Guggenheim Active AllocationGUG
13F holders, Q3 2024 (September 30)49holders −2
8new positions
9sold out
$16.55avg. 13F price*
At the end of Q3 2024, 49 institutions reported holding Guggenheim Active Allocation (GUG) in their 13F filings, down 2 from Q2 2024. 8 opened new positions and 9 sold out. The largest holders were Morgan Stanley ($33.7M), Guggenheim Capital LLC ($15.7M) and Cohen & Steers, Inc. ($15.6M).
- Company
- Guggenheim Active Allocation
- CUSIP
- 40170T106
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 8 | $7.0M |
| Exits | 9 | $6.9M |
All 13F filers, Q2 2024 → Q3 2024: 741,805 shares bought and 823,982 shares sold, net −82,177 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 49 holders
| Morgan Stanley | 0.00% | Reduce -1.6% | 2,036,254 | $33.7M |
| Guggenheim Capital LLC | 0.11% | No change | 950,000 | $15.7M |
| Cohen & Steers, Inc. | 0.03% | No change | 944,251 | $15.6M |
| Baird Financial Group, Inc. | 0.02% | Add +4.5% | 694,920 | $11.5M |
| Bank of America Corp. | 0.00% | Reduce -10.6% | 599,821 | $9.9M |
| Royal Bank of Canada | 0.00% | Add +3.9% | 520,629 | $8.6M |
| Advisors Asset Management, Inc. | 0.15% | Add +27.2% | 487,873 | $8.1M |
| Penserra Capital Management LLC | 0.11% | New | 299,198 | $5.0M |
| Wells Fargo & Company | 0.00% | Reduce -8.5% | 252,938 | $4.2M |
| Raymond James & Associates | 0.00% | Add +48.0% | 249,825 | $4.1M |
| Pathstone Holdings, LLC | 0.02% | Reduce -14.9% | 220,358 | $3.6M |
| Raymond James Financial Services Advisors, Inc. | 0.00% | Add +39.3% | 178,877 | $3.0M |
| Corrado Advisors, LLC | 1.78% | Reduce -2.1% | 171,743 | $2.8M |
| Oppenheimer & Co. Inc. | 0.02% | Reduce -15.3% | 73,325 | $1.2M |
| NorthCoast Asset Management LLC | 0.01% | New | 69,419 | $1.1M |
| Osaic Holdings, Inc. | 0.00% | Reduce -5.6% | 60,230 | $997K |
| Stifel Financial Corp. | 0.00% | Add +16.8% | 54,793 | $907K |
| Journey Strategic Wealth LLC | 0.03% | Reduce -32.5% | 45,992 | $761K |
| J.W. Cole Advisors, Inc. | 0.03% | Reduce -7.4% | 39,853 | $660K |
| Rockefeller Capital Management L.P. | 0.00% | New | 32,559 | $539K |
| PFG Investments, LLC | 0.03% | No change | 31,850 | $527K |
| U.S. Capital Wealth Advisors, LLC | 0.02% | Reduce -63.1% | 26,802 | $444K |
| DAVENPORT & Co LLC | 0.00% | Add +10.6% | 26,200 | $434K |
| Envestnet Asset Management Inc. | 0.00% | Add +7.8% | 24,442 | $405K |
| Concurrent Investment Advisors, LLC | 0.01% | Add +52.0% | 23,381 | $387K |
| Kingsview Wealth Management, LLC | 0.01% | Add +3.4% | 19,860 | $329K |
| B. Riley Wealth Advisors, Inc. | 0.01% | Reduce -83.4% | 18,377 | $303K |
| Raymond James Trust N.A. | 0.01% | No change | 17,830 | $295K |
| Aviance Capital Partners, LLC | 0.04% | Reduce -22.6% | 17,760 | $294K |
| Nordwand Advisors, LLC | 0.07% | No change | 16,500 | $273K |
| Cetera Investment Advisers | 0.00% | Add +1.8% | 15,774 | $261K |
| Arete Wealth Advisors, LLC | 0.02% | Reduce -30.4% | 15,220 | $252K |
| Wedbush Securities Inc. | 0.01% | Reduce -1.7% | 14,858 | $246K |
| UBS Group AG | 0.00% | Add +89.8% | 13,124 | $217K |
| Equitable Holdings, Inc. | 0.00% | Add +0.2% | 12,420 | $206K |
| Savant Capital, LLC | 0.00% | New | 11,510 | $190K |
| Laird Norton Wetherby Wealth Management, LLC | 0.01% | No change | 11,232 | $186K |
| MGB Wealth Management, LLC | 0.07% | No change | 11,264 | $185K |
| Commonwealth Equity Services, LLC | 0.00% | Add +2.3% | 11,077 | $183K |
| Annis Gardner Whiting Capital Advisors, LLC | 0.04% | New | 7,500 | $124K |
| Steward Partners Investment Advisory, LLC | 0.00% | Add +474.5% | 4,964 | $82K |
| JPMorgan Chase & Co. | 0.00% | New | 3,800 | $63K |
| Avior Wealth Management, LLC | 0.00% | Add +13.2% | 3,566 | $59K |
| International Assets Investment Management, LLC | 0.00% | No change | 3,000 | $50K |
| Comerica Bank | 0.00% | No change | 2,200 | $36K |
| Geneos Wealth Management Inc. | 0.00% | No change | 1,500 | $25K |
| Harbour Investments, Inc. | 0.00% | No change | 1,500 | $25K |
| Provenance Wealth Advisors, LLC | 0.00% | New | 361 | $6K |
| FMR LLC | 0.00% | New | 2 | $33 |
"% of holder's portfolio" is GUG's weight in each manager's 13F, not the share of Guggenheim Active Allocation the manager owns.