Guggenheim Active AllocationGUG
13F holders, Q1 2025 (March 31)51holders −6
6new positions
11sold out
1famous investor
$15.08avg. 13F price*
At the end of Q1 2025, 51 institutions reported holding Guggenheim Active Allocation (GUG) in their 13F filings, down 6 from Q4 2024. 6 opened new positions and 11 sold out. The largest holders were Morgan Stanley ($37.2M), Guggenheim Capital LLC ($14.3M) and Baird Financial Group, Inc. ($11.5M). One famous investor held it Israel Englander (0.0% of Millennium Management's portfolio).
- Company
- Guggenheim Active Allocation
- CUSIP
- 40170T106
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 6 | $493K |
| Exits | 11 | $6.2M |
All 13F filers, Q4 2024 → Q1 2025: 885,723 shares bought and 532,450 shares sold, net +353,273 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 51 holders
| Morgan Stanley | 0.00% | Add +2.6% | 2,471,797 | $37.2M |
| Guggenheim Capital LLC | 0.13% | No change | 950,000 | $14.3M |
| Baird Financial Group, Inc. | 0.02% | Add +4.1% | 766,124 | $11.5M |
| Cohen & Steers, Inc. | 0.02% | Reduce -6.4% | 736,149 | $11.1M |
| Advisors Asset Management, Inc. | 0.20% | Add +19.1% | 709,795 | $10.7M |
| Pathstone Holdings, LLC | 0.04% | Add +100.4% | 658,169 | $10.0M |
| Bank of America Corp. | 0.00% | Add +6.7% | 615,034 | $9.3M |
| Raymond James Financial Inc. | 0.00% | Add +16.9% | 592,568 | $8.9M |
| Royal Bank of Canada | 0.00% | Add +12.0% | 517,900 | $7.8M |
| Wells Fargo & Company | 0.00% | Reduce -0.3% | 250,898 | $3.8M |
| NorthCoast Asset Management LLC | 0.01% | Add +24.0% | 195,786 | $3.0M |
| Corrado Advisors, LLC | 1.63% | Add +0.9% | 162,224 | $2.4M |
| Kestra Advisory Services, LLC | 0.01% | Add +0.0% | 96,149 | $1.4M |
| Oppenheimer & Co. Inc. | 0.02% | Add +5.2% | 88,120 | $1.3M |
| Stifel Financial Corp. | 0.00% | Add +10.1% | 60,767 | $916K |
| Osaic Holdings, Inc. | 0.00% | Reduce -4.4% | 52,272 | $788K |
| Invesco Ltd. | 0.00% | Add +258.7% | 47,517 | $716K |
| UBS Group AG | 0.00% | Reduce -5.3% | 46,421 | $700K |
| Walleye Capital LLC | 0.01% | Reduce -2.6% | 32,932 | $496K |
| Steward Partners Investment Advisory, LLC | 0.00% | Add +217.6% | 30,689 | $462K |
| Journey Strategic Wealth LLC | 0.02% | Reduce -20.5% | 29,539 | $445K |
| Envestnet Asset Management Inc. | 0.00% | Add +8.9% | 28,601 | $431K |
| J.W. Cole Advisors, Inc. | 0.01% | Reduce -38.3% | 26,891 | $405K |
| U.S. Capital Wealth Advisors, LLC | 0.01% | No change | 26,802 | $404K |
| Concurrent Investment Advisors, LLC | 0.01% | Add +0.2% | 26,609 | $401K |
| LPL Financial LLC | 0.00% | Add +22.6% | 24,581 | $370K |
| Aviance Capital Partners, LLC | 0.05% | Add +25.8% | 24,434 | $368K |
| HighTower Advisors, LLC | 0.00% | Reduce -25.5% | 24,098 | $363K |
| DAVENPORT & Co LLC | 0.00% | Reduce -4.7% | 24,006 | $362K |
| MGB Wealth Management, LLC | 0.13% | Add +100.0% | 24,019 | $361K |
| Rockefeller Capital Management L.P. | 0.00% | Reduce -9.5% | 21,147 | $319K |
| Kingsview Wealth Management, LLC | 0.01% | No change | 19,605 | $295K |
| Cetera Investment Advisers | 0.00% | Add +9.6% | 19,436 | $293K |
| Wedbush Securities Inc. | 0.01% | Reduce -33.5% | 15,074 | $227K |
| Millennium Management | 0.00% | New | 14,602 | $220K |
| PFG Investments, LLC | 0.01% | Reduce -33.4% | 12,550 | $189K |
| Avior Wealth Management, LLC | 0.01% | Add +113.0% | 11,670 | $176K |
| Commonwealth Equity Services, LLC | 0.00% | Add +2.3% | 11,600 | $175K |
| Nordwand Advisors, LLC | 0.07% | Reduce -30.3% | 11,500 | $173K |
| Truist Financial Corp. | 0.00% | New | 10,853 | $164K |
| Susquehanna International Group, LLP | 0.00% | Add +4.0% | 10,776 | $162K |
| SouthState Bank Corp | 0.01% | No change | 8,425 | $127K |
| Annis Gardner Whiting Capital Advisors, LLC | 0.05% | No change | 7,500 | $113K |
| Elequin Capital, LP | 0.02% | New | 4,408 | $66K |
| Tsfg, LLC | 0.01% | New | 1,734 | $26K |
| Geneos Wealth Management Inc. | 0.00% | No change | 1,500 | $23K |
| Harbour Investments, Inc. | 0.00% | No change | 1,500 | $23K |
| Allworth Financial LP | 0.00% | New | 1,000 | $15K |
| Noble Wealth Management PBC | 0.01% | No change | 700 | $11K |
| JPMorgan Chase & Co. | 0.00% | Reduce -87.4% | 550 | $8K |
| Cwm, LLC | 0.00% | New | 124 | $2K |
"% of holder's portfolio" is GUG's weight in each manager's 13F, not the share of Guggenheim Active Allocation the manager owns.