Hercules CapitalHTGC
13F holders, Q2 2024 (June 30)288holders −6
29new positions
35sold out
2famous investors
$20.22avg. 13F price*
At the end of Q2 2024, 288 institutions reported holding Hercules Capital Inc. (HTGC) in their 13F filings, down 6 from Q1 2024. 29 opened new positions and 35 sold out. The largest holders were Van Eck Associates Corp. ($57.8M), Sound Income Strategies, LLC ($55.0M) and Legal & General Group Plc ($25.7M). 2 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio) and Israel Englander (0.0% of Millennium Management's portfolio).
- Company
- Hercules Capital Inc.
- CUSIP
- 427096508
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024 → Q2 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 29 | $17.1M |
| Exits | 35 | $40.5M |
All 13F filers, Q1 2024 → Q2 2024: 3,169,891 shares bought and 4,247,078 shares sold, net −1,077,187 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 288 holders
| Van Eck Associates Corp. | 0.08% | Add +11.8% | 2,824,840 | $57.8M |
| Sound Income Strategies, LLC | 3.84% | Add +1.3% | 2,689,673 | $55.0M |
| Legal & General Group Plc | 0.01% | Add +3.3% | 1,254,410 | $25.7M |
| Morgan Stanley | 0.00% | Add +3.4% | 1,180,311 | $24.1M |
| Advisors Capital Management, LLC | 0.34% | Add +2.0% | 946,313 | $19.4M |
| Marshall Wace, LLP | 0.03% | Reduce -42.1% | 867,395 | $17.7M |
| LPL Financial LLC | 0.01% | Add +8.9% | 856,288 | $17.5M |
| Two Sigma Advisers, LP | 0.04% | Add +6.5% | 836,600 | $17.1M |
| Royal Bank of Canada | 0.00% | Add +2.4% | 798,230 | $16.3M |
| Melia Wealth LLC | 8.17% | Add +5.9% | 732,058 | $15.0M |
| Wells Fargo & Company | 0.00% | Add +12.6% | 657,643 | $13.4M |
| BlackRock Inc. | 0.00% | Add +3.9% | 651,944 | $13.3M |
| Gilman Hill Asset Management, LLC | 2.25% | Add +1.3% | 607,669 | $12.4M |
| Raymond James & Associates | 0.01% | Reduce -22.4% | 605,633 | $12.4M |
| Two Sigma Investments, LP | 0.03% | Reduce -4.7% | 586,109 | $12.0M |
| JPMorgan Chase & Co. | 0.00% | Reduce -24.5% | 404,051 | $8.3M |
| Stifel Financial Corp. | 0.01% | Add +3.5% | 389,732 | $8.0M |
| S&T Bank | 2.02% | Reduce -26.8% | 387,159 | $7.9M |
| Ameriprise Financial Inc. | 0.00% | Add +93.1% | 386,922 | $7.9M |
| Confluence Investment Management LLC | 0.11% | Add +0.8% | 379,548 | $7.8M |
| Advisors Asset Management, Inc. | 0.15% | Reduce -0.5% | 372,267 | $7.6M |
| Muzinich & Co., Inc. | 6.09% | Reduce -1.8% | 371,476 | $7.6M |
| Tectonic Advisors LLC | 0.55% | Add +7.3% | 370,206 | $7.6M |
| Sumitomo Mitsui Trust Group, Inc. | 0.01% | Reduce -1.9% | 364,247 | $7.4M |
| McKinley Capital Management LLC | 1.28% | Add +4.3% | 356,422 | $7.3M |
| Border to Coast Pensions Partnership Ltd | 0.17% | Reduce -6.6% | 350,000 | $7.2M |
| Capital Advisory Group Advisory Services, LLC | 2.98% | Add +12.2% | 340,780 | $7.0M |
| Commonwealth Equity Services, LLC | 0.01% | Add +11.2% | 330,643 | $6.8M |
| Franklin Resources Inc. | 0.00% | Add +11.4% | 302,445 | $6.2M |
| Janney Montgomery Scott LLC | 0.02% | Reduce -1.4% | 297,187 | $6.1M |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -0.8% | 295,366 | $6.0M |
| Bank of America Corp. | 0.00% | Add +95.3% | 272,878 | $5.6M |
| D.A. Davidson & Co. | 0.05% | Add +6.8% | 265,027 | $5.4M |
| Atria Wealth Solutions, Inc. | 0.06% | Reduce -7.3% | 257,812 | $5.3M |
| UBS Group AG | 0.00% | Reduce -1.0% | 250,994 | $5.1M |
| HRT Financial LP | 0.03% | Add +194.2% | 237,534 | $4.9M |
| Centaurus Financial, Inc. | 0.32% | Reduce -1.4% | 237,366 | $4.9M |
| Goldman Sachs Group Inc. | 0.00% | Add +44.7% | 230,093 | $4.7M |
| FAS Wealth Partners, Inc. | 0.37% | Reduce -0.9% | 208,025 | $4.3M |
| Left Brain Wealth Management, LLC | 1.91% | Add +10.3% | 200,081 | $4.1M |
| Envestnet Asset Management Inc. | 0.00% | Add +25.6% | 186,835 | $3.8M |
| Baker Avenue Asset Management, LP | 0.11% | Reduce -2.6% | 154,690 | $3.2M |
| Waterloo Capital, L.P. | 0.37% | Add +4.3% | 150,555 | $3.1M |
| TrueMark Investments, LLC | 1.03% | New | 147,418 | $3.0M |
| Ares Management LLC | 0.08% | No change | 143,038 | $2.9M |
| Elevation Point Wealth Partners, LLC | 0.23% | Add +1.9% | 142,679 | $2.9M |
| Blair William & Co. | 0.01% | No change | 141,879 | $2.9M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +31.4% | 137,622 | $2.8M |
| Osaic Holdings, Inc. | 0.01% | Reduce -15.0% | 137,561 | $2.8M |
| Graypoint LLC | 0.19% | Add +2.5% | 136,697 | $2.8M |
| Citadel Advisors | 0.00% | Reduce -73.1% | 136,135 | $2.8M |
| DNB Asset Management AS | 0.01% | Add +17.0% | 135,256 | $2.8M |
| Rockefeller Capital Management L.P. | 0.01% | Reduce -0.6% | 134,629 | $2.8M |
| Truvestments Capital LLC | 1.09% | Add +9.1% | 134,342 | $2.7M |
| Cetera Investment Advisers | 0.01% | Add +4.5% | 132,540 | $2.7M |
| Hennion & Walsh Asset Management, Inc. | 0.14% | Reduce -3.5% | 132,436 | $2.7M |
| Polaris Capital Management, LLC | 0.14% | Add +2.5% | 128,665 | $2.6M |
| Naviter Wealth, LLC | 0.39% | Add +38.4% | 127,549 | $2.6M |
| ExodusPoint Capital Management, LP | 0.03% | New | 116,100 | $2.4M |
| CIBC Private Wealth Group LLC | 0.00% | Reduce -2.0% | 113,201 | $2.4M |
| CANADA LIFE ASSURANCE Co | 0.00% | Add +2.6% | 115,235 | $2.4M |
| Credit Agricole S A | 0.01% | New | 115,139 | $2.4M |
| Taylor Frigon Capital Management LLC | 1.12% | Add +3.3% | 114,676 | $2.3M |
| Napa Wealth Management | 1.57% | Add +26.1% | 113,897 | $2.3M |
| Wintrust Investments LLC | 0.19% | Add +0.9% | 111,221 | $2.3M |
| Alliancebernstein L.P. | 0.00% | Reduce -22.1% | 109,163 | $2.2M |
| PFG Investments, LLC | 0.16% | Reduce -1.2% | 108,175 | $2.2M |
| Legacy Capital Wealth Partners, LLC | 0.51% | New | 98,034 | $2.0M |
| Delphi Management Inc. | 1.61% | Reduce -0.7% | 96,791 | $2.0M |
| Private Advisor Group, LLC | 0.01% | Reduce -3.9% | 96,693 | $2.0M |
| Nations Financial Group Inc, /Ia/ | 0.15% | Reduce -0.1% | 89,077 | $1.8M |
| Raymond James Financial Services Advisors, Inc. | 0.00% | Reduce -2.4% | 85,527 | $1.7M |
| Northern Trust Corp. | 0.00% | Reduce -7.7% | 83,346 | $1.7M |
| Creegan & Nassoura Financial Group, LLC | 1.15% | Reduce -1.2% | 81,620 | $1.7M |
| Invesco Ltd. | 0.00% | Reduce -5.9% | 78,134 | $1.6M |
| Natixis | 0.01% | Add +0.2% | 76,524 | $1.6M |
| Jump Financial, LLC | 0.03% | Add +27.3% | 75,619 | $1.5M |
| Steward Partners Investment Advisory, LLC | 0.02% | Add +2.4% | 73,908 | $1.5M |
| Tidal Investments LLC | 0.02% | Add +11.9% | 70,558 | $1.4M |
| HighTower Advisors, LLC | 0.00% | Add +1.6% | 66,924 | $1.4M |
| Axiom Advisory, LLC | 0.01% | New | 68,467 | $1.3M |
| Jefferies Financial Group Inc. | 0.03% | New | 63,533 | $1.3M |
| Naples Global Advisors, LLC | 0.13% | Reduce -2.2% | 61,629 | $1.3M |
| IHT Wealth Management, LLC | 0.05% | Add +12.9% | 59,088 | $1.2M |
| Arkadios Wealth Advisors | 0.08% | No change | 54,902 | $1.1M |
| Engineers Gate Manager LP | 0.02% | Add +95.1% | 49,570 | $1.0M |
| North Star Investment Management Corp. | 0.07% | Add +2.3% | 48,709 | $996K |
| Global Retirement Partners, LLC | 0.03% | Add +1108.6% | 48,406 | $990K |
| Essex Financial Services, Inc. | 0.07% | Add +20.0% | 53,607 | $989K |
| Alps Advisors Inc. | 0.01% | Add +3.3% | 48,275 | $987K |
| McDonald Partners LLC | 0.26% | No change | 48,000 | $982K |
| SVB Wealth LLC | 0.02% | Reduce -36.6% | 46,981 | $961K |
| Bank of New York Mellon Corp | 0.00% | Add +0.8% | 44,989 | $920K |
| US Bancorp \de | 0.00% | Reduce -1.1% | 44,986 | $920K |
| Mariner, LLC | 0.00% | Add +188.2% | 44,384 | $908K |
| Lido Advisors, LLC | 0.01% | Add +20.4% | 43,564 | $891K |
| Sigma Planning Corp | 0.03% | Add +4.4% | 43,186 | $883K |
| Quantbot Technologies LP | 0.04% | Add +36.8% | 42,677 | $873K |
| Bristlecone Advisors, LLC | 0.07% | No change | 41,986 | $859K |
| Dakota Wealth Management | 0.02% | No change | 41,779 | $854K |
| Independent Financial Group, LLC | 0.03% | Reduce -17.9% | 40,581 | $830K |
| Bleakley Financial Group, LLC | 0.02% | Add +5.7% | 40,171 | $821K |
| Simplicity Wealth,LLC | 0.02% | Add +5.7% | 40,171 | $821K |
| Voloridge Investment Management, LLC | 0.00% | Reduce -73.1% | 39,549 | $809K |
| Federation des caisses Desjardins du Quebec | 0.00% | Add +793.3% | 39,412 | $806K |
| Mirador Capital Partners LP | 0.15% | Add +5.7% | 38,218 | $782K |
| Access Investment Management LLC | 0.25% | No change | 38,200 | $781K |
| Concurrent Investment Advisors, LLC | 0.03% | Add +40.9% | 37,493 | $767K |
| BigSur Wealth Management LLC | 0.23% | Add +24.6% | 37,000 | $757K |
| Virtus Advisers, LLC | 0.37% | Add +31.1% | 36,414 | $745K |
| Magnetar Financial LLC | 0.02% | New | 35,064 | $717K |
| Morse Asset Management, Inc | 0.17% | New | 34,300 | $701K |
| Eagle Global Advisors LLC | 0.04% | No change | 33,300 | $681K |
| Millennium Management | 0.00% | Reduce -68.3% | 33,046 | $676K |
| Truist Financial Corp. | 0.00% | Reduce -11.1% | 32,640 | $667K |
| Creative Planning | 0.00% | Reduce -19.9% | 31,994 | $654K |
| 1620 Investment Advisors, Inc. | 0.51% | Reduce -0.6% | 31,746 | $649K |
| Mackenzie Financial Corp. | 0.00% | Add +77.0% | 31,632 | $647K |
| Future Financial Wealth Managment LLC | 0.56% | No change | 31,300 | $640K |
| AE Wealth Management LLC | 0.01% | Add +18.9% | 30,393 | $622K |
| First National Bank of Mount Dora, Trust Investment Services | 0.14% | No change | 29,246 | $598K |
| Guggenheim Capital LLC | 0.00% | Add +4.3% | 29,005 | $593K |
| SteelPeak Wealth, LLC | 0.03% | Add +123.9% | 28,384 | $580K |
| Founders Financial Alliance, LLC | 0.17% | Add +2.3% | 28,028 | $573K |
| Sowell Financial Services LLC | 0.03% | Add +1.3% | 27,418 | $561K |
| Verition Fund Management LLC | 0.00% | Reduce -27.0% | 27,300 | $558K |
| Sand Hill Global Advisors, LLC | 0.03% | Reduce -50.0% | 27,188 | $556K |
| Mirae Asset Global Investments Co., Ltd. | 0.00% | Add +60.2% | 26,608 | $540K |
| Triumph Capital Management | 0.20% | New | 25,297 | $517K |
| Neuberger Berman Group LLC | 0.00% | Add +1.6% | 25,159 | $515K |
| MML Investors Services, LLC | 0.00% | Reduce -1.7% | 24,670 | $505K |
| Pathstone Holdings, LLC | 0.00% | Add +0.1% | 24,434 | $500K |
| Diligent Investors, LLC | 0.12% | Reduce -26.4% | 24,422 | $499K |
| Core Wealth Partners LLC | 0.34% | No change | 24,153 | $494K |
| Penbrook Management LLC | 0.30% | Add +0.4% | 23,789 | $486K |
| ProShare Advisors LLC | 0.00% | Add +13.9% | 23,771 | $486K |
| Greenwich Investment Management, Inc. | 0.43% | Reduce -2.7% | 23,081 | $472K |
| Accredited Investors Inc. | 0.03% | No change | 23,000 | $470K |
| Equitable Holdings, Inc. | 0.00% | Reduce -5.1% | 21,862 | $447K |
| Kestra Advisory Services, LLC | 0.00% | Add +14.9% | 24,584 | $436K |
| MAS Advisors LLC | 1.02% | Reduce -3.3% | 20,958 | $429K |
| Inspire Advisors, LLC | 0.06% | Reduce -5.0% | 20,790 | $425K |
| International Assets Investment Management, LLC | 0.04% | Reduce -74.2% | 20,752 | $424K |
| Captrust Financial Advisors | 0.00% | Reduce -14.7% | 20,452 | $418K |
| Madison Park Capital Advisors, LLC | 0.34% | No change | 20,000 | $409K |
| NorthCoast Asset Management LLC | 0.00% | No change | 20,000 | $409K |
| First National Trust Co | 0.02% | No change | 19,634 | $402K |
| Inspire Investing, LLC | 0.05% | Reduce -12.1% | 19,440 | $398K |
| TFG Advisers LLC | 0.15% | New | 18,906 | $387K |
| Cornerstone Wealth Management, LLC | 0.03% | Add +27.4% | 18,606 | $380K |
| Monument Capital Management | 0.11% | Reduce -3.2% | 18,418 | $377K |
| IFP Advisors, Inc | 0.01% | Reduce -1.0% | 18,403 | $376K |
| Townsquare Capital LLC | 0.01% | Add +12.7% | 18,400 | $376K |
| Beacon Pointe Advisors, LLC | 0.00% | Reduce -3.2% | 18,241 | $373K |
| Sunbelt Securities, Inc. | 0.04% | Reduce -3.0% | 18,150 | $371K |
| Sit Investment Associates Inc. | 0.01% | No change | 18,050 | $369K |
| GRIMES & Co WEALTH MANAGEMENT, LLC | 0.01% | Add +79.4% | 18,009 | $368K |
| Brown Advisory Inc. | 0.00% | No change | 17,919 | $366K |
| Concourse Financial Group Securities, Inc. | 0.02% | Add +2.4% | 17,073 | $349K |
| RMR Wealth Builders | 0.04% | Add +3.5% | 16,997 | $348K |
| Prossimo Advisors, LLC | 0.31% | New | 16,949 | $347K |
| Global Assets Advisory, LLC | 0.55% | Add +38.0% | 16,757 | $343K |
| Parallel Advisors, LLC | 0.01% | Reduce -0.1% | 16,725 | $342K |
| Aquatic Capital Management LLC | 0.01% | Reduce -40.8% | 16,700 | $342K |
| Kestra Private Wealth Services, LLC | 0.01% | New | 16,405 | $335K |
| Principle Wealth Partners LLC | 0.03% | No change | 16,390 | $335K |
| IAM Advisory, LLC | 0.09% | Add +0.5% | 15,765 | $322K |
| Wedbush Securities Inc. | 0.01% | Add +3.8% | 15,689 | $321K |
| Cerity Partners LLC | 0.00% | Add +9.0% | 15,621 | $319K |
| Accel Wealth Management | 0.13% | Add +7.3% | 15,578 | $319K |
| Fulton Bank, N.A. | 0.01% | Reduce -11.5% | 15,417 | $315K |
| Register Financial Advisors LLC | 0.16% | Add +0.3% | 15,306 | $313K |
| Colonial River Investments, LLC | 0.17% | Add +9.5% | 15,302 | $313K |
| Axxcess Wealth Management, LLC | 0.01% | New | 15,302 | $313K |
| Corient Private Wealth LP | 0.00% | Reduce -31.0% | 15,049 | $308K |
| Allie Family Office LLC | 0.18% | No change | 15,000 | $307K |
| Snowden Capital Advisors LLC | 0.01% | Reduce -4.2% | 14,912 | $305K |
| Anfield Capital Management, LLC | 0.15% | No change | 14,748 | $302K |
| Jane Street Group, LLC | 0.00% | Reduce -40.3% | 14,657 | $300K |
| Good Life Advisors, LLC | 0.02% | Reduce -4.3% | 14,498 | $296K |
| Chicago Partners Investment Group LLC | 0.01% | Add +13.5% | 13,603 | $295K |
| Advisory Services Network, LLC | 0.01% | Add +1.7% | 14,276 | $292K |
| Caprock Group, LLC | 0.01% | Add +23.5% | 14,200 | $290K |
| Cascade Financial Partners, LLC | 0.04% | No change | 14,193 | $290K |
| Quest Investment Management LLC | 0.03% | No change | 14,115 | $289K |
| Advisory Research Inc. | 0.05% | Reduce -1.5% | 13,997 | $286K |
| NewEdge Advisors, LLC | 0.00% | Add +8.3% | 13,158 | $269K |
| Allspring Global Investments Holdings, LLC | 0.00% | No change | 13,100 | $268K |
| Mercer Global Advisors Inc. | 0.00% | Reduce -42.0% | 13,029 | $266K |
| B. Riley Wealth Advisors, Inc. | 0.01% | Reduce -14.4% | 12,976 | $265K |
| Modern Wealth Management, LLC | 0.02% | Add +8.6% | 12,937 | $265K |
| Stratos Wealth Partners, LTD. | 0.00% | Add +0.8% | 12,493 | $255K |
| &partners | 0.01% | Add +11.2% | 12,453 | $255K |
| Kelleher Financial Advisors | 0.10% | No change | 12,230 | $250K |
| Virtus Investment Advisers, LLC | 0.23% | No change | 12,197 | $249K |
| WealthBridge Capital Management, LLC | 0.08% | No change | 12,000 | $245K |
| Prime Capital Investment Advisors, LLC | 0.00% | Reduce -34.5% | 11,992 | $245K |
| Brookstone Capital Management | 0.00% | New | 11,024 | $235K |
| Childress Capital Advisors, LLC | 0.07% | No change | 11,370 | $233K |
| Sanctuary Advisors, LLC | 0.00% | — | 12,026 | $229K |
| LM Advisors LLC | 0.04% | Reduce -8.4% | 10,900 | $223K |
| Principal Securities, Inc. | 0.01% | Add +22.8% | 10,774 | $220K |
| Old Port Advisors | 0.07% | Reduce -1.0% | 10,734 | $220K |
| Latitude Advisors, LLC | 0.13% | Add +1.5% | 10,613 | $217K |
| Foundations Investment Advisors, LLC | 0.01% | Reduce -4.3% | 10,533 | $215K |
| Autumn Glory Partners, LLC | 0.11% | New | 10,500 | $215K |
| HB Wealth Management, LLC | 0.00% | Add +1.8% | 10,272 | $210K |
| Evergreen Capital Management LLC | 0.01% | New | 10,108 | $207K |
| Pegasus Partners Ltd. | 0.02% | New | 9,907 | $203K |
| Virtu Financial LLC | 0.01% | New | 9,758 | $200K |
| Cedar Wealth Management, LLC | 0.06% | No change | 9,759 | $200K |
| BNP Paribas Financial Markets | 0.00% | Add +1743.3% | 8,682 | $178K |
| ORG Partners LLC | 0.02% | Add +963.9% | 8,575 | $176K |
| Comerica Bank | 0.00% | Add +1.0% | 7,876 | $161K |
| Private Ocean, LLC | 0.01% | No change | 7,505 | $153K |
| Annis Gardner Whiting Capital Advisors, LLC | 0.04% | No change | 6,705 | $137K |
| Arlington Trust Co LLC | 0.03% | New | 6,000 | $123K |
| Flputnam Investment Management Co. | 0.00% | New | 5,381 | $110K |
| Hexagon Capital Partners LLC | 0.02% | Add +38.8% | 4,994 | $102K |
| Caldwell Sutter Capital, Inc. | 0.04% | Reduce -2.3% | 4,216 | $86K |
| C M Bidwell & Associates Ltd. | 0.06% | No change | 4,180 | $85K |
| Geneos Wealth Management Inc. | 0.00% | Reduce -4.8% | 4,005 | $82K |
| Security National Bank | 0.01% | No change | 4,003 | $82K |
| Brown, Lisle/Cummings, Inc. | 0.03% | No change | 3,811 | $78K |
| Blue Trust, Inc. | 0.00% | No change | 4,000 | $74K |
| Signaturefd, LLC | 0.00% | Add +4.9% | 3,552 | $73K |
| Tradewinds Capital Management, LLC | 0.02% | Add +2.0% | 3,422 | $70K |
| Salem Investment Counselors Inc. | 0.00% | Add +3246.0% | 3,346 | $68K |
| Chilton Capital Management LLC | 0.00% | Reduce -30.3% | 3,000 | $61K |
| Carolinas Wealth Consulting LLC | 0.01% | No change | 2,950 | $60K |
| Deutsche Bank AG | 0.00% | Add +2.4% | 2,944 | $60K |
| Spire Wealth Management | 0.00% | Add +740.5% | 2,883 | $59K |
| Nomura Asset Management Co. Ltd. | 0.00% | Reduce -2.1% | 2,807 | $57K |
| Kozak & Associates, Inc. | 0.01% | Add +2.0% | 2,641 | $56K |
| Cwm, LLC | 0.00% | Add +8.2% | 2,685 | $55K |
| Creekmur Asset Management LLC | 0.01% | Reduce -41.5% | 2,671 | $55K |
| Lanark Financial, Inc. | 0.00% | No change | 2,624 | $53K |
| Hollencrest Capital Management | 0.00% | No change | 2,522 | $52K |
| Whittier Trust Co. of Nevada Inc. | 0.00% | No change | 2,500 | $51K |
| FIL Ltd | 0.00% | No change | 2,468 | $51K |
| Harbour Investments, Inc. | 0.00% | Add +2.0% | 2,370 | $48K |
| Delta Asset Management LLC | 0.00% | No change | 2,338 | $48K |
| Chesapeake Asset Management LLC | 0.05% | Reduce -17.8% | 2,325 | $48K |
| AlphaMark Advisors, LLC | 0.02% | Add +10.2% | 2,295 | $47K |
| Kelly Financial Services LLC | 0.02% | Add +7.7% | 2,070 | $42K |
| Catalyst Funds Management Pty Ltd | 0.01% | New | 2,000 | $41K |
| Armstrong Advisory Group, Inc. | 0.00% | No change | 1,800 | $37K |
| Macroview Investment Management LLC | 0.04% | No change | 1,774 | $36K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -3.4% | 1,732 | $35K |
| Elevation Wealth Partners, LLC | 0.02% | Reduce -9.9% | 1,729 | $35K |
| Caitlin John, LLC | 0.02% | Add +1.7% | 1,653 | $34K |
| Painted Porch Advisors LLC | 0.02% | New | 1,529 | $31K |
| HHM Wealth Advisors, LLC | 0.00% | New | 1,500 | $31K |
| Ancora Advisors LLC | 0.00% | Add +11.5% | 1,394 | $29K |
| Jones Financial Companies LLLP | 0.00% | New | 1,288 | $26K |
| Tower Research Capital LLC (TRC) | 0.00% | Reduce -81.8% | 1,246 | $25K |
| AllSquare Wealth Management LLC | 0.01% | No change | 1,000 | $20K |
| Raleigh Capital Management Inc. | 0.01% | No change | 940 | $19K |
| Allworth Financial LP | 0.00% | Reduce -23.6% | 905 | $19K |
| Rothschild Investment LLC | 0.00% | Reduce -46.9% | 850 | $17K |
| Pathway Financial Advisers, LLC | 0.01% | Add +0.1% | 837 | $17K |
| Strategic Financial Concepts, LLC | 0.01% | Add +2067.0% | 353,221 | $16K |
| Beacon Capital Management, LLC | 0.00% | No change | 795 | $16K |
| Asset Dedication, LLC | 0.00% | Add +278.0% | 756 | $15K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.00% | New | 700 | $14K |
| Private Trust Co. NA | 0.00% | No change | 681 | $14K |
| Avior Wealth Management, LLC | 0.00% | No change | 650 | $13K |
| WealthCollab, LLC | 0.01% | No change | 641 | $13K |
| Community Bank, N.A. | 0.00% | No change | 625 | $13K |
| Archer Investment Corp | 0.00% | Add +0.6% | 519 | $11K |
| West Oak Capital, LLC | 0.00% | No change | 500 | $10K |
| Tucker Asset Management LLC | 0.00% | Reduce -86.2% | 484 | $10K |
| PFS Partners, LLC | 0.01% | No change | 413 | $8K |
| EverSource Wealth Advisors, LLC | 0.00% | No change | 321 | $7K |
| Signature Resources Capital Management, LLC | 0.00% | New | 275 | $6K |
| Castleview Partners, LLC | 0.00% | New | 250 | $5K |
| Triad Wealth Partners, LLC | 0.00% | New | 250 | $5K |
| WR Wealth Planners, LLC | 0.00% | Add +1.7% | 238 | $5K |
| William B. Walkup & Associates, Inc. | 0.00% | — | 229 | $5K |
| Continuum Advisory, LLC | 0.00% | Add +2.3% | 223 | $5K |
| TD Waterhouse Canada Inc. | 0.00% | No change | 200 | $4K |
| Anchor Investment Management, LLC | 0.00% | No change | 197 | $4K |
| Evermay Wealth Management LLC | 0.00% | No change | 180 | $4K |
| Glen Eagle Advisors, LLC | 0.00% | No change | 100 | $2K |
| Valley National Advisers Inc. | 0.00% | No change | 100 | $2K |
| Horizon Financial Services, LLC | 0.00% | Add +1.3% | 78 | $2K |
| Coppell Advisory Solutions LLC | 0.00% | — | 12 | $245 |
| Farther Finance Advisors, LLC | 0.00% | New | 4 | $82 |
"% of holder's portfolio" is HTGC's weight in each manager's 13F, not the share of Hercules Capital Inc. the manager owns.