstrai
- CUSIP
- 33740F888
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 33 | $41.1M |
| Exits | 12 | $33.0M |
All 13F filers, Q3 2024 → Q4 2024: 13,592,826 shares bought and 3,925,415 shares sold, net +9,667,411 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 301 holders
| LPL Financial LLC | 0.12% | Add +15.9% | 11,963,596 | $294.9M |
| UBS Group AG | 0.05% | Add +11.7% | 8,788,108 | $216.6M |
| Morgan Stanley | 0.01% | Add +0.5% | 7,233,667 | $178.3M |
| Bank of America Corp. | 0.01% | Add +25.2% | 4,827,054 | $119.0M |
| Wells Fargo & Company | 0.03% | Add +28.0% | 4,211,307 | $103.8M |
| Harbour Investments, Inc. | 2.81% | Add +15.6% | 3,975,370 | $98.0M |
| Royal Bank of Canada | 0.02% | Add +6.0% | 3,200,433 | $78.9M |
| Ameriprise Financial Inc. | 0.02% | Add +18.8% | 3,110,907 | $76.7M |
| Envestnet Asset Management Inc. | 0.02% | Add +5.6% | 2,826,061 | $69.7M |
| HighTower Advisors, LLC | 0.07% | Add +4.0% | 2,141,838 | $52.8M |
| Wagner Wealth Management, LLC | 13.08% | Add +20.2% | 2,057,359 | $50.7M |
| Truist Financial Corp. | 0.08% | Add +9.3% | 1,982,316 | $48.9M |
| Aptus Capital Advisors, LLC | 0.55% | Add +22.3% | 1,858,338 | $45.8M |
| Raymond James Financial Inc. | 0.02% | — | 1,837,604 | $45.3M |
| JPMorgan Chase & Co. | 0.00% | Add +42.8% | 1,778,924 | $43.9M |
| Osaic Holdings, Inc. | 0.08% | Reduce -4.3% | 1,516,080 | $37.4M |
| Commonwealth Equity Services, LLC | 0.05% | Add +6.0% | 1,431,909 | $35.3M |
| Apollon Wealth Management, LLC | 0.78% | Add +5.9% | 1,378,806 | $34.0M |
| Cetera Investment Advisers | 0.06% | Add +22.1% | 1,251,064 | $30.8M |
| IFP Advisors, Inc | 0.98% | Add +4.1% | 1,216,819 | $30.0M |
| Morling Financial Advisors, LLC | 10.28% | Add +3.8% | 1,196,177 | $29.5M |
| Csenge Advisory Group | 1.57% | Reduce -1.7% | 1,174,422 | $28.9M |
| Rehmann Capital Advisory Group | 1.52% | Add +5.6% | 973,906 | $24.0M |
| Bensler, LLC | 2.76% | Add +6.2% | 941,719 | $23.2M |
| Cambridge Investment Research Advisors, Inc. | 0.08% | Reduce -11.7% | 931,686 | $23.0M |
| Dynamic Advisor Solutions LLC | 0.97% | Add +8.2% | 910,388 | $22.4M |
| EdgeRock Capital LLC | 14.14% | Reduce -2.8% | 874,983 | $21.6M |
| Park National Corp. | 0.76% | Add +18.2% | 843,002 | $20.8M |
| Integrated Wealth Concepts LLC | 0.23% | Reduce -1.1% | 803,335 | $19.8M |
| Larson Financial Group LLC | 1.00% | Reduce -7.6% | 784,985 | $19.3M |
| Commonwealth Financial Services, LLC | 3.52% | Add +0.1% | 727,741 | $17.9M |
| TruWealth Advisors, LLC | 1.07% | Add +0.8% | 721,532 | $17.8M |
| Focus Partners Wealth | 0.04% | Add +13.4% | 695,040 | $17.1M |
| Cyndeo Wealth Partners, LLC | 1.14% | Add +3.4% | 685,111 | $16.9M |
| Kestra Private Wealth Services, LLC | 0.28% | Add +4.8% | 664,856 | $16.4M |
| Capital Investment Advisory Services, LLC | 1.54% | Add +0.0% | 647,956 | $16.0M |
| First Heartland Consultants, Inc. | 1.52% | Add +543.1% | 602,108 | $14.8M |
| Nova Wealth Management, Inc. | 11.90% | — | 557,203 | $13.7M |
| Great Point Wealth Advisors, LLC | 2.98% | Add +6.3% | 552,647 | $13.6M |
| Navalign, LLC | 3.95% | Add +4.3% | 544,746 | $13.4M |
| Holos Integrated Wealth LLC | 8.61% | — | 511,029 | $12.6M |
| Prospera Financial Services Inc | 0.28% | Add +48.9% | 483,656 | $11.9M |
| Kestra Advisory Services, LLC | 0.07% | Add +6.8% | 480,404 | $11.8M |
| Cerity Partners LLC | 0.03% | New | 475,594 | $11.7M |
| Stifel Financial Corp. | 0.01% | Add +8.3% | 459,680 | $11.3M |
| Private Advisor Group, LLC | 0.06% | Add +3.4% | 441,580 | $10.9M |
| Mariner, LLC | 0.02% | Add +1.2% | 438,238 | $10.8M |
| Financial Futures Ltd Liability Co. | 6.11% | Add +0.3% | 436,820 | $10.8M |
| SlateStone Wealth, LLC | 1.05% | Reduce -5.1% | 434,490 | $10.7M |
| Prasad Wealth Partners, LLC | 3.39% | — | 425,223 | $10.5M |
| Walkner Condon Financial Advisors LLC | 2.12% | Reduce -6.6% | 423,582 | $10.4M |
| Perennial Investment Advisors, LLC | 1.22% | Add +62.9% | 419,106 | $10.3M |
| Boyce & Associates Wealth Consulting, Inc. | 10.45% | Add +9.5% | 418,970 | $10.3M |
| Etesian Wealth Advisors, Inc. | 4.46% | Add +12.2% | 409,485 | $10.1M |
| Chicago Partners Investment Group LLC | 0.33% | Add +4.5% | 399,580 | $9.8M |
| Visionary Wealth Advisors | 0.58% | Add +34.7% | 398,629 | $9.8M |
| &partners | 0.12% | Add +5.9% | 395,435 | $9.7M |
| Steward Partners Investment Advisory, LLC | 0.09% | Add +5.0% | 393,330 | $9.7M |
| Darwin Wealth Management, LLC | 3.14% | Reduce -15.1% | 379,516 | $9.4M |
| Western Wealth Management, LLC | 0.49% | Add +0.9% | 372,138 | $9.2M |
| Certified Advisory Corp | 0.96% | Add +5.3% | 358,304 | $8.8M |
| NewEdge Advisors, LLC | 0.05% | Add +0.0% | 353,682 | $8.7M |
| Equitable Holdings, Inc. | 0.08% | Add +18.9% | 345,376 | $8.5M |
| Philip James Wealth Mangement, LLC | 1.14% | Reduce -31.6% | 344,411 | $8.5M |
| McCarthy & Cox | 2.94% | New | 343,269 | $8.5M |
| Fagan Associates, Inc. | 1.32% | Add +131.8% | 337,658 | $8.3M |
| First Pacific Financial | 1.90% | Reduce -0.6% | 331,739 | $8.2M |
| Janney Montgomery Scott LLC | 0.02% | Reduce -20.0% | 327,625 | $8.1M |
| Vicus Capital | 0.71% | Add +2.6% | 324,059 | $8.0M |
| XML Financial, LLC | 0.71% | Add +5.5% | 316,235 | $7.8M |
| Ameritas Advisory Services, LLC | 0.27% | Reduce -4.7% | 314,947 | $7.8M |
| Tolleson Wealth Management, Inc. | 1.58% | Reduce -8.6% | 313,088 | $7.7M |
| Beaumont Financial Advisors, LLC | 0.56% | Add +5.8% | 300,169 | $7.4M |
| N.E.W. Advisory Services LLC | 0.69% | Add +259.5% | 292,891 | $7.2M |
| Goldstone Financial Group, LLC | 1.12% | Add +35.4% | 290,514 | $7.2M |
| Mather Group, Llc. | 0.09% | Add +0.3% | 283,922 | $7.0M |
| Avantax Advisory Services, Inc. | 0.04% | Add +101.5% | 277,756 | $6.8M |
| Independent Advisor Alliance | 0.09% | New | 275,431 | $6.8M |
| Baird Financial Group, Inc. | 0.01% | Reduce -15.1% | 273,632 | $6.7M |
| Thrivent Financial for Lutherans | 0.01% | Reduce -4.7% | 262,241 | $6.5M |
| Bleakley Financial Group, LLC | 0.19% | Reduce -4.4% | 260,834 | $6.4M |
| Good Life Advisors, LLC | 0.46% | Add +1539.3% | 259,004 | $6.4M |
| Siligmueller & Norvid Wealth Advisors LLC | 2.67% | — | 253,863 | $6.3M |
| US Bancorp \de | 0.01% | Add +3.9% | 253,391 | $6.2M |
| MML Investors Services, LLC | 0.02% | Add +4.2% | 253,265 | $6.2M |
| Geneos Wealth Management Inc. | 0.21% | Add +10.4% | 248,912 | $6.1M |
| GSG Advisors LLC | 1.87% | Add +1.8% | 241,136 | $5.9M |
| Sigma Planning Corp | 0.18% | Reduce -1.6% | 238,372 | $5.9M |
| PFG Advisors | 0.36% | Add +12.8% | 238,156 | $5.9M |
| Captrust Financial Advisors | 0.02% | Reduce -2.7% | 232,743 | $5.7M |
| Lunt Capital Management, Inc. | 2.16% | Add +75.3% | 225,014 | $5.5M |
| Twin Peaks Wealth Advisors, LLC | 2.31% | Reduce -0.6% | 221,200 | $5.5M |
| CoreCap Advisors, LLC | 0.25% | Reduce -38.0% | 219,201 | $5.4M |
| Sumitomo Mitsui Financial Group, Inc. | 0.07% | Add +155.3% | 216,240 | $5.3M |
| O'Connor Financial Group LLC | 2.78% | Add +5.0% | 215,537 | $5.3M |
| Total Clarity Wealth Management, Inc. | 1.69% | Reduce -27.1% | 211,339 | $5.2M |
| Beacon Financial Group | 0.55% | Reduce -6.0% | 206,216 | $5.1M |
| Spectrum Wealth Advisory Group, LLC | 2.38% | Add +64.9% | 204,388 | $5.0M |
| Entruity Wealth, LLC | 4.98% | — | 203,674 | $5.0M |
| Envestnet Portfolio Solutions, Inc. | 0.02% | Add +32.1% | 194,863 | $4.8M |
| Oppenheimer & Co. Inc. | 0.07% | Add +8.5% | 193,858 | $4.8M |
| Madison Asset Management, LLC | 0.05% | Reduce -2.5% | 188,108 | $4.6M |
| Madison Investment Advisors, LLC | 0.05% | — | 188,108 | $4.6M |
| Retirement Planning Group, LLC | 0.23% | Reduce -8.1% | 184,428 | $4.5M |
| Keel Point, LLC | 0.36% | Add +11.4% | 180,684 | $4.5M |
| Redhawk Wealth Advisors, Inc. | 0.56% | Add +1.7% | 167,024 | $4.1M |
| StoneX Group Inc. | 0.22% | Add +31.4% | 163,451 | $4.0M |
| Ashton Thomas Private Wealth, LLC | 0.15% | Reduce -0.1% | 161,263 | $4.0M |
| NorthCoast Asset Management LLC | 0.02% | Reduce -0.8% | 160,638 | $4.0M |
| TrueWealth Advisors, LLC | 1.30% | Add +41.7% | 157,731 | $3.9M |
| Kingsview Wealth Management, LLC | 0.07% | Add +23.3% | 154,401 | $3.8M |
| Stonehaven Wealth & Tax Solutions, LLC | 4.11% | — | 153,089 | $3.8M |
| Legacy Investment Solutions, LLC | 2.45% | Add +1.6% | 151,150 | $3.7M |
| Legacy Wealth Managment, LLC | 2.45% | Add +1.6% | 151,150 | $3.7M |
| Per Stirling Capital Management, LLC. | 0.53% | Add +19.0% | 151,078 | $3.7M |
| BlackDiamond Wealth Management, LLC | 2.15% | Reduce -0.2% | 150,622 | $3.7M |
| Christopher J. Hasenberg, Inc | 1.49% | Reduce -65.4% | 150,002 | $3.7M |
| Atria Wealth Solutions, Inc. | 0.04% | Add +4.0% | 144,312 | $3.6M |
| Bison Wealth, LLC | 0.43% | — | 142,295 | $3.5M |
| Holistic Financial Partners | 1.73% | Add +27.4% | 141,061 | $3.5M |
| Farther Finance Advisors, LLC | 0.12% | Add +234.3% | 130,559 | $3.2M |
| Park Square Financial Group, LLC | 2.18% | — | 127,993 | $3.2M |
| Golden State Wealth Management, LLC | 0.46% | — | 123,695 | $3.0M |
| AssuredPartners Investment Advisors, LLC | 0.58% | — | 120,510 | $3.0M |
| Clearstead Advisors, LLC | 0.04% | Reduce -22.2% | 117,436 | $2.9M |
| Arkos Global Advisors | 0.41% | Add +1.1% | 114,305 | $2.8M |
| Econ Financial Services Corp | 1.61% | Add +1165.8% | 114,172 | $2.8M |
| Fairway Financial, LLC | 2.54% | — | 112,973 | $2.8M |
| Concourse Financial Group Securities, Inc. | 0.16% | Add +13972.5% | 111,173 | $2.7M |
| Fifth Third Securities, Inc. | 0.23% | Add +2.8% | 110,556 | $2.7M |
| Sequent Planning LLC | 0.95% | Add +1.3% | 104,768 | $2.6M |
| Flagship Harbor Advisors, LLC | 0.13% | Add +288.8% | 103,922 | $2.6M |
| Ellenbecker Investment Group | 0.46% | Reduce -45.3% | 103,120 | $2.5M |
| Comerica Bank | 0.01% | Add +5.9% | 98,873 | $2.4M |
| Defined Wealth Management, LLC | 1.57% | Add +0.4% | 96,407 | $2.4M |
| Avantax Planning Partners, Inc. | 0.09% | Reduce -6.1% | 95,866 | $2.4M |
| Silver Oak Securities, Incorporated | 0.21% | Add +96.7% | 91,761 | $2.3M |
| Apollon Financial, LLC | 0.56% | Add +9.3% | 90,449 | $2.2M |
| Pine Valley Investments Ltd Liability Co | 0.15% | Add +0.0% | 90,072 | $2.2M |
| D.A. Davidson & Co. | 0.02% | Add +14.4% | 87,455 | $2.2M |
| Assetmark, Inc. | 0.01% | Add +7.6% | 87,072 | $2.1M |
| Capital CS Group, LLC | 2.85% | Add +9.1% | 86,580 | $2.1M |
| Renaissance Technologies | 0.00% | Reduce -77.3% | 82,061 | $2.0M |
| Puff Wealth Management, LLC | 3.51% | — | 81,723 | $2.0M |
| Private Capital Management LLC | 0.39% | Reduce -10.1% | 78,790 | $1.9M |
| First Trust Advisors LP | 0.00% | Add +44.5% | 75,622 | $1.9M |
| Synergy Investment Management, LLC | 0.79% | — | 74,475 | $1.8M |
| RiverTree Advisors, LLC | 1.20% | New | 74,163 | $1.8M |
| GPS Wealth Strategies Group, LLC | 0.23% | Add +138.3% | 73,676 | $1.8M |
| OneDigital Investment Advisors LLC | 0.02% | Add +164.0% | 73,588 | $1.8M |
| CLG LLC | 0.64% | — | 72,194 | $1.8M |
| Legacy Capital Wealth Partners, LLC | 0.42% | Reduce -4.7% | 68,517 | $1.7M |
| tru Independence LLC | 0.52% | Reduce -0.4% | 67,605 | $1.7M |
| MPWM Advisory Solutions, LLC | 1.17% | — | 64,954 | $1.6M |
| Stratos Wealth Advisors, LLC | 0.07% | Add +54.4% | 62,282 | $1.5M |
| EWG Elevate Inc. | 0.47% | Add +5.3% | 62,001 | $1.5M |
| Advisory Services Network, LLC | 0.03% | New | 61,649 | $1.5M |
| Jane Street Group, LLC | 0.00% | New | 59,372 | $1.5M |
| Lido Advisors, LLC | 0.01% | Add +98.7% | 59,361 | $1.5M |
| Cwm, LLC | 0.01% | Reduce -11.1% | 58,481 | $1.4M |
| Authentikos Wealth Advisory, LLC | 1.42% | Reduce -4.1% | 58,306 | $1.4M |
| Savant Capital, LLC | 0.01% | Reduce -13.1% | 56,373 | $1.4M |
| Columbia Advisory Partners LLC | 1.28% | Add +11.6% | 55,801 | $1.4M |
| Snowden Capital Advisors LLC | 0.04% | Add +27.6% | 53,916 | $1.3M |
| Clear Creek Financial Management, LLC | 0.14% | Reduce -2.3% | 51,454 | $1.3M |
| Wintrust Investments LLC | 1.10% | Add +4.1% | 50,947 | $1.3M |
| PKS Advisory Services, LLC | 0.31% | — | 50,725 | $1.3M |
| Stratos Wealth Partners, LTD. | 0.02% | Add +5.8% | 50,179 | $1.2M |
| Private Portfolio Partners LLC | 0.23% | Add +3.7% | 49,919 | $1.2M |
| Northwest Capital Management Inc | 0.52% | Reduce -12.1% | 49,231 | $1.2M |
| Atria Investments, Inc | 0.02% | Add +0.4% | 49,188 | $1.2M |
| United Advisor Group, LLC | 0.24% | Reduce -24.1% | 49,067 | $1.2M |
| MBE Wealth Management, LLC | 0.68% | Add +31.4% | 48,675 | $1.2M |
| Private Client Services, LLC | 0.64% | Reduce -20.5% | 48,594 | $1.2M |
| Householder Group Estate & Retirement Specialist, LLC | 0.87% | Add +23851.5% | 47,424 | $1.2M |
| Beckerman Institutional, LLC | 0.91% | Add +12.3% | 45,904 | $1.1M |
| Freedom Financial Partners LLC | 0.54% | — | 45,507 | $1.1M |
| Synovus Financial Corp. | 0.01% | Add +9.4% | 41,743 | $1.0M |
| Bellevue Asset Management, LLC | 0.52% | New | 40,929 | $1.0M |
| AE Wealth Management LLC | 0.01% | Add +9.9% | 35,672 | $879K |
| Balboa Wealth Partners | 0.19% | New | 33,644 | $829K |
| Creative Financial Designs Inc. | 0.07% | Add +3.5% | 33,020 | $814K |
| J.W. Cole Advisors, Inc. | 0.03% | Add +19.6% | 32,678 | $806K |
| Acorn Wealth Advisors, LLC | 0.33% | New | 32,092 | $791K |
| Mach-1 Financial Group, LLC | 1.41% | Reduce -89.3% | 31,717 | $782K |
| CreativeOne Wealth, LLC | 0.02% | Add +18.4% | 31,704 | $781K |
| Blackhawk Capital Partners, LLC | 0.37% | Add +19.4% | 28,929 | $713K |
| Q3 Asset Management | 0.44% | Add +2.3% | 28,622 | $705K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | New | 28,284 | $697K |
| B. Riley Wealth Advisors, Inc. | 0.02% | Add +56.9% | 27,247 | $672K |
| Root Financial Partners, LLC | 0.08% | Reduce -5.5% | 27,232 | $671K |
| Rockefeller Capital Management L.P. | 0.00% | Reduce -4.9% | 26,985 | $665K |
| Harvest Investment Services, LLC | 0.16% | Add +1.9% | 26,881 | $663K |
| Williams & Novak, LLC | 0.63% | Reduce -31.0% | 26,535 | $654K |
| HBW Advisory Services LLC | 0.06% | Add +160.7% | 25,616 | $631K |
| Old Mission Capital LLC | 0.01% | New | 25,601 | $631K |
| Flagstar Securities, Inc. | 0.15% | Add +11.0% | 25,002 | $616K |
| Global Retirement Partners, LLC | 0.02% | Reduce -0.7% | 24,933 | $615K |
| Lakeridge Wealth Management LLC | 0.32% | Add +36.5% | 24,862 | $613K |
| HRT Financial LP | 0.00% | New | 24,646 | $607K |
| Inspirion Wealth Advisors, LLC | 0.08% | Add +3.4% | 24,318 | $598K |
| Gentry Private Wealth, LLC | 2.49% | Reduce -10.0% | 24,271 | $598K |
| Flynn Zito Capital Management, LLC | 0.26% | Add +48.4% | 22,868 | $564K |
| Asset Allocation Strategies LLC | 0.13% | Reduce -18.5% | 21,995 | $542K |
| Maia Wealth LLC | 0.11% | Reduce -5.3% | 21,173 | $522K |
| TFB Advisors LLC | 0.15% | Add +2.0% | 20,676 | $510K |
| Collaborative Wealth Managment Inc. | 0.23% | New | 20,665 | $509K |
| Indie Asset Partners, LLC | 0.40% | Add +26.2% | 20,603 | $508K |
| Principal Securities, Inc. | 0.01% | Add +2.8% | 18,760 | $462K |
| Clarity Capital Partners LLC | 0.24% | Reduce -28.1% | 18,708 | $461K |
| Stonebridge Financial Planning Group, LLC | 0.20% | New | 18,335 | $452K |
| Fairvoy Private Wealth, LLC | 0.12% | — | 18,040 | $445K |
| Octavia Wealth Advisors, LLC | 0.05% | Reduce -8.9% | 17,542 | $432K |
| Ergawealth Advisors, Inc. | 0.21% | Reduce -27.4% | 17,154 | $423K |
| Iams Wealth Management, LLC | 0.19% | New | 17,129 | $422K |
| Chiron Capital Management, LLC | 0.39% | Add +3.7% | 16,962 | $418K |
| Townsquare Capital LLC | 0.00% | Reduce -6.3% | 16,649 | $410K |
| Mgo One Seven LLC | 0.02% | New | 16,607 | $409K |
| Brookstone Capital Management | 0.01% | Add +27.0% | 16,543 | $408K |
| Concurrent Investment Advisors, LLC | 0.01% | Reduce -2.6% | 16,536 | $408K |
| Total Wealth Planning, LLC | 0.06% | No change | 16,400 | $404K |
| Impact Partnership Wealth, LLC | 0.08% | New | 16,333 | $403K |
| Strategic Blueprint, LLC | 0.02% | Reduce -6.1% | 16,193 | $399K |
| Wedbush Securities Inc. | 0.01% | Add +15.6% | 16,047 | $396K |
| GK Wealth Management LLC | 0.48% | — | 15,486 | $382K |
| Merkkuri Wealth Advisors LLC | 0.30% | Reduce -12.7% | 15,259 | $376K |
| GeoWealth Management, LLC | 0.01% | Add +0.0% | 14,855 | $366K |
| Berger Financial Group, Inc | 0.03% | Reduce -11.1% | 14,798 | $365K |
| Arkadios Wealth Advisors | 0.02% | Reduce -5.1% | 14,719 | $363K |
| Huntleigh Advisors, Inc. | 0.08% | — | 14,607 | $360K |
| Veracity Capital LLC | 0.13% | New | 14,284 | $352K |
| Arete Wealth Advisors, LLC | 0.02% | Reduce -6.6% | 13,951 | $344K |
| Sanctuary Advisors, LLC | 0.00% | Reduce -6.7% | 13,657 | $337K |
| Mayflower Financial Advisors, LLC | 0.05% | New | 13,455 | $332K |
| Horan Securities, Inc. | 0.12% | Reduce -2.0% | 13,204 | $325K |
| Financial Engines Advisors L.L.C. | 0.00% | Add +0.8% | 13,151 | $324K |
| Coppell Advisory Solutions LLC | 0.04% | Add +316.4% | 13,036 | $321K |
| Chris Bulman Inc | 0.20% | Add +57.7% | 12,878 | $317K |
| Mutual Advisors, LLC | 0.01% | Reduce -91.5% | 12,568 | $310K |
| SteelPeak Wealth, LLC | 0.01% | Reduce -6.8% | 12,494 | $308K |
| McAdam, LLC | 0.02% | Add +12.9% | 12,425 | $306K |
| World Investment Advisors | 0.01% | Add +15.1% | 12,395 | $306K |
| Arax Advisory Partners | 0.02% | New | 11,540 | $284K |
| Grant/GrossMendelsohn, LLC | 0.15% | Reduce -14.5% | 11,386 | $281K |
| Claris Financial LLC | 0.18% | — | 11,105 | $274K |
| National Wealth Management Group, LLC | 0.18% | Add +8.1% | 11,063 | $273K |
| Independent Financial Group, LLC | 0.01% | Reduce -34.2% | 10,873 | $268K |
| Gateway Wealth Partners, LLC | 0.07% | Reduce -42.4% | 10,534 | $260K |
| Chokshi & Queen Wealth Advisors, Inc | 0.16% | — | 10,474 | $258K |
| DHJJ Financial Advisors, Ltd. | 0.10% | No change | 10,392 | $256K |
| Flow Traders U.S. LLC | 0.01% | New | 10,370 | $256K |
| Axis Wealth Partners, LLC | 0.21% | — | 10,297 | $254K |
| Susquehanna International Group, LLP | 0.00% | Reduce -91.1% | 10,256 | $253K |
| PCG Wealth Advisors, LLC | 0.09% | New | 10,050 | $248K |
| Onyx Bridge Wealth Group LLC | 0.04% | Reduce -88.6% | 10,045 | $248K |
| CFO4Life Group, LLC | 0.04% | Reduce -54.9% | 9,568 | $236K |
| Fermata Advisors, LLC | 0.04% | Reduce -7.8% | 9,485 | $234K |
| GTS Securities LLC | 0.01% | Reduce -72.2% | 9,451 | $233K |
| Centaurus Financial, Inc. | 0.01% | New | 9,401 | $232K |
| Quad-Cities Investment Group, LLC | 0.11% | New | 9,129 | $225K |
| OneAscent Wealth Management LLC | 0.09% | Reduce -22.8% | 8,888 | $219K |
| Elevated Capital Advisors, LLC | 0.06% | Reduce -88.9% | 8,696 | $214K |
| Benjamin Edwards Inc. | 0.00% | New | 8,578 | $212K |
| Wealth Management Resources, Inc. | 0.08% | New | 8,555 | $211K |
| Citizens Financial Group Inc. | 0.00% | Add +1.2% | 8,368 | $206K |
| Cresset Asset Management, LLC | 0.00% | Reduce -6.7% | 8,329 | $205K |
| Orion Porfolio Solutions, LLC | 0.00% | Reduce -26.2% | 8,153 | $201K |
| Orion Portfolio Solutions, LLC | 0.00% | Reduce -26.2% | 8,153 | $201K |
| Signaturefd, LLC | 0.00% | Add +138.4% | 5,960 | $147K |
| Medallion Wealth Advisors, LLC | 0.07% | — | 5,750 | $142K |
| Sunbelt Securities, Inc. | 0.01% | Reduce -6.8% | 4,665 | $115K |
| Private Trust Co. NA | 0.01% | Reduce -51.6% | 3,780 | $93K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -13.3% | 3,592 | $89K |
| Spire Wealth Management | 0.00% | Add +5303.8% | 2,864 | $71K |
| PNC Financial Services Group, Inc. | 0.00% | New | 2,754 | $68K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.01% | Add +20.9% | 2,680 | $66K |
| Pinnacle Bancorp, Inc. | 0.01% | New | 1,816 | $45K |
| Castleview Partners, LLC | 0.02% | New | 1,493 | $37K |
| GHP Investment Advisors, Inc. | 0.00% | New | 1,257 | $31K |
| Truvestments Capital LLC | 0.01% | Reduce -23.4% | 1,114 | $27K |
| Capital Analysts, LLC | 0.00% | No change | 997 | $25K |
| Wilmington Savings Fund Society, FSB | 0.00% | Add +9.5% | 898 | $22K |
| Creekmur Asset Management LLC | 0.00% | Reduce -8.3% | 856 | $21K |
| Hantz Financial Services, Inc. | 0.00% | New | 806 | $20K |
| GoalVest Advisory LLC | 0.00% | Reduce -41.1% | 661 | $16K |
| PSI Advisors, LLC | 0.00% | No change | 505 | $12K |
| Hazlett, Burt & Watson, Inc. | 0.01% | New | 484 | $12K |
| NorthRock Partners, LLC | 0.00% | No change | 460 | $11K |
| Tucker Asset Management LLC | 0.00% | Add +217.3% | 311 | $8K |
| Oakworth Capital, Inc. | 0.00% | No change | 237 | $6K |
| High Note Wealth, LLC | 0.00% | New | 217 | $5K |
| Clearstead Trust, LLC | 0.00% | No change | 206 | $5K |
| WR Wealth Planners, LLC | 0.00% | No change | 200 | $5K |
| Bernard Wealth Management Corp. | 0.00% | — | 109 | $3K |
| AdvisorNet Financial, Inc | 0.00% | No change | 99 | $2K |
| CGC Financial Services, LLC | 0.00% | Reduce -99.8% | 74 | $2K |
| Hexagon Capital Partners LLC | 0.00% | No change | 58 | $1K |
| Lanark Financial, Inc. | 0.12% | — | 51 | $1K |
| EverSource Wealth Advisors, LLC | 0.00% | No change | 50 | $1K |
| BNP Paribas Financial Markets | 0.00% | Reduce -88.0% | 6 | $148 |
| FMR LLC | 0.00% | Reduce -50.0% | 4 | $99 |
"% of holder's portfolio" is UCON's weight in each manager's 13F, not the share of First Trust Smith Unconstrai the manager owns.