Guggenheim Active AllocationGUG
13F holders, Q4 2024 (December 31)57holders +8
12new positions
4sold out
$14.87avg. 13F price*
At the end of Q4 2024, 57 institutions reported holding Guggenheim Active Allocation (GUG) in their 13F filings, up 8 from Q3 2024. 12 opened new positions and 4 sold out. The largest holders were Morgan Stanley ($35.8M), Guggenheim Capital LLC ($14.1M) and Cohen & Steers, Inc. ($11.7M).
- Company
- Guggenheim Active Allocation
- CUSIP
- 40170T106
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 12 | $4.1M |
| Exits | 4 | $446K |
All 13F filers, Q3 2024 → Q4 2024: 1,092,186 shares bought and 318,682 shares sold, net +773,504 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 57 holders
| Morgan Stanley | 0.00% | Add +18.4% | 2,410,013 | $35.8M |
| Guggenheim Capital LLC | 0.12% | No change | 950,000 | $14.1M |
| Cohen & Steers, Inc. | 0.02% | Reduce -16.7% | 786,149 | $11.7M |
| Baird Financial Group, Inc. | 0.02% | Add +5.9% | 735,643 | $10.9M |
| Advisors Asset Management, Inc. | 0.16% | Add +22.1% | 595,917 | $8.9M |
| Bank of America Corp. | 0.00% | Reduce -3.9% | 576,436 | $8.6M |
| Raymond James Financial Inc. | 0.00% | — | 506,700 | $7.5M |
| Royal Bank of Canada | 0.00% | Reduce -11.2% | 462,272 | $6.9M |
| Pathstone Holdings, LLC | 0.02% | Add +49.1% | 328,473 | $4.9M |
| Penserra Capital Management LLC | 0.09% | Add +7.2% | 320,814 | $4.8M |
| Wells Fargo & Company | 0.00% | Reduce -0.5% | 251,604 | $3.7M |
| Corrado Advisors, LLC | 1.56% | Reduce -6.3% | 160,829 | $2.4M |
| NorthCoast Asset Management LLC | 0.01% | Add +127.4% | 157,875 | $2.3M |
| Kestra Advisory Services, LLC | 0.01% | New | 96,110 | $1.4M |
| Oppenheimer & Co. Inc. | 0.02% | Add +14.3% | 83,775 | $1.2M |
| Stifel Financial Corp. | 0.00% | Add +0.7% | 55,192 | $821K |
| Osaic Holdings, Inc. | 0.00% | Reduce -9.2% | 54,682 | $813K |
| UBS Group AG | 0.00% | Add +273.7% | 49,047 | $729K |
| J.W. Cole Advisors, Inc. | 0.03% | Add +9.4% | 43,607 | $648K |
| Journey Strategic Wealth LLC | 0.02% | Reduce -19.2% | 37,142 | $552K |
| Walleye Capital LLC | 0.01% | New | 33,815 | $503K |
| HighTower Advisors, LLC | 0.00% | New | 32,336 | $481K |
| Marex Group Ltd | 0.01% | New | 31,739 | $472K |
| U.S. Capital Wealth Advisors, LLC | 0.01% | No change | 26,802 | $399K |
| Concurrent Investment Advisors, LLC | 0.01% | Add +13.6% | 26,550 | $395K |
| Envestnet Asset Management Inc. | 0.00% | Add +7.5% | 26,271 | $391K |
| DAVENPORT & Co LLC | 0.00% | Reduce -3.8% | 25,200 | $375K |
| Rockefeller Capital Management L.P. | 0.00% | Reduce -28.2% | 23,366 | $347K |
| Wedbush Securities Inc. | 0.01% | Add +52.5% | 22,658 | $337K |
| LPL Financial LLC | 0.00% | New | 20,047 | $298K |
| Kingsview Wealth Management, LLC | 0.01% | Reduce -1.3% | 19,605 | $292K |
| Aviance Capital Partners, LLC | 0.04% | Add +9.4% | 19,424 | $289K |
| PFG Investments, LLC | 0.02% | Reduce -40.8% | 18,850 | $280K |
| Cetera Investment Advisers | 0.00% | Add +12.4% | 17,733 | $264K |
| B. Riley Wealth Advisors, Inc. | 0.01% | Reduce -9.9% | 16,563 | $246K |
| Nordwand Advisors, LLC | 0.10% | No change | 16,500 | $245K |
| Independent Advisor Alliance | 0.00% | New | 16,103 | $239K |
| Arete Wealth Advisors, LLC | 0.02% | Add +2.0% | 15,529 | $231K |
| Invesco Ltd. | 0.00% | New | 13,247 | $197K |
| MGB Wealth Management, LLC | 0.06% | Add +6.6% | 12,011 | $179K |
| Landscape Capital Management, L.L.C. | 0.02% | New | 11,839 | $176K |
| Commonwealth Equity Services, LLC | 0.00% | Add +2.3% | 11,336 | $169K |
| Laird Norton Wetherby Wealth Management, LLC | 0.01% | No change | 11,232 | $167K |
| Susquehanna International Group, LLP | 0.00% | New | 10,366 | $154K |
| Steward Partners Investment Advisory, LLC | 0.00% | Add +94.7% | 9,664 | $144K |
| SouthState Bank Corp | 0.01% | New | 8,425 | $125K |
| Annis Gardner Whiting Capital Advisors, LLC | 0.03% | No change | 7,500 | $112K |
| Avior Wealth Management, LLC | 0.00% | Add +53.6% | 5,479 | $81K |
| JPMorgan Chase & Co. | 0.00% | Add +14.5% | 4,350 | $65K |
| Comerica Bank | 0.00% | No change | 2,200 | $33K |
| Geneos Wealth Management Inc. | 0.00% | No change | 1,500 | $22K |
| Harbour Investments, Inc. | 0.00% | No change | 1,500 | $22K |
| Bessemer Group Inc. | 0.00% | New | 1,106 | $16K |
| Northwestern Mutual Wealth Management Co. | 0.00% | New | 750 | $11K |
| Noble Wealth Management PBC | 0.01% | — | 700 | $10K |
| Provenance Wealth Advisors, LLC | 0.00% | No change | 361 | $5K |
| FMR LLC | 0.00% | Add +8250.0% | 167 | $2K |
"% of holder's portfolio" is GUG's weight in each manager's 13F, not the share of Guggenheim Active Allocation the manager owns.