Guggenheim Active AllocationGUG
13F holders, Q1 2026 (March 31)44holders −9
4new positions
12sold out
1famous investor
$15.22avg. 13F price*
At the end of Q1 2026, 44 institutions reported holding Guggenheim Active Allocation (GUG) in their 13F filings, down 9 from Q4 2025. 4 opened new positions and 12 sold out. The largest holders were Morgan Stanley ($43.2M), Guggenheim Capital LLC ($14.5M) and Bank of America Corp. ($13.9M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Guggenheim Active Allocation
- CUSIP
- 40170T106
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 4 | $751K |
| Exits | 12 | $6.2M |
All 13F filers, Q4 2025 → Q1 2026: 420,812 shares bought and 636,595 shares sold, net −215,783 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 44 holders
| Morgan Stanley | 0.00% | Add +2.0% | 2,838,748 | $43.2M |
| Guggenheim Capital LLC | 0.12% | No change | 950,000 | $14.5M |
| Bank of America Corp. | 0.00% | Add +3.4% | 914,964 | $13.9M |
| Pathstone Holdings, LLC | 0.05% | Reduce -8.9% | 888,872 | $13.5M |
| Cohen & Steers, Inc. | 0.02% | Add +13.4% | 848,149 | $12.9M |
| Advisors Asset Management, Inc. | 0.20% | Reduce -3.9% | 804,347 | $12.2M |
| Baird Financial Group, Inc. | 0.02% | Add +3.1% | 730,304 | $11.1M |
| Raymond James Financial Inc. | 0.00% | Add +9.4% | 708,954 | $10.8M |
| Royal Bank of Canada | 0.00% | Add +3.2% | 500,014 | $7.6M |
| Wells Fargo & Company | 0.00% | Add +7.3% | 296,593 | $4.5M |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +9.3% | 150,120 | $2.3M |
| Closed-End Fund Advisors, Inc. | 1.65% | Reduce -3.4% | 106,688 | $1.6M |
| Invesco Ltd. | 0.00% | Add +8.4% | 84,958 | $1.3M |
| Focus Partners Wealth | 0.00% | Reduce -47.0% | 75,699 | $1.2M |
| Oppenheimer & Co. Inc. | 0.01% | Reduce -5.7% | 66,963 | $1.0M |
| Ascentis Independent Advisors | 0.06% | Add +1.9% | 48,577 | $739K |
| Stifel Financial Corp. | 0.00% | Reduce -0.3% | 48,126 | $732K |
| Cetera Investment Advisers | 0.00% | Add +59.9% | 43,694 | $665K |
| Envestnet Asset Management Inc. | 0.00% | Add +29.5% | 40,772 | $621K |
| Osaic Holdings, Inc. | 0.00% | Reduce -12.8% | 39,722 | $605K |
| LPL Financial LLC | 0.00% | Add +46.5% | 38,907 | $592K |
| Concurrent Investment Advisors, LLC | 0.01% | Add +5.3% | 38,421 | $585K |
| World Investment Advisors | 0.01% | Add +5.0% | 32,529 | $495K |
| Journey Strategic Wealth LLC | 0.01% | Add +14.3% | 31,939 | $486K |
| Aviance Capital Partners, LLC | 0.06% | Add +0.1% | 31,667 | $482K |
| Rockefeller Capital Management L.P. | 0.00% | Add +2.1% | 30,630 | $466K |
| Citadel Advisors | 0.00% | New | 30,181 | $459K |
| DAVENPORT & Co LLC | 0.00% | Reduce -20.0% | 19,498 | $297K |
| Independent Advisor Alliance | 0.00% | New | 18,590 | $283K |
| UBS Group AG | 0.00% | Reduce -3.3% | 18,543 | $282K |
| J.W. Cole Advisors, Inc. | 0.01% | Reduce -55.7% | 17,270 | $263K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Reduce -0.1% | 15,018 | $229K |
| High Net Worth Advisory Group LLC | 0.04% | Add +1.5% | 12,555 | $191K |
| Kingsview Wealth Management, LLC | 0.00% | Reduce -16.4% | 12,395 | $189K |
| Wedbush Securities Inc. | 0.00% | Add +0.5% | 10,815 | $165K |
| Annis Gardner Whiting Capital Advisors, LLC | 0.02% | No change | 7,500 | $114K |
| Larson Financial Group LLC | 0.00% | No change | 3,000 | $46K |
| Geneos Wealth Management Inc. | 0.00% | No change | 3,000 | $46K |
| Noble Wealth Management PBC | 0.02% | No change | 2,700 | $41K |
| Tsfg, LLC | 0.00% | No change | 1,734 | $26K |
| Harbour Investments, Inc. | 0.00% | No change | 1,500 | $23K |
| JPMorgan Chase & Co. | 0.00% | No change | 550 | $8K |
| Farther Finance Advisors, LLC | 0.00% | New | 357 | $5K |
| Highline Wealth Partners LLC | 0.00% | New | 187 | $3K |
"% of holder's portfolio" is GUG's weight in each manager's 13F, not the share of Guggenheim Active Allocation the manager owns.