First Trust Enh Short Mat FDFTSMETF
13F holders, Q2 2024 (June 30)394holders −2
32new positions
39sold out
1famous investor
$59.57avg. 13F price*
At the end of Q2 2024, 394 institutions reported holding First Trust Enh Short Mat FD (FTSM) in their 13F filings, down 2 from Q1 2024. 32 opened new positions and 39 sold out. The largest holders were Morgan Stanley ($721.0M), LPL Financial LLC ($510.7M) and Wells Fargo & Company ($477.4M). One famous investor held it Jim Simons / Peter Brown (0.1% of Renaissance Technologies's portfolio).
- Company
- First Trust Enh Short Mat FD
- CUSIP
- 33739Q408
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024 → Q2 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 32 | $31.7M |
| Exits | 39 | $35.8M |
All 13F filers, Q1 2024 → Q2 2024: 3,679,905 shares bought and 6,886,424 shares sold, net −3,206,519 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 394 holders
| Morgan Stanley | 0.06% | Reduce -8.9% | 12,096,858 | $721.0M |
| LPL Financial LLC | 0.25% | Add +6.6% | 8,568,887 | $510.7M |
| Wells Fargo & Company | 0.12% | Reduce -2.0% | 8,010,186 | $477.4M |
| UBS Group AG | 0.07% | Reduce -7.6% | 3,738,742 | $222.8M |
| Bank of America Corp. | 0.02% | Reduce -5.9% | 2,923,148 | $174.2M |
| Royal Bank of Canada | 0.04% | Reduce -3.4% | 2,637,830 | $157.2M |
| Osaic Holdings, Inc. | 0.24% | Reduce -22.2% | 1,725,893 | $102.9M |
| Raymond James Financial Services Advisors, Inc. | 0.14% | Reduce -16.0% | 1,655,572 | $98.7M |
| Cetera Investment Advisers | 0.20% | Reduce -10.8% | 1,439,277 | $85.8M |
| Cambridge Investment Research Advisors, Inc. | 0.31% | Add +4.2% | 1,388,183 | $82.7M |
| Bramshill Investments, LLC | 8.36% | Add +14.6% | 1,289,714 | $76.9M |
| Renaissance Technologies | 0.13% | Reduce -0.1% | 1,266,500 | $75.5M |
| Tucker Asset Management LLC | 15.93% | Reduce -0.8% | 1,208,815 | $72.0M |
| Raymond James & Associates | 0.04% | Add +20.1% | 1,147,010 | $68.4M |
| Csenge Advisory Group | 3.75% | Add +5.2% | 1,107,874 | $66.0M |
| Hansen & Associates Financial Group, Inc. | 26.31% | Add +4.0% | 834,770 | $49.8M |
| Envestnet Asset Management Inc. | 0.02% | Add +10.3% | 800,798 | $47.7M |
| Commonwealth Equity Services, LLC | 0.07% | Reduce -5.2% | 788,828 | $47.0M |
| Stifel Financial Corp. | 0.05% | Add +4.5% | 752,893 | $44.9M |
| Mariner, LLC | 0.08% | Reduce -4.9% | 701,387 | $41.8M |
| Prospera Financial Services Inc | 1.06% | Reduce -38.1% | 637,222 | $38.0M |
| Jane Street Group, LLC | 0.04% | Reduce -13.9% | 607,829 | $36.2M |
| Gradient Investments LLC | 0.80% | Add +1.2% | 599,058 | $35.7M |
| Atria Investments, Inc | 0.45% | Reduce -5.0% | 581,155 | $34.6M |
| Manchester Financial Inc. | 8.16% | Add +1.7% | 556,409 | $33.2M |
| Kestra Advisory Services, LLC | 0.18% | Add +20.9% | 543,783 | $32.4M |
| Coppell Advisory Solutions LLC | 5.06% | — | 514,715 | $30.7M |
| GDS Wealth Management | 3.16% | Add +211.0% | 482,854 | $28.8M |
| Harvest Investment Services, LLC | 11.31% | Add +10.4% | 478,153 | $28.5M |
| Janney Montgomery Scott LLC | 0.08% | Add +11.2% | 427,452 | $25.5M |
| Financial Enhancement Group LLC | 4.10% | Add +280.0% | 426,362 | $25.5M |
| Private Advisor Group, LLC | 0.16% | Add +29.9% | 389,928 | $23.2M |
| Avantax Advisory Services, Inc. | 0.16% | Add +5.7% | 383,106 | $22.8M |
| Harbour Investments, Inc. | 0.75% | Reduce -11.9% | 373,231 | $22.2M |
| Steward Partners Investment Advisory, LLC | 0.22% | Add +3.2% | 349,834 | $20.9M |
| Kingsview Wealth Management, LLC | 0.45% | Add +0.8% | 322,547 | $19.2M |
| Baird Financial Group, Inc. | 0.04% | Reduce -21.0% | 314,547 | $18.7M |
| Truist Financial Corp. | 0.03% | Add +20.1% | 313,096 | $18.7M |
| NewEdge Advisors, LLC | 0.14% | Add +4.5% | 311,079 | $18.5M |
| HBK Sorce Advisory LLC | 0.61% | Reduce -1.1% | 292,630 | $17.4M |
| Pine Valley Investments Ltd Liability Co | 1.28% | Add +15.9% | 289,805 | $17.3M |
| RiverTree Advisors, LLC | 11.73% | Reduce -2.6% | 287,850 | $17.2M |
| Park National Corp. | 0.60% | Reduce -16.5% | 272,599 | $16.2M |
| IFP Advisors, Inc | 0.64% | Reduce -33.1% | 271,719 | $16.2M |
| Western Wealth Management, LLC | 1.15% | Add +36.1% | 260,165 | $15.5M |
| Triumph Capital Management | 5.77% | Reduce -7.0% | 247,038 | $14.8M |
| Jaffetilchin Investment Partners, LLC | 1.25% | Add +42.2% | 245,469 | $14.6M |
| Simplicity Wealth,LLC | 0.33% | Reduce -10.6% | 243,757 | $14.5M |
| Avestar Capital, LLC | 1.56% | Reduce -36.2% | 237,387 | $14.1M |
| Capital Investment Advisory Services, LLC | 1.45% | Add +3.4% | 235,379 | $14.0M |
| 1776 Wealth LLC | 6.16% | Reduce -0.8% | 229,304 | $13.7M |
| Atria Wealth Solutions, Inc. | 0.15% | Reduce -6.5% | 228,705 | $13.7M |
| Concourse Financial Group Securities, Inc. | 0.85% | Reduce -1.8% | 226,939 | $13.6M |
| HighTower Advisors, LLC | 0.02% | Reduce -13.4% | 226,850 | $13.5M |
| Sanctuary Advisors, LLC | 0.10% | — | 221,796 | $13.3M |
| Mainsail Financial Group, LLC | 7.64% | Add +27.5% | 217,660 | $13.0M |
| Shelton Wealth Management, LLC | 7.67% | Reduce -9.5% | 215,152 | $12.8M |
| Stratos Wealth Advisors, LLC | 0.63% | Add +19.0% | 212,439 | $12.7M |
| FSC Wealth Advisors, LLC | 9.26% | Reduce -1.4% | 210,330 | $12.5M |
| ORBA Wealth Advisors, L.L.C. | 6.43% | Reduce -1.6% | 208,541 | $12.4M |
| Citigroup Inc. | 0.01% | Reduce -1.1% | 205,685 | $12.3M |
| Wealth Enhancement Advisory Services, LLC | 0.03% | Add +7.4% | 202,707 | $12.1M |
| Kestra Private Wealth Services, LLC | 0.24% | Reduce -25.9% | 199,087 | $11.9M |
| Cerity Partners LLC | 0.03% | Reduce -0.2% | 196,264 | $11.7M |
| Petix & Botte Co | 3.16% | Add +96.1% | 187,156 | $11.2M |
| First Trust Advisors LP | 0.01% | Reduce -83.5% | 186,895 | $11.1M |
| Relative Value Partners Group, LLC | 1.43% | New | 184,534 | $11.0M |
| Lake Street Private Wealth, LLC | 1.43% | Reduce -10.5% | 184,534 | $11.0M |
| Townsquare Capital LLC | 0.15% | Add +18.8% | 178,495 | $10.6M |
| TD Capital Management LLC | 1.11% | Reduce -17.9% | 178,205 | $10.6M |
| StoneX Group Inc. | 0.81% | Reduce -31.2% | 168,391 | $10.1M |
| Long Run Wealth Advisors, LLC | 2.54% | Add +19.9% | 168,228 | $10.0M |
| Oppenheimer & Co. Inc. | 0.15% | Reduce -18.1% | 162,513 | $9.7M |
| Creekmur Asset Management LLC | 2.50% | Add +36.7% | 162,166 | $9.7M |
| Sigma Planning Corp | 0.31% | Reduce -9.1% | 161,862 | $9.6M |
| Ellsworth Advisors, LLC | 2.66% | Add +2.6% | 159,875 | $9.5M |
| Gladstone Institutional Advisory LLC | 0.49% | Reduce -11.3% | 159,349 | $9.5M |
| Northwestern Mutual Wealth Management Co. | 0.01% | Add +4.5% | 158,577 | $9.5M |
| Cassia Capital Partners, LLC | 6.23% | Reduce -0.2% | 158,468 | $9.4M |
| MML Investors Services, LLC | 0.04% | Reduce -5.9% | 158,272 | $9.4M |
| Sterling Manor Financial, LLC | 6.96% | Add +1.3% | 153,488 | $9.1M |
| Corient Private Wealth LP | 0.02% | Reduce -2.5% | 151,349 | $9.0M |
| Synergy Asset Management, LLC | 1.41% | Add +7.2% | 151,327 | $9.0M |
| Ashton Thomas Private Wealth, LLC | 0.49% | Add +6.1% | 150,128 | $8.9M |
| Schwallier Wealth Management LLC | 7.22% | Reduce -18.7% | 149,020 | $8.9M |
| Rockefeller Capital Management L.P. | 0.02% | Reduce -18.7% | 137,700 | $8.2M |
| Nilsine Partners, LLC | 1.04% | Reduce -0.7% | 129,602 | $7.7M |
| Foundations Investment Advisors, LLC | 0.17% | Reduce -14.7% | 120,365 | $7.2M |
| Ifrah Financial Services, Inc. | 1.94% | Add +2.6% | 115,106 | $6.9M |
| Twin Peaks Wealth Advisors, LLC | 3.42% | Reduce -14.2% | 114,896 | $6.8M |
| Stablepoint Partners, LLC | 1.25% | Add +33.2% | 107,877 | $6.5M |
| Shilanski & Associates, Inc. | 2.14% | Add +1.5% | 106,937 | $6.4M |
| Mgo One Seven LLC | 0.30% | Add +0.8% | 106,766 | $6.4M |
| Comerica Bank | 0.03% | Reduce -17.8% | 101,964 | $6.1M |
| D.A. Davidson & Co. | 0.05% | Reduce -1.2% | 99,167 | $5.9M |
| Equitable Holdings, Inc. | 0.06% | Reduce -6.3% | 98,667 | $5.9M |
| Insight Advisors, LLC/ PA | 1.04% | Add +0.2% | 95,320 | $5.7M |
| Core Wealth Partners LLC | 3.85% | Reduce -6.8% | 94,632 | $5.6M |
| Sebold Capital Management, Inc. | 3.89% | Add +13.3% | 94,467 | $5.6M |
| Stratos Wealth Partners, LTD. | 0.09% | Add +3.2% | 93,462 | $5.6M |
| Sowell Financial Services LLC | 0.26% | Reduce -6.3% | 91,138 | $5.5M |
| Integrated Advisors Network LLC | 0.28% | Add +15.7% | 91,223 | $5.4M |
| Snowden Capital Advisors LLC | 0.16% | Add +3.5% | 89,912 | $5.4M |
| McGuire Investment Group, LLC | 0.77% | Add +8.0% | 89,619 | $5.3M |
| BNP Paribas Financial Markets | 0.01% | Reduce -26.6% | 89,010 | $5.3M |
| Kinloch Capital, LLC | 2.72% | Reduce -18.0% | 87,433 | $5.2M |
| NewEdge Wealth, LLC | 0.11% | Reduce -3.7% | 86,705 | $5.2M |
| Integrated Wealth Concepts LLC | 0.07% | Reduce -12.1% | 85,373 | $5.1M |
| GPS Wealth Strategies Group, LLC | 0.76% | Reduce -9.1% | 84,808 | $5.1M |
| Luken Investment Analytics, LLC | 2.52% | Reduce -20.9% | 84,208 | $5.0M |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -3.5% | 82,276 | $4.9M |
| Transcendent Capital Group LLC | 2.76% | Add +7.4% | 80,420 | $4.8M |
| Advisor OS, LLC | 0.50% | Add +20.3% | 77,127 | $4.6M |
| WealthPLAN Partners, LLC | 0.49% | Add +3.1% | 76,909 | $4.6M |
| Ausdal Financial Partners, Inc. | 0.49% | Reduce -2.8% | 76,387 | $4.6M |
| Moloney Securities Asset Management, LLC | 0.66% | Reduce -9.5% | 76,144 | $4.5M |
| Towerpoint Wealth, LLC | 2.24% | Reduce -19.6% | 75,163 | $4.5M |
| Ameritas Advisory Services, LLC | 0.16% | Add +7.2% | 73,225 | $4.4M |
| Citizens Financial Group Inc. | 0.09% | Reduce -5.1% | 70,006 | $4.2M |
| Authentikos Wealth Advisory, LLC | 3.94% | Add +652.2% | 124,758 | $4.1M |
| G&S Capital LLC | 1.76% | Add +525.5% | 67,710 | $4.0M |
| EWG Elevate Inc. | 1.43% | Add +4.1% | 65,661 | $3.9M |
| Texas Yale Capital Corp. | 0.18% | No change | 64,465 | $3.8M |
| Aprio Wealth Management, LLC | 0.69% | Reduce -11.8% | 64,015 | $3.8M |
| Secure Asset Management, LLC | 0.71% | Reduce -1.7% | 62,895 | $3.7M |
| Synovus Financial Corp. | 0.05% | Add +3.7% | 61,226 | $3.6M |
| Cwm, LLC | 0.02% | Reduce -0.2% | 61,119 | $3.6M |
| Trustmark Bank Trust Department | 0.29% | Reduce -4.8% | 60,883 | $3.6M |
| Castle Rock Wealth Management, LLC | 0.89% | Add +9.2% | 60,104 | $3.6M |
| B. Riley Wealth Advisors, Inc. | 0.09% | Reduce -58.9% | 58,227 | $3.5M |
| RFG Advisory, LLC | 0.10% | Reduce -5.1% | 53,347 | $3.2M |
| International Assets Investment Management, LLC | 0.29% | Reduce -5.6% | 51,921 | $3.1M |
| Gentry Private Wealth, LLC | 2.67% | — | 50,914 | $3.0M |
| Keebeck Wealth Management | 0.43% | Reduce -0.3% | 49,435 | $3.0M |
| Wintrust Investments LLC | 0.23% | Reduce -14.9% | 48,307 | $2.9M |
| Arete Wealth Advisors, LLC | 0.24% | Add +22.5% | 48,281 | $2.9M |
| Bellevue Asset Management, LLC | 1.58% | Add +2.5% | 48,161 | $2.9M |
| Cornerstone Wealth Management, LLC | 0.22% | Add +3.5% | 47,948 | $2.9M |
| Private Advisory Group LLC | 0.36% | New | 46,146 | $2.8M |
| Guardian Wealth Advisors, LLC / NC | 0.32% | Add +9.6% | 45,231 | $2.7M |
| Advisory Services Network, LLC | 0.05% | Reduce -37.0% | 44,527 | $2.7M |
| Naviter Wealth, LLC | 0.39% | Reduce -5.5% | 43,777 | $2.6M |
| Good Life Advisors, LLC | 0.22% | Reduce -0.1% | 43,757 | $2.6M |
| IFG Advisory, LLC | 0.16% | Reduce -31.7% | 41,612 | $2.5M |
| Scarborough Advisors, LLC | 1.01% | Reduce -2.3% | 41,058 | $2.4M |
| Welch & Forbes LLC | 0.03% | Reduce -1.2% | 40,636 | $2.4M |
| Stephens Inc. | 0.04% | Reduce -17.9% | 40,139 | $2.4M |
| Family Capital Management, Inc. | 1.57% | Reduce -9.7% | 38,604 | $2.3M |
| Private Trust Co. NA | 0.24% | Add +78.9% | 38,064 | $2.3M |
| Capital Investment Counsel, LLC | 0.44% | Add +4.1% | 37,886 | $2.3M |
| Clear Point Advisors Inc. | 1.85% | Add +5.2% | 37,754 | $2.3M |
| Raymond James Trust N.A. | 0.05% | Reduce -0.4% | 37,281 | $2.2M |
| Virtue Capital Management, LLC | 0.38% | Reduce -0.3% | 37,063 | $2.2M |
| Arkadios Wealth Advisors | 0.15% | Add +65.2% | 36,892 | $2.2M |
| Mutual Advisors, LLC | 0.07% | Reduce -28.4% | 36,002 | $2.2M |
| Independent Financial Group, LLC | 0.09% | Reduce -47.8% | 36,168 | $2.2M |
| First Heartland Consultants, Inc. | 0.21% | Reduce -15.3% | 35,721 | $2.1M |
| Beacon Financial Advisory LLC | 0.79% | Add +55.4% | 35,341 | $2.1M |
| Principal Securities, Inc. | 0.06% | Reduce -2.0% | 34,580 | $2.1M |
| Key Client Fiduciary Advisors, LLC | 1.02% | Reduce -22.3% | 34,036 | $2.0M |
| United Capital Financial Advisors, LLC | 0.02% | Reduce -17.8% | 33,736 | $2.0M |
| Summit Financial, LLC | 0.09% | Add +20.2% | 32,684 | $2.0M |
| BlueChip Wealth Advisors LLC | 1.15% | Reduce -9.3% | 32,663 | $1.9M |
| Financial Advocates Investment Management | 0.12% | Reduce -53.4% | 32,516 | $1.9M |
| WCG Wealth Advisors LLC | 0.14% | New | 32,251 | $1.9M |
| Premier Path Wealth Partners, LLC | 0.33% | New | 32,239 | $1.9M |
| GC Wealth Management RIA, LLC | 0.37% | Add +10.2% | 31,723 | $1.9M |
| GeoWealth Management, LLC | 0.08% | Add +12.1% | 31,723 | $1.9M |
| Insigneo Advisory Services, LLC | 0.21% | New | 31,376 | $1.9M |
| Clear Creek Financial Management, LLC | 0.23% | Reduce -0.8% | 31,376 | $1.9M |
| Benjamin F. Edwards & Company, Inc. | 0.03% | Reduce -47.8% | 30,313 | $1.8M |
| Chicago Partners Investment Group LLC | 0.07% | Reduce -0.9% | 30,030 | $1.8M |
| Quad-Cities Investment Group, LLC | 0.98% | Reduce -12.2% | 29,707 | $1.8M |
| Envestnet Portfolio Solutions, Inc. | 0.01% | Add +42.6% | 29,473 | $1.8M |
| Capasso Planning Partners LLC | 0.56% | Reduce -9.2% | 28,844 | $1.7M |
| Brown Financial Advisors | 0.77% | — | 28,770 | $1.7M |
| IHT Wealth Management, LLC | 0.06% | Reduce -7.3% | 28,663 | $1.7M |
| Daymark Wealth Partners, LLC | 0.08% | New | 28,650 | $1.7M |
| OneDigital Investment Advisors LLC | 0.02% | Reduce -29.8% | 28,242 | $1.7M |
| Gray Wealth Management Inc. | 0.72% | Reduce -0.3% | 28,029 | $1.7M |
| Tidal Investments LLC | 0.02% | Add +2.0% | 28,014 | $1.7M |
| Weitzel Financial Services, Inc. | 0.83% | Reduce -0.7% | 27,804 | $1.7M |
| Modern Wealth Management, LLC | 0.12% | New | 27,690 | $1.7M |
| Summit Wealth Partners, LLC | 0.34% | Reduce -11.2% | 27,262 | $1.6M |
| Ascension Capital Advisors, Inc. | 0.86% | No change | 27,252 | $1.6M |
| Cresset Asset Management, LLC | 0.01% | Add +25.9% | 27,086 | $1.6M |
| Keystone Wealth Services, LLC | 0.50% | Add +33.2% | 27,188 | $1.6M |
| Holistic Financial Partners | 0.81% | Reduce -18.1% | 27,086 | $1.6M |
| Gateway Wealth Partners, LLC | 0.48% | Reduce -3.9% | 26,688 | $1.6M |
| Condor Capital Management | 0.15% | No change | 26,670 | $1.6M |
| Assetmark, Inc. | 0.00% | Add +95.2% | 26,042 | $1.6M |
| Blackhawk Capital Partners, LLC | 0.93% | Add +4.9% | 25,986 | $1.5M |
| Ascentis Independent Advisors | 0.32% | — | 25,950 | $1.5M |
| J.W. Cole Advisors, Inc. | 0.07% | Add +15.8% | 25,789 | $1.5M |
| Wedbush Securities Inc. | 0.05% | Reduce -0.0% | 25,412 | $1.5M |
| 1834 Investment Advisors Co. | 0.18% | Reduce -11.6% | 25,143 | $1.5M |
| Rehmann Capital Advisory Group | 0.11% | Add +2.7% | 25,050 | $1.5M |
| Monument Capital Management | 0.43% | Reduce -1.9% | 24,639 | $1.5M |
| 360 Financial, Inc. | 0.54% | Add +0.7% | 24,138 | $1.4M |
| Continuum Advisory, LLC | 0.21% | Reduce -1.9% | 24,115 | $1.4M |
| Meridian Wealth Management, LLC | 0.17% | New | 23,943 | $1.4M |
| Independent Wealth Network Inc. | 0.66% | Add +16.2% | 23,764 | $1.4M |
| Lion Street Advisors, LLC | 0.52% | Add +57.8% | 23,476 | $1.4M |
| Inspirion Wealth Advisors, LLC | 0.21% | Reduce -17.7% | 23,280 | $1.4M |
| L.M. Kohn & Company | 0.37% | Add +13.1% | 22,981 | $1.4M |
| Uncommon Cents Investing LLC | 0.43% | Add +0.1% | 22,750 | $1.4M |
| Silver Oak Securities, Incorporated | 0.19% | Reduce -6.3% | 21,544 | $1.3M |
| Kovack Advisors, Inc. | 0.14% | New | 21,236 | $1.3M |
| Maia Wealth LLC | 0.38% | — | 21,096 | $1.3M |
| Grant/GrossMendelsohn, LLC | 0.57% | No change | 20,839 | $1.2M |
| Strid Group, LLC | 0.20% | Reduce -20.9% | 20,379 | $1.2M |
| Farther Finance Advisors, LLC | 0.06% | Add +85.8% | 20,293 | $1.2M |
| MTM Investment Management, LLC | 0.49% | Reduce -1.6% | 20,187 | $1.2M |
| HRT Financial LP | 0.01% | Add +32.7% | 20,178 | $1.2M |
| Cedrus LLC | 0.60% | Add +41.1% | 20,133 | $1.2M |
| Lanark Financial, Inc. | 0.11% | Reduce -5.3% | 19,850 | $1.2M |
| Ameriprise Financial Inc. | 0.00% | New | 19,763 | $1.2M |
| AE Wealth Management LLC | 0.01% | Reduce -21.4% | 19,580 | $1.2M |
| SeaCrest Wealth Management, LLC | 0.13% | No change | 19,239 | $1.1M |
| Wealthcare Advisory Partners LLC | 0.04% | Add +16.1% | 19,204 | $1.1M |
| Chiron Capital Management, LLC | 1.09% | Reduce -7.6% | 19,111 | $1.1M |
| Willner & Heller, LLC | 1.09% | Add +1.3% | 19,091 | $1.1M |
| Concurrent Investment Advisors, LLC | 0.04% | Add +52.1% | 18,231 | $1.1M |
| Paragon Private Wealth Management, LLC | 0.61% | Reduce -21.1% | 18,161 | $1.1M |
| Aptus Capital Advisors, LLC | 0.02% | Reduce -18.4% | 18,159 | $1.1M |
| Latitude Advisors, LLC | 0.65% | Reduce -26.0% | 17,954 | $1.1M |
| PCG Wealth Advisors, LLC | 0.45% | Reduce -36.9% | 17,519 | $1.0M |
| Zega Financial, LLC | 0.38% | New | 17,505 | $1.0M |
| Main Street Financial Solutions, LLC | 0.10% | Reduce -1.1% | 17,488 | $1.0M |
| FARMERS & MERCHANTS TRUST Co OF LONG BEACH | 0.27% | Add +1.4% | 17,202 | $1.0M |
| TAP Consulting, LLC | 0.21% | Add +1.3% | 16,894 | $1.0M |
| Cambridge Advisors Inc. | 0.23% | Add +1.0% | 16,861 | $1.0M |
| Mattern Wealth Management LLC | 0.24% | Add +0.5% | 16,838 | $1.0M |
| Fortem Financial Group, LLC | 0.41% | No change | 16,179 | $964K |
| Naples Global Advisors, LLC | 0.10% | Add +1.4% | 16,022 | $958K |
| World Equity Group, Inc. | 0.28% | Reduce -33.9% | 15,983 | $953K |
| Great Lakes Retirement, Inc. | 0.13% | Add +54.2% | 15,801 | $946K |
| Randall & Associates Wealth Management | 0.83% | Add +0.7% | 15,478 | $922K |
| FinTrust Capital Advisors, LLC | 0.17% | Add +38.3% | 15,248 | $909K |
| Creative Planning | 0.00% | Reduce -18.5% | 15,145 | $903K |
| Refined Wealth Management | 0.69% | Reduce -2.7% | 14,977 | $893K |
| Valmark Advisers, Inc. | 0.02% | Reduce -8.5% | 14,975 | $892K |
| Vestmark Advisory Solutions, Inc. | 0.04% | New | 14,953 | $891K |
| Sage Capital Advisors,llc | 0.25% | Reduce -4.9% | 14,368 | $856K |
| EdgeRock Capital LLC | 0.66% | Reduce -21.2% | 14,308 | $853K |
| Symphony Financial, Ltd. Co. | 0.15% | Reduce -57.6% | 14,150 | $846K |
| Private Portfolio Partners LLC | 0.67% | Reduce -27.2% | 13,909 | $829K |
| Centric Wealth Management | 0.23% | Add +4.9% | 13,597 | $815K |
| Strait & Sound Wealth Management LLC | 0.41% | Reduce -15.1% | 13,659 | $814K |
| Madden Advisory Services, Inc. | 0.41% | Reduce -0.1% | 13,574 | $809K |
| Wealth Management Associates, Inc. | 0.38% | No change | 13,511 | $805K |
| Traction Financial Partners, LLC | 0.58% | Reduce -25.1% | 13,312 | $797K |
| TKG Advisors, LLC | 0.42% | Reduce -0.1% | 12,974 | $773K |
| JPMorgan Chase & Co. | 0.00% | Add +24.1% | 12,885 | $768K |
| Atwood & Palmer Inc. | 0.06% | Reduce -0.8% | 12,875 | $767K |
| WR Wealth Planners, LLC | 0.23% | Reduce -14.9% | 12,852 | $766K |
| Merkkuri Wealth Advisors LLC | 0.68% | — | 12,327 | $735K |
| Herold Advisors, Inc. | 0.17% | Add +84.4% | 12,308 | $734K |
| Mattson Financial Services, LLC | 0.25% | — | 11,706 | $698K |
| KKM Financial LLC | 0.33% | Add +5.6% | 11,541 | $688K |
| Archer Investment Corp | 0.20% | Add +9.1% | 11,464 | $683K |
| Concorde Asset Management, LLC | 0.42% | Reduce -62.6% | 11,335 | $676K |
| Cherry Creek Investment Advisors, Inc. | 0.34% | Add +5.9% | 11,066 | $660K |
| Global Retirement Partners, LLC | 0.02% | Reduce -22.6% | 10,467 | $624K |
| Hilltop Holdings Inc. | 0.07% | Reduce -28.9% | 10,455 | $623K |
| Cary Street Partners Investment Advisory LLC | 0.03% | Reduce -9.1% | 10,403 | $620K |
| San Luis Wealth Advisors LLC | 0.15% | Reduce -71.5% | 10,282 | $613K |
| Dynamic Advisor Solutions LLC | 0.02% | Reduce -19.8% | 10,249 | $611K |
| Cottonwood Capital Advisors, LLC | 0.46% | Reduce -11.1% | 9,942 | $594K |
| Plan Group Financial, LLC | 0.36% | Reduce -10.5% | 9,952 | $593K |
| TrueWealth Advisors, LLC | 0.22% | Reduce -34.1% | 9,952 | $593K |
| Thrivent Financial for Lutherans | 0.00% | Add +1.0% | 9,560 | $570K |
| Waverly Advisors, LLC | 0.01% | New | 9,514 | $567K |
| Creative Financial Designs Inc. | 0.05% | Reduce -55.3% | 9,465 | $564K |
| Prime Capital Investment Advisors, LLC | 0.01% | Add +0.5% | 9,349 | $557K |
| Advisory Alpha, LLC | 0.02% | Reduce -78.6% | 9,298 | $554K |
| Perennial Investment Advisors, LLC | 0.08% | Reduce -25.1% | 9,082 | $541K |
| Bison Wealth, LLC | 0.09% | No change | 9,077 | $541K |
| Aries Wealth Management | 0.17% | No change | 9,000 | $536K |
| Dunhill Financial, LLC | 0.33% | Reduce -13.2% | 8,985 | $535K |
| Park Avenue Securities LLC | 0.01% | Add +149.8% | 8,860 | $528K |
| Lodestar Private Asset Management LLC | 0.07% | Add +0.5% | 8,535 | $509K |
| Lunt Capital Management, Inc. | 0.25% | Reduce -23.2% | 8,450 | $504K |
| Onyx Bridge Wealth Group LLC | 0.08% | No change | 8,417 | $502K |
| Chilton Capital Management LLC | 0.02% | No change | 8,413 | $501K |
| Rathbones Group PLC | 0.00% | Add +0.5% | 8,188 | $488K |
| Flagship Harbor Advisors, LLC | 0.03% | Reduce -5.8% | 8,178 | $487K |
| Beacon Pointe Advisors, LLC | 0.01% | Reduce -10.0% | 7,978 | $475K |
| Alpha Omega Group, Inc. | 0.60% | Add +0.2% | 7,973 | $475K |
| NBT Bank, N.A. | 0.03% | No change | 7,914 | $472K |
| Inspire Advisors, LLC | 0.06% | Reduce -5.2% | 7,894 | $470K |
| United Capital Management of KS, Inc. | 0.10% | Add +5.2% | 7,802 | $465K |
| ICA Group Wealth Management, LLC | 0.28% | Reduce -70.0% | 7,742 | $461K |
| DAVENPORT & Co LLC | 0.00% | Reduce -13.2% | 7,663 | $457K |
| Nations Financial Group Inc, /Ia/ | 0.04% | Reduce -66.3% | 7,635 | $455K |
| Moors & Cabot, Inc. | 0.02% | Reduce -4.9% | 7,557 | $450K |
| Iams Wealth Management, LLC | 0.24% | Add +36.1% | 7,361 | $439K |
| Tyler-Stone Wealth Management | 0.18% | Reduce -18.8% | 7,306 | $435K |
| Cornerstone Planning Group LLC | 0.12% | New | 7,213 | $432K |
| MassMutual Private Wealth & Trust, FSB | 0.01% | Add +2512.6% | 7,054 | $420K |
| Certified Advisory Corp | 0.05% | Add +0.4% | 7,042 | $420K |
| American Financial Advisors, LLC | 0.06% | Reduce -2.0% | 7,037 | $419K |
| Brookstone Capital Management | 0.01% | Add +6.8% | 6,957 | $416K |
| Captrust Financial Advisors | 0.00% | Add +1.0% | 6,548 | $390K |
| ProVise Management Group, LLC | 0.03% | Reduce -3.8% | 6,548 | $390K |
| TrueMark Investments, LLC | 0.13% | New | 6,432 | $383K |
| Redwood Wealth Management Group, LLC | 0.29% | Reduce -4.5% | 6,403 | $382K |
| Epic Trust Investment Advisors, LLC | 0.41% | Reduce -6.2% | 6,287 | $375K |
| Capital Market Strategies LLC | 0.23% | Reduce -8.4% | 5,960 | $355K |
| Tidemark, LLC | 0.15% | Reduce -76.0% | 5,556 | $331K |
| Strategic Blueprint, LLC | 0.02% | Add +0.1% | 5,489 | $327K |
| Collaborative Wealth Managment Inc. | 0.16% | No change | 5,479 | $327K |
| Stratos Investment Management, LLC | 0.03% | Add +53.6% | 5,405 | $322K |
| Prosperity Financial Group, Inc. | 0.20% | Reduce -59.8% | 5,304 | $316K |
| City Center Advisors, LLC | 0.37% | No change | 5,247 | $313K |
| Client First Investment Management LLC | 0.24% | Add +16.0% | 5,225 | $311K |
| Brendel Financial Advisors LLC | 0.20% | Add +1.0% | 5,179 | $309K |
| Front Row Advisors LLC | 0.10% | Add +100.0% | 5,000 | $299K |
| Maripau Wealth Management LLC | 0.20% | New | 4,999 | $299K |
| Southland Equity Partners LLC | 0.08% | Reduce -5.9% | 4,921 | $293K |
| Lido Advisors, LLC | 0.00% | New | 4,815 | $288K |
| WealthShield Partners, LLC | 0.04% | Reduce -12.3% | 4,799 | $287K |
| Del-Sette Capital Management, LLC | 0.24% | No change | 4,818 | $287K |
| Balboa Wealth Partners | 0.07% | New | 4,685 | $279K |
| Orion Porfolio Solutions, LLC | 0.00% | Add +3.2% | 4,569 | $272K |
| Orion Portfolio Solutions, LLC | 0.00% | Add +3.2% | 4,569 | $272K |
| TFB Advisors LLC | 0.09% | Add +12.7% | 4,557 | $272K |
| Westside Investment Management, Inc. | 0.06% | Reduce -2.9% | 4,291 | $256K |
| Stonebridge Financial Planning Group, LLC | 0.13% | Reduce -28.7% | 4,230 | $252K |
| White Wing Wealth Management | 0.20% | Reduce -10.2% | 4,216 | $251K |
| Brady Family Wealth, LLC | 0.08% | Add +2.0% | 4,156 | $248K |
| Sheets Smith Wealth Management | 0.03% | Reduce -19.9% | 4,023 | $240K |
| PFS Partners, LLC | 0.15% | Reduce -3.3% | 3,975 | $237K |
| SteelPeak Wealth, LLC | 0.01% | New | 3,936 | $236K |
| Sunbelt Securities, Inc. | 0.02% | Reduce -20.3% | 3,922 | $234K |
| Calton & Associates, Inc. | 0.12% | No change | 3,858 | $230K |
| Valeo Financial Advisors, LLC | 0.01% | No change | 3,850 | $229K |
| LaSalle St. Investment Advisors, LLC | 0.11% | New | 3,794 | $226K |
| Benedict Financial Advisors Inc. | 0.06% | Reduce -4.5% | 3,692 | $220K |
| Acorn Wealth Advisors, LLC | 0.10% | Reduce -14.1% | 3,532 | $211K |
| FSB Premier Wealth Management, Inc. | 0.09% | Reduce -10.3% | 3,503 | $209K |
| CoreCap Advisors, LLC | 0.02% | Add +14.9% | 3,268 | $195K |
| DHJJ Financial Advisors, Ltd. | 0.08% | Reduce -0.5% | 3,164 | $189K |
| Householder Group Estate & Retirement Specialist, LLC | 0.05% | Add +1.4% | 2,814 | $167K |
| Bank of Montreal | 0.00% | Add +6.1% | 2,621 | $157K |
| Gilliland Jeter Wealth Management LLC | 0.05% | Add +0.5% | 2,551 | $152K |
| Capital Analysts, LLC | 0.01% | No change | 2,550 | $152K |
| VitalStone Financial, LLC | 0.11% | Reduce -50.0% | 2,479 | $148K |
| Raffa Wealth Management, LLC | 0.04% | Add +15.1% | 2,281 | $136K |
| Sound Income Strategies, LLC | 0.01% | Add +1.2% | 2,001 | $119K |
| Centaurus Financial, Inc. | 0.01% | New | 1,994 | $119K |
| M&R Capital Management Inc. | 0.03% | No change | 1,975 | $118K |
| Larson Financial Group LLC | 0.01% | Reduce -17.8% | 1,686 | $100K |
| Webster Bank, N. A. | 0.01% | New | 1,650 | $98K |
| Investors Research Corp | 0.02% | Add +5.9% | 1,572 | $94K |
| Benjamin Edwards Inc. | 0.02% | Reduce -29.2% | 1,431 | $85K |
| PSI Advisors, LLC | 0.02% | Add +1893.9% | 1,316 | $78K |
| Hilltop National Bank | 0.02% | New | 1,267 | $76K |
| Glen Eagle Advisors, LLC | 0.01% | No change | 1,225 | $73K |
| Insight Inv LLC | 0.06% | No change | 1,175 | $70K |
| Pinnacle Bancorp, Inc. | 0.02% | No change | 915 | $55K |
| Parkside Financial Bank & Trust | 0.01% | No change | 800 | $48K |
| Register Financial Advisors LLC | 0.02% | Add +0.2% | 631 | $38K |
| Abich Financial Wealth Management LLC | 0.02% | New | 567 | $34K |
| Sachetta, LLC | 0.01% | No change | 500 | $30K |
| Duncker Streett & Co. Inc. | 0.01% | No change | 500 | $30K |
| Financial Gravity Asset Management, Inc. | 0.01% | Reduce -11.3% | 473 | $28K |
| Sandy Spring Bank | 0.00% | New | 435 | $26K |
| CIBC Private Wealth Group LLC | 0.00% | New | 335 | $20K |
| Friedenthal Financial | 0.01% | Add +5.3% | 316 | $19K |
| Blair William & Co. | 0.00% | Add +0.8% | 260 | $15K |
| Parallel Advisors, LLC | 0.00% | No change | 159 | $9K |
| Penserra Capital Management LLC | 0.00% | Add +3.9% | 133 | $8K |
| Jones Financial Companies LLLP | 0.00% | New | 117 | $7K |
| First Horizon Advisors, Inc. | 0.00% | No change | 104 | $6K |
| Harbor Investment Advisory, LLC | 0.00% | No change | 100 | $6K |
| JNBA Financial Advisors | 0.00% | Add +2.2% | 94 | $6K |
| Tower Research Capital LLC (TRC) | 0.00% | Reduce -63.0% | 71 | $4K |
| Wagner Wealth Management, LLC | 0.00% | Add +76.9% | 69 | $4K |
| GAMMA Investing LLC | 0.00% | New | 66 | $4K |
| Realta Investment Advisors | 0.00% | Reduce -98.6% | 64 | $4K |
| EverSource Wealth Advisors, LLC | 0.00% | Reduce -32.4% | 46 | $3K |
| Nordwand Advisors, LLC | 0.00% | No change | 40 | $2K |
| US Bancorp \de | 0.00% | No change | 38 | $2K |
| Main Street Group, LTD | 0.00% | No change | 35 | $2K |
| Mowery & Schoenfeld Wealth Management, LLC | 0.00% | New | 31 | $2K |
| REAP Financial Group, LLC | 0.00% | Reduce -40.8% | 29 | $2K |
| NFSG Corp | 0.00% | No change | 27 | $2K |
| Caitlin John, LLC | 0.00% | No change | 25 | $1K |
| Clearstead Advisors, LLC | 0.00% | New | 24 | $1K |
| Hexagon Capital Partners LLC | 0.00% | No change | 22 | $1K |
| Triad Wealth Partners, LLC | 0.00% | New | 22 | $1K |
| Crewe Advisors LLC | 0.00% | New | 9 | $537 |
| Rakuten Securities, Inc. | 0.00% | No change | 1 | $60 |
"% of holder's portfolio" is FTSM's weight in each manager's 13F, not the share of First Trust Enh Short Mat FD the manager owns.