First Trust Smith UnconstraiUCONETF
13F holders, Q3 2025 (September 30)262holders −13
15new positions
22sold out
1famous investor
$25.19avg. 13F price*
At the end of Q3 2025, 262 institutions reported holding First Trust Smith Unconstrai (UCON) in their 13F filings, down 13 from Q2 2025. 15 opened new positions and 22 sold out. The largest holders were LPL Financial LLC ($268.3M), Morgan Stanley ($196.9M) and Wells Fargo & Company ($149.7M). One famous investor held it Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio).
- Company
- First Trust Smith Unconstrai
- CUSIP
- 33740F888
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 15 | $19.4M |
| Exits | 22 | $55.4M |
All 13F filers, Q2 2025 → Q3 2025: 7,583,010 shares bought and 8,851,662 shares sold, net −1,268,652 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 262 holders
| LPL Financial LLC | 0.08% | Reduce -4.2% | 10,650,535 | $268.3M |
| Morgan Stanley | 0.01% | Add +8.6% | 7,817,980 | $196.9M |
| Wells Fargo & Company | 0.03% | Add +12.2% | 5,943,728 | $149.7M |
| Ameriprise Financial Inc. | 0.02% | Add +44.9% | 3,996,238 | $100.7M |
| Bank of America Corp. | 0.01% | Add +1.6% | 3,799,150 | $95.7M |
| Royal Bank of Canada | 0.02% | Reduce -10.4% | 3,650,624 | $92.0M |
| Harbour Investments, Inc. | 1.67% | Add +9.7% | 2,923,450 | $73.6M |
| HighTower Advisors, LLC | 0.07% | Add +3.3% | 2,366,022 | $59.6M |
| Raymond James Financial Inc. | 0.02% | Add +15.0% | 2,234,761 | $56.3M |
| Osaic Holdings, Inc. | 0.07% | Add +20.9% | 1,951,442 | $48.9M |
| Envestnet Asset Management Inc. | 0.01% | Reduce -15.0% | 1,876,231 | $47.3M |
| JPMorgan Chase & Co. | 0.00% | Add +2.0% | 1,642,526 | $41.4M |
| Truist Financial Corp. | 0.05% | Reduce -16.4% | 1,586,848 | $40.0M |
| Stifel Financial Corp. | 0.03% | Add +158.3% | 1,518,938 | $38.3M |
| Cetera Investment Advisers | 0.04% | Add +10.6% | 1,344,432 | $33.9M |
| Csenge Advisory Group | 1.55% | Add +3.1% | 1,285,637 | $32.4M |
| Wagner Wealth Management, LLC | 6.25% | Add +32.6% | 1,068,478 | $26.9M |
| Dynamic Advisor Solutions LLC | 0.70% | Add +2.8% | 962,249 | $24.2M |
| Commonwealth Equity Services, LLC | 0.03% | Reduce -25.4% | 959,875 | $24.2M |
| Integrated Wealth Concepts LLC | 0.21% | Add +13.2% | 949,158 | $23.9M |
| IFP Advisors, Inc | 0.59% | Reduce -5.7% | 894,384 | $22.5M |
| Focus Partners Wealth | 0.04% | Add +14.7% | 892,726 | $22.5M |
| Cambridge Investment Research Advisors, Inc. | 0.05% | Reduce -38.1% | 776,325 | $19.6M |
| Cyndeo Wealth Partners, LLC | 1.04% | Reduce -0.2% | 741,658 | $18.7M |
| TruWealth Advisors, LLC | 0.93% | Add +0.1% | 732,087 | $18.4M |
| Capital Investment Advisory Services, LLC | 1.45% | Add +7.9% | 723,645 | $18.2M |
| Park National Corp. | 0.56% | Reduce -4.2% | 712,183 | $17.9M |
| Commonwealth Financial Services, LLC | 3.02% | Add +1.0% | 700,010 | $17.6M |
| First Heartland Consultants, Inc. | 1.40% | Reduce -33.8% | 689,421 | $17.4M |
| Kestra Private Wealth Services, LLC | 0.22% | Add +3.2% | 681,127 | $17.2M |
| EdgeRock Capital LLC | 4.71% | Add +2.4% | 671,918 | $16.9M |
| Bensler, LLC | 1.73% | Reduce -31.1% | 659,863 | $16.6M |
| Visionary Wealth Advisors | 0.74% | Reduce -0.9% | 632,490 | $15.9M |
| Spectrum Wealth Advisory Group, LLC | 6.51% | Reduce -8.4% | 625,731 | $15.8M |
| Holos Integrated Wealth LLC | 8.22% | Add +4.4% | 553,036 | $14.0M |
| Janney Montgomery Scott LLC | 0.03% | Add +39.3% | 550,416 | $13.9M |
| Etesian Wealth Advisors, Inc. | 4.57% | Add +8.2% | 548,790 | $13.8M |
| Navalign, LLC | 3.65% | Add +0.5% | 548,742 | $13.8M |
| Larson Financial Group LLC | 0.48% | Reduce -15.8% | 540,751 | $13.6M |
| Walkner Condon Financial Advisors LLC | 2.14% | Add +14.9% | 536,772 | $13.5M |
| Kestra Advisory Services, LLC | 0.06% | Add +2.5% | 535,815 | $13.5M |
| Chicago Partners Investment Group LLC | 0.33% | Add +4.8% | 492,986 | $12.5M |
| Mariner, LLC | 0.01% | Add +6.1% | 461,774 | $11.6M |
| Private Advisor Group, LLC | 0.06% | Add +2.4% | 450,464 | $11.3M |
| Geneos Wealth Management Inc. | 0.29% | Reduce -32.7% | 446,538 | $11.2M |
| Equitable Holdings, Inc. | 0.08% | Add +15.4% | 445,797 | $11.2M |
| Rehmann Capital Advisory Group | 0.59% | Reduce -0.4% | 428,600 | $10.7M |
| Captrust Financial Advisors | 0.02% | Reduce -5.5% | 422,680 | $10.6M |
| Earned Wealth Advisors, LLC | 1.74% | Add +29.9% | 419,964 | $10.6M |
| MML Investors Services, LLC | 0.03% | Add +15.0% | 416,434 | $10.5M |
| Western Wealth Management, LLC | 0.55% | Add +7.0% | 414,483 | $10.4M |
| Renaissance Technologies | 0.01% | Reduce -31.1% | 395,200 | $10.0M |
| &partners | 0.06% | Reduce -0.8% | 391,312 | $9.9M |
| Cerity Partners LLC | 0.02% | Reduce -15.9% | 389,100 | $9.8M |
| Prasad Wealth Partners, LLC | 2.61% | Add +12.5% | 371,964 | $9.4M |
| Boyce & Associates Wealth Consulting, Inc. | 7.52% | Reduce -14.1% | 365,053 | $9.2M |
| Holistic Financial Partners | 3.76% | Add +3.7% | 364,868 | $9.2M |
| Live Oak Investment Partners | 5.97% | Add +20.7% | 357,979 | $9.0M |
| Darwin Wealth Management, LLC | 2.86% | Add +0.9% | 356,779 | $9.0M |
| Apollon Wealth Management, LLC | 0.16% | Add +0.7% | 355,780 | $9.0M |
| Bleakley Financial Group, LLC | 0.21% | Add +25.5% | 351,996 | $8.9M |
| PFG Advisors | 0.34% | Add +14.4% | 330,603 | $8.3M |
| XML Financial, LLC | 0.68% | Add +7.0% | 330,116 | $8.3M |
| Certified Advisory Corp | 0.77% | Reduce -8.6% | 320,023 | $8.1M |
| Tolleson Wealth Management, Inc. | 1.23% | Reduce -4.1% | 315,299 | $7.9M |
| CoreCap Advisors, LLC | 0.29% | Reduce -3.5% | 313,595 | $7.9M |
| Aptus Capital Advisors, LLC | 0.07% | Reduce -2.5% | 311,187 | $7.8M |
| Goldstone Financial Group, LLC | 0.90% | Add +5.0% | 301,929 | $7.6M |
| Mather Group, Llc. | 0.08% | Add +3.4% | 298,939 | $7.5M |
| Steward Partners Investment Advisory, LLC | 0.04% | Add +1.9% | 280,799 | $7.1M |
| Beaumont Financial Advisors, LLC | 0.47% | Reduce -3.3% | 280,709 | $7.1M |
| Baird Financial Group, Inc. | 0.01% | Add +0.9% | 278,153 | $7.0M |
| HBW Advisory Services LLC | 0.78% | Reduce -29.7% | 273,589 | $6.9M |
| US Bancorp \de | 0.01% | Reduce -15.8% | 254,817 | $6.4M |
| Synergy Investment Management, LLC | 2.42% | New | 251,837 | $6.3M |
| Nova Wealth Management, Inc. | 4.46% | Reduce -26.3% | 251,354 | $6.3M |
| TrueWealth Advisors, LLC | 1.65% | Add +2.3% | 242,243 | $6.1M |
| Entruity Wealth, LLC | 4.73% | Add +7.1% | 241,930 | $6.1M |
| Kingsview Wealth Management, LLC | 0.09% | Reduce -44.1% | 241,595 | $6.1M |
| Stonehaven Wealth & Tax Solutions, LLC | 5.62% | Reduce -1.7% | 241,469 | $6.1M |
| GSG Advisors LLC | 1.58% | Reduce -5.0% | 235,967 | $6.0M |
| Philip James Wealth Mangement, LLC | 0.72% | Reduce -26.3% | 235,480 | $5.9M |
| Gateway Wealth Partners, LLC | 0.79% | New | 232,693 | $5.9M |
| Twin Peaks Wealth Advisors, LLC | 1.96% | Add +3.2% | 228,098 | $5.7M |
| WCG Wealth Advisors LLC | 0.36% | Add +0.9% | 227,852 | $5.7M |
| SlateStone Wealth, LLC | 0.48% | Reduce -42.2% | 222,387 | $5.6M |
| Keel Point, LLC | 0.34% | Add +8.4% | 219,601 | $5.5M |
| NewEdge Advisors, LLC | 0.02% | Reduce -49.8% | 217,064 | $5.5M |
| Oppenheimer & Co. Inc. | 0.06% | Add +16.7% | 202,536 | $5.1M |
| Redhawk Wealth Advisors, Inc. | 0.58% | Add +3.8% | 196,965 | $5.0M |
| Beacon Financial Group | 0.47% | Reduce -13.6% | 189,292 | $4.8M |
| Total Clarity Wealth Management, Inc. | 1.25% | Reduce -5.1% | 186,398 | $4.7M |
| Envestnet Portfolio Solutions, Inc. | 0.02% | Reduce -23.9% | 182,699 | $4.6M |
| Cwm, LLC | 0.01% | Add +56.9% | 177,604 | $4.5M |
| Golden State Wealth Management, LLC | 0.46% | Add +20.1% | 163,743 | $4.1M |
| Tactive Advisors, LLC | 1.15% | Add +83.9% | 161,633 | $4.1M |
| Flagship Harbor Advisors, LLC | 0.18% | Reduce -0.8% | 160,347 | $4.0M |
| BlackDiamond Wealth Management, LLC | 2.19% | Reduce -1.2% | 159,682 | $4.0M |
| StoneX Group Inc. | 0.17% | Reduce -1.9% | 157,388 | $4.0M |
| NorthCoast Asset Management LLC | 0.01% | Reduce -1.0% | 146,623 | $3.7M |
| Prospera Financial Services Inc | 0.06% | Reduce -3.5% | 144,567 | $3.6M |
| Collaborative Wealth Managment Inc. | 1.38% | Add +81.7% | 135,142 | $3.4M |
| Fairway Financial, LLC | 2.52% | Add +3.2% | 127,112 | $3.2M |
| GPS Wealth Strategies Group, LLC | 0.34% | Reduce -3.8% | 127,050 | $3.2M |
| Ashton Thomas Private Wealth, LLC | 0.08% | Reduce -8.3% | 126,278 | $3.2M |
| Advisory Services Network, LLC | 0.04% | Add +2.1% | 120,034 | $3.0M |
| Econ Financial Services Corp | 1.40% | Add +0.8% | 111,704 | $2.8M |
| Sequent Planning LLC | 0.78% | Add +1.4% | 109,224 | $2.8M |
| Vise Technologies, Inc. | 0.10% | New | 107,126 | $2.7M |
| Defined Wealth Management, LLC | 1.53% | Add +0.1% | 104,727 | $2.6M |
| Farther Finance Advisors, LLC | 0.04% | Reduce -6.3% | 104,506 | $2.6M |
| OneDigital Investment Advisors LLC | 0.03% | Add +25.9% | 100,168 | $2.5M |
| Capital CS Group, LLC | 4.05% | Add +8.3% | 97,702 | $2.5M |
| Arkos Global Advisors | 0.31% | Add +1.1% | 97,603 | $2.5M |
| Stonebridge Financial Planning Group, LLC | 0.89% | Add +55.8% | 94,493 | $2.4M |
| D.A. Davidson & Co. | 0.01% | Add +4.7% | 90,985 | $2.3M |
| Pine Valley Investments Ltd Liability Co | 0.12% | Reduce -1.5% | 89,721 | $2.3M |
| Transcend Capital Advisors, LLC | 0.16% | Add +85.4% | 89,050 | $2.2M |
| Fifth Third Securities, Inc. | 0.15% | Reduce -11.5% | 89,024 | $2.2M |
| Thrivent Financial for Lutherans | 0.00% | Reduce -47.4% | 80,066 | $2.0M |
| Perennial Investment Advisors, LLC | 0.16% | Reduce -58.6% | 78,531 | $2.0M |
| Avantax Planning Partners, Inc. | 0.06% | Reduce -2.1% | 77,828 | $2.0M |
| Legacy Wealth Managment, LLC | 0.86% | Reduce -72.7% | 75,599 | $1.9M |
| Puff Wealth Management, LLC | 2.83% | Reduce -5.9% | 73,905 | $1.9M |
| EWG Elevate Inc. | 0.57% | Add +9.2% | 71,910 | $1.8M |
| Columbia Advisory Partners LLC | 1.24% | Add +31.9% | 71,451 | $1.8M |
| J.W. Cole Advisors, Inc. | 0.03% | Add +5.0% | 69,510 | $1.8M |
| SouthState Bank Corp | 0.08% | Reduce -3.5% | 67,881 | $1.7M |
| Comerica Bank | 0.01% | Add +2.3% | 65,814 | $1.7M |
| PKS Advisory Services, LLC | 0.38% | Reduce -10.3% | 64,872 | $1.6M |
| Snowden Capital Advisors LLC | 0.04% | Add +4.4% | 64,627 | $1.6M |
| VestGen Advisors, LLC | 0.05% | Add +13.4% | 62,686 | $1.6M |
| Sigma Planning Corp | 0.04% | Reduce -51.4% | 58,677 | $1.5M |
| Lido Advisors, LLC | 0.01% | Reduce -12.3% | 57,956 | $1.5M |
| Acorn Wealth Advisors, LLC | 0.45% | Add +28.7% | 56,843 | $1.4M |
| HCR Wealth Advisors | 0.14% | Add +81.8% | 54,218 | $1.4M |
| Rockefeller Capital Management L.P. | 0.00% | Add +0.2% | 53,726 | $1.4M |
| AssuredPartners Investment Advisors, LLC | 0.30% | Add +16.6% | 52,749 | $1.3M |
| GeoWealth Management, LLC | 0.05% | New | 51,255 | $1.3M |
| Legacy Capital Wealth Partners, LLC | 0.28% | Add +4.6% | 50,229 | $1.3M |
| Summit Financial, LLC | 0.02% | New | 49,136 | $1.2M |
| McCarthy & Cox | 0.26% | Reduce -15.8% | 45,225 | $1.1M |
| Stratos Wealth Partners, LTD. | 0.01% | Reduce -6.8% | 44,714 | $1.1M |
| Park Square Financial Group, LLC | 4.81% | Reduce -41.8% | 44,177 | $1.1M |
| Independent Financial Group, LLC | 0.03% | Add +99.6% | 43,816 | $1.1M |
| MBE Wealth Management, LLC | 0.48% | Reduce -0.2% | 43,754 | $1.1M |
| Financial Engines Advisors L.L.C. | 0.00% | Add +228.7% | 43,688 | $1.1M |
| Clear Creek Financial Management, LLC | 0.09% | Add +1.9% | 41,904 | $1.1M |
| MPWM Advisory Solutions, LLC | 0.61% | Reduce -15.8% | 40,721 | $1.0M |
| Synovus Financial Corp. | 0.01% | Reduce -11.4% | 40,453 | $1.0M |
| Financial Futures Ltd Liability Co. | 0.47% | Reduce -29.6% | 38,544 | $971K |
| B. Riley Wealth Advisors, Inc. | 0.05% | Add +18.6% | 38,245 | $963K |
| Impact Partnership Wealth, LLC | 0.14% | Add +14.9% | 38,142 | $961K |
| CLG LLC | 0.24% | Add +0.8% | 35,550 | $895K |
| Stratos Wealth Advisors, LLC | 0.04% | Add +1.6% | 35,286 | $889K |
| Lanark Financial, Inc. | 0.07% | Reduce -32.7% | 34,935 | $880K |
| Savant Capital, LLC | 0.01% | Reduce -22.0% | 34,426 | $867K |
| Arkadios Wealth Advisors | 0.02% | Reduce -5.6% | 32,589 | $821K |
| United Advisor Group, LLC | 0.11% | Reduce -3.4% | 32,465 | $818K |
| Capital Analysts, LLC | 0.02% | Add +3.1% | 32,230 | $812K |
| Blackhawk Capital Partners, LLC | 0.30% | Add +3.8% | 30,758 | $775K |
| Concurrent Investment Advisors, LLC | 0.01% | Add +11.3% | 30,406 | $766K |
| Bramshill Investments, LLC | 0.05% | Reduce -50.0% | 30,000 | $756K |
| Harvest Investment Services, LLC | 0.15% | Add +4.5% | 29,588 | $745K |
| Iams Wealth Management, LLC | 0.29% | Add +69.6% | 28,447 | $717K |
| Winebrenner Capital Management LLC | 0.50% | Add +4.1% | 27,427 | $691K |
| Global Retirement Partners, LLC | 0.02% | Add +3.8% | 26,980 | $680K |
| Berger Financial Group, Inc | 0.04% | Add +0.5% | 25,458 | $641K |
| Lakeridge Wealth Management LLC | 0.28% | No change | 24,862 | $626K |
| Flynn Zito Capital Management, LLC | 0.23% | Reduce -0.7% | 24,372 | $614K |
| Betterment LLC | 0.00% | Add +30.9% | 24,250 | $611K |
| Chris Bulman Inc | 0.30% | Add +32.0% | 23,936 | $603K |
| Inspirion Wealth Advisors, LLC | 0.08% | Add +24.4% | 23,523 | $591K |
| Brookstone Capital Management | 0.01% | Add +15.5% | 22,800 | $574K |
| Creative Financial Designs Inc. | 0.04% | Add +8.8% | 22,480 | $566K |
| Balefire, LLC | 0.11% | Add +0.5% | 22,233 | $560K |
| Northwest Capital Management Inc | 0.56% | Reduce -25.8% | 21,207 | $534K |
| Atria Investments, Inc | 0.01% | Reduce -7.0% | 20,279 | $511K |
| Principal Securities, Inc. | 0.01% | Add +10.7% | 19,494 | $491K |
| Sanctuary Advisors, LLC | 0.00% | Add +61.1% | 18,938 | $477K |
| Q3 Asset Management | 0.16% | Add +7.0% | 18,714 | $471K |
| Chokshi & Queen Wealth Advisors, Inc | 0.25% | Add +49.4% | 18,472 | $465K |
| HORAN Wealth, LLC | 0.07% | New | 18,469 | $465K |
| Maia Wealth LLC | 0.08% | Reduce -9.0% | 18,420 | $464K |
| Uptick Partners, LLC | 0.12% | Add +10.6% | 18,422 | $464K |
| Flagstar Securities, Inc. | 0.14% | Reduce -23.6% | 17,659 | $445K |
| Mgo One Seven LLC | 0.01% | Add +5.1% | 17,649 | $445K |
| Fairvoy Private Wealth, LLC | 0.10% | No change | 17,640 | $444K |
| Huntleigh Advisors, Inc. | 0.08% | Add +10.6% | 17,620 | $444K |
| Total Wealth Planning, LLC | 0.05% | No change | 17,605 | $443K |
| Ameritas Advisory Services, LLC | 0.03% | Reduce -89.4% | 17,548 | $442K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +0.1% | 17,342 | $438K |
| Ellenbecker Investment Group | 0.06% | Reduce -21.4% | 17,343 | $437K |
| Waverly Advisors, LLC | 0.00% | Add +49.2% | 16,988 | $428K |
| Perigon Wealth Management, LLC | 0.01% | No change | 16,733 | $421K |
| Gentry Private Wealth, LLC | 0.29% | Reduce -21.5% | 16,470 | $415K |
| Strategic Blueprint, LLC | 0.02% | Reduce -0.9% | 16,349 | $412K |
| Savvy Advisors, Inc. | 0.02% | Add +2.7% | 15,508 | $391K |
| Morling Financial Advisors, LLC | 0.13% | Reduce -9.8% | 15,222 | $383K |
| Centaurus Financial, Inc. | 0.02% | Reduce -0.3% | 15,171 | $382K |
| Wedbush Securities Inc. | 0.01% | Reduce -10.0% | 14,639 | $369K |
| Assetmark, Inc. | 0.00% | Add +7.1% | 13,952 | $351K |
| TFB Advisors LLC | 0.10% | Reduce -12.4% | 13,840 | $350K |
| Williams & Novak, LLC | 0.27% | New | 13,701 | $345K |
| tru Independence LLC | 0.09% | Reduce -0.5% | 13,694 | $345K |
| Chiron Capital Management, LLC | 0.28% | Reduce -1.5% | 12,962 | $326K |
| Ergawealth Advisors, Inc. | 0.15% | Add +0.6% | 12,810 | $323K |
| Asset Allocation Strategies LLC | 0.06% | Reduce -17.5% | 12,586 | $317K |
| Axis Wealth Partners, LLC | 0.19% | Add +4.1% | 12,557 | $316K |
| Mutual Advisors, LLC | 0.01% | Reduce -3.2% | 12,018 | $304K |
| SteelPeak Wealth, LLC | 0.01% | Add +0.3% | 11,769 | $296K |
| GK Wealth Management LLC | 0.22% | Reduce -12.8% | 11,503 | $290K |
| Greenwood Capital Associates LLC | 0.03% | New | 11,339 | $286K |
| Retirement Planning Group, LLC | 0.01% | Reduce -81.1% | 10,846 | $273K |
| Octavia Wealth Advisors, LLC | 0.03% | Reduce -2.1% | 10,783 | $272K |
| Flow Traders U.S. LLC | 0.01% | No change | 10,000 | $252K |
| McAdam, LLC | 0.01% | Reduce -3.3% | 9,812 | $247K |
| Two Sigma Securities, LLC | 0.04% | Reduce -39.6% | 9,663 | $243K |
| Private Trust Co. NA | 0.02% | Add +0.2% | 9,585 | $241K |
| Claris Financial LLC | 0.14% | New | 9,545 | $240K |
| Calton & Associates, Inc. | 0.04% | New | 9,307 | $234K |
| Titleist Asset Management, LLC | 0.02% | Add +10.8% | 9,081 | $229K |
| Susquehanna International Group, LLP | 0.00% | Reduce -95.4% | 9,033 | $228K |
| Payne Capital LLC | 0.23% | — | 8,848 | $223K |
| Mayflower Financial Advisors, LLC | 0.03% | No change | 8,705 | $219K |
| Millington Financial Advisors, LLC | 0.11% | Add +1.1% | 8,577 | $217K |
| National Wealth Management Group, LLC | 0.08% | Reduce -11.7% | 8,466 | $213K |
| Moloney Securities Asset Management, LLC | 0.03% | Add +1.0% | 8,427 | $212K |
| Root Financial Partners, LLC | 0.01% | Reduce -13.7% | 8,295 | $209K |
| Krilogy Financial LLC | 0.01% | New | 8,184 | $206K |
| Merkkuri Wealth Advisors LLC | 0.15% | Reduce -46.0% | 8,087 | $204K |
| Medallion Wealth Advisors, LLC | 0.06% | No change | 6,450 | $162K |
| DHJJ Financial Advisors, Ltd. | 0.05% | Reduce -34.6% | 5,842 | $147K |
| Evolution Wealth Management Inc. | 0.15% | Add +128.0% | 5,635 | $142K |
| Annis Gardner Whiting Capital Advisors, LLC | 0.03% | New | 5,573 | $140K |
| Spire Wealth Management | 0.00% | Reduce -6.7% | 5,228 | $132K |
| AE Wealth Management LLC | 0.00% | Add +28.1% | 5,200 | $131K |
| Migdal Insurance & Financial Holdings Ltd. | 0.00% | No change | 4,080 | $103K |
| First Pacific Financial | 0.01% | Reduce -6.3% | 3,183 | $80K |
| Rossby Financial, LCC | 0.02% | Add +8.7% | 2,673 | $67K |
| Bank of Montreal | 0.00% | Add +45.0% | 2,426 | $61K |
| Hazlett, Burt & Watson, Inc. | 0.02% | Add +166.0% | 1,923 | $48K |
| Pinnacle Bancorp, Inc. | 0.01% | No change | 1,816 | $46K |
| Chilton Capital Management LLC | 0.00% | Reduce -45.5% | 1,795 | $45K |
| Maseco LLP | 0.00% | No change | 1,647 | $41K |
| Wilmington Savings Fund Society, FSB | 0.00% | No change | 931 | $23K |
| Strategic Wealth Partners, Ltd. | 0.00% | Reduce -49.4% | 790 | $20K |
| UBS Group AG | 0.00% | Reduce -99.9% | 790 | $20K |
| Creekmur Asset Management LLC | 0.00% | Reduce -80.6% | 773 | $19K |
| GoalVest Advisory LLC | 0.00% | New | 753 | $19K |
| MAI Capital Management | 0.00% | Add +24.8% | 665 | $17K |
| CBIZ Investment Advisory Services, LLC | 0.00% | Add +1.0% | 607 | $15K |
| Founders Financial Alliance, LLC | 0.00% | New | 467 | $12K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -91.9% | 373 | $9K |
| Oakworth Capital, Inc. | 0.00% | No change | 237 | $6K |
| Sunbelt Securities, Inc. | 0.00% | Reduce -95.3% | 217 | $5K |
| Clearstead Trust, LLC | 0.00% | No change | 206 | $5K |
| Tucker Asset Management LLC | 0.00% | Reduce -1.1% | 179 | $5K |
| Bernard Wealth Management Corp. | 0.00% | No change | 110 | $3K |
| BNP Paribas Financial Markets | 0.00% | Reduce -27.6% | 89 | $2K |
| Hantz Financial Services, Inc. | 0.00% | No change | 83 | $2K |
| TD Waterhouse Canada Inc. | 0.00% | New | 23 | $580 |
"% of holder's portfolio" is UCON's weight in each manager's 13F, not the share of First Trust Smith Unconstrai the manager owns.