Guggenheim Active AllocationGUG
13F holders, Q4 2025 (December 31)53holders +2
8new positions
6sold out
$15.31avg. 13F price*
At the end of Q4 2025, 53 institutions reported holding Guggenheim Active Allocation (GUG) in their 13F filings, up 2 from Q3 2025. 8 opened new positions and 6 sold out. The largest holders were Morgan Stanley ($42.7M), Pathstone Holdings, LLC ($15.0M) and Guggenheim Capital LLC ($14.6M).
- Company
- Guggenheim Active Allocation
- CUSIP
- 40170T106
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 8 | $3.7M |
| Exits | 6 | $3.1M |
All 13F filers, Q3 2025 → Q4 2025: 610,126 shares bought and 369,485 shares sold, net +240,641 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 53 holders
| Morgan Stanley | 0.00% | Add +0.1% | 2,782,293 | $42.7M |
| Pathstone Holdings, LLC | 0.06% | Add +8.7% | 975,927 | $15.0M |
| Guggenheim Capital LLC | 0.11% | No change | 950,000 | $14.6M |
| Bank of America Corp. | 0.00% | Add +30.5% | 885,035 | $13.6M |
| Advisors Asset Management, Inc. | 0.22% | Reduce -6.6% | 836,829 | $12.8M |
| Cohen & Steers, Inc. | 0.02% | No change | 748,149 | $11.5M |
| Baird Financial Group, Inc. | 0.02% | Add +2.3% | 708,042 | $10.9M |
| Raymond James Financial Inc. | 0.00% | Reduce -4.2% | 648,132 | $9.9M |
| Royal Bank of Canada | 0.00% | Reduce -8.8% | 484,718 | $7.4M |
| Wells Fargo & Company | 0.00% | Add +0.3% | 276,495 | $4.2M |
| Corrado Advisors, LLC | 1.39% | Add +4.7% | 180,342 | $2.8M |
| Focus Partners Wealth | 0.00% | New | 142,693 | $2.2M |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +13.6% | 137,379 | $2.1M |
| Closed-End Fund Advisors, Inc. | 1.00% | — | 110,396 | $1.7M |
| Kestra Advisory Services, LLC | 0.01% | Add +5.7% | 104,026 | $1.6M |
| Invesco Ltd. | 0.00% | Add +5.8% | 78,358 | $1.2M |
| Oppenheimer & Co. Inc. | 0.02% | Reduce -20.6% | 71,031 | $1.1M |
| Stifel Financial Corp. | 0.00% | Reduce -2.4% | 48,281 | $740K |
| Ascentis Independent Advisors | 0.12% | Add +5.2% | 47,694 | $731K |
| Osaic Holdings, Inc. | 0.00% | Reduce -9.4% | 45,540 | $698K |
| Concurrent Investment Advisors, LLC | 0.01% | Add +0.5% | 36,477 | $559K |
| Aviance Capital Partners, LLC | 0.06% | Add +3.8% | 31,620 | $485K |
| Envestnet Asset Management Inc. | 0.00% | Add +10.5% | 31,484 | $483K |
| World Investment Advisors | 0.01% | Add +2.7% | 30,967 | $475K |
| Rockefeller Capital Management L.P. | 0.00% | Add +35.5% | 30,004 | $460K |
| Journey Strategic Wealth LLC | 0.01% | Add +1.4% | 27,939 | $428K |
| Marex Group Ltd | 0.00% | New | 27,847 | $427K |
| Cetera Investment Advisers | 0.00% | Add +18.4% | 27,333 | $419K |
| LPL Financial LLC | 0.00% | Reduce -2.1% | 26,563 | $407K |
| DAVENPORT & Co LLC | 0.00% | Add +0.1% | 24,363 | $373K |
| J.W. Cole Advisors, Inc. | 0.01% | Reduce -1.0% | 39,015 | $333K |
| Jane Street Group, LLC | 0.00% | New | 19,880 | $305K |
| UBS Group AG | 0.00% | Add +3.3% | 19,175 | $294K |
| Orion Porfolio Solutions, LLC | 0.00% | Add +39.2% | 15,212 | $233K |
| Commonwealth Equity Services, LLC | 0.00% | Add +29.3% | 15,133 | $232K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | New | 15,027 | $230K |
| Kingsview Wealth Management, LLC | 0.00% | Reduce -14.4% | 14,830 | $227K |
| MGB Wealth Management, LLC | 0.06% | Reduce -11.1% | 14,146 | $217K |
| 1607 Capital Partners, LLC | 0.01% | New | 12,600 | $193K |
| High Net Worth Advisory Group LLC | 0.04% | New | 12,373 | $190K |
| U.S. Capital Wealth Advisors, LLC | 0.00% | Reduce -18.1% | 11,802 | $181K |
| XTX Topco Ltd | 0.00% | New | 10,861 | $166K |
| Wedbush Securities Inc. | 0.00% | Reduce -20.8% | 10,758 | $165K |
| SouthState Bank Corp | 0.01% | No change | 8,425 | $129K |
| Annis Gardner Whiting Capital Advisors, LLC | 0.02% | No change | 7,500 | $115K |
| Larson Financial Group LLC | 0.00% | No change | 3,000 | $46K |
| Geneos Wealth Management Inc. | 0.00% | No change | 3,000 | $46K |
| Noble Wealth Management PBC | 0.02% | No change | 2,700 | $41K |
| Tsfg, LLC | 0.00% | No change | 1,734 | $27K |
| Harbour Investments, Inc. | 0.00% | No change | 1,500 | $23K |
| JPMorgan Chase & Co. | 0.00% | Reduce -75.0% | 550 | $8K |
| Blue Bell Private Wealth Management, LLC | 0.00% | Add +150.0% | 500 | $8K |
| CENTRAL TRUST Co | 0.00% | New | 1 | $16 |
"% of holder's portfolio" is GUG's weight in each manager's 13F, not the share of Guggenheim Active Allocation the manager owns.