First Trust Smith UnconstraiUCONETF
13F holders, Q4 2025 (December 31)283holders +21
33new positions
20sold out
1famous investor
$25.17avg. 13F price*
At the end of Q4 2025, 283 institutions reported holding First Trust Smith Unconstrai (UCON) in their 13F filings, up 21 from Q3 2025. 33 opened new positions and 20 sold out. The largest holders were LPL Financial LLC ($306.1M), Morgan Stanley ($209.8M) and Wells Fargo & Company ($156.8M). One famous investor held it Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio).
- Company
- First Trust Smith Unconstrai
- CUSIP
- 33740F888
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 33 | $73.0M |
| Exits | 20 | $13.8M |
All 13F filers, Q3 2025 → Q4 2025: 13,180,954 shares bought and 4,902,744 shares sold, net +8,278,210 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 283 holders
| LPL Financial LLC | 0.08% | Add +14.2% | 12,160,045 | $306.1M |
| Morgan Stanley | 0.01% | Add +6.6% | 8,336,565 | $209.8M |
| Wells Fargo & Company | 0.03% | Add +4.8% | 6,230,550 | $156.8M |
| Ameriprise Financial Inc. | 0.03% | Add +20.9% | 4,832,530 | $121.6M |
| Bank of America Corp. | 0.01% | Add +4.1% | 3,955,615 | $99.6M |
| Royal Bank of Canada | 0.02% | Add +4.1% | 3,800,088 | $95.6M |
| Harbour Investments, Inc. | 1.82% | Add +21.8% | 3,561,628 | $89.6M |
| Raymond James Financial Inc. | 0.02% | Add +18.0% | 2,637,879 | $66.4M |
| HighTower Advisors, LLC | 0.07% | Add +2.3% | 2,420,156 | $60.9M |
| Osaic Holdings, Inc. | 0.07% | Add +4.0% | 2,030,044 | $51.1M |
| Envestnet Asset Management Inc. | 0.01% | Add +3.1% | 1,933,758 | $48.7M |
| Truist Financial Corp. | 0.06% | Add +6.7% | 1,693,691 | $42.6M |
| Stifel Financial Corp. | 0.04% | Add +4.0% | 1,579,101 | $39.7M |
| Csenge Advisory Group | 1.66% | Add +13.4% | 1,458,508 | $36.7M |
| Trilogy Capital Inc. | 1.54% | New | 1,368,646 | $34.4M |
| Cetera Investment Advisers | 0.04% | Add +0.3% | 1,348,108 | $33.9M |
| Aptus Capital Advisors, LLC | 0.28% | Add +318.7% | 1,302,870 | $32.8M |
| Commonwealth Equity Services, LLC | 0.04% | Add +29.6% | 1,244,379 | $31.3M |
| JPMorgan Chase & Co. | 0.00% | Reduce -32.0% | 1,116,794 | $28.1M |
| Wagner Wealth Management, LLC | 5.96% | Add +4.3% | 1,114,004 | $28.0M |
| Focus Partners Wealth | 0.03% | Add +7.3% | 957,587 | $24.0M |
| IFP Advisors, Inc | 0.49% | Reduce -3.8% | 860,304 | $21.7M |
| MML Investors Services, LLC | 0.05% | Add +100.8% | 836,203 | $21.0M |
| Cambridge Investment Research Advisors, Inc. | 0.05% | Add +6.0% | 822,563 | $20.7M |
| TruWealth Advisors, LLC | 0.98% | Add +8.7% | 795,990 | $20.0M |
| Cyndeo Wealth Partners, LLC | 1.05% | Add +4.3% | 773,673 | $19.5M |
| Dynamic Advisor Solutions LLC | 0.61% | Reduce -21.2% | 758,653 | $19.1M |
| Capital Investment Advisory Services, LLC | 1.34% | Add +4.4% | 755,223 | $19.0M |
| Bensler, LLC | 1.80% | Add +8.5% | 716,112 | $18.0M |
| Kestra Private Wealth Services, LLC | 0.22% | Add +5.0% | 715,210 | $18.0M |
| Commonwealth Financial Services, LLC | 2.95% | Add +1.4% | 709,775 | $17.9M |
| Stratos Wealth Partners, LTD. | 0.20% | Add +1439.0% | 688,132 | $17.3M |
| EdgeRock Capital LLC | 4.57% | Add +1.5% | 681,875 | $17.2M |
| Visionary Wealth Advisors | 0.77% | Add +6.8% | 675,628 | $17.0M |
| Walkner Condon Financial Advisors LLC | 2.34% | Add +24.5% | 668,341 | $16.8M |
| Janney Montgomery Scott LLC | 0.04% | Add +19.5% | 657,713 | $16.6M |
| First Heartland Consultants, Inc. | 1.25% | Reduce -5.3% | 652,735 | $16.4M |
| Navalign, LLC | 3.58% | Add +5.7% | 580,039 | $14.6M |
| Earned Wealth Advisors, LLC | 1.02% | Add +36.4% | 572,701 | $14.4M |
| Etesian Wealth Advisors, Inc. | 4.45% | Add +2.7% | 563,499 | $14.2M |
| Kestra Advisory Services, LLC | 0.06% | Add +5.0% | 562,490 | $14.2M |
| Private Advisor Group, LLC | 0.06% | Add +15.9% | 522,056 | $13.1M |
| Larson Financial Group LLC | 0.43% | Reduce -5.0% | 513,565 | $12.9M |
| Equitable Holdings, Inc. | 0.08% | Add +10.1% | 490,698 | $12.4M |
| Chicago Partners Investment Group LLC | 0.30% | Reduce -0.6% | 489,917 | $12.3M |
| Smartleaf Asset Management LLC | 0.46% | New | 479,763 | $12.1M |
| Holistic Financial Partners | 4.31% | Add +29.5% | 472,655 | $11.9M |
| Mariner, LLC | 0.01% | Add +1.9% | 470,713 | $11.8M |
| Geneos Wealth Management Inc. | 0.27% | Reduce -1.4% | 440,475 | $11.1M |
| Western Wealth Management, LLC | 0.50% | Add +4.8% | 434,584 | $10.9M |
| Rehmann Capital Advisory Group | 0.55% | Reduce -2.8% | 416,420 | $10.5M |
| Bleakley Financial Group, LLC | 0.18% | Add +17.8% | 414,678 | $10.4M |
| HBW Advisory Services LLC | 1.08% | Add +45.0% | 396,584 | $10.0M |
| &partners | 0.05% | Reduce -0.5% | 389,364 | $9.8M |
| Prasad Wealth Partners, LLC | 2.56% | Add +2.3% | 380,530 | $9.6M |
| Cerity Partners LLC | 0.01% | Reduce -3.4% | 375,796 | $9.5M |
| Captrust Financial Advisors | 0.02% | Reduce -11.5% | 373,976 | $9.4M |
| Mach-1 Financial Group, LLC | 1.93% | New | 372,637 | $9.4M |
| Cwm, LLC | 0.02% | Add +105.7% | 365,352 | $9.2M |
| Boyce & Associates Wealth Consulting, Inc. | 7.62% | Reduce -1.1% | 361,116 | $9.1M |
| Darwin Wealth Management, LLC | 2.81% | Add +0.8% | 359,545 | $9.0M |
| Appalachian Capital Management Ltd | 7.12% | — | 353,364 | $8.9M |
| Axxcess Wealth Management, LLC | 0.16% | New | 352,225 | $8.9M |
| CoreCap Advisors, LLC | 0.30% | Add +7.9% | 338,279 | $8.5M |
| Park National Corp. | 0.26% | Reduce -52.9% | 335,347 | $8.4M |
| PFG Advisors | 0.41% | Add +0.8% | 333,109 | $8.4M |
| Live Oak Investment Partners | 5.13% | Reduce -7.3% | 331,840 | $8.4M |
| Apollon Wealth Management, LLC | 0.14% | Reduce -7.0% | 331,050 | $8.3M |
| US Bancorp \de | 0.01% | Add +27.7% | 325,503 | $8.2M |
| Certified Advisory Corp | 0.72% | Reduce -1.5% | 315,111 | $7.9M |
| Wealth Advisory Team LLC | 6.99% | — | 314,054 | $7.9M |
| Goldstone Financial Group, LLC | 0.88% | Add +3.9% | 313,723 | $7.9M |
| XML Financial, LLC | 0.64% | Reduce -5.1% | 313,233 | $7.9M |
| Gateway Wealth Partners, LLC | 0.87% | Add +33.7% | 311,137 | $7.8M |
| Mather Group, Llc. | 0.08% | Add +1.4% | 303,023 | $7.6M |
| Steward Partners Investment Advisory, LLC | 0.04% | Add +1.9% | 286,283 | $7.2M |
| Baird Financial Group, Inc. | 0.01% | Add +1.5% | 282,419 | $7.1M |
| Synergy Investment Management, LLC | 2.51% | Add +11.9% | 281,751 | $7.1M |
| Tolleson Wealth Management, Inc. | 1.01% | Reduce -11.7% | 278,461 | $7.0M |
| Beaumont Financial Advisors, LLC | 0.46% | Reduce -1.8% | 275,793 | $6.9M |
| Integrated Wealth Concepts LLC | 0.08% | Reduce -71.2% | 273,051 | $6.9M |
| GSG Advisors LLC | 1.63% | Add +6.2% | 250,574 | $6.3M |
| Twin Peaks Wealth Advisors, LLC | 1.77% | Add +5.5% | 240,729 | $6.1M |
| TrueWealth Advisors, LLC | 1.57% | Reduce -0.6% | 240,704 | $6.1M |
| Stonehaven Wealth & Tax Solutions, LLC | 5.40% | Reduce -1.1% | 238,888 | $6.0M |
| Philip James Wealth Mangement, LLC | 0.72% | Add +1.3% | 238,576 | $6.0M |
| Oppenheimer & Co. Inc. | 0.08% | Add +16.4% | 235,665 | $5.9M |
| Gaddis Premier Wealth Advisors LLC | 4.48% | — | 234,712 | $5.9M |
| Keel Point, LLC | 0.36% | Add +6.8% | 234,626 | $5.9M |
| Kingsview Wealth Management, LLC | 0.08% | Reduce -5.3% | 228,874 | $5.8M |
| Collaborative Wealth Managment Inc. | 2.01% | Add +67.9% | 226,874 | $5.7M |
| Entruity Wealth, LLC | 3.99% | Reduce -8.1% | 222,356 | $5.6M |
| Envestnet Portfolio Solutions, Inc. | 0.02% | Add +18.6% | 216,764 | $5.5M |
| SlateStone Wealth, LLC | 0.44% | Reduce -7.1% | 206,599 | $5.2M |
| Golden State Wealth Management, LLC | 0.52% | Add +19.3% | 195,273 | $4.9M |
| NewEdge Advisors, LLC | 0.02% | Reduce -11.7% | 191,618 | $4.8M |
| Redhawk Wealth Advisors, Inc. | 0.54% | Reduce -2.8% | 191,444 | $4.8M |
| Nova Wealth Management, Inc. | 3.28% | Reduce -24.4% | 189,914 | $4.8M |
| Total Clarity Wealth Management, Inc. | 1.11% | Reduce -2.2% | 182,220 | $4.6M |
| Econ Financial Services Corp | 2.21% | Add +56.6% | 174,973 | $4.4M |
| Beacon Financial Group | 0.44% | Reduce -8.0% | 174,153 | $4.4M |
| Tactive Advisors, LLC | 1.25% | Add +4.9% | 169,616 | $4.3M |
| Wedbush Securities Inc. | 0.12% | Add +1012.9% | 162,915 | $4.1M |
| Vise Technologies, Inc. | 0.08% | Add +49.7% | 160,407 | $4.0M |
| Holos Integrated Wealth LLC | 2.23% | Reduce -71.3% | 158,872 | $4.0M |
| Thrivent Financial for Lutherans | 0.01% | Add +95.9% | 156,878 | $3.9M |
| Flagship Harbor Advisors, LLC | 0.18% | Reduce -3.0% | 155,541 | $3.9M |
| Ashton Thomas Private Wealth, LLC | 0.09% | Add +21.6% | 153,581 | $3.9M |
| BlackDiamond Wealth Management, LLC | 1.79% | Reduce -8.5% | 146,064 | $3.7M |
| Focused Alpha, LLC | 1.07% | — | 144,382 | $3.6M |
| Fairway Financial, LLC | 2.67% | Add +10.4% | 140,331 | $3.5M |
| Fifth Third Securities, Inc. | 0.22% | Add +51.6% | 134,939 | $3.4M |
| AssuredPartners Investment Advisors, LLC | 0.48% | Add +141.0% | 127,103 | $3.2M |
| OneDigital Investment Advisors LLC | 0.03% | Add +23.7% | 123,892 | $3.1M |
| Advisory Services Network, LLC | 0.04% | Reduce -5.0% | 114,050 | $2.9M |
| Farther Finance Advisors, LLC | 0.03% | Add +8.1% | 112,929 | $2.8M |
| Stonebridge Financial Planning Group, LLC | 1.02% | Add +19.3% | 112,739 | $2.8M |
| Spectrum Wealth Advisory Group, LLC | 1.04% | Reduce -82.1% | 111,945 | $2.8M |
| Sequent Planning LLC | 0.68% | Reduce -2.8% | 106,160 | $2.7M |
| Defined Wealth Management, LLC | 1.52% | Reduce -0.3% | 104,432 | $2.6M |
| StoneX Group Inc. | 0.11% | Reduce -37.0% | 99,194 | $2.5M |
| D.A. Davidson & Co. | 0.02% | Add +8.3% | 98,559 | $2.5M |
| Capital CS Group, LLC | 3.86% | Reduce -0.9% | 96,851 | $2.4M |
| Transcend Capital Advisors, LLC | 0.18% | Add +2.0% | 90,851 | $2.3M |
| Pine Valley Investments Ltd Liability Co | 0.11% | Reduce -1.3% | 88,561 | $2.2M |
| Acorn Wealth Advisors, LLC | 0.64% | Add +50.0% | 85,277 | $2.1M |
| Wagner Wealth Management, Corp | 2.07% | — | 83,526 | $2.1M |
| Avantax Planning Partners, Inc. | 0.05% | Reduce -0.3% | 77,596 | $2.0M |
| Susquehanna International Group, LLP | 0.00% | Add +754.2% | 77,163 | $1.9M |
| Legacy Wealth Managment, LLC | 0.87% | Reduce -4.3% | 72,345 | $1.8M |
| Blackhawk Capital Partners, LLC | 0.68% | Add +133.9% | 71,943 | $1.8M |
| J.W. Cole Advisors, Inc. | 0.04% | Add +20.2% | 83,523 | $1.8M |
| Comerica Bank | 0.01% | Add +7.8% | 70,922 | $1.8M |
| Snowden Capital Advisors LLC | 0.05% | Add +8.7% | 70,224 | $1.8M |
| Rockefeller Capital Management L.P. | 0.00% | Add +29.6% | 69,625 | $1.8M |
| Columbia Advisory Partners LLC | 1.13% | Reduce -7.5% | 66,071 | $1.7M |
| HCR Wealth Advisors | 0.16% | Add +21.4% | 65,838 | $1.7M |
| Puff Wealth Management, LLC | 2.10% | Reduce -12.7% | 64,513 | $1.6M |
| PKS Advisory Services, LLC | 0.36% | Reduce -2.6% | 63,205 | $1.6M |
| Ameritas Advisory Services, LLC | 0.06% | Add +243.8% | 60,334 | $1.5M |
| Lido Advisors, LLC | 0.01% | No change | 57,956 | $1.5M |
| SouthState Bank Corp | 0.06% | Reduce -19.1% | 54,942 | $1.4M |
| Sigma Planning Corp | 0.04% | Reduce -7.7% | 54,146 | $1.4M |
| Summit Financial, LLC | 0.02% | Add +7.6% | 52,892 | $1.3M |
| Legacy Capital Wealth Partners, LLC | 0.28% | Add +3.1% | 51,772 | $1.3M |
| Iams Wealth Management, LLC | 0.45% | Add +74.1% | 49,520 | $1.2M |
| Diversify Advisory Services, LLC | 0.04% | New | 48,080 | $1.2M |
| Perennial Investment Advisors, LLC | 0.09% | Reduce -41.4% | 46,031 | $1.2M |
| Pinnacle Financial Partners, Inc. | 0.01% | — | 43,847 | $1.1M |
| MBE Wealth Management, LLC | 0.44% | Reduce -5.3% | 41,456 | $1.0M |
| Fi3 FINANCIAL ADVISORS, LLC | 0.31% | New | 40,762 | $1.0M |
| Kintra Wealth, LLC | 0.13% | New | 37,972 | $956K |
| Impact Partnership Wealth, LLC | 0.12% | Reduce -1.3% | 37,663 | $948K |
| Asset One Wealth Management LLC | 0.13% | — | 36,526 | $918K |
| Lanark Financial, Inc. | 0.07% | Add +2.7% | 35,886 | $903K |
| Stratos Wealth Advisors, LLC | 0.04% | Add +0.3% | 35,374 | $890K |
| MPWM Advisory Solutions, LLC | 0.49% | Reduce -14.3% | 34,900 | $878K |
| CLG LLC | 0.21% | Reduce -4.5% | 33,936 | $854K |
| Harvest Investment Services, LLC | 0.16% | Add +14.4% | 33,836 | $852K |
| Arkadios Wealth Advisors | 0.02% | Add +0.9% | 32,879 | $828K |
| Balefire, LLC | 0.16% | Add +47.5% | 32,794 | $825K |
| Park Square Financial Group, LLC | 4.81% | Reduce -25.6% | 32,871 | $810K |
| Prospera Financial Services Inc | 0.01% | Reduce -77.8% | 32,142 | $809K |
| Capital Analysts, LLC | 0.02% | Reduce -0.8% | 31,977 | $805K |
| Chris Bulman Inc | 0.33% | Add +25.5% | 30,039 | $756K |
| Arax Advisory Partners | 0.02% | New | 29,947 | $754K |
| Global Retirement Partners, LLC | 0.01% | Add +10.8% | 29,900 | $753K |
| Concurrent Investment Advisors, LLC | 0.01% | Reduce -2.0% | 29,798 | $750K |
| Renaissance Technologies | 0.00% | Reduce -92.8% | 28,400 | $715K |
| Skyview Financial Group LLC | 0.72% | — | 27,883 | $702K |
| Winebrenner Capital Management LLC | 0.46% | No change | 27,427 | $690K |
| Sanctuary Advisors, LLC | 0.00% | Add +44.0% | 27,281 | $687K |
| Betterment LLC | 0.00% | Add +8.9% | 26,414 | $665K |
| Flynn Zito Capital Management, LLC | 0.23% | Add +6.1% | 25,850 | $651K |
| Savant Capital, LLC | 0.00% | Reduce -26.8% | 25,191 | $634K |
| Lakeridge Wealth Management LLC | 0.28% | No change | 24,862 | $626K |
| Brookstone Capital Management | 0.01% | Add +8.4% | 24,718 | $622K |
| Berger Financial Group, Inc | 0.04% | Reduce -5.9% | 23,957 | $603K |
| Principal Securities, Inc. | 0.01% | Add +17.8% | 22,960 | $578K |
| Savvy Advisors, Inc. | 0.02% | Add +46.0% | 22,634 | $570K |
| United Advisor Group, LLC | 0.07% | Reduce -31.1% | 22,358 | $563K |
| Northwest Wealth Management, LLC | 0.09% | New | 22,144 | $557K |
| HORAN Wealth, LLC | 0.08% | Add +10.2% | 20,354 | $512K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +13.3% | 19,639 | $495K |
| SHP Wealth Management | 0.04% | — | 19,639 | $494K |
| Kovack Advisors, Inc. | 0.02% | New | 19,554 | $492K |
| Q3 Asset Management | 0.11% | Reduce -1.1% | 18,511 | $465K |
| Creative Financial Designs Inc. | 0.03% | Reduce -18.1% | 18,418 | $464K |
| Huntleigh Advisors, Inc. | 0.08% | Add +2.5% | 18,059 | $455K |
| Flagstar Securities, Inc. | 0.15% | Add +2.0% | 18,019 | $454K |
| VestGen Advisors, LLC | 0.02% | Reduce -71.7% | 17,764 | $447K |
| Fairvoy Private Wealth, LLC | 0.10% | No change | 17,640 | $444K |
| Maia Wealth LLC | 0.07% | Reduce -5.7% | 17,364 | $439K |
| Inspirion Wealth Advisors, LLC | 0.05% | Reduce -25.8% | 17,448 | $439K |
| Centaurus Financial, Inc. | 0.02% | Add +12.8% | 17,119 | $431K |
| Mgo One Seven LLC | 0.01% | Reduce -3.4% | 17,054 | $429K |
| Financial Futures Ltd Liability Co. | 0.20% | Reduce -56.6% | 16,738 | $421K |
| Strategic Blueprint, LLC | 0.02% | Add +1.1% | 16,536 | $416K |
| Atria Investments, Inc | 0.00% | Reduce -19.9% | 16,234 | $409K |
| Gentry Private Wealth, LLC | 0.25% | Reduce -4.7% | 15,702 | $395K |
| Greenwood Capital Associates LLC | 0.04% | Add +31.3% | 14,886 | $375K |
| WCG Wealth Advisors LLC | 0.01% | Reduce -93.8% | 14,029 | $353K |
| Focus Financial Network, Inc. | 0.01% | New | 13,486 | $339K |
| TFB Advisors LLC | 0.09% | Reduce -4.2% | 13,266 | $334K |
| Private Trust Co. NA | 0.03% | Add +37.0% | 13,127 | $330K |
| Axis Wealth Partners, LLC | 0.18% | Add +4.0% | 13,058 | $329K |
| Ellenbecker Investment Group | 0.05% | Reduce -25.6% | 12,901 | $325K |
| Uptick Partners, LLC | 0.07% | Reduce -31.3% | 12,651 | $318K |
| Northwest Capital Management Inc | 1.38% | Reduce -40.5% | 12,617 | $318K |
| Financial Engines Advisors L.L.C. | 0.00% | Reduce -71.1% | 12,617 | $318K |
| Morling Financial Advisors, LLC | 0.10% | Reduce -17.2% | 12,597 | $317K |
| Assetmark, Inc. | 0.00% | Reduce -10.6% | 12,478 | $314K |
| Clear Creek Financial Management, LLC | 0.03% | Reduce -70.5% | 12,355 | $311K |
| Blom & Howell Financial Planning, Inc. | 0.30% | — | 12,075 | $304K |
| Mutual Advisors, LLC | 0.01% | Reduce -0.3% | 11,977 | $301K |
| SteelPeak Wealth, LLC | 0.01% | Reduce -2.6% | 11,461 | $288K |
| Waverly Advisors, LLC | 0.00% | Reduce -33.0% | 11,386 | $287K |
| Veracity Capital LLC | 0.08% | New | 11,197 | $282K |
| tru Independence LLC | 0.07% | Reduce -18.9% | 11,111 | $280K |
| AE Wealth Management LLC | 0.00% | Add +112.3% | 11,041 | $278K |
| GK Wealth Management LLC | 0.20% | Reduce -5.5% | 10,867 | $274K |
| Asset Allocation Strategies LLC | 0.05% | Reduce -18.6% | 10,240 | $258K |
| Regal Investment Advisors LLC | 0.02% | New | 10,036 | $253K |
| Summit Wealth Group LLC / Co. | 0.03% | New | 10,030 | $252K |
| Flow Traders U.S. LLC | 0.01% | No change | 10,000 | $252K |
| Goldman Sachs Group Inc. | 0.00% | New | 9,825 | $247K |
| Retirement Planning Group, LLC | 0.01% | Reduce -9.7% | 9,796 | $247K |
| Merit Financial Group, LLC | 0.00% | New | 9,757 | $246K |
| Titleist Asset Management, LLC | 0.02% | Add +6.8% | 9,701 | $244K |
| McAdam, LLC | 0.01% | Reduce -1.9% | 9,625 | $242K |
| Two Sigma Securities, LLC | 0.03% | Reduce -2.3% | 9,446 | $238K |
| Octavia Wealth Advisors, LLC | 0.02% | Reduce -13.8% | 9,293 | $234K |
| Claris Financial LLC | 0.12% | Reduce -6.3% | 8,946 | $225K |
| Foundations Investment Advisors, LLC | 0.00% | New | 8,940 | $225K |
| Payne Capital LLC | 0.23% | Add +0.9% | 8,925 | $225K |
| National Wealth Management Group, LLC | 0.08% | Add +4.0% | 8,805 | $222K |
| GPS Wealth Strategies Group, LLC | 0.19% | Reduce -93.1% | 8,753 | $220K |
| Calton & Associates, Inc. | 0.03% | Reduce -6.3% | 8,724 | $220K |
| Mayflower Financial Advisors, LLC | 0.03% | No change | 8,705 | $219K |
| Benjamin Edwards Inc. | 0.00% | New | 8,494 | $214K |
| Adamsbrown Wealth Consultants LLC | 0.06% | New | 8,292 | $209K |
| Moneco Advisors, LLC | 0.02% | New | 8,247 | $208K |
| Krilogy Financial LLC | 0.01% | Add +0.5% | 8,221 | $207K |
| Merkkuri Wealth Advisors LLC | 0.14% | Add +1.2% | 8,182 | $206K |
| Triumph Capital Management | 0.04% | New | 7,600 | $191K |
| Medallion Wealth Advisors, LLC | 0.05% | No change | 6,450 | $162K |
| DHJJ Financial Advisors, Ltd. | 0.05% | No change | 5,842 | $147K |
| Evolution Wealth Management Inc. | 0.12% | No change | 5,635 | $142K |
| Annis Gardner Whiting Capital Advisors, LLC | 0.03% | No change | 5,573 | $140K |
| Elevated Capital Advisors, LLC | 0.03% | New | 5,488 | $138K |
| Spire Wealth Management | 0.00% | No change | 5,228 | $132K |
| Pinnacle Bancorp, Inc. | 0.04% | Add +167.6% | 4,860 | $122K |
| Cullen/Frost Bankers, Inc. | 0.00% | New | 4,499 | $113K |
| Root Financial Partners, LLC | 0.01% | Reduce -48.8% | 4,249 | $107K |
| Migdal Insurance & Financial Holdings Ltd. | 0.00% | No change | 4,080 | $103K |
| Hilton Head Capital Partners, LLC | 0.06% | — | 4,050 | $102K |
| First Pacific Financial | 0.01% | Add +1.1% | 3,219 | $81K |
| Hazlett, Burt & Watson, Inc. | 0.02% | Add +44.2% | 2,773 | $69K |
| Qube Research & Technologies Ltd | 0.00% | New | 2,637 | $66K |
| International Assets Investment Management, LLC | 0.00% | New | 2,273 | $57K |
| Bank of Montreal | 0.00% | Reduce -10.1% | 2,182 | $55K |
| TD Capital Management LLC | 0.00% | New | 1,899 | $48K |
| Chilton Capital Management LLC | 0.00% | No change | 1,795 | $45K |
| Parallel Advisors, LLC | 0.00% | New | 1,440 | $36K |
| UBS Group AG | 0.00% | Add +46.0% | 1,153 | $29K |
| Wilmington Savings Fund Society, FSB | 0.00% | No change | 931 | $23K |
| Strategic Wealth Partners, Ltd. | 0.00% | Add +1.3% | 800 | $20K |
| NBT Bank, N.A. | 0.00% | New | 25 | $17K |
| CBIZ Investment Advisory Services, LLC | 0.00% | Add +1.1% | 614 | $15K |
| First Community Trust NA | 0.01% | New | 358 | $9K |
| SageView Advisory Group, LLC | 0.00% | New | 322 | $8K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -13.7% | 322 | $8K |
| Oakworth Capital, Inc. | 0.00% | No change | 237 | $6K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.00% | New | 230 | $6K |
| RHL Group, LLC | 0.00% | — | 219 | $6K |
| Sunbelt Securities, Inc. | 0.00% | No change | 217 | $5K |
| Clearstead Trust, LLC | 0.00% | No change | 206 | $5K |
| Keating Financial Advisory Services, Inc. | 0.00% | — | 194 | $5K |
| Tucker Asset Management LLC | 0.00% | No change | 179 | $5K |
| Jones Financial Companies LLLP | 0.00% | New | 132 | $3K |
| Bernard Wealth Management Corp. | 0.00% | No change | 110 | $3K |
| BNP Paribas Financial Markets | 0.00% | No change | 89 | $2K |
| Barrett & Company, Inc. | 0.00% | New | 37 | $935 |
"% of holder's portfolio" is UCON's weight in each manager's 13F, not the share of First Trust Smith Unconstrai the manager owns.