Hercules CapitalHTGC
13F holders, Q2 2026 (June 30)332holders −18
30new positions
46sold out
3famous investors
$15.34avg. 13F price*
At the end of Q2 2026, 332 institutions reported holding Hercules Capital Inc. (HTGC) in their 13F filings, down 18 from Q1 2026. 30 opened new positions and 46 sold out. The largest holders were Van Eck Associates Corp. ($61.2M), Sound Income Strategies, LLC ($57.8M) and Citadel Advisors ($46.3M). 3 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio), David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio) and Israel Englander (0.0% of Millennium Management's portfolio).
- Company
- Hercules Capital Inc.
- CUSIP
- 427096508
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 30 | $16.2M |
| Exits | 46 | $13.2M |
All 13F filers, Q1 2026 → Q2 2026: 7,287,334 shares bought and 6,223,624 shares sold, net +1,063,710 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 332 holders
| Van Eck Associates Corp. | 0.04% | Add +22.6% | 3,877,634 | $61.2M |
| Sound Income Strategies, LLC | 2.60% | Add +8.4% | 3,667,518 | $57.8M |
| Citadel Advisors | 0.03% | Add +260.2% | 2,937,122 | $46.3M |
| UBS Group AG | 0.01% | Add +6.1% | 2,645,744 | $41.7M |
| Two Sigma Investments, LP | 0.03% | Reduce -2.5% | 2,265,824 | $35.7M |
| LPL Financial LLC | 0.01% | Add +3.4% | 1,857,272 | $29.3M |
| Morgan Stanley | 0.00% | Add +43.3% | 1,812,484 | $28.6M |
| Legal & General Group Plc | 0.01% | Add +12.2% | 1,681,333 | $26.5M |
| Franklin Resources Inc. | 0.00% | Add +21.9% | 1,383,905 | $21.8M |
| D. E. Shaw & Co. | 0.01% | Reduce -11.3% | 1,373,460 | $21.7M |
| Muzinich & Co., Inc. | 7.31% | Add +0.5% | 1,357,013 | $21.4M |
| Union Bancaire Privee, UBP SA | 0.18% | No change | 6,449 | $16.3M |
| Sumitomo Mitsui Trust Group, Inc. | 0.01% | Add +0.2% | 1,027,434 | $16.2M |
| Tectonic Advisors LLC | 0.76% | Add +12.7% | 1,006,408 | $15.9M |
| BlackRock, Inc. | 0.00% | Add +8.1% | 924,105 | $14.6M |
| Advisors Capital Management, LLC | 0.16% | Add +7.4% | 919,542 | $14.5M |
| JPMorgan Chase & Co. | 0.00% | Reduce -4.7% | 837,561 | $13.3M |
| Ares Management LLC | 0.56% | No change | 776,606 | $12.2M |
| Wells Fargo & Company | 0.00% | Reduce -1.9% | 735,367 | $11.6M |
| Qube Research & Technologies Ltd | 0.01% | Reduce -68.9% | 694,341 | $10.9M |
| Gilman Hill Asset Management, LLC | 1.42% | Add +4.7% | 646,682 | $10.2M |
| HRT Financial LP | 0.02% | Add +23.8% | 613,003 | $9.7M |
| Border to Coast Pensions Partnership Ltd | 0.14% | Add +26.3% | 600,000 | $9.5M |
| Melia Wealth LLC | 5.03% | Reduce -30.7% | 553,874 | $8.7M |
| Raymond James Financial Inc. | 0.00% | Add +11.7% | 532,094 | $8.4M |
| Stifel Financial Corp. | 0.01% | Reduce -3.0% | 486,419 | $7.7M |
| Ameriprise Financial Inc. | 0.00% | Add +10.8% | 485,156 | $7.7M |
| Royal Bank of Canada | 0.00% | Reduce -7.2% | 460,546 | $7.3M |
| Susquehanna International Group, LLP | 0.00% | Reduce -23.6% | 338,271 | $5.3M |
| D.A. Davidson & Co. | 0.03% | Add +3.9% | 335,890 | $5.3M |
| Janney Montgomery Scott LLC | 0.01% | New | 329,090 | $5.2M |
| Neuberger Berman Group LLC | 0.00% | Add +1.0% | 304,573 | $4.8M |
| Advisors Asset Management, Inc. | 0.07% | Reduce -5.1% | 291,401 | $4.6M |
| Confluence Investment Management LLC | 0.07% | Add +1.0% | 276,182 | $4.4M |
| Goldman Sachs Group Inc. | 0.00% | Reduce -31.3% | 264,223 | $4.2M |
| State Street Corp. | 0.00% | Add +17.6% | 262,521 | $4.1M |
| Bank of America Corp. | 0.00% | Add +14.4% | 259,640 | $4.1M |
| Cetera Investment Advisers | 0.00% | Add +0.1% | 257,002 | $4.1M |
| FJ Capital Management LLC | 0.51% | Reduce -10.3% | 249,039 | $3.9M |
| Balyasny Asset Management L.P. | 0.01% | Add +53.1% | 232,700 | $3.7M |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -1.5% | 230,585 | $3.6M |
| Cerity Partners LLC | 0.00% | Add +10.0% | 217,753 | $3.4M |
| Naviter Wealth, LLC | 0.31% | Add +3.4% | 217,666 | $3.4M |
| CANADA LIFE ASSURANCE Co | 0.01% | Add +14.6% | 211,479 | $3.3M |
| Denali Advisors LLC | 0.33% | Reduce -6.1% | 210,633 | $3.3M |
| Elevation Point Wealth Partners, LLC | 0.06% | Add +0.7% | 207,786 | $3.3M |
| BNP Paribas Financial Markets | 0.00% | Add +5.0% | 202,990 | $3.2M |
| Blair William & Co. | 0.01% | No change | 191,193 | $3.0M |
| FAS Wealth Partners, Inc. | 0.16% | Add +5.6% | 190,914 | $3.0M |
| Waterloo Capital, L.P. | 0.17% | Add +2.2% | 190,911 | $3.0M |
| Osaic Holdings, Inc. | 0.00% | Add +90.1% | 190,536 | $3.0M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -14.4% | 182,643 | $2.9M |
| Barclays PLC | 0.00% | Reduce -32.2% | 162,909 | $2.6M |
| Taylor Frigon Capital Management LLC | 1.19% | Add +1.4% | 160,722 | $2.5M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Reduce -0.6% | 156,212 | $2.5M |
| Apollon Wealth Management, LLC | 0.03% | Add +0.4% | 152,377 | $2.4M |
| Lazard Asset Management LLC | 0.00% | Add +19.6% | 148,753 | $2.3M |
| Sharpepoint LLC | 1.17% | Add +3.8% | 147,847 | $2.3M |
| Ilex Capital Partners (UK) LLP | 0.05% | New | 145,812 | $2.3M |
| Rockefeller Capital Management L.P. | 0.00% | Add +0.3% | 142,459 | $2.2M |
| Independent Financial Group, LLC | 0.04% | Add +65.3% | 139,458 | $2.2M |
| AE Wealth Management LLC | 0.01% | Add +34.4% | 135,293 | $2.1M |
| Bank of New York Mellon Corp | 0.00% | Reduce -9.2% | 131,115 | $2.1M |
| Abundance Wealth Counselors | 0.13% | Add +105.8% | 127,895 | $2.0M |
| Northern Trust Corp. | 0.00% | Add +47.4% | 127,130 | $2.0M |
| Schonfeld Strategic Advisors LLC | 0.01% | Reduce -1.1% | 127,081 | $2.0M |
| Significant Wealth Partners LLC | 2.16% | Add +0.9% | 126,219 | $2.0M |
| IHT Wealth Management, LLC | 0.04% | Add +24.1% | 125,185 | $2.0M |
| Triad Investment Management | 2.17% | Add +19.6% | 125,009 | $2.0M |
| Resolute Capital, LLC | 0.67% | Add +61.1% | 123,665 | $2.0M |
| Summit Financial, LLC | 0.02% | Add +200.9% | 121,219 | $1.9M |
| Elemental Capital Partners LLC | 0.40% | New | 120,680 | $1.9M |
| Occudo Quantitative Strategies LP | 0.09% | New | 112,020 | $1.8M |
| PFG Investments, LLC | 0.07% | Reduce -1.8% | 111,649 | $1.8M |
| CIBC Bancorp USA Inc. | 0.00% | No change | 111,276 | $1.8M |
| &partners | 0.01% | Add +41.3% | 108,620 | $1.7M |
| Legacy Capital Wealth Partners, LLC | 0.33% | Add +10.4% | 108,546 | $1.7M |
| Centaurus Financial, Inc. | 0.07% | Reduce -0.1% | 107,436 | $1.7M |
| Mather Group, Llc. | 0.01% | Reduce -3.8% | 104,925 | $1.7M |
| Nations Financial Group Inc, /Ia/ | 0.07% | Add +4.2% | 98,614 | $1.6M |
| Natixis | 0.01% | Reduce -17.1% | 98,292 | $1.6M |
| Pennington Partners & Co., LLC | 0.49% | No change | 96,700 | $1.5M |
| Trexquant Investment LP | 0.01% | Reduce -80.3% | 92,906 | $1.5M |
| Triumph Capital Management | 0.26% | Add +12.8% | 92,379 | $1.5M |
| Creative Planning | 0.00% | Add +34.0% | 92,193 | $1.5M |
| Riverbridge Partners LLC | 0.04% | Add +0.3% | 90,993 | $1.4M |
| Lido Advisors, LLC | 0.01% | Add +14.1% | 88,450 | $1.4M |
| Truvestments Capital LLC | 0.20% | Reduce -6.8% | 87,346 | $1.4M |
| Whipplewood Advisors, LLC | 0.89% | Add +41.4% | 83,463 | $1.3M |
| Naples Global Advisors, LLC | 0.08% | Add +3.4% | 82,584 | $1.3M |
| S&T Bank | 0.39% | Reduce -22.7% | 82,175 | $1.3M |
| Quantbot Technologies LP | 0.05% | Add +26.8% | 81,135 | $1.3M |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +11.6% | 79,383 | $1.3M |
| Private Advisor Group, LLC | 0.01% | Reduce -24.0% | 79,479 | $1.3M |
| Envestnet Asset Management Inc. | 0.00% | Add +78.8% | 79,336 | $1.3M |
| Secure Asset Management, LLC | 0.17% | Add +18.8% | 77,837 | $1.2M |
| Tidal Investments LLC | 0.00% | No change | 77,178 | $1.2M |
| Romano Brothers and Company | 0.12% | Add +0.2% | 76,036 | $1.2M |
| Kestra Advisory Services, LLC | 0.00% | Add +18.5% | 74,477 | $1.2M |
| Invesco Ltd. | 0.00% | Reduce -7.2% | 72,945 | $1.2M |
| Cordoba Advisory Partners LLC | 0.24% | Add +20.7% | 70,950 | $1.1M |
| Steward Partners Investment Advisory, LLC | 0.01% | Reduce -15.5% | 69,304 | $1.1M |
| Delphi Management Inc. | 1.05% | Add +1.6% | 68,080 | $1.1M |
| Beacon Pointe Advisors, LLC | 0.00% | Reduce -0.2% | 66,395 | $1.0M |
| Tred Avon Family Wealth, LLC | 0.32% | Add +2.6% | 65,337 | $1.0M |
| Millennium Management | 0.00% | Reduce -93.5% | 64,189 | $1.0M |
| Brevan Howard Capital Management LP | 0.01% | Reduce -48.5% | 62,901 | $992K |
| Kovack Advisors, Inc. | 0.05% | Add +10.0% | 60,238 | $950K |
| International Assets Investment Management, LLC | 0.06% | Reduce -51.8% | 60,100 | $948K |
| Global Retirement Partners, LLC | 0.01% | — | 59,991 | $946K |
| HighTower Advisors, LLC | 0.00% | Reduce -6.3% | 59,728 | $942K |
| SMH Capital Advisors Inc. | 3.68% | Add +44.8% | 59,466 | $938K |
| Mariner, LLC | 0.00% | Add +8.2% | 58,422 | $921K |
| J.W. Cole Advisors, Inc. | 0.02% | New | 57,858 | $912K |
| Essex Financial Services, Inc. | 0.04% | Add +1.9% | 56,448 | $890K |
| XTX Topco Ltd | 0.01% | Reduce -48.5% | 55,666 | $878K |
| IMC-Chicago, LLC | 0.01% | Reduce -20.0% | 51,011 | $804K |
| Sigma Planning Corp | 0.02% | Reduce -3.3% | 50,369 | $794K |
| Capstone Investment Advisors, LLC | 0.01% | New | 49,417 | $779K |
| Closed-End Fund Advisors, Inc. | 0.76% | Add +64.8% | 49,193 | $776K |
| McDonald Partners LLC | 0.18% | No change | 48,000 | $757K |
| Mangrove Partners Im, LLC | 0.05% | New | 47,148 | $744K |
| CMH Wealth Management LLC | 0.11% | Reduce -28.9% | 46,270 | $730K |
| Commerce Advisors, LLC | 0.39% | Add +1.4% | 45,754 | $722K |
| J.M. Arbour, LLC | 0.62% | Add +35.6% | 45,604 | $719K |
| Mirador Capital Partners LP | 0.09% | Reduce -0.6% | 44,414 | $700K |
| Accel Wealth Management | 0.15% | Add +9.5% | 43,516 | $686K |
| Group One Trading LLC | 0.02% | Reduce -57.7% | 43,135 | $680K |
| Palogic Value Management, L.P. | 0.24% | Add +23.8% | 43,058 | $679K |
| Kelleher Financial Advisors | 0.10% | Add +110.1% | 42,824 | $675K |
| Squarepoint Ops LLC | 0.00% | Add +195.9% | 42,476 | $670K |
| Atom Investors LP | 0.06% | Add +65.7% | 41,230 | $650K |
| Guggenheim Capital LLC | 0.00% | Add +10.1% | 40,877 | $645K |
| Catalyst Capital Advisors LLC | 0.01% | No change | 40,565 | $640K |
| Engineers Gate Manager LP | 0.01% | Reduce -90.2% | 38,413 | $606K |
| Access Investment Management LLC | 0.15% | No change | 38,200 | $602K |
| Quadrant Capital Group LLC | 0.02% | Add +1009.8% | 38,122 | $601K |
| Dakota Wealth Management | 0.01% | Add +0.7% | 37,965 | $599K |
| Arkadios Wealth Advisors | 0.01% | Reduce -41.5% | 37,871 | $597K |
| Farther Finance Advisors, LLC | 0.00% | Add +107.8% | 37,745 | $595K |
| Foundations Investment Advisors, LLC | 0.01% | Reduce -22.8% | 37,451 | $591K |
| Eagle Global Advisors LLC | 0.02% | Reduce -8.1% | 37,370 | $589K |
| MML Investors Services, LLC | 0.00% | Add +56.9% | 37,265 | $588K |
| US Bancorp \de | 0.00% | Reduce -0.1% | 37,146 | $586K |
| Haven Private, LLC | 0.21% | Reduce -1.6% | 35,485 | $560K |
| Sit Investment Associates Inc. | 0.01% | No change | 35,000 | $552K |
| Hennion & Walsh Asset Management, Inc. | 0.02% | Add +161.3% | 33,729 | $532K |
| Focus Partners Wealth | 0.00% | Reduce -23.4% | 33,189 | $523K |
| Americana Partners, LLC | 0.01% | No change | 32,250 | $509K |
| ProShare Advisors LLC | 0.00% | Add +2.5% | 32,250 | $509K |
| North Star Investment Management Corp. | 0.03% | Reduce -35.5% | 31,652 | $499K |
| Monument Capital Management | 0.10% | Reduce -1.4% | 30,442 | $480K |
| Cantor Fitzgerald, L. P. | 0.01% | Add +66.9% | 30,045 | $474K |
| Jump Financial, LLC | 0.00% | Reduce -84.9% | 29,586 | $467K |
| Penbrook Management LLC | 0.30% | Add +95.1% | 29,387 | $463K |
| First National Bank of Mount Dora, Trust Investment Services | 0.09% | No change | 29,246 | $461K |
| Fox Run Management, L.L.C. | 0.08% | Reduce -9.0% | 29,099 | $459K |
| Oppenheimer & Co. Inc. | 0.00% | Add +0.7% | 29,075 | $459K |
| Truist Financial Corp. | 0.00% | Reduce -3.3% | 28,260 | $446K |
| Mackenzie Financial Corp. | 0.00% | Add +41.2% | 28,125 | $444K |
| Balboa Wealth Partners | 0.06% | Reduce -1.8% | 27,977 | $441K |
| Future Financial Wealth Managment LLC | 0.28% | No change | 28,175 | $441K |
| Two Sigma Securities, LLC | 0.04% | New | 27,681 | $437K |
| Wealth Architects, LLC | 0.03% | Add +155.8% | 27,460 | $433K |
| Pasadena Private Wealth, LLC | 0.05% | Add +22.9% | 26,802 | $423K |
| Golden State Wealth Management, LLC | 0.04% | Reduce -51.6% | 26,713 | $421K |
| BigSur Wealth Management LLC | 0.10% | Reduce -10.2% | 26,500 | $418K |
| Quantinno Capital Management LP | 0.00% | New | 26,124 | $412K |
| RMR Wealth Builders | 0.03% | Add +33.3% | 26,068 | $411K |
| Investment Research Partners LLC | 0.14% | Add +7.0% | 25,777 | $407K |
| Virtus Investment Advisers, LLC | 0.09% | Reduce -26.2% | 25,577 | $403K |
| Stratos Wealth Partners, LTD. | 0.00% | Add +20.3% | 25,410 | $401K |
| Left Brain Wealth Management, LLC | 0.12% | Add +148.6% | 25,358 | $400K |
| Founders Financial Alliance, LLC | 0.05% | Add +13.6% | 24,503 | $386K |
| Summit Global Investments | 0.02% | No change | 24,200 | $382K |
| Core Wealth Partners LLC | 0.16% | No change | 24,153 | $381K |
| Adirondack Trust Co. | 0.11% | No change | 24,000 | $378K |
| T. Rowe Price Associates Inc. | 0.00% | Reduce -1.8% | 23,872 | $377K |
| Diversify Advisory Services, LLC | 0.01% | Add +14.1% | 23,858 | $377K |
| Diversify Wealth Management, LLC | 0.01% | Add +13.4% | 23,858 | $377K |
| 1620 Investment Advisors, Inc. | 0.23% | Reduce -23.8% | 23,628 | $373K |
| Accredited Investors Inc. | 0.02% | No change | 23,000 | $363K |
| IFC Advisors LLC | 0.05% | Reduce -0.7% | 22,554 | $356K |
| Empowered Funds, LLC | 0.00% | Reduce -44.0% | 22,182 | $350K |
| Captrust Financial Advisors | 0.00% | Reduce -21.6% | 21,948 | $346K |
| Voloridge Investment Management, LLC | 0.00% | Reduce -92.7% | 21,881 | $345K |
| Evergreen Capital Management LLC | 0.01% | Reduce -15.8% | 21,484 | $339K |
| Madison Park Capital Advisors, LLC | 0.24% | Reduce -24.7% | 15,056 | $337K |
| Principle Wealth Partners LLC | 0.02% | Reduce -5.8% | 20,945 | $330K |
| Inspire Advisors, LLC | 0.02% | Add +27.6% | 20,562 | $325K |
| Concurrent Investment Advisors, LLC | 0.00% | Reduce -15.3% | 20,192 | $318K |
| Pathstone Holdings, LLC | 0.00% | Reduce -0.0% | 18,993 | $300K |
| Intrua Financial, LLC | 0.03% | Add +27.9% | 18,674 | $294K |
| Corient Private Wealth LP | 0.00% | Reduce -55.0% | 18,320 | $289K |
| Jefferies Financial Group Inc. | 0.00% | Reduce -81.7% | 16,884 | $266K |
| Integrated Wealth Concepts LLC | 0.00% | Add +0.6% | 16,150 | $255K |
| Mission Hills Financial Advisory, LLC | 0.11% | New | 16,149 | $255K |
| HB Wealth Management, LLC | 0.00% | Add +1.8% | 15,602 | $246K |
| Vaquero Private Wealth, Ltd. | 0.05% | — | 15,493 | $244K |
| Cascade Financial Partners, LLC | 0.02% | No change | 15,293 | $241K |
| Freestone Capital Holdings, LLC | 0.01% | New | 15,185 | $239K |
| Advisory Solutions Group, LLC | 0.08% | — | 15,021 | $237K |
| Prime Capital Investment Advisors, LLC | 0.00% | Reduce -27.6% | 14,972 | $236K |
| Manufacturers Life Insurance Company, The | 0.00% | New | 14,816 | $234K |
| Arax Advisory Partners | 0.00% | Add +0.0% | 14,805 | $233K |
| NewEdge Advisors, LLC | 0.00% | Reduce -9.5% | 14,716 | $232K |
| Modern Wealth Management, LLC | 0.00% | Reduce -0.4% | 14,381 | $227K |
| KFG Wealth Management, LLC | 0.03% | Add +3.0% | 14,335 | $226K |
| Cornerstone Wealth Management, LLC | 0.01% | Reduce -23.3% | 14,289 | $225K |
| Virtu Financial LLC | 0.01% | Reduce -27.3% | 14,098 | $222K |
| Beaumont Financial Advisors, LLC | 0.01% | Add +6.1% | 14,047 | $222K |
| Fiduciary Alliance LLC | 0.01% | New | 14,032 | $221K |
| Sand Hill Global Advisors, LLC | 0.01% | No change | 13,832 | $218K |
| Mercer Global Advisors Inc. | 0.00% | New | 13,697 | $216K |
| Vestmark Advisory Solutions, Inc. | 0.00% | New | 13,598 | $214K |
| Parallel Advisors, LLC | 0.00% | Add +0.1% | 13,456 | $212K |
| Invested Advisors | 0.19% | Reduce -2.3% | 13,452 | $212K |
| Kestra Private Wealth Services, LLC | 0.00% | Add +0.8% | 13,133 | $207K |
| Chung Wu Investment Group, LLC | 0.13% | No change | 12,978 | $205K |
| Fulton Bank, N.A. | 0.01% | No change | 12,817 | $202K |
| Wedbush Securities Inc. | 0.01% | Reduce -4.2% | 12,732 | $201K |
| Sowell Financial Services LLC | 0.01% | Reduce -33.2% | 12,616 | $199K |
| Register Financial Advisors LLC | 0.06% | Add +0.2% | 12,419 | $196K |
| Sequoia Financial Advisors, LLC | 0.00% | Add +15.7% | 12,336 | $195K |
| Avail Investment Partners, LLC | 0.15% | Add +19.4% | 12,325 | $194K |
| Keystone Financial Group | 0.01% | No change | 12,198 | $192K |
| Strategic Financial Concepts, LLC | 0.06% | No change | 12,150 | $192K |
| WealthBridge Capital Management, LLC | 0.04% | No change | 12,000 | $189K |
| Snowden Capital Advisors LLC | 0.00% | Add +4.4% | 11,936 | $188K |
| Baker Avenue Asset Management, LP | 0.00% | No change | 11,896 | $188K |
| Colonial River Investments, LLC | 0.05% | Reduce -16.5% | 11,877 | $187K |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 0.00% | No change | 11,548 | $182K |
| MQS Management LLC | 0.22% | Reduce -64.9% | 11,414 | $180K |
| Sovereign Financial Group, Inc. | 0.03% | Add +1.6% | 10,928 | $172K |
| Independent Advisor Alliance | 0.00% | Reduce -9.5% | 10,638 | $168K |
| SageGuard Financial Group, LLC | 0.02% | Add +0.1% | 10,317 | $163K |
| IFP Advisors, Inc | 0.00% | Add +4.5% | 10,182 | $161K |
| Kingswood Wealth Advisors, LLC | 0.01% | No change | 10,032 | $158K |
| Signaturefd, LLC | 0.00% | Add +20.7% | 9,126 | $144K |
| Caldwell Sutter Capital, Inc. | 0.05% | Add +44.5% | 9,009 | $142K |
| Jones Financial Companies LLLP | 0.00% | Add +3.8% | 8,372 | $130K |
| Inspire Investing, LLC | 0.01% | Add +40.5% | 8,233 | $130K |
| Armstrong Advisory Group, Inc. | 0.01% | Reduce -17.6% | 7,916 | $125K |
| State of Alaska, Department of Revenue | 0.00% | No change | 7,821 | $123K |
| IFG Advisory, LLC | 0.00% | Add +274.8% | 7,495 | $118K |
| Ameriflex Group, Inc. | 0.04% | No change | 6,549 | $103K |
| Simplex Trading, LLC | 0.00% | New | 6,429 | $101K |
| SHP Wealth Management | 0.01% | New | 6,045 | $95K |
| Huntington National Bank | 0.00% | No change | 5,784 | $91K |
| Allworth Financial LP | 0.00% | Reduce -7.7% | 5,691 | $90K |
| Chilton Capital Management LLC | 0.00% | No change | 5,500 | $87K |
| Harbour Investments, Inc. | 0.00% | Reduce -1.1% | 4,858 | $77K |
| Key Capital Management, INC | 0.04% | Reduce -16.9% | 4,465 | $70K |
| Sankala Group LLC | 0.05% | Add +2.5% | 4,237 | $70K |
| Geneos Wealth Management Inc. | 0.00% | Reduce -14.1% | 4,275 | $67K |
| Advocate Investing Services LLC | 0.05% | No change | 4,240 | $67K |
| Tradewinds Capital Management, LLC | 0.01% | Add +2.5% | 4,100 | $65K |
| Blue Trust, Inc. | 0.00% | No change | 4,000 | $63K |
| Federation des caisses Desjardins du Quebec | 0.00% | Reduce -45.2% | 3,875 | $61K |
| Brown, Lisle/Cummings, Inc. | 0.01% | No change | 3,811 | $60K |
| Kozak & Associates, Inc. | 0.01% | Add +2.5% | 3,702 | $59K |
| Deutsche Bank AG | 0.00% | Add +3.0% | 3,625 | $57K |
| Security National Bank | 0.01% | No change | 3,508 | $55K |
| Innovative Asset Advisors Group, LLC | 0.02% | No change | 3,500 | $55K |
| Bogart Wealth, LLC | 0.00% | New | 3,500 | $55K |
| EverSource Wealth Advisors, LLC | 0.00% | No change | 3,322 | $52K |
| Whittier Trust Co. of Nevada Inc. | 0.00% | Add +2.5% | 2,995 | $48K |
| MTM Investment Management, LLC | 0.01% | No change | 2,900 | $46K |
| Private Trust Co. NA | 0.00% | No change | 2,881 | $45K |
| Caitlin John, LLC | 0.02% | Add +65.0% | 2,643 | $42K |
| Nova Wealth Management, Inc. | 0.02% | No change | 2,523 | $40K |
| Hollencrest Capital Management | 0.00% | No change | 2,522 | $40K |
| Estabrook Capital Management | 0.01% | Add +2.2% | 2,506 | $40K |
| Fifth Third Bancorp | 0.00% | No change | 2,357 | $37K |
| Delta Asset Management LLC | 0.00% | Reduce -2.3% | 2,170 | $34K |
| Archer Investment Corp | 0.01% | Add +0.2% | 2,047 | $32K |
| Quantum Portfolio Management LLC | 0.01% | New | 1,927 | $30K |
| Financial Consulate, Inc. | 0.00% | Reduce -9.8% | 1,845 | $29K |
| Institute for Wealth Management, LLC. | 0.00% | New | 1,761 | $28K |
| Burk Holdings LLC | 0.01% | No change | 1,750 | $28K |
| CX Institutional | 0.00% | Reduce -22.1% | 1,675 | $26K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0.00% | No change | 1,605 | $25K |
| HHM Wealth Advisors, LLC | 0.00% | No change | 1,500 | $24K |
| Salem Investment Counselors Inc. | 0.00% | Reduce -2.3% | 1,500 | $24K |
| Atlantic Union Bankshares Corp | 0.00% | No change | 1,500 | $24K |
| Elevation Wealth Partners, LLC | 0.01% | Reduce -58.3% | 1,361 | $21K |
| Abound Wealth Management | 0.00% | New | 1,300 | $21K |
| Ancora Advisors LLC | 0.00% | Reduce -2.0% | 1,250 | $20K |
| Chesapeake Asset Management LLC | 0.01% | Reduce -5.9% | 1,227 | $19K |
| Clearstead Advisors, LLC | 0.00% | No change | 1,200 | $19K |
| Hilton Head Capital Partners, LLC | 0.01% | No change | 1,095 | $17K |
| Assetmark, Inc. | 0.00% | Reduce -16.2% | 1,078 | $17K |
| Rossby Financial, LCC | 0.00% | Add +92.5% | 997 | $16K |
| Russell Investments Group, Ltd. | 0.00% | Add +107.4% | 985 | $16K |
| Lanark Financial, Inc. | 0.00% | Reduce -15.3% | 976 | $15K |
| Financial Gravity Companies, Inc. | 0.00% | — | 900 | $14K |
| Fiduciary Financial Advisors | 0.00% | New | 831 | $13K |
| Asset Dedication, LLC | 0.00% | No change | 756 | $12K |
| Gilpin Wealth Management, LLC | 0.01% | No change | 723 | $11K |
| Vision Financial Markets LLC | 0.01% | Reduce -30.1% | 695 | $11K |
| Valley National Advisers Inc. | 0.00% | No change | 656 | $10K |
| Community Bank, N.A. | 0.00% | No change | 625 | $10K |
| Bank of New Hampshire | 0.00% | No change | 600 | $9K |
| Alerus Financial NA | 0.00% | No change | 517 | $8K |
| Citigroup Inc. | 0.00% | Add +12.9% | 447 | $7K |
| Tower Research Capital LLC (TRC) | 0.00% | New | 432 | $7K |
| TD Waterhouse Canada Inc. | 0.00% | No change | 425 | $7K |
| PFS Partners, LLC | 0.00% | No change | 413 | $7K |
| Hantz Financial Services, Inc. | 0.00% | Reduce -40.0% | 360 | $6K |
| Kennebec Savings Bank | 0.00% | New | 315 | $5K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -83.9% | 312 | $5K |
| VSM Wealth Advisory, LLC | 0.00% | New | 300 | $5K |
| Signature Resources Capital Management, LLC | 0.00% | No change | 275 | $4K |
| Continuum Advisory, LLC | 0.00% | New | 267 | $4K |
| Buck Wealth Strategies, LLC | 0.00% | New | 246 | $4K |
| William B. Walkup & Associates, Inc. | 0.00% | No change | 229 | $4K |
| Spire Wealth Management | 0.00% | Reduce -83.0% | 205 | $3K |
| JPL Wealth Management, LLC | 0.00% | No change | 200 | $3K |
| EFG International AG | 0.00% | New | 193 | $3K |
| SWAN Capital LLC | 0.00% | No change | 189 | $3K |
| Roxbury Financial LLC | 0.00% | New | 160 | $3K |
| WealthCollab, LLC | 0.00% | Reduce -78.9% | 135 | $2K |
| Glen Eagle Advisors, LLC | 0.00% | No change | 100 | $2K |
| JFS Wealth Advisors, LLC | 0.00% | New | 66 | $1K |
| West Financial Advisors, LLC | 0.00% | Add +1.8% | 57 | $906 |
| Quest 10 Wealth Builders, Inc. | 0.00% | No change | 57 | $903 |
| Hager Investment Management Services, LLC | 0.00% | Add +3.8% | 55 | $864 |
| Elequin Capital, LP | 0.00% | Add +166.7% | 24 | $378 |
| Caitong International Asset Management Co., Ltd | 0.00% | Reduce -4.0% | 24 | $378 |
| Danske Bank A/S | 0.00% | Reduce -77.8% | 2 | $32 |
| Ares Financial Consulting, LLC | 0.00% | No change | 2 | $32 |
| Pandowealth. LLC | 0.00% | No change | 2,507,600 | $0 |
"% of holder's portfolio" is HTGC's weight in each manager's 13F, not the share of Hercules Capital Inc. the manager owns.