Guggenheim Active AllocationGUG
13F holders, Q3 2025 (September 30)51holders +2
4new positions
3sold out
$15.60avg. 13F price*
At the end of Q3 2025, 51 institutions reported holding Guggenheim Active Allocation (GUG) in their 13F filings, up 2 from Q2 2025. 4 opened new positions and 3 sold out. The largest holders were Morgan Stanley ($43.3M), Guggenheim Capital LLC ($14.8M) and Pathstone Holdings, LLC ($14.0M).
- Company
- Guggenheim Active Allocation
- CUSIP
- 40170T106
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 4 | $710K |
| Exits | 3 | $484K |
All 13F filers, Q2 2025 → Q3 2025: 627,120 shares bought and 487,808 shares sold, net +139,312 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 51 holders
| Morgan Stanley | 0.00% | Add +7.6% | 2,778,263 | $43.3M |
| Guggenheim Capital LLC | 0.11% | No change | 950,000 | $14.8M |
| Pathstone Holdings, LLC | 0.05% | Add +16.4% | 897,526 | $14.0M |
| Advisors Asset Management, Inc. | 0.24% | Add +12.0% | 895,873 | $14.0M |
| Cohen & Steers, Inc. | 0.02% | Add +0.9% | 748,149 | $11.7M |
| Baird Financial Group, Inc. | 0.02% | Reduce -11.4% | 692,164 | $10.8M |
| Bank of America Corp. | 0.00% | Reduce -26.3% | 678,199 | $10.6M |
| Raymond James Financial Inc. | 0.00% | Add +4.0% | 676,297 | $10.6M |
| Royal Bank of Canada | 0.00% | Add +3.2% | 531,688 | $8.3M |
| Wells Fargo & Company | 0.00% | Add +7.8% | 275,772 | $4.3M |
| Corrado Advisors, LLC | 1.44% | Add +3.1% | 172,335 | $2.7M |
| NorthCoast Asset Management LLC | 0.01% | Reduce -13.5% | 160,263 | $2.5M |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +59.5% | 120,933 | $1.9M |
| Kestra Advisory Services, LLC | 0.01% | Add +2.3% | 98,455 | $1.5M |
| Oppenheimer & Co. Inc. | 0.02% | Reduce -1.6% | 89,495 | $1.4M |
| Invesco Ltd. | 0.00% | Add +22.7% | 74,097 | $1.2M |
| Osaic Holdings, Inc. | 0.00% | Reduce -3.8% | 50,280 | $793K |
| Stifel Financial Corp. | 0.00% | Reduce -24.6% | 49,474 | $772K |
| Ascentis Independent Advisors | 0.12% | Add +14.1% | 45,330 | $707K |
| J.W. Cole Advisors, Inc. | 0.01% | Add +2.6% | 39,399 | $615K |
| Concurrent Investment Advisors, LLC | 0.01% | Add +29.9% | 36,307 | $566K |
| Aviance Capital Partners, LLC | 0.06% | Add +5.8% | 30,452 | $475K |
| World Investment Advisors | 0.01% | New | 30,156 | $470K |
| Envestnet Asset Management Inc. | 0.00% | Reduce -12.4% | 28,483 | $444K |
| Journey Strategic Wealth LLC | 0.01% | No change | 27,539 | $430K |
| LPL Financial LLC | 0.00% | Add +9.3% | 27,130 | $423K |
| DAVENPORT & Co LLC | 0.00% | Add +1.3% | 24,327 | $380K |
| Cetera Investment Advisers | 0.00% | Add +6.1% | 23,075 | $360K |
| Rockefeller Capital Management L.P. | 0.00% | Add +2.3% | 22,143 | $345K |
| UBS Group AG | 0.00% | Reduce -68.4% | 18,568 | $290K |
| Kingsview Wealth Management, LLC | 0.00% | Reduce -9.1% | 17,330 | $270K |
| MGB Wealth Management, LLC | 0.07% | Add +45.7% | 15,908 | $248K |
| U.S. Capital Wealth Advisors, LLC | 0.01% | Reduce -46.3% | 14,402 | $225K |
| Creative Planning | 0.00% | New | 13,900 | $217K |
| Wedbush Securities Inc. | 0.01% | Reduce -10.3% | 13,585 | $212K |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -3.0% | 11,705 | $183K |
| Nordwand Advisors, LLC | 0.03% | No change | 11,500 | $179K |
| Walleye Capital LLC | 0.00% | Reduce -29.1% | 11,497 | $179K |
| Laird Norton Wetherby Wealth Management, LLC | 0.01% | Reduce -52.4% | 11,232 | $175K |
| Orion Porfolio Solutions, LLC | 0.00% | Reduce -4.6% | 10,925 | $170K |
| SouthState Bank Corp | 0.01% | No change | 8,425 | $131K |
| Annis Gardner Whiting Capital Advisors, LLC | 0.02% | No change | 7,500 | $117K |
| Larson Financial Group LLC | 0.00% | No change | 3,000 | $47K |
| Geneos Wealth Management Inc. | 0.00% | No change | 3,000 | $47K |
| Noble Wealth Management PBC | 0.02% | — | 2,700 | $42K |
| JPMorgan Chase & Co. | 0.00% | Reduce -57.7% | 2,199 | $34K |
| Tsfg, LLC | 0.00% | No change | 1,734 | $27K |
| Harbour Investments, Inc. | 0.00% | No change | 1,500 | $23K |
| Morse Asset Management, Inc | 0.00% | New | 1,310 | $20K |
| Blue Bell Private Wealth Management, LLC | 0.00% | No change | 200 | $3K |
| NewEdge Advisors, LLC | 0.00% | New | 150 | $2K |
"% of holder's portfolio" is GUG's weight in each manager's 13F, not the share of Guggenheim Active Allocation the manager owns.