First Trust Small Cap GrowthFYCETF
13F holders, Q1 2026 (March 31)156holders +16
31new positions
12sold out
2famous investors
$97.32avg. 13F price*
At the end of Q1 2026, 156 institutions reported holding First Trust Small Cap Growth (FYC) in their 13F filings, up 16 from Q4 2025. 31 opened new positions and 12 sold out. The largest holders were LPL Financial LLC ($131.9M), Raymond James Financial Inc. ($52.9M) and Wells Fargo & Company ($43.0M). 2 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio) and Israel Englander (0.0% of Millennium Management's portfolio).
- Company
- First Trust Small Cap Growth
- CUSIP
- 33737M300
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 31 | $31.7M |
| Exits | 12 | $28.6M |
All 13F filers, Q4 2025 → Q1 2026: 1,472,714 shares bought and 383,143 shares sold, net +1,089,571 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 156 holders
| LPL Financial LLC | 0.04% | Add +14.9% | 1,360,284 | $131.9M |
| Raymond James Financial Inc. | 0.02% | Add +24.2% | 544,962 | $52.9M |
| Wells Fargo & Company | 0.01% | Add +22.0% | 443,572 | $43.0M |
| Morgan Stanley | 0.00% | Add +34.5% | 394,547 | $38.3M |
| Cetera Investment Advisers | 0.03% | Add +13.6% | 289,684 | $28.1M |
| Bank of America Corp. | 0.00% | Add +21.2% | 244,266 | $23.7M |
| Stifel Financial Corp. | 0.02% | Add +858.2% | 196,613 | $19.1M |
| Envestnet Asset Management Inc. | 0.00% | Add +16.6% | 185,425 | $18.0M |
| UBS Group AG | 0.00% | Add +107.2% | 174,614 | $16.9M |
| Royal Bank of Canada | 0.00% | Add +4.4% | 171,140 | $16.6M |
| Eclectic Associates Inc. | 2.05% | Add +3.5% | 159,243 | $15.4M |
| Richmond Investment Services, LLC | 2.30% | Add +2.7% | 146,944 | $14.3M |
| Osaic Holdings, Inc. | 0.01% | Add +10.0% | 102,487 | $9.9M |
| New Wave Wealth Advisors LLC | 3.44% | Reduce -6.4% | 101,463 | $9.8M |
| Concurrent Investment Advisors, LLC | 0.11% | Add +1.1% | 100,379 | $9.7M |
| Integrity Advisory Solutions, LLC | 1.25% | New | 97,707 | $9.5M |
| PNC Financial Services Group, Inc. | 0.01% | Add +20.5% | 92,515 | $9.0M |
| Cambridge Investment Research Advisors, Inc. | 0.02% | Add +11.6% | 91,307 | $8.9M |
| MML Investors Services, LLC | 0.02% | Add +31.5% | 87,736 | $8.5M |
| IFP Advisors, Inc | 0.17% | Reduce -2.2% | 86,846 | $8.4M |
| Bedel Financial Consulting, Inc. | 0.86% | Add +3.7% | 77,173 | $7.5M |
| Baird Financial Group, Inc. | 0.01% | Add +301.5% | 72,917 | $7.1M |
| Two Sigma Investments, LP | 0.01% | New | 67,700 | $6.6M |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +40.5% | 60,864 | $5.9M |
| Equitable Holdings, Inc. | 0.04% | Add +2.9% | 57,512 | $5.5M |
| Janney Montgomery Scott LLC | 0.01% | Add +17.9% | 53,085 | $5.1M |
| Jones Financial Companies LLLP | 0.00% | Add +73.4% | 51,188 | $4.8M |
| Integrated Wealth Concepts LLC | 0.04% | Add +3.7% | 49,509 | $4.8M |
| Financial Management, Inc. | 4.38% | Add +3.3% | 48,052 | $4.7M |
| Commonwealth Equity Services, LLC | 0.01% | Add +18.3% | 46,094 | $4.5M |
| Kingsview Wealth Management, LLC | 0.06% | Reduce -2.3% | 43,468 | $4.2M |
| Greenup Street Wealth Management LLC | 0.55% | Add +0.0% | 40,525 | $3.9M |
| Steward Partners Investment Advisory, LLC | 0.02% | Add +80.8% | 37,326 | $3.6M |
| &partners | 0.02% | Add +152.4% | 35,891 | $3.5M |
| Paller Financial Services Inc | 2.55% | Reduce -2.4% | 31,793 | $3.1M |
| Susquehanna International Group, LLP | 0.00% | New | 27,465 | $2.7M |
| Private Advisor Group, LLC | 0.01% | Add +4.5% | 27,078 | $2.6M |
| Harbour Investments, Inc. | 0.04% | Add +22.5% | 25,702 | $2.5M |
| HFG Advisors, Inc. | 1.58% | Add +1.3% | 23,128 | $2.2M |
| Proactive Wealth Strategies LLC | 0.40% | Add +100.0% | 21,809 | $2.1M |
| Geneos Wealth Management Inc. | 0.05% | Add +41.8% | 20,549 | $2.0M |
| Kestra Advisory Services, LLC | 0.01% | Add +13.7% | 20,131 | $2.0M |
| Certified Advisory Corp | 0.17% | Add +2.3% | 19,637 | $1.9M |
| Warner Group LLC | 1.21% | Add +62.9% | 19,069 | $1.8M |
| Ameritas Investment Partners, Inc. | 0.06% | Add +75.8% | 18,615 | $1.8M |
| Gateway Wealth Partners, LLC | 0.07% | Add +105.3% | 17,972 | $1.7M |
| Truist Financial Corp. | 0.00% | Add +26.3% | 17,199 | $1.7M |
| US Bancorp \de | 0.00% | Reduce -21.6% | 15,922 | $1.5M |
| MTM Investment Management, LLC | 0.48% | No change | 15,753 | $1.5M |
| Empirical Asset Management, LLC | 0.39% | Reduce -8.2% | 15,276 | $1.5M |
| Goldman Sachs Group Inc. | 0.00% | New | 15,019 | $1.5M |
| Brookwood Investment Group LLC | 0.17% | Add +41.9% | 13,888 | $1.3M |
| Moneco Advisors, LLC | 0.10% | Reduce -2.3% | 13,385 | $1.3M |
| Quantum Portfolio Management LLC | 0.55% | Reduce -1.2% | 13,125 | $1.3M |
| Citadel Advisors | 0.00% | New | 12,711 | $1.2M |
| Summit Financial, LLC | 0.02% | New | 12,570 | $1.2M |
| Moneywise, Inc. | 0.51% | Reduce -5.9% | 11,990 | $1.2M |
| Nova Wealth Management, Inc. | 0.74% | Add +36.6% | 11,694 | $1.1M |
| Gladstone Institutional Advisory LLC | 0.04% | New | 11,665 | $1.1M |
| Western Wealth Management, LLC | 0.04% | Add +4.7% | 11,492 | $1.1M |
| D.A. Davidson & Co. | 0.01% | New | 10,735 | $1.0M |
| Founders Financial Securities LLC | 0.06% | Reduce -44.2% | 9,795 | $1.0M |
| Oppenheimer & Co. Inc. | 0.01% | No change | 10,379 | $1.0M |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +249.2% | 9,674 | $956K |
| Willner & Heller, LLC | 0.67% | Add +13.6% | 9,217 | $894K |
| Strategic Equity Management | 0.33% | Reduce -3.7% | 9,027 | $875K |
| Sylvest Advisors, LLC | 0.44% | Add +1.3% | 8,510 | $825K |
| Tower Research Capital LLC (TRC) | 0.02% | New | 8,379 | $813K |
| Betterment LLC | 0.00% | New | 8,226 | $798K |
| Wedmont Private Capital | 0.03% | No change | 7,624 | $781K |
| Index Technologies Group LLC | 0.84% | Reduce -1.3% | 7,968 | $773K |
| Clear Point Advisors Inc. | 0.58% | Add +3.1% | 7,753 | $752K |
| Ashton Thomas Private Wealth, LLC | 0.02% | Add +96.6% | 7,660 | $743K |
| Dunhill Financial, LLC | 0.16% | No change | 7,056 | $684K |
| Stratos Wealth Partners, LTD. | 0.01% | Add +4.5% | 6,776 | $657K |
| Stratos Wealth Advisors, LLC | 0.04% | New | 6,766 | $656K |
| Jane Street Group, LLC | 0.00% | Reduce -81.2% | 6,605 | $641K |
| Fifth Third Bancorp | 0.00% | New | 6,147 | $596K |
| Independent Advisor Alliance | 0.01% | New | 6,077 | $589K |
| World Equity Group, Inc. | 0.15% | Reduce -3.1% | 5,973 | $579K |
| Rhodes Investment Advisors Inc. | 0.46% | Add +52.0% | 5,495 | $533K |
| Benjamin Edwards Inc. | 0.01% | Add +16.6% | 5,234 | $511K |
| Independent Wealth Network Inc. | 0.14% | Reduce -47.6% | 4,896 | $475K |
| Prospera Financial Services Inc | 0.01% | Reduce -2.1% | 4,816 | $467K |
| Millennium Management | 0.00% | New | 4,733 | $459K |
| Barnes Pettey Financial Advisors, LLC | 0.20% | Add +39.1% | 4,614 | $447K |
| Vista Investment Partners Ii, LLC | 0.20% | Reduce -82.5% | 4,551 | $441K |
| Belpointe Asset Management LLC | 0.01% | Add +4.4% | 4,091 | $397K |
| LexAurum Advisors, LLC | 0.05% | — | 3,987 | $387K |
| Stephens Inc. | 0.00% | Add +18.1% | 3,946 | $383K |
| Stonebridge Financial Group, LLC / MO | 0.31% | New | 3,840 | $372K |
| Waterfront Wealth Inc. | 0.07% | No change | 3,755 | $364K |
| OneDigital Investment Advisors LLC | 0.00% | Add +9.5% | 3,751 | $364K |
| Kestra Private Wealth Services, LLC | 0.00% | Reduce -7.7% | 3,588 | $348K |
| Thrivent Financial for Lutherans | 0.00% | Reduce -15.5% | 3,512 | $341K |
| TBH Global Asset Management, LLC | 0.07% | New | 3,468 | $336K |
| Echo Wealth Management, LLC | 0.19% | Reduce -23.4% | 3,440 | $334K |
| PFG Advisors | 0.02% | Add +5.3% | 3,343 | $324K |
| Cornerstone Wealth Management, LLC | 0.02% | No change | 3,211 | $311K |
| Private Trust Co. NA | 0.03% | Add +19.6% | 3,123 | $303K |
| Mariner, LLC | 0.00% | Add +7.8% | 3,045 | $295K |
| BAM Wealth Management, LLC | 0.21% | New | 2,932 | $284K |
| Carlson Financial, Inc. | 0.16% | Add +2.6% | 2,877 | $279K |
| Pinnacle Bancorp, Inc. | 0.08% | No change | 2,826 | $274K |
| Wagner Wealth Management, LLC | 0.05% | No change | 2,719 | $264K |
| Ameriprise Financial Inc. | 0.00% | New | 2,694 | $261K |
| Financial Partners Group, Inc | 0.03% | New | 2,642 | $256K |
| Arkadios Wealth Advisors | 0.00% | New | 2,610 | $253K |
| Great Valley Advisor Group, Inc. | 0.00% | Reduce -0.2% | 2,593 | $251K |
| Plotkin Financial Advisors, LLC | 0.13% | No change | 2,583 | $250K |
| Wealth Effects LLC | 0.09% | Add +0.4% | 2,560 | $248K |
| Keybank National Association | 0.00% | No change | 2,497 | $242K |
| Capital Analysts, LLC | 0.01% | Add +184.3% | 2,425 | $236K |
| CreativeOne Wealth, LLC | 0.01% | New | 2,420 | $235K |
| Ameritas Advisory Services, LLC | 0.01% | New | 2,411 | $234K |
| XML Financial, LLC | 0.02% | No change | 2,400 | $233K |
| Mercer Global Advisors Inc. | 0.00% | New | 2,368 | $230K |
| O'shaughnessy Asset Management, LLC | 0.00% | No change | 2,302 | $223K |
| IHT Wealth Management, LLC | 0.01% | Add +3.4% | 2,275 | $221K |
| Pacific Sun Financial Corp | 0.10% | No change | 2,220 | $215K |
| First Heartland Consultants, Inc. | 0.02% | New | 2,188 | $212K |
| Advisor Resource Council | 0.08% | Reduce -53.6% | 2,165 | $210K |
| Advisory Services Network, LLC | 0.00% | Add +1.1% | 2,122 | $206K |
| Founders Financial Alliance, LLC | 0.04% | New | 2,080 | $202K |
| Sound Income Strategies, LLC | 0.01% | Reduce -0.1% | 1,932 | $190K |
| Hazlett, Burt & Watson, Inc. | 0.05% | No change | 1,650 | $159K |
| Keating Financial Advisory Services, Inc. | 0.02% | No change | 1,538 | $149K |
| Private Wealth Asset Management, LLC | 0.01% | No change | 1,084 | $105K |
| Cwm, LLC | 0.00% | Reduce -6.0% | 1,042 | $101K |
| JPMorgan Chase & Co. | 0.00% | Add +85.8% | 825 | $77K |
| Key Financial Inc | 0.01% | No change | 785 | $76K |
| NewEdge Advisors, LLC | 0.00% | Reduce -22.7% | 707 | $69K |
| Blair William & Co. | 0.00% | Add +115.4% | 700 | $68K |
| FMR LLC | 0.00% | Add +10.1% | 644 | $62K |
| Farther Finance Advisors, LLC | 0.00% | Add +2536.4% | 580 | $57K |
| Tidemark, LLC | 0.01% | New | 538 | $52K |
| Rockefeller Capital Management L.P. | 0.00% | No change | 508 | $49K |
| CoreCap Advisors, LLC | 0.00% | Reduce -50.4% | 489 | $47K |
| Bullseye Investment Management, LLC | 0.02% | No change | 400 | $39K |
| Golden State Wealth Management, LLC | 0.00% | No change | 323 | $31K |
| Glass Jacobson Investment Advisors llc | 0.01% | No change | 258 | $25K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.01% | No change | 239 | $23K |
| City Holding Co. | 0.00% | No change | 211 | $20K |
| Twin Peaks Wealth Advisors, LLC | 0.00% | New | 194 | $19K |
| Creative Financial Designs Inc. | 0.00% | New | 192 | $19K |
| Colonial Trust Co / SC | 0.00% | New | 196 | $18K |
| Archer Investment Corp | 0.00% | Add +825.0% | 185 | $18K |
| Barnes Dennig Private Wealth Management LLC | 0.02% | No change | 161 | $16K |
| Russell Investments Group, Ltd. | 0.00% | No change | 130 | $13K |
| Bank of Montreal | 0.00% | New | 128 | $12K |
| Transamerica Financial Advisors, LLC | 0.00% | Reduce -26.1% | 68 | $7K |
| Citigroup Inc. | 0.00% | No change | 65 | $6K |
| Arax Advisory Partners | 0.00% | Add +69.2% | 44 | $4K |
| Marshall Investment Management, LLC | 0.00% | New | 25 | $2K |
| Signaturefd, LLC | 0.00% | No change | 12 | $1K |
| Hilton Head Capital Partners, LLC | 0.00% | No change | 1 | $97 |
"% of holder's portfolio" is FYC's weight in each manager's 13F, not the share of First Trust Small Cap Growth the manager owns.