Nuveen ESG Small-Cap ETFNUSCETF
13F holders, Q4 2024 (December 31)263holders +23
17new positions
9sold out
$41.91avg. 13F price*
At the end of Q4 2024, 263 institutions reported holding Nuveen ESG Small-Cap ETF (NUSC) in their 13F filings, up 23 from Q3 2024. 17 opened new positions and 9 sold out. The largest holders were Bank of America Corp. ($289.7M), Tiaa Trust, National Association ($64.9M) and Morgan Stanley ($52.1M).
- Company
- Nuveen ESG Small-Cap ETF
- Filed as
- NUSHARES ETF TR (Q4 2024)
- CUSIP
- 67092P607
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 17 | $6.1M |
| Exits | 9 | $1.1M |
All 13F filers, Q3 2024 → Q4 2024: 602,453 shares bought and 541,229 shares sold, net +61,224 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 263 holders
| Bank of America Corp. | 0.03% | Add +1.0% | 6,917,759 | $289.7M |
| Tiaa Trust, National Association | 0.20% | Reduce -2.6% | 1,548,455 | $64.9M |
| Morgan Stanley | 0.00% | Reduce -1.4% | 1,242,781 | $52.1M |
| Abacus Wealth Partners, LLC | 7.63% | Add +3.1% | 1,220,103 | $51.1M |
| Royal Bank of Canada | 0.01% | Add +3.4% | 971,146 | $40.7M |
| Mission Wealth Management, LP | 0.78% | Reduce -0.0% | 781,430 | $32.7M |
| LPL Financial LLC | 0.01% | Add +11.3% | 682,005 | $28.6M |
| Mercer Global Advisors Inc. | 0.06% | Add +3.6% | 577,050 | $24.2M |
| Envestnet Asset Management Inc. | 0.01% | Add +4.3% | 530,796 | $22.2M |
| UBS Group AG | 0.00% | Reduce -8.8% | 412,554 | $17.3M |
| Bank of New York Mellon Corp | 0.00% | Add +18.8% | 294,396 | $12.3M |
| Wells Fargo & Company | 0.00% | Add +1.7% | 278,285 | $11.7M |
| North Berkeley Wealth Management, LLC | 10.47% | — | 246,334 | $10.3M |
| First Pacific Financial | 2.32% | Add +8.6% | 238,421 | $10.0M |
| Corient Private Wealth LP | 0.01% | Reduce -37.2% | 207,323 | $8.7M |
| Creative Planning | 0.01% | Reduce -2.2% | 198,088 | $8.3M |
| WCG Wealth Advisors LLC | 0.49% | Add +6.0% | 175,754 | $7.4M |
| Ameriprise Financial Inc. | 0.00% | Reduce -2.8% | 172,287 | $7.2M |
| Commonwealth Equity Services, LLC | 0.01% | Add +5.0% | 151,430 | $6.3M |
| Colorado Capital Management, Inc. | 2.87% | Reduce -1.4% | 141,297 | $5.9M |
| Stifel Financial Corp. | 0.01% | Add +0.5% | 140,375 | $5.9M |
| Allworth Financial LP | 0.03% | Add +0.5% | 132,231 | $5.8M |
| Thrivent Financial for Lutherans | 0.01% | Add +4.9% | 120,859 | $5.3M |
| Ameritas Advisory Services, LLC | 0.17% | Reduce -22.3% | 117,890 | $4.9M |
| Allodium Investment Consultants, LLC | 3.90% | — | 111,368 | $4.7M |
| Cambridge Investment Research Advisors, Inc. | 0.02% | Reduce -3.9% | 108,297 | $4.5M |
| BSW Wealth Partners | 0.65% | Reduce -4.0% | 106,325 | $4.5M |
| Cable Hill Partners, LLC | 0.44% | Add +2.1% | 104,259 | $4.4M |
| Wealth Enhancement Advisory Services, LLC | 0.01% | Add +6.2% | 104,255 | $4.4M |
| Dynamic Advisor Solutions LLC | 0.18% | Reduce -0.5% | 101,014 | $4.2M |
| Rockefeller Capital Management L.P. | 0.01% | Reduce -13.7% | 96,406 | $4.0M |
| DeDora Capital, Inc. | 1.08% | Add +0.4% | 94,261 | $3.9M |
| Cetera Investment Advisers | 0.01% | Add +0.8% | 93,699 | $3.9M |
| Raymond James Financial Inc. | 0.00% | — | 90,939 | $3.8M |
| Clarity Wealth Development LLC | 3.45% | — | 72,995 | $3.2M |
| Rossby Financial, LCC | 1.94% | — | 73,092 | $3.1M |
| Palisades Hudson Asset Management, L.P. | 1.29% | Add +2.3% | 72,904 | $3.1M |
| GeoWealth Management, LLC | 0.10% | Reduce -19.1% | 72,212 | $3.0M |
| JPMorgan Chase & Co. | 0.00% | Reduce -2.7% | 68,885 | $2.9M |
| SageView Advisory Group, LLC | 0.12% | Reduce -0.0% | 67,404 | $2.8M |
| NewEdge Advisors, LLC | 0.02% | Add +4.0% | 63,129 | $2.6M |
| Rwa Wealth Partners, LLC | 0.03% | Reduce -0.2% | 62,995 | $2.6M |
| Corundum Group, Inc. | 0.94% | Reduce -1.1% | 60,280 | $2.5M |
| Beacon Pointe Advisors, LLC | 0.03% | Reduce -10.9% | 58,018 | $2.4M |
| Whittier Trust Co. | 0.03% | Reduce -16.6% | 57,180 | $2.4M |
| Jones Financial Companies LLLP | 0.00% | Add +27.8% | 56,532 | $2.4M |
| Stonehearth Capital Management, LLC | 0.95% | Reduce -6.0% | 56,314 | $2.4M |
| Arlington Financial Advisors, LLC | 0.45% | Add +3.7% | 54,407 | $2.3M |
| FMR LLC | 0.00% | Add +8.5% | 54,198 | $2.3M |
| Modera Wealth Management, LLC | 0.03% | Add +0.1% | 53,354 | $2.2M |
| CGC Financial Services, LLC | 0.86% | Reduce -0.8% | 51,415 | $2.2M |
| SK Wealth Management, LLC | 1.07% | No change | 50,268 | $2.1M |
| IMPACTfolio, LLC | 1.07% | Reduce -54.2% | 49,460 | $2.1M |
| Mariner, LLC | 0.00% | Add +6.4% | 48,576 | $2.0M |
| SilverOak Wealth Management LLC | 0.44% | Add +0.4% | 48,446 | $2.0M |
| St Germain D J Co. Inc. | 0.09% | New | 48,304 | $2.0M |
| HighTower Advisors, LLC | 0.00% | Reduce -19.0% | 47,483 | $2.0M |
| LongView Asset Management LLC | 1.66% | — | 45,569 | $1.9M |
| Whittier Trust Co. of Nevada Inc. | 0.05% | Add +18.8% | 45,159 | $1.9M |
| Brio Consultants, LLC | 0.29% | Add +11.4% | 44,254 | $1.9M |
| Lazard Asset Management LLC | 0.00% | Reduce -3.2% | 41,898 | $1.8M |
| Envestnet Portfolio Solutions, Inc. | 0.01% | Add +4.8% | 41,420 | $1.7M |
| Wescott Financial Advisory Group, LLC | 0.18% | Add +0.6% | 41,261 | $1.7M |
| Vicus Capital | 0.15% | Reduce -0.8% | 40,370 | $1.7M |
| Equitable Holdings, Inc. | 0.02% | Reduce -11.7% | 39,226 | $1.6M |
| XY Planning Network, Inc. | 1.20% | — | 38,265 | $1.6M |
| Lake Street Advisors Group, LLC | 0.07% | Reduce -21.9% | 34,835 | $1.5M |
| WealthShield Partners, LLC | 0.21% | Add +3.5% | 34,611 | $1.4M |
| Westfuller Advisors, LLC | 0.90% | Add +1.2% | 33,888 | $1.4M |
| Atria Wealth Solutions, Inc. | 0.01% | Add +13.4% | 32,703 | $1.4M |
| Harbour Investments, Inc. | 0.04% | Add +0.4% | 31,738 | $1.3M |
| Lido Advisors, LLC | 0.01% | Reduce -32.0% | 30,183 | $1.3M |
| Pathstone Holdings, LLC | 0.01% | Reduce -21.2% | 27,724 | $1.2M |
| Revolve Wealth Partners, LLC | 0.17% | Add +4.0% | 27,270 | $1.1M |
| Klaas Financial Asset Advisors, LLC | 0.20% | Add +5.3% | 26,972 | $1.1M |
| UMB Bank, n.a. | 0.02% | Reduce -1.5% | 25,758 | $1.1M |
| Equita Financial Network, Inc. | 0.38% | Add +5.2% | 24,901 | $1.0M |
| Osaic Holdings, Inc. | 0.00% | Reduce -2.8% | 24,338 | $1.0M |
| RVW Wealth, LLC | 0.09% | Add +0.9% | 23,853 | $999K |
| Addison Advisors LLC | 0.26% | Reduce -3.9% | 22,565 | $945K |
| US Financial Advisors, LLC | 0.29% | Add +0.3% | 22,214 | $930K |
| Scott Capital Advisors, LLC | 0.27% | Add +1.0% | 22,264 | $926K |
| Neumann Capital Management, LLC | 0.30% | Reduce -0.9% | 21,784 | $912K |
| Vestmark Advisory Solutions, Inc. | 0.03% | Add +3.8% | 20,949 | $877K |
| Oppenheimer Asset Management Inc. | 0.01% | Reduce -1.7% | 20,779 | $870K |
| Relyea Zuckerberg Hanson LLC | 0.11% | Add +19.5% | 20,271 | $849K |
| Walkner Condon Financial Advisors LLC | 0.17% | Reduce -9.8% | 19,758 | $828K |
| Laurel Wealth Planning LLC | 0.53% | Reduce -7.1% | 19,692 | $825K |
| Savant Capital, LLC | 0.01% | Reduce -4.8% | 19,533 | $818K |
| Jane Street Group, LLC | 0.00% | Add +118.6% | 19,131 | $801K |
| Freedom Investment Management, Inc. | 0.06% | Add +8.4% | 17,895 | $749K |
| SGL Investment Advisors, Inc. | 0.37% | Add +2.6% | 16,988 | $725K |
| One Capital Management, LLC | 0.02% | Reduce -10.4% | 17,247 | $722K |
| Painted Porch Advisors LLC | 0.35% | Add +14.1% | 17,137 | $718K |
| Avantax Advisory Services, Inc. | 0.00% | Add +22.0% | 16,679 | $699K |
| Focus Partners Wealth | 0.00% | Reduce -1.9% | 16,583 | $695K |
| RTD Financial Advisors, Inc. | 0.09% | Reduce -3.8% | 16,569 | $694K |
| Silver Oak Advisory Group, Inc. | 0.36% | Add +0.2% | 16,405 | $687K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -6.1% | 16,022 | $671K |
| Merit Financial Group, LLC | 0.01% | Add +4.6% | 15,951 | $668K |
| Orion Porfolio Solutions, LLC | 0.01% | Reduce -3.0% | 15,770 | $660K |
| Orion Portfolio Solutions, LLC | 0.01% | Reduce -3.0% | 15,770 | $660K |
| Destination Wealth Management | 0.02% | No change | 15,735 | $659K |
| Evolution Advisers, Inc. | 0.35% | Reduce -0.2% | 15,411 | $645K |
| TriaGen Wealth Management LLC | 0.22% | No change | 15,272 | $640K |
| Evergreen Private Wealth LLC | 0.30% | Add +0.1% | 15,270 | $640K |
| Bokf, NA | 0.01% | Reduce -6.9% | 15,188 | $629K |
| Susquehanna International Group, LLP | 0.00% | Reduce -66.0% | 14,807 | $620K |
| Betterment LLC | 0.00% | Add +32.3% | 14,744 | $617K |
| Stratos Wealth Partners, LTD. | 0.01% | Reduce -1.1% | 14,462 | $606K |
| Cresset Asset Management, LLC | 0.00% | No change | 14,409 | $603K |
| &partners | 0.01% | New | 14,020 | $595K |
| Balanced Rock Investment Advisors LLC | 0.47% | Reduce -8.9% | 14,151 | $593K |
| Dodds Wealth, LLC | 0.18% | Add +2.4% | 13,025 | $567K |
| Independent Advisor Alliance | 0.01% | New | 13,421 | $562K |
| Schneider Downs Wealth Management Advisors, LP | 0.11% | Add +177.9% | 13,352 | $559K |
| Old Mission Capital LLC | 0.01% | Reduce -17.1% | 13,129 | $550K |
| Bragg Financial Advisors, Inc | 0.02% | Reduce -3.9% | 12,977 | $544K |
| Mutual Advisors, LLC | 0.02% | Reduce -2.7% | 12,529 | $538K |
| Sandbox Financial Partners, LLC | 0.18% | Reduce -4.1% | 12,767 | $535K |
| Virtu Financial LLC | 0.03% | New | 12,745 | $534K |
| Legacy Edge Advisors, LLC | 0.08% | Reduce -2.9% | 12,447 | $520K |
| Sage Advisory Services, Ltd.Co. | 0.31% | Add +106.5% | 12,287 | $515K |
| Baird Financial Group, Inc. | 0.00% | Add +1.9% | 12,105 | $507K |
| Diversified Enterprises, LLC | 0.05% | Reduce -23.2% | 12,074 | $506K |
| White Lighthouse Investment Management Inc. | 0.09% | Reduce -0.7% | 11,992 | $502K |
| Shotwell Rutter Baer Inc | 0.42% | Reduce -0.2% | 12,062 | $499K |
| Tradition Wealth Management, LLC | 0.04% | Reduce -11.2% | 11,675 | $489K |
| Pacific Sun Financial Corp | 0.26% | Reduce -6.0% | 11,536 | $483K |
| Sound Stewardship, LLC | 0.28% | Reduce -0.3% | 11,377 | $476K |
| Greykasell Wealth Strategies, Inc. | 0.26% | — | 11,377 | $476K |
| Capasso Planning Partners LLC | 0.19% | Add +1.8% | 11,282 | $473K |
| Bensler, LLC | 0.05% | Add +0.0% | 11,021 | $462K |
| CX Institutional | 0.02% | Reduce -0.3% | 10,925 | $458K |
| Financial Insights, Inc. | 0.18% | New | 10,925 | $458K |
| New Insight Wealth Advisors | 0.22% | Add +124.7% | 10,537 | $441K |
| Franklin Resources Inc. | 0.00% | No change | 10,435 | $437K |
| D.A. Davidson & Co. | 0.00% | Reduce -6.2% | 10,301 | $431K |
| Chicago Partners Investment Group LLC | 0.01% | Add +0.8% | 10,216 | $431K |
| Ipsen Advisor Group LLC | 0.37% | — | 10,285 | $431K |
| Marshall & Sterling Wealth Advisors Inc. | 0.30% | — | 10,196 | $427K |
| Financial Connections Group, Inc. | 0.20% | Reduce -21.7% | 10,144 | $424K |
| Carr Financial Group Corp | 0.13% | Add +1.1% | 10,115 | $424K |
| Trust Co. of Toledo NA | 0.06% | Add +3.0% | 10,043 | $421K |
| MML Investors Services, LLC | 0.00% | Reduce -19.4% | 9,747 | $408K |
| Assetmark, Inc. | 0.00% | Add +9.0% | 9,533 | $399K |
| Sax Wealth Advisors, LLC | 0.03% | Reduce -29.4% | 9,306 | $390K |
| Larson Financial Group LLC | 0.02% | Add +1.7% | 9,250 | $387K |
| Bond & Devick Financial Network, Inc. | 0.17% | No change | 9,037 | $387K |
| Natural Investments, LLC | 0.11% | — | 9,081 | $380K |
| Resonant Capital Advisors, LLC | 0.03% | Add +0.1% | 8,966 | $376K |
| McClarren Financial Advisors, Inc. | 1.05% | Add +4.7% | 8,974 | $375K |
| Flagship Harbor Advisors, LLC | 0.02% | Add +14.7% | 8,827 | $370K |
| Adero Partners, LLC | 0.02% | No change | 8,824 | $370K |
| Citigroup Inc. | 0.00% | Reduce -19.4% | 8,710 | $365K |
| Acropolis Investment Management, LLC | 0.02% | No change | 8,700 | $364K |
| Per Stirling Capital Management, LLC. | 0.05% | Add +71.5% | 8,619 | $361K |
| Family Office Research LLC | 0.15% | — | 8,357 | $350K |
| LexAurum Advisors, LLC | 0.07% | Add +0.9% | 8,278 | $347K |
| Glen Eagle Advisors, LLC | 0.06% | Reduce -1.8% | 8,142 | $341K |
| Private Advisor Group, LLC | 0.00% | Add +1.4% | 8,129 | $340K |
| Park Avenue Securities LLC | 0.00% | Reduce -0.2% | 8,100 | $339K |
| Advisory Services Network, LLC | 0.01% | Reduce -0.1% | 8,062 | $338K |
| Gerber Kawasaki Wealth & Investment Management | 0.01% | Reduce -2.0% | 8,060 | $338K |
| Stordahl Capital Management, Inc. | 0.08% | Reduce -3.3% | 7,964 | $334K |
| McNamara Financial Services, Inc. | 0.08% | Reduce -1.1% | 7,909 | $331K |
| Good Life Advisors, LLC | 0.02% | Reduce -0.8% | 7,817 | $327K |
| Harrington Investments, INC | 0.18% | Reduce -8.3% | 7,754 | $325K |
| PFG Investments, LLC | 0.02% | Reduce -4.3% | 7,500 | $314K |
| Blue Barn Wealth, LLC | 0.17% | Reduce -2.2% | 7,479 | $313K |
| Perigon Wealth Management, LLC | 0.01% | Reduce -3.3% | 7,238 | $311K |
| First National Corp. /Ma/ | 0.07% | Reduce -2.0% | 7,388 | $309K |
| EP Wealth Advisors, LLC | 0.00% | No change | 7,324 | $307K |
| Flagstar Securities, Inc. | 0.07% | Add +1.1% | 7,173 | $300K |
| Sage Financial Group Inc. | 0.02% | No change | 7,126 | $298K |
| Capital Advantage, Inc. | 0.05% | New | 7,096 | $297K |
| SOA Wealth Advisors, LLC. | 0.05% | Reduce -0.2% | 7,023 | $294K |
| First United Bank & Trust | 0.11% | Reduce -11.3% | 6,970 | $292K |
| Tower Research Capital LLC (TRC) | 0.01% | New | 6,964 | $292K |
| Smart Portfolios, LLC | 0.29% | Reduce -3.0% | 6,652 | $279K |
| Trust Co | 0.03% | Add +4.3% | 6,441 | $270K |
| Curtis Advisory Group, LLC | 0.07% | No change | 6,427 | $269K |
| Values Added Financial LLC | 0.15% | New | 6,362 | $266K |
| BOK Financial Private Wealth, Inc. | 0.02% | No change | 6,312 | $264K |
| Estate Counselors, LLC | 0.03% | New | 6,265 | $262K |
| Collaborative Wealth Managment Inc. | 0.12% | Reduce -0.0% | 6,248 | $262K |
| MAI Capital Management | 0.00% | New | 6,217 | $260K |
| PFG Advisors | 0.02% | New | 6,099 | $255K |
| Abound Financial, LLC | 0.13% | — | 6,063 | $254K |
| SigFig Wealth Management, LLC | 0.01% | Reduce -1.4% | 6,064 | $254K |
| Advisory Alpha, LLC | 0.01% | Add +0.9% | 5,971 | $250K |
| BlueStem Wealth Partners, LLC | 0.03% | — | 5,960 | $250K |
| Signet Financial Management, LLC | 0.03% | No change | 5,809 | $243K |
| Stonebridge Financial Group, LLC | 0.03% | — | 5,479 | $229K |
| Columbia River Financial Group, LLC | 0.16% | — | 5,447 | $228K |
| Kelman-Lazarov, Inc. | 0.04% | Add +2.3% | 5,353 | $224K |
| Flynn Zito Capital Management, LLC | 0.10% | Add +1.2% | 5,301 | $222K |
| Avantax Planning Partners, Inc. | 0.01% | Reduce -8.4% | 5,251 | $220K |
| Argyle Capital Partners, LLC | 0.19% | — | 5,233 | $219K |
| Litman Gregory Wealth Management LLC | 0.02% | Reduce -2.3% | 5,152 | $216K |
| Arrow Financial Corp | 0.02% | Reduce -2.9% | 5,150 | $216K |
| CWC Advisors, LLC. | 0.21% | Add +0.8% | 5,145 | $215K |
| Capital Advisors Wealth Management, LLC | 0.04% | Add +0.3% | 5,084 | $213K |
| Apollon Wealth Management, LLC | 0.00% | Reduce -2.7% | 5,055 | $212K |
| Quantum Financial Advisors, LLC | 0.03% | Reduce -24.3% | 4,954 | $208K |
| McAdam, LLC | 0.01% | New | 4,829 | $202K |
| Bigelow Investment Advisors, LLC | 0.09% | Reduce -0.4% | 4,797 | $201K |
| Private Trust Co. NA | 0.02% | Add +2.2% | 4,625 | $194K |
| Millstone Evans Group, LLC | 0.13% | — | 4,536 | $190K |
| US Bancorp \de | 0.00% | Add +21.0% | 3,988 | $167K |
| Continuum Advisory, LLC | 0.02% | Add +0.1% | 3,911 | $164K |
| Oarsman Capital, Inc. | 0.03% | Add +2.0% | 3,649 | $153K |
| Milestone Investment Advisors LLC | 0.04% | No change | 3,300 | $138K |
| McIlrath & Eck, LLC | 0.02% | Add +1.7% | 3,214 | $135K |
| Manchester Capital Management LLC | 0.02% | No change | 3,203 | $134K |
| Bessemer Group Inc. | 0.00% | Add +2.7% | 2,723 | $114K |
| Steward Partners Investment Advisory, LLC | 0.00% | Add +48.9% | 2,526 | $106K |
| Farther Finance Advisors, LLC | 0.00% | Add +0.6% | 2,340 | $98K |
| IAG Wealth Partners, LLC | 0.01% | Reduce -5.2% | 1,925 | $81K |
| Clarity Asset Management, Inc. | 0.05% | Reduce -3.9% | 1,802 | $75K |
| Wilmington Savings Fund Society, FSB | 0.00% | Add +5.1% | 1,541 | $65K |
| Cwm, LLC | 0.00% | Add +20.8% | 1,528 | $64K |
| Comerica Bank | 0.00% | Reduce -4.7% | 1,408 | $59K |
| Aptus Capital Advisors, LLC | 0.00% | Add +7.8% | 1,370 | $57K |
| Balefire, LLC | 0.02% | New | 1,315 | $55K |
| Coppell Advisory Solutions LLC | 0.01% | Add +48.8% | 1,077 | $45K |
| Compass Planning Associates Inc | 0.05% | — | 1,074 | $45K |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -4.3% | 1,023 | $43K |
| Elevation Wealth Partners, LLC | 0.02% | Add +0.7% | 1,021 | $43K |
| ORG Partners LLC | 0.01% | No change | 1,005 | $42K |
| Koesten, Hirschmann & Crabtree, INC. | 0.02% | No change | 980 | $41K |
| Mather Group, Llc. | 0.00% | No change | 878 | $37K |
| Avalon Trust Co | 0.00% | New | 814 | $34K |
| Clearstead Advisors, LLC | 0.00% | No change | 464 | $19K |
| NorthRock Partners, LLC | 0.00% | Add +0.2% | 430 | $18K |
| Flagship Wealth Advisors, LLC | 0.01% | — | 410 | $17K |
| Noble Wealth Management PBC | 0.01% | — | 400 | $17K |
| Winthrop Capital Management, LLC | 0.00% | No change | 382 | $16K |
| Global Retirement Partners, LLC | 0.00% | Add +8.7% | 339 | $14K |
| CoreCap Advisors, LLC | 0.00% | No change | 334 | $14K |
| Smartleaf Asset Management LLC | 0.00% | No change | 334 | $14K |
| Crewe Advisors LLC | 0.00% | Reduce -3.2% | 329 | $14K |
| Westside Investment Management, Inc. | 0.00% | No change | 250 | $10K |
| Eastern Bank | 0.00% | Reduce -73.0% | 241 | $10K |
| First Horizon Advisors, Inc. | 0.00% | Add +1.0% | 206 | $9K |
| Creative Financial Designs Inc. | 0.00% | No change | 206 | $9K |
| Future Financial Wealth Managment LLC | 0.01% | No change | 199 | $8K |
| GPS Wealth Strategies Group, LLC | 0.00% | No change | 196 | $8K |
| Anchor Investment Management, LLC | 0.00% | No change | 167 | $7K |
| DT Investment Partners, LLC | 0.00% | No change | 138 | $6K |
| Ameriflex Group, Inc. | 0.00% | — | 117 | $5K |
| CIBC Private Wealth Group LLC | 0.00% | No change | 109 | $5K |
| Tortoise Investment Management, LLC | 0.00% | No change | 102 | $4K |
| Motco | 0.00% | New | 101 | $4K |
| AE Wealth Management LLC | 0.00% | New | 71 | $3K |
| Orion Capital Management LLC | 0.00% | New | 64 | $3K |
| Sound Income Strategies, LLC | 0.00% | No change | 59 | $2K |
| Provenance Wealth Advisors, LLC | 0.00% | Reduce -91.9% | 42 | $2K |
| EverSource Wealth Advisors, LLC | 0.00% | No change | 21 | $880 |
| Horizon Investments, LLC | 0.00% | Add +11.8% | 19 | $796 |
| Principal Securities, Inc. | 0.00% | Reduce -97.9% | 15 | $628 |
| Adirondack Trust Co. | 0.00% | No change | 14 | $586 |
| Bogart Wealth, LLC | 0.00% | No change | 7 | $293 |
"% of holder's portfolio" is NUSC's weight in each manager's 13F, not the share of Nuveen ESG Small-Cap ETF the manager owns.