Hercules CapitalHTGC
13F holders, Q1 2024 (March 31)294holders
4famous investors
$18.43avg. 13F price*
At the end of Q1 2024, 294 institutions reported holding Hercules Capital Inc. (HTGC) in their 13F filings. The largest holders were Sound Income Strategies, LLC ($49.0M), Van Eck Associates Corp. ($46.6M) and Marshall Wace, LLP ($27.7M). 4 famous investors held it, including Paul Tudor Jones (0.0% of Tudor Investment Corporation's portfolio), Ken Griffin (0.0% of Citadel Advisors's portfolio) and Israel Englander (0.0% of Millennium Management's portfolio).
- Company
- Hercules Capital Inc.
- CUSIP
- 427096508
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 38 | $34.7M |
| Exits | 30 | $19.4M |
Ownership 294 holders
| Sound Income Strategies, LLC | 3.66% | Add +2.9% | 2,654,119 | $49.0M |
| Van Eck Associates Corp. | 0.07% | Add +4.6% | 2,525,848 | $46.6M |
| Marshall Wace, LLP | 0.05% | Reduce -17.4% | 1,499,164 | $27.7M |
| Legal & General Group Plc | 0.01% | Add +3.7% | 1,214,282 | $22.4M |
| Morgan Stanley | 0.00% | Add +11.4% | 1,141,112 | $21.1M |
| Hudson Bay Capital Management LP | 0.20% | New | 1,056,266 | $19.5M |
| Advisors Capital Management, LLC | 0.31% | Reduce -0.2% | 928,042 | $17.1M |
| LPL Financial LLC | 0.01% | Add +35.2% | 786,129 | $14.5M |
| Two Sigma Advisers, LP | 0.03% | Add +9.3% | 785,400 | $14.5M |
| Raymond James & Associates | 0.01% | Reduce -9.1% | 779,948 | $14.4M |
| Royal Bank of Canada | 0.00% | Add +7.0% | 779,780 | $14.4M |
| Melia Wealth LLC | 7.17% | Add +5.5% | 691,540 | $12.8M |
| BlackRock Inc. | 0.00% | Reduce -2.3% | 627,448 | $11.6M |
| Two Sigma Investments, LP | 0.03% | Add +55.5% | 614,756 | $11.3M |
| Gilman Hill Asset Management, LLC | 1.99% | Reduce -1.5% | 600,184 | $11.1M |
| Wells Fargo & Company | 0.00% | Add +13.8% | 583,996 | $10.8M |
| JPMorgan Chase & Co. | 0.00% | Reduce -10.9% | 535,371 | $9.9M |
| S&T Bank | 1.87% | Reduce -8.1% | 528,548 | $9.8M |
| Citadel Advisors | 0.01% | Add +118.4% | 505,530 | $9.3M |
| Stifel Financial Corp. | 0.01% | Add +0.8% | 376,698 | $7.0M |
| Confluence Investment Management LLC | 0.09% | Reduce -2.8% | 376,673 | $6.9M |
| Border to Coast Pensions Partnership Ltd | 0.15% | No change | 374,837 | $6.9M |
| Advisors Asset Management, Inc. | 0.13% | Add +1.8% | 374,007 | $6.9M |
| Sumitomo Mitsui Trust Group, Inc. | 0.00% | Add +0.0% | 371,183 | $6.8M |
| Tectonic Advisors LLC | 0.49% | Add +6.2% | 344,863 | $6.4M |
| McKinley Capital Management LLC | 0.76% | Reduce -3.0% | 341,867 | $6.3M |
| Muzinich & Co., Inc. | 5.47% | No change | 378,292 | $6.3M |
| Capital Advisory Group Advisory Services, LLC | 2.66% | Add +8.9% | 303,818 | $5.6M |
| Janney Montgomery Scott LLC | 0.02% | Add +6.6% | 301,373 | $5.6M |
| PNC Financial Services Group, Inc. | 0.00% | Add +0.4% | 297,806 | $5.5M |
| Commonwealth Equity Services, LLC | 0.01% | Add +13.3% | 297,346 | $5.5M |
| Atria Wealth Solutions, Inc. | 0.06% | Reduce -2.2% | 277,989 | $5.1M |
| Franklin Resources Inc. | 0.00% | New | 271,569 | $5.0M |
| Miller Howard Investments Inc. | 0.16% | No change | 270,000 | $5.0M |
| UBS Group AG | 0.00% | Add +47.9% | 253,425 | $4.7M |
| D.A. Davidson & Co. | 0.04% | Add +11.8% | 248,115 | $4.6M |
| Centaurus Financial, Inc. | 0.31% | Reduce -1.5% | 240,818 | $4.4M |
| FAS Wealth Partners, Inc. | 0.34% | Reduce -4.0% | 209,986 | $3.9M |
| Ameriprise Financial Inc. | 0.00% | Add +1.5% | 200,328 | $3.8M |
| Left Brain Wealth Management, LLC | 1.62% | Add +10.1% | 181,401 | $3.3M |
| Cubist Systematic Strategies, LLC | 0.04% | Add +776.9% | 171,182 | $3.2M |
| Osaic Holdings, Inc. | 0.01% | Add +8.7% | 161,921 | $3.0M |
| Goldman Sachs Group Inc. | 0.00% | Reduce -35.2% | 159,052 | $2.9M |
| Baker Avenue Asset Management, LP | 0.11% | Reduce -5.4% | 158,824 | $2.9M |
| Tudor Investment Corporation | 0.03% | Add +12.3% | 148,907 | $2.7M |
| Envestnet Asset Management Inc. | 0.00% | Add +163.1% | 148,704 | $2.7M |
| Voloridge Investment Management, LLC | 0.01% | Add +102.5% | 147,138 | $2.7M |
| Waterloo Capital, L.P. | 0.34% | Add +33.4% | 144,347 | $2.7M |
| Ares Management LLC | 0.06% | Add +21.2% | 143,038 | $2.6M |
| Blair William & Co. | 0.01% | Add +1.1% | 141,879 | $2.6M |
| Alliancebernstein L.P. | 0.00% | Reduce -33.7% | 140,163 | $2.6M |
| Elevation Point Wealth Partners, LLC | 0.20% | Add +0.8% | 140,090 | $2.6M |
| Bank of America Corp. | 0.00% | Reduce -5.9% | 139,690 | $2.6M |
| Hennion & Walsh Asset Management, Inc. | 0.14% | Reduce -19.8% | 137,302 | $2.5M |
| Rockefeller Capital Management L.P. | 0.01% | Add +0.6% | 135,435 | $2.5M |
| Graypoint LLC | 0.18% | Add +2.6% | 133,374 | $2.5M |
| Cetera Investment Advisers | 0.01% | Add +170.7% | 126,789 | $2.3M |
| Polaris Capital Management, LLC | 0.12% | No change | 125,545 | $2.3M |
| Truvestments Capital LLC | 0.87% | Add +521.7% | 123,188 | $2.3M |
| DNB Asset Management AS | 0.01% | Add +9.8% | 115,630 | $2.1M |
| CIBC Private Wealth Group LLC | 0.00% | Add +0.9% | 115,495 | $2.1M |
| CANADA LIFE ASSURANCE Co | 0.00% | Reduce -8.4% | 112,339 | $2.1M |
| Taylor Frigon Capital Management LLC | 0.98% | Add +0.2% | 111,026 | $2.0M |
| Wintrust Investments LLC | 0.18% | Add +1.5% | 110,262 | $2.0M |
| PFG Investments, LLC | 0.12% | Add +641.2% | 109,511 | $2.0M |
| Triad Investment Management | 2.44% | Add +2.8% | 109,202 | $2.0M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Reduce -5.5% | 104,693 | $1.9M |
| Millennium Management | 0.00% | Add +395.6% | 104,204 | $1.9M |
| Private Advisor Group, LLC | 0.01% | Add +7.9% | 100,619 | $1.9M |
| Delphi Management Inc. | 1.39% | Add +6.0% | 97,450 | $1.8M |
| Naviter Wealth, LLC | 0.28% | New | 92,184 | $1.7M |
| Napa Wealth Management | 0.88% | Add +2.8% | 90,320 | $1.7M |
| Northern Trust Corp. | 0.00% | Reduce -16.5% | 90,260 | $1.7M |
| Nations Financial Group Inc, /Ia/ | 0.14% | Add +4.1% | 89,153 | $1.6M |
| Raymond James Financial Services Advisors, Inc. | 0.00% | Add +23.4% | 87,646 | $1.6M |
| Significant Wealth Partners LLC | 1.05% | Add +192.4% | 86,717 | $1.6M |
| Invesco Ltd. | 0.00% | Reduce -8.4% | 82,994 | $1.5M |
| Creegan & Nassoura Financial Group, LLC | 1.02% | No change | 82,620 | $1.5M |
| HRT Financial LP | 0.01% | Reduce -25.9% | 80,734 | $1.5M |
| International Assets Investment Management, LLC | 0.15% | Reduce -0.4% | 80,378 | $1.5M |
| Natixis | 0.01% | Add +20.3% | 76,351 | $1.4M |
| SVB Wealth LLC | 0.03% | Add +11.4% | 74,141 | $1.4M |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +2.5% | 72,198 | $1.3M |
| Trexquant Investment LP | 0.03% | Add +140.8% | 68,298 | $1.3M |
| HighTower Advisors, LLC | 0.00% | Add +15.3% | 65,860 | $1.2M |
| Tidal Investments LLC | 0.02% | Add +6.4% | 63,037 | $1.2M |
| Naples Global Advisors, LLC | 0.12% | Reduce -0.2% | 63,029 | $1.2M |
| Jump Financial, LLC | 0.03% | Reduce -64.1% | 59,405 | $1.1M |
| Schonfeld Strategic Advisors LLC | 0.01% | Reduce -62.9% | 55,600 | $1.0M |
| Arkadios Wealth Advisors | 0.08% | Add +0.3% | 54,902 | $1.0M |
| Sand Hill Global Advisors, LLC | 0.05% | No change | 54,348 | $1.0M |
| IHT Wealth Management, LLC | 0.04% | Add +14.1% | 52,330 | $966K |
| Abundance Wealth Counselors | 0.22% | Add +7.9% | 50,978 | $941K |
| Independent Financial Group, LLC | 0.04% | Reduce -75.7% | 49,454 | $912K |
| McDonald Partners LLC | 0.24% | No change | 48,000 | $886K |
| North Star Investment Management Corp. | 0.06% | Add +17.9% | 47,627 | $879K |
| Alps Advisors Inc. | 0.01% | Add +19.6% | 46,750 | $863K |
| US Bancorp \de | 0.00% | Add +12.7% | 45,465 | $839K |
| Essex Financial Services, Inc. | 0.08% | Add +0.5% | 44,677 | $824K |
| Bank of New York Mellon Corp | 0.00% | New | 44,613 | $823K |
| Chesapeake Capital Corp. | 0.61% | Reduce -25.6% | 44,526 | $822K |
| Bristlecone Advisors, LLC | 0.07% | Reduce -0.3% | 41,986 | $775K |
| Dakota Wealth Management | 0.02% | New | 41,779 | $771K |
| Sigma Planning Corp | 0.02% | Reduce -53.1% | 41,359 | $763K |
| Creative Planning | 0.00% | Add +155.1% | 39,969 | $737K |
| Access Investment Management LLC | 0.23% | No change | 38,200 | $705K |
| Bleakley Financial Group, LLC | 0.02% | Add +3.3% | 38,021 | $701K |
| Simplicity Wealth,LLC | 0.02% | New | 38,021 | $701K |
| Twinbeech Capital LP | 0.01% | New | 37,958 | $700K |
| Verition Fund Management LLC | 0.01% | Add +0.8% | 37,380 | $690K |
| Truist Financial Corp. | 0.00% | Reduce -0.5% | 36,708 | $677K |
| Lido Advisors, LLC | 0.01% | Add +8.3% | 36,176 | $667K |
| Mirador Capital Partners LP | 0.13% | Add +8.7% | 36,155 | $667K |
| Eagle Global Advisors LLC | 0.03% | Add +13.9% | 33,300 | $614K |
| Diligent Investors, LLC | 0.15% | Reduce -3.3% | 33,204 | $613K |
| 1620 Investment Advisors, Inc. | 0.59% | Add +6.1% | 31,946 | $589K |
| Future Financial Wealth Managment LLC | 0.44% | No change | 31,300 | $577K |
| Quantbot Technologies LP | 0.03% | Reduce -65.7% | 31,191 | $575K |
| BigSur Wealth Management LLC | 0.17% | Add +147.5% | 29,700 | $548K |
| First National Bank of Mount Dora, Trust Investment Services | 0.13% | No change | 29,246 | $540K |
| Aquatic Capital Management LLC | 0.02% | Add +2.5% | 28,200 | $520K |
| Squarepoint Ops LLC | 0.00% | New | 28,167 | $520K |
| Guggenheim Capital LLC | 0.00% | Reduce -3.5% | 27,813 | $513K |
| Virtus Advisers, LLC | 0.27% | Reduce -2.6% | 27,782 | $513K |
| Founders Financial Alliance, LLC | 0.15% | Add +8.5% | 27,401 | $506K |
| Sowell Financial Services LLC | 0.02% | Add +12.8% | 27,080 | $500K |
| Concurrent Investment Advisors, LLC | 0.02% | Add +9.1% | 26,607 | $491K |
| AE Wealth Management LLC | 0.01% | Reduce -43.0% | 25,568 | $472K |
| Sage Mountain Advisors LLC | 0.05% | New | 25,458 | $470K |
| Engineers Gate Manager LP | 0.01% | Add +127.9% | 25,412 | $469K |
| MML Investors Services, LLC | 0.00% | Reduce -7.9% | 25,104 | $463K |
| Neuberger Berman Group LLC | 0.00% | No change | 24,750 | $457K |
| Jane Street Group, LLC | 0.00% | Reduce -57.0% | 24,533 | $453K |
| Pathstone Holdings, LLC | 0.00% | Reduce -0.1% | 24,423 | $451K |
| Baird Financial Group, Inc. | 0.00% | New | 24,216 | $447K |
| Core Wealth Partners LLC | 0.34% | No change | 24,153 | $446K |
| Captrust Financial Advisors | 0.00% | Reduce -19.4% | 23,971 | $442K |
| Penbrook Management LLC | 0.27% | Reduce -0.9% | 23,696 | $437K |
| Greenwich Investment Management, Inc. | 0.34% | Add +2.5% | 23,711 | $437K |
| Equitable Holdings, Inc. | 0.00% | Add +3.5% | 23,045 | $425K |
| Accredited Investors Inc. | 0.03% | Reduce -4.2% | 23,000 | $424K |
| Mercer Global Advisors Inc. | 0.00% | New | 22,456 | $414K |
| Inspire Investing, LLC | 0.04% | Reduce -14.1% | 22,113 | $408K |
| Inspire Advisors, LLC | 0.06% | Add +0.7% | 21,873 | $404K |
| Corient Private Wealth LP | 0.00% | Add +65.1% | 21,821 | $403K |
| MAS Advisors LLC | 0.46% | Add +72.8% | 21,679 | $400K |
| Kestra Advisory Services, LLC | 0.00% | Add +34.0% | 21,394 | $395K |
| ProShare Advisors LLC | 0.00% | Add +15.3% | 20,869 | $385K |
| Madison Park Capital Advisors, LLC | 0.32% | No change | 20,000 | $369K |
| NorthCoast Asset Management LLC | 0.00% | Add +100.0% | 20,000 | $369K |
| First National Trust Co | 0.01% | No change | 19,634 | $362K |
| Monument Capital Management | 0.10% | New | 19,030 | $351K |
| Beacon Pointe Advisors, LLC | 0.00% | No change | 18,851 | $348K |
| Sunbelt Securities, Inc. | 0.04% | Add +0.3% | 18,702 | $345K |
| IFP Advisors, Inc | 0.01% | Add +4.9% | 18,597 | $343K |
| Prime Capital Investment Advisors, LLC | 0.00% | Add +21.9% | 18,318 | $338K |
| Sit Investment Associates Inc. | 0.01% | No change | 18,050 | $333K |
| Brown Advisory Inc. | 0.00% | Add +63.7% | 17,919 | $331K |
| Mackenzie Financial Corp. | 0.00% | Add +2.7% | 17,867 | $330K |
| Fulton Bank, N.A. | 0.01% | Reduce -22.3% | 17,417 | $321K |
| Capstone Investment Advisors, LLC | 0.01% | Add +35.3% | 17,163 | $317K |
| Parallel Advisors, LLC | 0.01% | No change | 16,747 | $309K |
| Concourse Financial Group Securities, Inc. | 0.02% | Add +0.7% | 16,675 | $308K |
| Mirae Asset Global Investments Co., Ltd. | 0.00% | Reduce -26.9% | 16,613 | $307K |
| FourThought Financial Partners, LLC | 0.04% | Reduce -0.9% | 16,604 | $306K |
| RMR Wealth Builders | 0.04% | Add +3.3% | 16,426 | $303K |
| Principle Wealth Partners LLC | 0.02% | No change | 16,390 | $302K |
| Townsquare Capital LLC | 0.00% | Add +0.5% | 16,334 | $301K |
| Strategic Financial Concepts, LLC | 0.07% | New | 16,300 | $301K |
| IAM Advisory, LLC | 0.08% | Add +33.2% | 15,686 | $289K |
| Snowden Capital Advisors LLC | 0.01% | New | 15,567 | $287K |
| Mariner, LLC | 0.00% | Add +7.2% | 15,403 | $284K |
| Aigen Investment Management, LP | 0.06% | New | 15,372 | $284K |
| Register Financial Advisors LLC | 0.15% | Add +0.3% | 15,261 | $282K |
| Good Life Advisors, LLC | 0.02% | Reduce -7.8% | 15,147 | $279K |
| Wedbush Securities Inc. | 0.01% | Add +2.7% | 15,120 | $279K |
| Allie Family Office LLC | 0.16% | No change | 15,000 | $277K |
| Anfield Capital Management, LLC | 0.13% | No change | 14,748 | $272K |
| Cornerstone Wealth Management, LLC | 0.02% | New | 14,610 | $270K |
| Accel Wealth Management | 0.11% | New | 14,512 | $268K |
| Cerity Partners LLC | 0.00% | New | 14,327 | $265K |
| Advisory Research Inc. | 0.05% | Reduce -6.3% | 14,214 | $262K |
| Quest Investment Management LLC | 0.03% | No change | 14,115 | $260K |
| Advisory Services Network, LLC | 0.01% | Reduce -66.2% | 14,040 | $259K |
| Cascade Financial Partners, LLC | 0.04% | — | 14,193 | $258K |
| Colonial River Investments, LLC | 0.15% | No change | 13,977 | $258K |
| CreativeOne Wealth, LLC | 0.01% | New | 13,950 | $257K |
| Mutual Advisors, LLC | 0.01% | Reduce -5.2% | 13,884 | $256K |
| B. Riley Wealth Advisors, Inc. | 0.01% | Add +0.8% | 15,154 | $249K |
| Allspring Global Investments Holdings, LLC | 0.00% | No change | 13,100 | $242K |
| SteelPeak Wealth, LLC | 0.01% | New | 12,675 | $234K |
| Stratos Wealth Partners, LTD. | 0.00% | Add +0.8% | 12,392 | $229K |
| Chicago Partners Investment Group LLC | 0.01% | New | 11,984 | $226K |
| Kelleher Financial Advisors | 0.09% | Reduce -16.6% | 12,230 | $226K |
| Virtus Investment Advisers, LLC | 0.16% | No change | 12,197 | $225K |
| NewEdge Advisors, LLC | 0.00% | Add +0.1% | 12,152 | $224K |
| WealthBridge Capital Management, LLC | 0.07% | No change | 12,000 | $221K |
| Global Assets Advisory, LLC | 0.13% | Add +11.0% | 12,139 | $221K |
| LM Advisors LLC | 0.04% | No change | 11,900 | $220K |
| Modern Wealth Management, LLC | 0.02% | Add +11.9% | 11,918 | $220K |
| Susquehanna International Group, LLP | 0.00% | Reduce -32.1% | 11,901 | $220K |
| Dark Forest Capital Management LP | 0.04% | New | 11,709 | $216K |
| Caprock Group, LLC | 0.01% | No change | 11,500 | $212K |
| Childress Capital Advisors, LLC | 0.06% | No change | 11,370 | $210K |
| &partners | 0.03% | No change | 11,200 | $207K |
| Foundations Investment Advisors, LLC | 0.01% | New | 11,000 | $203K |
| Old Port Advisors | 0.06% | Reduce -6.7% | 10,844 | $200K |
| Latitude Advisors, LLC | 0.12% | Add +2.2% | 10,456 | $193K |
| Point72 Asset Management | 0.00% | New | 10,400 | $192K |
| HB Wealth Management, LLC | 0.00% | Reduce -11.0% | 10,087 | $186K |
| GRIMES & Co WEALTH MANAGEMENT, LLC | 0.01% | New | 10,040 | $185K |
| Cedar Wealth Management, LLC | 0.06% | No change | 9,759 | $180K |
| Principal Securities, Inc. | 0.01% | Add +174.8% | 8,777 | $162K |
| Comerica Bank | 0.00% | Reduce -11.7% | 7,800 | $144K |
| Private Ocean, LLC | 0.01% | No change | 7,505 | $138K |
| Tower Research Capital LLC (TRC) | 0.00% | Add +8.2% | 6,862 | $127K |
| Annis Gardner Whiting Capital Advisors, LLC | 0.04% | No change | 6,705 | $124K |
| First Manhattan Co. Llc. | 0.00% | No change | 5,825 | $107K |
| Creekmur Asset Management LLC | 0.03% | Reduce -27.3% | 4,563 | $84K |
| Federation des caisses Desjardins du Quebec | 0.00% | Add +23.9% | 4,412 | $81K |
| Caldwell Sutter Capital, Inc. | 0.04% | Reduce -4.5% | 4,316 | $80K |
| Chilton Capital Management LLC | 0.00% | No change | 4,305 | $79K |
| Geneos Wealth Management Inc. | 0.00% | Reduce -6.7% | 4,205 | $78K |
| C M Bidwell & Associates Ltd. | 0.05% | Reduce -0.9% | 4,180 | $77K |
| Global Retirement Partners, LLC | 0.00% | Reduce -16.3% | 4,005 | $74K |
| Security National Bank | 0.01% | No change | 4,003 | $74K |
| Orion Capital Management LLC | 0.04% | No change | 4,000 | $74K |
| Blue Trust, Inc. | 0.00% | Reduce -0.5% | 4,000 | $74K |
| Brown, Lisle/Cummings, Inc. | 0.02% | No change | 3,811 | $70K |
| Hexagon Capital Partners LLC | 0.01% | Add +28.9% | 3,599 | $66K |
| Highlander Capital Management, LLC | 0.03% | No change | 3,532 | $65K |
| Tucker Asset Management LLC | 0.01% | Reduce -39.2% | 3,502 | $65K |
| Signaturefd, LLC | 0.00% | Add +0.1% | 3,385 | $62K |
| Tradewinds Capital Management, LLC | 0.02% | Add +2.2% | 3,354 | $62K |
| Carolinas Wealth Consulting LLC | 0.01% | No change | 2,950 | $54K |
| Deutsche Bank AG | 0.00% | Add +2.6% | 2,874 | $53K |
| Nomura Asset Management Co. Ltd. | 0.00% | Reduce -24.3% | 2,868 | $53K |
| Chesapeake Asset Management LLC | 0.05% | No change | 2,830 | $52K |
| Kozak & Associates, Inc. | 0.01% | Add +21.1% | 2,588 | $49K |
| Lanark Financial, Inc. | 0.00% | Add +154.8% | 2,624 | $48K |
| Citigroup Inc. | 0.00% | New | 2,580 | $48K |
| Hollencrest Capital Management | 0.00% | No change | 2,522 | $47K |
| Whittier Trust Co. of Nevada Inc. | 0.00% | Reduce -50.0% | 2,500 | $46K |
| Cwm, LLC | 0.00% | Reduce -19.9% | 2,481 | $46K |
| FIL Ltd | 0.00% | No change | 2,468 | $46K |
| Delta Asset Management LLC | 0.00% | No change | 2,338 | $43K |
| Harbour Investments, Inc. | 0.00% | Add +2.1% | 2,323 | $43K |
| AlphaMark Advisors, LLC | 0.01% | Add +15.3% | 2,082 | $38K |
| Kelly Financial Services LLC | 0.01% | Add +2.6% | 1,922 | $35K |
| Elevation Wealth Partners, LLC | 0.02% | Add +4.8% | 1,920 | $35K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -53.2% | 1,792 | $33K |
| Macroview Investment Management LLC | 0.04% | Add +2.2% | 1,774 | $33K |
| Armstrong Advisory Group, Inc. | 0.00% | No change | 1,800 | $30K |
| Caitlin John, LLC | 0.02% | Add +1.8% | 1,626 | $30K |
| Rothschild Investment LLC | 0.00% | Add +6.7% | 1,600 | $30K |
| Ancora Advisors LLC | 0.00% | No change | 1,250 | $23K |
| Allworth Financial LP | 0.00% | New | 1,185 | $22K |
| First Command Advisory Services, Inc. | 0.00% | New | 1,075 | $20K |
| AllSquare Wealth Management LLC | 0.01% | No change | 1,000 | $18K |
| Raleigh Capital Management Inc. | 0.01% | No change | 940 | $17K |
| Pathway Financial Advisers, LLC | 0.01% | Reduce -25.7% | 836 | $15K |
| Point72 Hong Kong Ltd | 0.00% | New | 813 | $15K |
| ORG Partners LLC | 0.03% | Reduce -87.4% | 806 | $15K |
| Beacon Capital Management, LLC | 0.00% | No change | 795 | $15K |
| Private Trust Co. NA | 0.00% | No change | 681 | $13K |
| Avior Wealth Management, LLC | 0.00% | No change | 650 | $12K |
| Core Wealth Advisors, Inc. | 0.00% | New | 645 | $12K |
| WealthCollab, LLC | 0.01% | No change | 641 | $12K |
| Community Bank, N.A. | 0.00% | Reduce -28.6% | 625 | $12K |
| Archer Investment Corp | 0.00% | Reduce -98.4% | 516 | $10K |
| West Oak Capital, LLC | 0.00% | No change | 500 | $9K |
| BNP Paribas Financial Markets | 0.00% | Reduce -99.5% | 471 | $9K |
| PFS Partners, LLC | 0.01% | No change | 413 | $8K |
| Spire Wealth Management | 0.00% | Add +1.2% | 343 | $6K |
| EverSource Wealth Advisors, LLC | 0.00% | Reduce -59.2% | 321 | $6K |
| National Bank of Canada | 0.00% | New | 300 | $6K |
| Cutler Group LLC / CA | 0.00% | New | 293 | $5K |
| Towne Trust Company, N.A | 0.00% | New | 250 | $5K |
| Continuum Advisory, LLC | 0.00% | New | 218 | $4K |
| WR Wealth Planners, LLC | 0.00% | New | 234 | $4K |
| Asset Dedication, LLC | 0.00% | No change | 200 | $4K |
| TD Waterhouse Canada Inc. | 0.00% | New | 200 | $4K |
| Anchor Investment Management, LLC | 0.00% | No change | 197 | $4K |
| Evermay Wealth Management LLC | 0.00% | No change | 180 | $3K |
| Cape Investment Advisory, Inc. | 0.00% | Reduce -96.0% | 135 | $2K |
| Glen Eagle Advisors, LLC | 0.00% | No change | 100 | $2K |
| Salem Investment Counselors Inc. | 0.00% | No change | 100 | $2K |
| Horizon Financial Services, LLC | 0.00% | New | 77 | $1K |
| Valley National Advisers Inc. | 0.00% | No change | 100 | $1K |
| Householder Group Estate & Retirement Specialist, LLC | 0.00% | No change | 34 | $627 |
| Point72 (DIFC) Ltd | 0.00% | — | 32 | $590 |
| CoreCap Advisors, LLC | 0.00% | New | 28 | $522 |
| Financial Gravity Asset Management, Inc. | 0.00% | Add +100.0% | 4 | $66 |
| FMR LLC | 0.00% | Add +100.0% | 2 | $37 |
"% of holder's portfolio" is HTGC's weight in each manager's 13F, not the share of Hercules Capital Inc. the manager owns.