Guggenheim Active AllocationGUG
13F holders, Q1 2024 (March 31)50holders
$14.68avg. 13F price*
At the end of Q1 2024, 50 institutions reported holding Guggenheim Active Allocation (GUG) in their 13F filings. The largest holders were Morgan Stanley ($28.8M), Guggenheim Capital LLC ($14.0M) and Cohen & Steers, Inc. ($13.8M).
- Company
- Guggenheim Active Allocation
- CUSIP
- 40170T106
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 14 | $3.5M |
| Exits | 8 | $7.5M |
Ownership 50 holders
| Morgan Stanley | 0.00% | Add +7.6% | 1,957,415 | $28.8M |
| Guggenheim Capital LLC | 0.10% | No change | 950,000 | $14.0M |
| Cohen & Steers, Inc. | 0.03% | Add +1.1% | 936,251 | $13.8M |
| Bank of America Corp. | 0.00% | Add +10.5% | 886,128 | $13.0M |
| Baird Financial Group, Inc. | 0.02% | Add +31.3% | 543,260 | $8.0M |
| Royal Bank of Canada | 0.00% | Reduce -62.6% | 495,000 | $7.3M |
| Advisors Asset Management, Inc. | 0.08% | Add +60.7% | 271,627 | $4.0M |
| Wells Fargo & Company | 0.00% | Reduce -0.3% | 262,905 | $3.9M |
| Relative Value Partners Group, LLC | 0.22% | Reduce -2.6% | 239,438 | $3.4M |
| Pathstone Holdings, LLC | 0.01% | Add +32.9% | 197,311 | $2.9M |
| Corrado Advisors, LLC | 1.73% | Reduce -5.3% | 178,839 | $2.6M |
| Raymond James & Associates | 0.00% | Add +188.5% | 149,486 | $2.2M |
| Saba Capital Management, L.P. | 0.04% | Reduce -88.5% | 135,269 | $2.0M |
| B. Riley Wealth Advisors, Inc. | 0.04% | Add +3.1% | 105,330 | $1.4M |
| U.S. Capital Wealth Advisors, LLC | 0.05% | Reduce -22.6% | 94,460 | $1.4M |
| 1607 Capital Partners, LLC | 0.11% | Add +20.8% | 90,442 | $1.3M |
| Oppenheimer & Co. Inc. | 0.02% | Reduce -0.6% | 86,575 | $1.3M |
| Raymond James Financial Services Advisors, Inc. | 0.00% | Add +155.0% | 85,508 | $1.3M |
| Landscape Capital Management, L.L.C. | 0.11% | New | 82,164 | $1.2M |
| Osaic Holdings, Inc. | 0.00% | Reduce -2.9% | 64,686 | $952K |
| Stifel Financial Corp. | 0.00% | Add +21.2% | 43,955 | $647K |
| Journey Strategic Wealth LLC | 0.03% | Add +11.6% | 43,292 | $637K |
| J.W. Cole Advisors, Inc. | 0.03% | Add +6.3% | 40,495 | $595K |
| HighTower Advisors, LLC | 0.00% | Add +23.4% | 36,289 | $530K |
| Envestnet Asset Management Inc. | 0.00% | New | 26,791 | $394K |
| Corient Private Wealth LP | 0.00% | New | 24,484 | $353K |
| DAVENPORT & Co LLC | 0.00% | Reduce -4.0% | 23,700 | $349K |
| Aviance Capital Partners, LLC | 0.05% | Reduce -1.7% | 22,690 | $334K |
| Arete Wealth Advisors, LLC | 0.03% | Add +0.9% | 21,016 | $309K |
| Cetera Investment Advisers | 0.00% | New | 20,455 | $301K |
| Kingsview Wealth Management, LLC | 0.01% | No change | 18,101 | $266K |
| Nordwand Advisors, LLC | 0.09% | Reduce -54.4% | 16,500 | $243K |
| Wedbush Securities Inc. | 0.01% | New | 16,077 | $236K |
| Concurrent Investment Advisors, LLC | 0.01% | New | 14,702 | $216K |
| US Bancorp \de | 0.00% | New | 12,485 | $184K |
| Equitable Holdings, Inc. | 0.00% | New | 12,370 | $182K |
| Laird Norton Wetherby Wealth Management, LLC | 0.01% | New | 11,232 | $165K |
| Raymond James Trust N.A. | 0.00% | New | 10,816 | $159K |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -42.4% | 10,489 | $154K |
| UBS Group AG | 0.00% | Add +0.3% | 5,838 | $86K |
| Blue Bell Private Wealth Management, LLC | 0.01% | Add +0.1% | 4,202 | $62K |
| Comerica Bank | 0.00% | No change | 4,200 | $62K |
| Avior Wealth Management, LLC | 0.00% | New | 2,208 | $32K |
| Geneos Wealth Management Inc. | 0.00% | No change | 1,500 | $22K |
| Harbour Investments, Inc. | 0.00% | No change | 1,500 | $22K |
| IFP Advisors, Inc | 0.00% | No change | 1,250 | $18K |
| Signaturefd, LLC | 0.00% | New | 1,006 | $15K |
| Bessemer Group Inc. | 0.00% | Add +29.6% | 977 | $14K |
| Steward Partners Investment Advisory, LLC | 0.00% | New | 864 | $13K |
| FNY Investment Advisers, LLC | 0.00% | New | 400 | $5K |
"% of holder's portfolio" is GUG's weight in each manager's 13F, not the share of Guggenheim Active Allocation the manager owns.