Hercules CapitalHTGC
13F holders, Q3 2024 (September 30)299holders +11
38new positions
24sold out
2famous investors
$19.66avg. 13F price*
At the end of Q3 2024, 299 institutions reported holding Hercules Capital Inc. (HTGC) in their 13F filings, up 11 from Q2 2024. 38 opened new positions and 24 sold out. The largest holders were Van Eck Associates Corp. ($61.9M), Sound Income Strategies, LLC ($53.8M) and Morgan Stanley ($24.7M). 2 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio) and Israel Englander (0.0% of Millennium Management's portfolio).
- Company
- Hercules Capital Inc.
- CUSIP
- 427096508
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 38 | $17.9M |
| Exits | 24 | $28.8M |
All 13F filers, Q2 2024 → Q3 2024: 3,206,081 shares bought and 3,742,052 shares sold, net −535,971 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 299 holders
| Van Eck Associates Corp. | 0.08% | Add +10.3% | 3,115,419 | $61.9M |
| Sound Income Strategies, LLC | 3.46% | Add +1.8% | 2,737,345 | $53.8M |
| Morgan Stanley | 0.00% | Add +6.5% | 1,256,966 | $24.7M |
| Legal & General Group Plc | 0.01% | Reduce -6.6% | 1,171,517 | $23.0M |
| LPL Financial LLC | 0.01% | Add +15.3% | 986,915 | $19.4M |
| Advisors Capital Management, LLC | 0.31% | Add +1.0% | 955,600 | $18.8M |
| Royal Bank of Canada | 0.00% | Reduce -4.2% | 764,570 | $15.0M |
| Melia Wealth LLC | 7.56% | Add +1.6% | 743,573 | $14.6M |
| BlackRock, Inc. | 0.00% | — | 703,352 | $13.8M |
| Wells Fargo & Company | 0.00% | Reduce -0.4% | 654,838 | $12.9M |
| Gilman Hill Asset Management, LLC | 1.96% | Reduce -1.6% | 597,707 | $11.7M |
| Two Sigma Advisers, LP | 0.02% | Reduce -45.0% | 460,200 | $9.0M |
| Two Sigma Investments, LP | 0.02% | Reduce -21.9% | 457,677 | $9.0M |
| Tectonic Advisors LLC | 0.56% | Add +17.0% | 433,032 | $8.5M |
| Muzinich & Co., Inc. | 6.33% | Add +9.9% | 408,362 | $8.0M |
| Advisors Asset Management, Inc. | 0.15% | Add +9.3% | 406,985 | $8.0M |
| Sumitomo Mitsui Trust Group, Inc. | 0.01% | Add +10.1% | 401,133 | $7.9M |
| Citadel Advisors | 0.01% | Add +188.7% | 392,948 | $7.7M |
| Franklin Resources Inc. | 0.00% | Add +28.0% | 387,225 | $7.7M |
| Confluence Investment Management LLC | 0.10% | Add +0.2% | 380,452 | $7.5M |
| Stifel Financial Corp. | 0.01% | Reduce -4.4% | 372,692 | $7.3M |
| Denali Advisors LLC | 0.76% | New | 358,580 | $7.0M |
| S&T Bank | 1.84% | Reduce -7.8% | 357,127 | $7.0M |
| Border to Coast Pensions Partnership Ltd | 0.14% | No change | 350,000 | $6.9M |
| Credit Agricole S A | 0.03% | Add +186.9% | 330,371 | $6.5M |
| Raymond James & Associates | 0.00% | Reduce -46.7% | 322,781 | $6.3M |
| Commonwealth Equity Services, LLC | 0.01% | Reduce -2.5% | 322,476 | $6.3M |
| Janney Montgomery Scott LLC | 0.02% | Add +2.2% | 303,858 | $6.0M |
| UBS Group AG | 0.00% | Add +20.4% | 302,202 | $5.9M |
| Ameriprise Financial Inc. | 0.00% | Reduce -23.2% | 297,100 | $5.8M |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -0.3% | 294,507 | $5.8M |
| JPMorgan Chase & Co. | 0.00% | Reduce -27.5% | 292,978 | $5.8M |
| Capital Advisory Group Advisory Services, LLC | 2.24% | Reduce -15.9% | 286,734 | $5.6M |
| D.A. Davidson & Co. | 0.05% | Add +7.1% | 283,850 | $5.6M |
| Atria Wealth Solutions, Inc. | 0.05% | Reduce -1.8% | 253,158 | $5.0M |
| Raymond James Financial Services Advisors, Inc. | 0.01% | Add +166.7% | 228,138 | $4.5M |
| HRT Financial LP | 0.02% | Reduce -6.2% | 222,766 | $4.4M |
| Centaurus Financial, Inc. | 0.28% | Reduce -6.3% | 222,491 | $4.4M |
| Envestnet Asset Management Inc. | 0.00% | Add +18.3% | 221,035 | $4.3M |
| Blair William & Co. | 0.01% | Add +50.0% | 212,810 | $4.2M |
| Left Brain Wealth Management, LLC | 1.91% | Add +4.3% | 208,661 | $4.1M |
| FAS Wealth Partners, Inc. | 0.32% | Reduce -0.5% | 206,967 | $4.1M |
| TrueMark Investments, LLC | 1.26% | Add +35.1% | 199,153 | $3.9M |
| Ares Management LLC | 0.11% | Add +38.6% | 198,306 | $3.9M |
| Baker Avenue Asset Management, LP | 0.10% | Add +3.2% | 159,668 | $3.1M |
| Prevail Innovative Wealth Advisors, LLC | 0.93% | New | 155,212 | $3.0M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +10.8% | 152,500 | $3.0M |
| Osaic Holdings, Inc. | 0.01% | Add +10.7% | 152,257 | $3.0M |
| Graypoint LLC | 0.18% | Add +2.6% | 140,230 | $2.8M |
| DNB Asset Management AS | 0.01% | Add +3.6% | 140,106 | $2.8M |
| Naviter Wealth, LLC | 0.38% | Add +8.1% | 137,931 | $2.7M |
| Rockefeller Capital Management L.P. | 0.01% | Add +2.4% | 137,868 | $2.7M |
| Truvestments Capital LLC | 0.72% | Add +1.4% | 136,275 | $2.7M |
| Waterloo Capital, L.P. | 0.29% | Reduce -10.8% | 134,229 | $2.6M |
| Cetera Investment Advisers | 0.01% | Reduce -0.3% | 132,156 | $2.6M |
| Elevation Point Wealth Partners, LLC | 0.25% | Reduce -7.4% | 132,075 | $2.6M |
| CANADA LIFE ASSURANCE Co | 0.00% | Add +10.6% | 127,392 | $2.5M |
| Bank of America Corp. | 0.00% | Reduce -54.4% | 124,467 | $2.4M |
| Private Advisor Group, LLC | 0.02% | Add +28.1% | 123,914 | $2.4M |
| Napa Wealth Management | 1.12% | Add +5.6% | 120,294 | $2.4M |
| Goldman Sachs Group Inc. | 0.00% | Reduce -49.7% | 115,797 | $2.3M |
| Taylor Frigon Capital Management LLC | 1.13% | Add +1.0% | 115,796 | $2.3M |
| CIBC Private Wealth Group LLC | 0.00% | Add +1.1% | 114,491 | $2.2M |
| Hennion & Walsh Asset Management, Inc. | 0.10% | Reduce -15.1% | 112,391 | $2.2M |
| PFG Investments, LLC | 0.14% | Add +2.5% | 110,854 | $2.2M |
| Northern Trust Corp. | 0.00% | Add +14.2% | 95,206 | $1.9M |
| Legacy Capital Wealth Partners, LLC | 0.37% | Reduce -4.9% | 93,211 | $1.8M |
| Natixis | 0.01% | Add +19.9% | 91,715 | $1.8M |
| Nations Financial Group Inc, /Ia/ | 0.13% | Add +2.9% | 91,648 | $1.8M |
| Invesco Ltd. | 0.00% | Add +7.3% | 83,849 | $1.6M |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +12.1% | 82,843 | $1.6M |
| Creegan & Nassoura Financial Group, LLC | 0.99% | Reduce -1.5% | 80,370 | $1.6M |
| Kestra Private Wealth Services, LLC | 0.03% | Add +368.5% | 76,854 | $1.5M |
| Tidal Investments LLC | 0.02% | Add +8.1% | 76,262 | $1.5M |
| Delphi Management Inc. | 1.34% | Reduce -22.4% | 75,066 | $1.5M |
| Axiom Advisory, LLC | 0.01% | Add +3.8% | 71,032 | $1.4M |
| Jump Financial, LLC | 0.03% | Reduce -11.1% | 67,254 | $1.3M |
| Essex Financial Services, Inc. | 0.09% | Add +17.1% | 62,802 | $1.3M |
| Lido Advisors, LLC | 0.01% | Add +45.0% | 63,166 | $1.2M |
| Neuberger Berman Group LLC | 0.00% | Add +148.6% | 62,532 | $1.2M |
| HighTower Advisors, LLC | 0.00% | Reduce -6.7% | 62,435 | $1.2M |
| IHT Wealth Management, LLC | 0.03% | Add +4.7% | 61,875 | $1.2M |
| Naples Global Advisors, LLC | 0.11% | Add +0.1% | 61,659 | $1.2M |
| Global Retirement Partners, LLC | 0.04% | Add +23.7% | 59,871 | $1.2M |
| NorthCoast Asset Management LLC | 0.01% | Add +187.3% | 57,466 | $1.1M |
| Abundance Wealth Counselors | 0.23% | New | 55,916 | $1.1M |
| Arkadios Wealth Advisors | 0.06% | Add +1.6% | 55,802 | $1.1M |
| Alps Advisors Inc. | 0.01% | Add +14.7% | 55,365 | $1.1M |
| BNP Paribas Financial Markets | 0.00% | Add +511.2% | 53,068 | $1.0M |
| North Star Investment Management Corp. | 0.07% | Add +6.9% | 52,080 | $1.0M |
| Bank of New York Mellon Corp | 0.00% | Add +9.3% | 49,189 | $966K |
| McDonald Partners LLC | 0.24% | No change | 48,000 | $943K |
| Sigma Planning Corp | 0.03% | Add +1.2% | 43,705 | $858K |
| US Bancorp \de | 0.00% | Reduce -3.5% | 43,419 | $853K |
| Independent Financial Group, LLC | 0.03% | Add +4.9% | 42,586 | $836K |
| Bristlecone Advisors, LLC | 0.07% | No change | 41,986 | $825K |
| Virtus Advisers, LLC | 0.38% | Add +13.3% | 41,266 | $810K |
| Bleakley Financial Group, LLC | 0.02% | Add +2.6% | 41,234 | $810K |
| Federation des caisses Desjardins du Quebec | 0.00% | Add +2.8% | 40,512 | $796K |
| Engineers Gate Manager LP | 0.02% | Reduce -18.5% | 40,400 | $793K |
| Mirador Capital Partners LP | 0.14% | Add +5.3% | 40,227 | $790K |
| Dakota Wealth Management | 0.02% | Reduce -5.8% | 39,377 | $773K |
| Access Investment Management LLC | 0.23% | No change | 38,200 | $750K |
| Creative Planning | 0.00% | Add +18.9% | 38,043 | $747K |
| Corient Private Wealth LP | 0.00% | Add +151.0% | 37,779 | $742K |
| Crestline Management, L.P. | 0.04% | New | 37,403 | $735K |
| TFG Advisers LLC | 0.26% | Add +93.9% | 36,654 | $720K |
| Morse Asset Management, Inc | 0.15% | Add +1.8% | 34,900 | $685K |
| Quantbot Technologies LP | 0.03% | Reduce -20.7% | 33,852 | $665K |
| Susquehanna International Group, LLP | 0.00% | New | 32,922 | $647K |
| Mackenzie Financial Corp. | 0.00% | Add +2.7% | 32,479 | $638K |
| Concurrent Investment Advisors, LLC | 0.02% | Reduce -13.8% | 32,299 | $634K |
| Truist Financial Corp. | 0.00% | Reduce -2.6% | 31,800 | $625K |
| 1620 Investment Advisors, Inc. | 0.46% | Reduce -0.4% | 31,632 | $621K |
| Future Financial Wealth Managment LLC | 0.44% | No change | 31,300 | $615K |
| SteelPeak Wealth, LLC | 0.03% | Add +3.9% | 29,503 | $579K |
| First National Bank of Mount Dora, Trust Investment Services | 0.13% | No change | 29,246 | $574K |
| Good Life Advisors, LLC | 0.04% | Add +100.0% | 28,996 | $569K |
| Founders Financial Alliance, LLC | 0.16% | Add +2.4% | 28,701 | $564K |
| Guggenheim Capital LLC | 0.00% | Reduce -1.9% | 28,463 | $559K |
| Mirae Asset Global Investments Co., Ltd. | 0.00% | Add +2.7% | 27,319 | $540K |
| Sowell Financial Services LLC | 0.03% | Add +0.1% | 27,432 | $539K |
| Eagle Global Advisors LLC | 0.03% | Reduce -19.2% | 26,900 | $528K |
| Balboa Wealth Partners | 0.13% | New | 26,894 | $528K |
| Sand Hill Global Advisors, LLC | 0.02% | Reduce -1.6% | 26,752 | $525K |
| Mariner, LLC | 0.00% | Reduce -40.1% | 26,572 | $522K |
| MML Investors Services, LLC | 0.00% | Add +7.5% | 26,521 | $521K |
| BigSur Wealth Management LLC | 0.14% | Reduce -31.6% | 25,315 | $497K |
| Equitable Holdings, Inc. | 0.00% | Add +15.2% | 25,175 | $494K |
| Diligent Investors, LLC | 0.11% | Add +0.1% | 24,442 | $480K |
| AE Wealth Management LLC | 0.00% | Reduce -20.0% | 24,316 | $478K |
| Penbrook Management LLC | 0.31% | Add +1.7% | 24,194 | $475K |
| Core Wealth Partners LLC | 0.29% | No change | 24,153 | $474K |
| Kestra Advisory Services, LLC | 0.00% | Reduce -3.7% | 23,664 | $465K |
| Inspire Investing, LLC | 0.05% | Add +19.4% | 23,203 | $456K |
| Alliancebernstein L.P. | 0.00% | Reduce -78.8% | 23,163 | $455K |
| Accredited Investors Inc. | 0.03% | No change | 23,000 | $452K |
| ProShare Advisors LLC | 0.00% | Reduce -3.3% | 22,996 | $452K |
| Millennium Management | 0.00% | Reduce -32.9% | 22,181 | $436K |
| Mercer Global Advisors Inc. | 0.00% | Add +65.0% | 21,494 | $421K |
| Captrust Financial Advisors | 0.00% | Add +3.7% | 21,215 | $417K |
| MAS Advisors LLC | 0.88% | No change | 20,958 | $412K |
| International Assets Investment Management, LLC | 0.03% | Reduce -0.1% | 20,729 | $407K |
| Madison Park Capital Advisors, LLC | 0.29% | No change | 20,000 | $393K |
| Global Endowment Management, LP | 0.04% | New | 20,000 | $393K |
| Twinbeech Capital LP | 0.01% | New | 19,925 | $391K |
| Cornerstone Wealth Management, LLC | 0.03% | Add +6.8% | 19,873 | $390K |
| First National Trust Co | 0.01% | No change | 19,634 | $386K |
| GRIMES & Co WEALTH MANAGEMENT, LLC | 0.01% | Add +8.0% | 19,452 | $382K |
| Virtu Financial LLC | 0.02% | Add +97.5% | 19,275 | $379K |
| RMR Wealth Builders | 0.04% | Add +10.0% | 18,699 | $367K |
| Inspire Advisors, LLC | 0.04% | Reduce -10.1% | 18,686 | $367K |
| Townsquare Capital LLC | 0.00% | Add +0.0% | 18,402 | $361K |
| Sit Investment Associates Inc. | 0.01% | No change | 18,050 | $355K |
| &partners | 0.01% | Add +57.7% | 19,634 | $353K |
| Sanctuary Advisors, LLC | 0.00% | Add +56.5% | 18,818 | $353K |
| Brown Advisory Inc. | 0.00% | No change | 17,919 | $352K |
| Global Assets Advisory, LLC | 0.19% | Add +6.1% | 17,785 | $348K |
| Pathstone Holdings, LLC | 0.00% | Reduce -27.8% | 17,644 | $347K |
| Concourse Financial Group Securities, Inc. | 0.02% | Add +2.5% | 17,495 | $344K |
| Prossimo Advisors, LLC | 0.25% | Add +2.1% | 17,304 | $340K |
| Monument Capital Management | 0.09% | Reduce -6.0% | 17,310 | $340K |
| Stratos Wealth Partners, LTD. | 0.00% | Add +37.3% | 17,151 | $337K |
| Beacon Pointe Advisors, LLC | 0.00% | Reduce -6.2% | 17,111 | $336K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | New | 17,107 | $336K |
| Strategic Financial Concepts, LLC | 0.10% | Reduce -95.4% | 16,300 | $320K |
| Principle Wealth Partners LLC | 0.02% | Reduce -0.8% | 16,265 | $319K |
| NewEdge Advisors, LLC | 0.00% | Add +21.3% | 15,965 | $314K |
| Chicago Partners Investment Group LLC | 0.01% | Add +15.4% | 15,704 | $312K |
| Accel Wealth Management | 0.12% | Add +1.7% | 15,849 | $311K |
| Wedbush Securities Inc. | 0.01% | Add +0.2% | 15,727 | $309K |
| Parallel Advisors, LLC | 0.01% | Reduce -6.9% | 15,567 | $306K |
| Triumph Capital Management | 0.11% | Reduce -38.7% | 15,496 | $304K |
| Fulton Bank, N.A. | 0.01% | No change | 15,417 | $303K |
| Register Financial Advisors LLC | 0.15% | Add +0.3% | 15,355 | $302K |
| Colonial River Investments, LLC | 0.15% | No change | 15,302 | $301K |
| Axxcess Wealth Management, LLC | 0.01% | No change | 15,302 | $301K |
| XTX Topco Ltd | 0.02% | New | 15,056 | $296K |
| Wealthspire Advisors, LLC | 0.00% | New | 15,010 | $295K |
| Allie Family Office LLC | 0.16% | No change | 15,000 | $295K |
| Advisory Services Network, LLC | 0.01% | No change | 14,276 | $292K |
| Snowden Capital Advisors LLC | 0.01% | Reduce -0.6% | 14,817 | $291K |
| Anfield Capital Management, LLC | 0.11% | No change | 14,748 | $290K |
| Cerity Partners LLC | 0.00% | Reduce -6.5% | 14,613 | $287K |
| Sunbelt Securities, Inc. | 0.03% | Reduce -20.0% | 14,517 | $285K |
| Autumn Glory Partners, LLC | 0.11% | Add +38.1% | 14,500 | $285K |
| Cascade Financial Partners, LLC | 0.04% | No change | 14,193 | $284K |
| Caprock Group, LLC | 0.01% | No change | 14,200 | $279K |
| Quest Investment Management LLC | 0.03% | No change | 14,115 | $277K |
| CreativeOne Wealth, LLC | 0.01% | New | 13,950 | $274K |
| MQS Management LLC | 0.15% | New | 13,620 | $267K |
| Foundations Investment Advisors, LLC | 0.01% | Add +29.0% | 13,590 | $267K |
| Allspring Global Investments Holdings, LLC | 0.00% | No change | 13,100 | $257K |
| Modern Wealth Management, LLC | 0.02% | Add +0.4% | 12,994 | $255K |
| Advisory Research Inc. | 0.04% | Reduce -8.3% | 12,842 | $252K |
| Avantax Advisory Services, Inc. | 0.00% | New | 12,237 | $240K |
| Squarepoint Ops LLC | 0.00% | New | 12,236 | $240K |
| Prosperity Consulting Group, LLC | 0.02% | New | 12,167 | $239K |
| WealthBridge Capital Management, LLC | 0.07% | No change | 12,000 | $236K |
| Prime Capital Investment Advisors, LLC | 0.00% | Reduce -0.6% | 11,925 | $234K |
| IMC-Chicago, LLC | 0.01% | New | 11,909 | $234K |
| Beaumont Financial Advisors, LLC | 0.02% | New | 11,419 | $224K |
| First Foundation Advisors | 0.01% | New | 11,410 | $224K |
| Wintrust Investments LLC | 0.17% | Reduce -89.7% | 11,442 | $224K |
| Childress Capital Advisors, LLC | 0.06% | No change | 11,370 | $223K |
| Kelleher Financial Advisors | 0.08% | Reduce -10.5% | 10,945 | $215K |
| Wealthcare Advisory Partners LLC | 0.01% | New | 10,914 | $214K |
| LM Advisors LLC | 0.04% | No change | 10,900 | $214K |
| Principal Securities, Inc. | 0.01% | No change | 10,774 | $212K |
| Occudo Quantitative Strategies LP | 0.04% | New | 10,642 | $209K |
| Brookstone Capital Management | 0.00% | Reduce -3.6% | 10,625 | $209K |
| HB Wealth Management, LLC | 0.00% | Add +2.0% | 10,474 | $206K |
| Latitude Advisors, LLC | 0.12% | Reduce -2.1% | 10,386 | $204K |
| Old Port Advisors | 0.06% | Reduce -4.0% | 10,302 | $202K |
| Baird Financial Group, Inc. | 0.00% | New | 10,024 | $197K |
| IFP Advisors, Inc | 0.01% | Reduce -45.8% | 9,969 | $196K |
| Cedar Wealth Management, LLC | 0.06% | No change | 9,759 | $192K |
| ORG Partners LLC | 0.03% | No change | 8,575 | $168K |
| Comerica Bank | 0.00% | Reduce -1.0% | 7,800 | $153K |
| Jaffetilchin Investment Partners, LLC | 0.01% | New | 7,714 | $151K |
| Annis Gardner Whiting Capital Advisors, LLC | 0.04% | No change | 6,705 | $132K |
| Citigroup Inc. | 0.00% | New | 6,590 | $129K |
| Nisa Investment Advisors, LLC | 0.00% | New | 5,800 | $114K |
| Tower Research Capital LLC (TRC) | 0.00% | Add +348.0% | 5,582 | $110K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +213.6% | 5,432 | $107K |
| Armstrong Advisory Group, Inc. | 0.01% | Add +198.9% | 5,380 | $106K |
| Geneos Wealth Management Inc. | 0.00% | Add +12.5% | 4,505 | $88K |
| Blue Trust, Inc. | 0.00% | No change | 4,000 | $82K |
| Nomura Asset Management Co. Ltd. | 0.00% | Add +45.6% | 4,086 | $80K |
| Caldwell Sutter Capital, Inc. | 0.04% | Reduce -4.7% | 4,016 | $79K |
| Security National Bank | 0.01% | No change | 4,003 | $79K |
| Hexagon Capital Partners LLC | 0.01% | Reduce -21.8% | 3,905 | $77K |
| Brown, Lisle/Cummings, Inc. | 0.02% | No change | 3,811 | $75K |
| C M Bidwell & Associates Ltd. | 0.04% | Reduce -12.9% | 3,640 | $71K |
| Signaturefd, LLC | 0.00% | Add +0.1% | 3,555 | $70K |
| Tradewinds Capital Management, LLC | 0.02% | Add +2.2% | 3,497 | $69K |
| Deutsche Bank AG | 0.00% | Add +2.6% | 3,022 | $59K |
| Chilton Capital Management LLC | 0.00% | No change | 3,000 | $59K |
| Carolinas Wealth Consulting LLC | 0.01% | No change | 2,950 | $58K |
| Kozak & Associates, Inc. | 0.01% | Add +2.2% | 2,698 | $54K |
| Whittier Trust Co. of Nevada Inc. | 0.00% | Add +2.2% | 2,554 | $50K |
| Hollencrest Capital Management | 0.00% | No change | 2,522 | $50K |
| Cwm, LLC | 0.00% | Reduce -7.3% | 2,490 | $49K |
| Harbour Investments, Inc. | 0.00% | Add +2.2% | 2,422 | $48K |
| Farther Finance Advisors, LLC | 0.00% | Add +59650.0% | 2,390 | $47K |
| Chesapeake Asset Management LLC | 0.04% | Add +1.1% | 2,350 | $46K |
| Delta Asset Management LLC | 0.00% | No change | 2,338 | $46K |
| Creekmur Asset Management LLC | 0.01% | Reduce -12.5% | 2,337 | $46K |
| Lanark Financial, Inc. | 0.00% | Reduce -12.2% | 2,304 | $45K |
| Flputnam Investment Management Co. | 0.00% | Reduce -95.3% | 250 | $40K |
| AlphaMark Advisors, LLC | 0.01% | Reduce -10.8% | 2,048 | $40K |
| Optiver Holding B.V. | 0.00% | New | 2,020 | $40K |
| Salem Investment Counselors Inc. | 0.00% | Reduce -44.8% | 1,846 | $36K |
| Elevation Wealth Partners, LLC | 0.01% | Add +2.2% | 1,767 | $35K |
| Caitlin John, LLC | 0.02% | Add +1.8% | 1,683 | $32K |
| Kathleen S. Wright Associates Inc. | 0.01% | New | 1,580 | $31K |
| Painted Porch Advisors LLC | 0.02% | Add +0.2% | 1,532 | $30K |
| HHM Wealth Advisors, LLC | 0.00% | No change | 1,500 | $29K |
| Ridgewood Investments LLC | 0.01% | New | 1,400 | $27K |
| Jefferies Financial Group Inc. | 0.00% | Reduce -97.8% | 1,392 | $27K |
| Jones Financial Companies LLLP | 0.00% | Add +4.7% | 1,349 | $27K |
| Spire Wealth Management | 0.00% | Reduce -53.2% | 1,350 | $27K |
| Ancora Advisors LLC | 0.00% | Reduce -10.3% | 1,250 | $25K |
| AllSquare Wealth Management LLC | 0.01% | No change | 1,000 | $20K |
| Allworth Financial LP | 0.00% | Add +6.4% | 963 | $19K |
| Raleigh Capital Management Inc. | 0.01% | No change | 940 | $18K |
| Rothschild Investment LLC | 0.00% | No change | 850 | $17K |
| Pathway Financial Advisers, LLC | 0.01% | No change | 837 | $16K |
| Beacon Capital Management, LLC | 0.00% | No change | 795 | $16K |
| Asset Dedication, LLC | 0.00% | No change | 756 | $15K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.00% | No change | 700 | $14K |
| Private Trust Co. NA | 0.00% | No change | 681 | $13K |
| Avior Wealth Management, LLC | 0.00% | No change | 650 | $13K |
| WealthCollab, LLC | 0.01% | No change | 641 | $13K |
| Community Bank, N.A. | 0.00% | No change | 625 | $12K |
| Estabrook Capital Management | 0.00% | New | 554 | $11K |
| Archer Investment Corp | 0.00% | Add +0.6% | 522 | $10K |
| AdvisorNet Financial, Inc | 0.00% | New | 500 | $10K |
| West Oak Capital, LLC | 0.00% | No change | 500 | $10K |
| PFS Partners, LLC | 0.00% | No change | 413 | $8K |
| Planning Capital Management Corp | 0.00% | New | 347 | $7K |
| JNBA Financial Advisors | 0.00% | New | 329 | $6K |
| EverSource Wealth Advisors, LLC | 0.00% | No change | 321 | $6K |
| FinTrust Capital Advisors, LLC | 0.00% | New | 315 | $6K |
| Russell Investments Group, Ltd. | 0.00% | New | 300 | $6K |
| Signature Resources Capital Management, LLC | 0.00% | No change | 275 | $5K |
| WR Wealth Planners, LLC | 0.00% | Add +2.1% | 243 | $5K |
| William B. Walkup & Associates, Inc. | 0.00% | No change | 229 | $4K |
| Continuum Advisory, LLC | 0.00% | Add +2.2% | 228 | $4K |
| TD Waterhouse Canada Inc. | 0.00% | No change | 200 | $4K |
| Glen Eagle Advisors, LLC | 0.00% | No change | 100 | $2K |
| Horizon Financial Services, LLC | 0.00% | Add +2.6% | 80 | $2K |
| Valley National Advisers Inc. | 0.00% | No change | 100 | $1K |
| CoreCap Advisors, LLC | 0.00% | New | 30 | $580 |
| Tucker Asset Management LLC | 0.00% | Reduce -95.9% | 20 | $393 |
| Coppell Advisory Solutions LLC | 0.00% | No change | 12 | $237 |
| FMR LLC | 0.00% | New | 2 | $39 |
| Danske Bank A/S | 0.00% | New | 2 | $39 |
| Householder Group Estate & Retirement Specialist, LLC | 0.00% | New | 34 | $0 |
"% of holder's portfolio" is HTGC's weight in each manager's 13F, not the share of Hercules Capital Inc. the manager owns.