Guggenheim Active AllocationGUG
13F holders, Q2 2025 (June 30)49holders −2
5new positions
7sold out
$15.64avg. 13F price*
At the end of Q2 2025, 49 institutions reported holding Guggenheim Active Allocation (GUG) in their 13F filings, down 2 from Q1 2025. 5 opened new positions and 7 sold out. The largest holders were Morgan Stanley ($40.4M), Guggenheim Capital LLC ($14.9M) and Bank of America Corp. ($14.4M).
- Company
- Guggenheim Active Allocation
- CUSIP
- 40170T106
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2025 → Q2 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 5 | $874K |
| Exits | 7 | $928K |
All 13F filers, Q1 2025 → Q2 2025: 874,487 shares bought and 110,660 shares sold, net +763,827 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 49 holders
| Morgan Stanley | 0.00% | Add +4.4% | 2,581,005 | $40.4M |
| Guggenheim Capital LLC | 0.12% | No change | 950,000 | $14.9M |
| Bank of America Corp. | 0.00% | Add +49.7% | 920,711 | $14.4M |
| Advisors Asset Management, Inc. | 0.22% | Add +12.7% | 799,921 | $12.5M |
| Baird Financial Group, Inc. | 0.02% | Add +2.0% | 781,143 | $12.2M |
| Pathstone Holdings, LLC | 0.05% | Add +17.1% | 770,869 | $12.1M |
| Cohen & Steers, Inc. | 0.02% | Add +0.7% | 741,149 | $11.6M |
| Raymond James Financial Inc. | 0.00% | Add +9.7% | 650,002 | $10.2M |
| Royal Bank of Canada | 0.00% | Reduce -0.5% | 515,370 | $8.1M |
| Wells Fargo & Company | 0.00% | Add +2.0% | 255,921 | $4.0M |
| NorthCoast Asset Management LLC | 0.01% | Reduce -5.4% | 185,191 | $2.9M |
| Corrado Advisors, LLC | 1.60% | Add +3.1% | 167,183 | $2.6M |
| Kestra Advisory Services, LLC | 0.01% | Add +0.1% | 96,208 | $1.5M |
| Oppenheimer & Co. Inc. | 0.02% | Add +3.2% | 90,955 | $1.4M |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +147.1% | 75,835 | $1.2M |
| Stifel Financial Corp. | 0.00% | Add +7.9% | 65,580 | $1.0M |
| Invesco Ltd. | 0.00% | Add +27.1% | 60,389 | $944K |
| UBS Group AG | 0.00% | Add +26.6% | 58,755 | $919K |
| Osaic Holdings, Inc. | 0.00% | Add +0.0% | 52,280 | $818K |
| Ascentis Independent Advisors | 0.12% | New | 39,724 | $621K |
| J.W. Cole Advisors, Inc. | 0.01% | Add +42.8% | 38,406 | $601K |
| Envestnet Asset Management Inc. | 0.00% | Add +13.6% | 32,501 | $508K |
| Aviance Capital Partners, LLC | 0.06% | Add +17.8% | 28,793 | $450K |
| HighTower Advisors, LLC | 0.00% | Add +18.9% | 28,645 | $448K |
| Concurrent Investment Advisors, LLC | 0.01% | Add +5.0% | 27,942 | $437K |
| Journey Strategic Wealth LLC | 0.01% | Reduce -6.8% | 27,539 | $431K |
| U.S. Capital Wealth Advisors, LLC | 0.01% | No change | 26,802 | $419K |
| LPL Financial LLC | 0.00% | Add +1.0% | 24,820 | $388K |
| DAVENPORT & Co LLC | 0.00% | No change | 24,006 | $375K |
| Laird Norton Wetherby Wealth Management, LLC | 0.02% | — | 23,590 | $369K |
| Cetera Investment Advisers | 0.00% | Add +11.9% | 21,746 | $340K |
| Rockefeller Capital Management L.P. | 0.00% | Add +2.4% | 21,645 | $339K |
| Kingsview Wealth Management, LLC | 0.01% | Reduce -2.8% | 19,055 | $298K |
| Walleye Capital LLC | 0.00% | Reduce -50.8% | 16,220 | $254K |
| Wedbush Securities Inc. | 0.01% | Add +0.5% | 15,142 | $237K |
| Commonwealth Equity Services, LLC | 0.00% | Add +4.0% | 12,064 | $189K |
| Nordwand Advisors, LLC | 0.03% | No change | 11,500 | $180K |
| Orion Porfolio Solutions, LLC | 0.00% | New | 11,450 | $179K |
| MGB Wealth Management, LLC | 0.06% | Reduce -54.5% | 10,921 | $171K |
| SouthState Bank Corp | 0.01% | No change | 8,425 | $132K |
| Annis Gardner Whiting Capital Advisors, LLC | 0.04% | No change | 7,500 | $117K |
| JPMorgan Chase & Co. | 0.00% | Add +845.3% | 5,199 | $81K |
| Larson Financial Group LLC | 0.00% | New | 3,000 | $47K |
| Geneos Wealth Management Inc. | 0.00% | Add +100.0% | 3,000 | $47K |
| Tsfg, LLC | 0.00% | No change | 1,734 | $27K |
| Northwestern Mutual Wealth Management Co. | 0.00% | New | 1,518 | $24K |
| Harbour Investments, Inc. | 0.00% | No change | 1,500 | $23K |
| Elequin Capital, LP | 0.00% | Reduce -81.7% | 808 | $13K |
| Blue Bell Private Wealth Management, LLC | 0.00% | New | 200 | $3K |
"% of holder's portfolio" is GUG's weight in each manager's 13F, not the share of Guggenheim Active Allocation the manager owns.