First Trust Small Cap GrowthFYCETF
13F holders, Q2 2026 (June 30)177holders +21
33new positions
14sold out
1famous investor
$127.27avg. 13F price*
At the end of Q2 2026, 177 institutions reported holding First Trust Small Cap Growth (FYC) in their 13F filings, up 21 from Q1 2026. 33 opened new positions and 14 sold out. The largest holders were LPL Financial LLC ($191.5M), Raymond James Financial Inc. ($82.8M) and Morgan Stanley ($77.2M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Small Cap Growth
- CUSIP
- 33737M300
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 33 | $41.4M |
| Exits | 14 | $11.1M |
All 13F filers, Q1 2026 → Q2 2026: 1,252,935 shares bought and 264,162 shares sold, net +988,773 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 177 holders
| LPL Financial LLC | 0.04% | Add +10.6% | 1,503,733 | $191.5M |
| Raymond James Financial Inc. | 0.02% | Add +19.3% | 649,982 | $82.8M |
| Morgan Stanley | 0.00% | Add +53.7% | 606,270 | $77.2M |
| Wells Fargo & Company | 0.01% | Add +6.5% | 472,349 | $60.1M |
| Cetera Investment Advisers | 0.04% | Add +8.1% | 313,216 | $39.9M |
| Bank of America Corp. | 0.00% | Add +1.8% | 248,567 | $31.7M |
| Stifel Financial Corp. | 0.02% | Add +0.1% | 196,711 | $25.0M |
| Envestnet Asset Management Inc. | 0.01% | Add +4.1% | 193,051 | $24.6M |
| Royal Bank of Canada | 0.00% | Add +2.6% | 175,628 | $22.4M |
| Eclectic Associates Inc. | 2.29% | Reduce -0.6% | 158,288 | $20.2M |
| Osaic Holdings, Inc. | 0.02% | Add +52.5% | 156,279 | $19.9M |
| UBS Group AG | 0.00% | Reduce -11.3% | 154,862 | $19.7M |
| Baird Financial Group, Inc. | 0.02% | Add +70.2% | 124,071 | $15.8M |
| Northwestern Mutual Wealth Management Co. | 0.01% | Add +85.4% | 112,865 | $14.4M |
| New Wave Wealth Advisors LLC | 3.56% | Add +0.9% | 102,390 | $13.0M |
| MML Investors Services, LLC | 0.03% | Add +14.2% | 100,218 | $12.8M |
| PNC Financial Services Group, Inc. | 0.01% | Add +8.0% | 99,874 | $12.7M |
| Integrity Advisory Solutions, LLC | 1.30% | Add +1.8% | 99,486 | $12.7M |
| Concurrent Investment Advisors, LLC | 0.11% | Reduce -1.4% | 99,023 | $12.6M |
| Cambridge Investment Research Advisors, Inc. | 0.03% | Add +4.6% | 95,479 | $12.2M |
| IFP Advisors, Inc | 0.21% | Add +4.6% | 90,820 | $11.6M |
| Bedel Financial Consulting, Inc. | 0.95% | Add +1.1% | 78,032 | $9.9M |
| Richmond Investment Services, LLC | 3.11% | Reduce -47.5% | 77,150 | $9.8M |
| Elevation Point Wealth Partners, LLC | 0.18% | New | 75,497 | $9.6M |
| Vestmark Advisory Solutions, Inc. | 0.09% | New | 75,240 | $9.6M |
| Warner Group LLC | 2.00% | Add +234.4% | 63,773 | $8.1M |
| Jones Financial Companies LLLP | 0.00% | Add +25.7% | 64,324 | $8.0M |
| Janney Montgomery Scott LLC | 0.01% | Add +11.2% | 59,018 | $7.5M |
| Equitable Holdings, Inc. | 0.04% | Reduce -4.4% | 54,971 | $7.0M |
| Commonwealth Equity Services, LLC | 0.01% | Add +16.4% | 53,629 | $6.8M |
| Steward Partners Investment Advisory, LLC | 0.03% | Add +31.0% | 48,899 | $6.2M |
| Financial Management, Inc. | 5.07% | Add +1.1% | 48,568 | $6.2M |
| Kingsview Wealth Management, LLC | 0.07% | Add +6.5% | 46,302 | $5.9M |
| Susquehanna International Group, LLP | 0.01% | Add +65.2% | 45,364 | $5.8M |
| Integrated Wealth Concepts LLC | 0.04% | Reduce -8.7% | 45,218 | $5.8M |
| Greenup Street Wealth Management LLC | 0.65% | Add +2.7% | 41,634 | $5.3M |
| Redhawk Wealth Advisors, Inc. | 0.50% | New | 39,716 | $5.1M |
| &partners | 0.02% | Add +5.7% | 37,935 | $4.8M |
| Paller Financial Services Inc | 2.88% | Reduce -4.8% | 30,264 | $3.9M |
| Citadel Advisors | 0.00% | Add +117.5% | 27,644 | $3.5M |
| Cary Street Partners Financial LLC | 0.08% | New | 27,275 | $3.5M |
| Harbour Investments, Inc. | 0.04% | Add +1.4% | 26,063 | $3.3M |
| Roman Butler Fullerton & Co. | 0.73% | New | 25,428 | $3.1M |
| HFG Advisors, Inc. | 1.89% | Add +2.8% | 23,784 | $3.0M |
| Proactive Wealth Strategies LLC | 0.47% | Add +5.6% | 23,024 | $2.9M |
| StoryOne LLC | 1.36% | Add +0.0% | 22,632 | $2.9M |
| US Bancorp \de | 0.00% | Add +38.2% | 22,007 | $2.8M |
| Kestra Advisory Services, LLC | 0.01% | Add +6.7% | 21,469 | $2.7M |
| Geneos Wealth Management Inc. | 0.05% | Reduce -2.5% | 20,033 | $2.6M |
| Certified Advisory Corp | 0.20% | Reduce -0.3% | 19,569 | $2.5M |
| Truist Financial Corp. | 0.00% | Add +12.4% | 19,329 | $2.5M |
| OneAscent Financial Services LLC | 0.12% | New | 18,932 | $2.4M |
| Ameritas Investment Partners, Inc. | 0.06% | Reduce -2.1% | 18,216 | $2.3M |
| Quantum Portfolio Management LLC | 0.74% | Add +23.0% | 16,142 | $2.1M |
| Empirical Asset Management, LLC | 0.45% | Add +2.9% | 15,714 | $2.0M |
| MTM Investment Management, LLC | 0.56% | Reduce -2.2% | 15,403 | $2.0M |
| Vista Investment Partners Ii, LLC | 0.77% | Add +237.8% | 15,375 | $2.0M |
| Summit Financial, LLC | 0.02% | Add +18.5% | 14,892 | $1.9M |
| Betterment LLC | 0.00% | Add +71.5% | 14,109 | $1.8M |
| Moneco Advisors, LLC | 0.10% | Reduce -0.0% | 13,382 | $1.7M |
| Ashton Thomas Private Wealth, LLC | 0.03% | Add +62.4% | 12,441 | $1.6M |
| Gladstone Institutional Advisory LLC | 0.05% | Add +3.0% | 12,021 | $1.5M |
| Brookwood Investment Group LLC | 0.17% | Reduce -16.4% | 11,617 | $1.5M |
| Moneywise, Inc. | 0.55% | Reduce -4.2% | 11,484 | $1.5M |
| Nicolet Bankshares Inc. | 0.04% | New | 11,335 | $1.4M |
| D.A. Davidson & Co. | 0.01% | No change | 10,735 | $1.4M |
| Nova Wealth Management, Inc. | 0.74% | Reduce -10.1% | 10,513 | $1.3M |
| Barnes Pettey Financial Advisors, LLC | 0.41% | Add +124.5% | 10,356 | $1.3M |
| Oppenheimer & Co. Inc. | 0.01% | Reduce -1.8% | 10,193 | $1.3M |
| Gateway Wealth Partners, LLC | 0.08% | Reduce -44.8% | 9,918 | $1.3M |
| Western Wealth Management, LLC | 0.04% | Reduce -14.2% | 9,864 | $1.3M |
| Private Advisory Group LLC | 0.07% | New | 9,846 | $1.3M |
| Index Technologies Group LLC | 1.00% | Add +22.9% | 9,791 | $1.2M |
| Founders Financial Securities LLC | 0.06% | Reduce -1.6% | 9,641 | $1.2M |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +2.7% | 9,934 | $1.2M |
| Private Advisor Group, LLC | 0.01% | Reduce -66.4% | 9,103 | $1.2M |
| Willner & Heller, LLC | 0.72% | Reduce -1.4% | 9,093 | $1.2M |
| Rhodes Investment Advisors Inc. | 0.84% | Add +63.8% | 9,000 | $1.1M |
| Strategic Equity Management | 0.38% | Reduce -1.0% | 8,939 | $1.1M |
| Sylvest Advisors, LLC | 0.47% | Reduce -2.9% | 8,260 | $1.1M |
| PFG Advisors | 0.05% | Add +129.5% | 7,673 | $977K |
| Wedmont Private Capital | 0.03% | No change | 7,624 | $929K |
| Stratos Wealth Partners, LTD. | 0.01% | Add +6.9% | 7,243 | $922K |
| Dunhill Financial, LLC | 0.18% | No change | 7,056 | $899K |
| Stratos Wealth Advisors, LLC | 0.05% | Add +3.2% | 6,980 | $889K |
| TruNorth Capital Management, LLC | 0.14% | New | 6,720 | $856K |
| World Equity Group, Inc. | 0.18% | Add +6.6% | 6,368 | $811K |
| Stonebridge Financial Group, LLC / MO | 0.51% | Add +56.6% | 6,012 | $766K |
| Fifth Third Bancorp | 0.00% | Reduce -5.7% | 5,796 | $738K |
| Wealthcare Advisory Partners LLC | 0.01% | New | 5,720 | $728K |
| Benjamin Edwards Inc. | 0.01% | Reduce -3.3% | 5,063 | $649K |
| Belpointe Asset Management LLC | 0.02% | Add +16.7% | 4,774 | $608K |
| Prospera Financial Services Inc | 0.01% | Reduce -1.3% | 4,755 | $605K |
| Independent Wealth Network Inc. | 0.15% | Reduce -3.3% | 4,735 | $603K |
| Stephens Inc. | 0.01% | Add +14.0% | 4,497 | $573K |
| LexAurum Advisors, LLC | 0.06% | Add +2.9% | 4,102 | $522K |
| OneDigital Investment Advisors LLC | 0.00% | Reduce -0.8% | 3,720 | $474K |
| Jane Street Group, LLC | 0.00% | Reduce -44.6% | 3,660 | $466K |
| Kestra Private Wealth Services, LLC | 0.01% | Reduce -0.4% | 3,575 | $455K |
| Lyell Wealth Management, LP | 0.03% | New | 3,496 | $445K |
| Echo Wealth Management, LLC | 0.23% | Add +0.8% | 3,467 | $442K |
| Waterfront Wealth Inc. | 0.07% | Reduce -5.9% | 3,532 | $430K |
| Wealth Effects LLC | 0.11% | Add +27.9% | 3,275 | $417K |
| Thrivent Financial for Lutherans | 0.00% | Reduce -11.0% | 3,126 | $398K |
| Private Trust Co. NA | 0.03% | Reduce -2.5% | 3,044 | $388K |
| Thoroughbred Financial Services, LLC | 0.02% | New | 2,963 | $377K |
| BAM Wealth Management, LLC | 0.24% | Add +0.9% | 2,960 | $377K |
| XML Financial, LLC | 0.03% | Add +22.9% | 2,950 | $376K |
| Financial Partners Group, Inc | 0.04% | Add +8.4% | 2,865 | $365K |
| Pinnacle Bancorp, Inc. | 0.09% | No change | 2,826 | $360K |
| Carlson Financial, Inc. | 0.18% | Reduce -4.9% | 2,737 | $349K |
| Wagner Wealth Management, LLC | 0.06% | Reduce -3.3% | 2,629 | $335K |
| Great Valley Advisor Group, Inc. | 0.01% | No change | 2,593 | $330K |
| CreativeOne Wealth, LLC | 0.01% | Add +5.5% | 2,554 | $325K |
| Plotkin Financial Advisors, LLC | 0.13% | Reduce -1.2% | 2,551 | $325K |
| Cornerstone Wealth Management, LLC | 0.01% | Reduce -21.8% | 2,512 | $320K |
| Keybank National Association | 0.00% | No change | 2,497 | $318K |
| Worth Asset Management, LLC | 0.10% | New | 2,484 | $316K |
| Capital Analysts, LLC | 0.01% | No change | 2,425 | $309K |
| TBH Global Asset Management, LLC | 0.05% | Reduce -33.1% | 2,320 | $295K |
| O'shaughnessy Asset Management, LLC | 0.00% | No change | 2,302 | $293K |
| Strategic Blueprint, LLC | 0.01% | New | 2,252 | $287K |
| Pacific Sun Financial Corp | 0.12% | No change | 2,220 | $283K |
| IHT Wealth Management, LLC | 0.01% | Reduce -3.3% | 2,200 | $280K |
| First Heartland Consultants, Inc. | 0.02% | No change | 2,188 | $279K |
| Compass Capital Corp. /Ma/ | 0.09% | New | 2,235 | $274K |
| Founders Financial Alliance, LLC | 0.04% | Add +1.5% | 2,112 | $269K |
| Csenge Advisory Group | 0.01% | New | 2,110 | $269K |
| Advisor Resource Council | 0.09% | Reduce -0.6% | 2,153 | $267K |
| Aptus Capital Advisors, LLC | 0.00% | New | 2,020 | $257K |
| LaSalle St. Investment Advisors, LLC | 0.03% | New | 2,000 | $255K |
| Fulcrum Equity Management | 0.20% | New | 1,959 | $249K |
| Sound Income Strategies, LLC | 0.01% | No change | 1,932 | $246K |
| Blair William & Co. | 0.00% | Add +165.9% | 1,861 | $237K |
| Symphony Financial Services, Inc. | 0.10% | New | 1,819 | $232K |
| Ameritas Advisory Services, LLC | 0.00% | Reduce -26.1% | 1,783 | $227K |
| M.E. Allison & Co., Inc. | 0.13% | New | 1,745 | $222K |
| Intrua Financial, LLC | 0.02% | New | 1,710 | $218K |
| Hazlett, Burt & Watson, Inc. | 0.06% | No change | 1,650 | $209K |
| Nottingham Advisors, Inc. | 0.02% | New | 1,729 | $207K |
| HighTower Advisors, LLC | 0.00% | New | 1,595 | $203K |
| Keating Financial Advisory Services, Inc. | 0.03% | No change | 1,538 | $196K |
| Global Retirement Partners, LLC | 0.00% | — | 1,188 | $151K |
| Rockefeller Capital Management L.P. | 0.00% | Add +114.2% | 1,088 | $139K |
| Private Wealth Asset Management, LLC | 0.01% | No change | 1,084 | $138K |
| Tower Research Capital LLC (TRC) | 0.00% | Reduce -90.6% | 790 | $101K |
| Key Financial Inc | 0.02% | No change | 785 | $100K |
| Archer Investment Corp | 0.02% | Add +291.4% | 724 | $92K |
| Regatta Research & Money Management | 0.08% | — | 700 | $89K |
| FMR LLC | 0.00% | Add +4.2% | 671 | $85K |
| NewEdge Advisors, LLC | 0.00% | Reduce -10.2% | 635 | $81K |
| JPMorgan Chase & Co. | 0.00% | Reduce -27.9% | 595 | $75K |
| Tidemark, LLC | 0.02% | No change | 538 | $68K |
| Bullseye Investment Management, LLC | 0.03% | No change | 400 | $51K |
| CoreCap Advisors, LLC | 0.00% | Reduce -23.9% | 372 | $47K |
| Golden State Wealth Management, LLC | 0.00% | No change | 323 | $41K |
| AdvisorNet Financial, Inc | 0.00% | New | 271 | $35K |
| Glass Jacobson Investment Advisors llc | 0.01% | No change | 258 | $33K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.01% | No change | 239 | $30K |
| Farther Finance Advisors, LLC | 0.00% | Reduce -62.8% | 216 | $27K |
| City Holding Co. | 0.00% | No change | 211 | $27K |
| Creative Financial Designs Inc. | 0.00% | No change | 192 | $24K |
| Colonial Trust Co / SC | 0.00% | No change | 196 | $24K |
| Fiduciary Financial Advisors | 0.00% | New | 190 | $24K |
| Barnes Dennig Private Wealth Management LLC | 0.02% | No change | 161 | $21K |
| Catherine Avery Investment Management LLC | 0.01% | New | 148 | $19K |
| Bogart Wealth, LLC | 0.00% | New | 137 | $17K |
| Continuum Advisory, LLC | 0.00% | New | 129 | $16K |
| Arax Advisory Partners | 0.00% | Add +97.7% | 87 | $11K |
| 1015 Capital Partners, LLC | 0.01% | New | 69 | $9K |
| Transamerica Financial Advisors, LLC | 0.00% | No change | 68 | $9K |
| Citigroup Inc. | 0.00% | No change | 65 | $8K |
| Spectrum Wealth Advisory Group, LLC | 0.00% | New | 47 | $6K |
| Marshall Investment Management, LLC | 0.00% | No change | 25 | $3K |
| NFSG Corp | 0.00% | New | 20 | $3K |
| IAG Wealth Partners, LLC | 0.00% | New | 15 | $2K |
| Signaturefd, LLC | 0.00% | No change | 12 | $2K |
"% of holder's portfolio" is FYC's weight in each manager's 13F, not the share of First Trust Small Cap Growth the manager owns.