Guggenheim Active AllocationGUG
13F holders, Q2 2024 (June 30)51holders +1
8new positions
7sold out
$14.94avg. 13F price*
At the end of Q2 2024, 51 institutions reported holding Guggenheim Active Allocation (GUG) in their 13F filings, up 1 from Q1 2024. 8 opened new positions and 7 sold out. The largest holders were Morgan Stanley ($30.9M), Guggenheim Capital LLC ($14.2M) and Cohen & Steers, Inc. ($14.1M).
- Company
- Guggenheim Active Allocation
- CUSIP
- 40170T106
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024 → Q2 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 8 | $5.5M |
| Exits | 7 | $6.9M |
All 13F filers, Q1 2024 → Q2 2024: 910,664 shares bought and 739,733 shares sold, net +170,931 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 51 holders
| Morgan Stanley | 0.00% | Add +5.8% | 2,070,466 | $30.9M |
| Guggenheim Capital LLC | 0.10% | No change | 950,000 | $14.2M |
| Cohen & Steers, Inc. | 0.03% | Add +0.8% | 944,251 | $14.1M |
| Bank of America Corp. | 0.00% | Reduce -24.3% | 670,847 | $10.0M |
| Baird Financial Group, Inc. | 0.02% | Add +22.4% | 664,668 | $9.9M |
| Royal Bank of Canada | 0.00% | Add +1.3% | 501,253 | $7.5M |
| Advisors Asset Management, Inc. | 0.11% | Add +41.2% | 383,609 | $5.7M |
| Atlas Wealth LLC | 0.78% | New | 291,278 | $4.4M |
| Wells Fargo & Company | 0.00% | Add +5.1% | 276,380 | $4.1M |
| Pathstone Holdings, LLC | 0.02% | Add +31.3% | 259,056 | $3.9M |
| Corrado Advisors, LLC | 1.69% | Reduce -1.9% | 175,443 | $2.6M |
| Raymond James & Associates | 0.00% | Add +12.9% | 168,783 | $2.5M |
| Raymond James Financial Services Advisors, Inc. | 0.00% | Add +50.2% | 128,455 | $1.9M |
| B. Riley Wealth Advisors, Inc. | 0.04% | Add +5.1% | 110,723 | $1.7M |
| Oppenheimer & Co. Inc. | 0.02% | No change | 86,575 | $1.3M |
| 1607 Capital Partners, LLC | 0.11% | Reduce -11.5% | 80,004 | $1.2M |
| U.S. Capital Wealth Advisors, LLC | 0.04% | Reduce -23.0% | 72,702 | $1.1M |
| Journey Strategic Wealth LLC | 0.04% | Add +57.3% | 68,092 | $1.0M |
| Osaic Holdings, Inc. | 0.00% | Reduce -1.4% | 63,779 | $952K |
| Stifel Financial Corp. | 0.00% | Add +6.7% | 46,897 | $700K |
| J.W. Cole Advisors, Inc. | 0.03% | Add +6.2% | 43,018 | $642K |
| HighTower Advisors, LLC | 0.00% | Reduce -0.8% | 36,004 | $535K |
| PFG Investments, LLC | 0.03% | New | 31,850 | $476K |
| Corient Private Wealth LP | 0.00% | Add +8.3% | 26,514 | $396K |
| DAVENPORT & Co LLC | 0.00% | No change | 23,700 | $354K |
| Aviance Capital Partners, LLC | 0.05% | Add +1.2% | 22,962 | $343K |
| Envestnet Asset Management Inc. | 0.00% | Reduce -15.4% | 22,662 | $338K |
| Arete Wealth Advisors, LLC | 0.03% | Add +4.0% | 21,868 | $326K |
| Kingsview Wealth Management, LLC | 0.01% | Add +6.1% | 19,211 | $287K |
| Raymond James Trust N.A. | 0.01% | Add +64.8% | 17,830 | $266K |
| Nordwand Advisors, LLC | 0.11% | No change | 16,500 | $246K |
| Cetera Investment Advisers | 0.00% | Reduce -24.3% | 15,494 | $231K |
| Concurrent Investment Advisors, LLC | 0.01% | Add +4.6% | 15,377 | $230K |
| Wedbush Securities Inc. | 0.01% | Reduce -6.0% | 15,111 | $226K |
| Equitable Holdings, Inc. | 0.00% | Add +0.2% | 12,399 | $185K |
| MGB Wealth Management, LLC | 0.07% | New | 11,264 | $174K |
| Two Sigma Securities, LLC | 0.01% | New | 11,574 | $173K |
| Laird Norton Wetherby Wealth Management, LLC | 0.01% | No change | 11,232 | $168K |
| LPL Financial LLC | 0.00% | New | 11,088 | $166K |
| Commonwealth Equity Services, LLC | 0.00% | Add +3.3% | 10,833 | $162K |
| UBS Group AG | 0.00% | Add +18.4% | 6,913 | $103K |
| Avior Wealth Management, LLC | 0.00% | Add +42.7% | 3,151 | $47K |
| International Assets Investment Management, LLC | 0.00% | New | 3,000 | $45K |
| Comerica Bank | 0.00% | Reduce -47.6% | 2,200 | $33K |
| NewEdge Advisors, LLC | 0.00% | New | 2,113 | $32K |
| Geneos Wealth Management Inc. | 0.00% | No change | 1,500 | $22K |
| Harbour Investments, Inc. | 0.00% | No change | 1,500 | $22K |
| Bessemer Group Inc. | 0.00% | Add +4.0% | 1,016 | $15K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 864 | $13K |
| Blue Bell Private Wealth Management, LLC | 0.00% | Reduce -85.7% | 602 | $9K |
| Castleview Partners, LLC | 0.00% | New | 298 | $4K |
"% of holder's portfolio" is GUG's weight in each manager's 13F, not the share of Guggenheim Active Allocation the manager owns.