First Trust Smid Cap RisingSDVYETF
13F holders, Q4 2024 (December 31)503holders +99
82new positions
25sold out
2famous investors
$35.86avg. 13F price*
At the end of Q4 2024, 503 institutions reported holding First Trust Smid Cap Rising (SDVY) in their 13F filings, up 99 from Q3 2024. 82 opened new positions and 25 sold out. The largest holders were LPL Financial LLC ($786.4M), Morgan Stanley ($671.5M) and Wells Fargo & Company ($456.4M). 2 famous investors held it, including Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Smid Cap Rising
- CUSIP
- 33741X102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 82 | $181.5M |
| Exits | 25 | $20.8M |
All 13F filers, Q3 2024 → Q4 2024: 29,830,140 shares bought and 2,631,686 shares sold, net +27,198,454 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 503 holders
| LPL Financial LLC | 0.32% | Add +21.9% | 21,935,886 | $786.4M |
| Morgan Stanley | 0.05% | Add +25.3% | 18,729,904 | $671.5M |
| Wells Fargo & Company | 0.11% | Add +20.6% | 12,732,120 | $456.4M |
| Raymond James Financial Inc. | 0.14% | — | 10,636,023 | $381.3M |
| Bank of America Corp. | 0.02% | Add +23.0% | 7,099,053 | $254.5M |
| UBS Group AG | 0.05% | Add +9.9% | 6,618,867 | $237.3M |
| Royal Bank of Canada | 0.04% | Add +28.5% | 5,599,081 | $200.7M |
| Capital Investment Advisors, LLC | 2.56% | Add +8.3% | 3,510,050 | $125.8M |
| Cetera Investment Advisers | 0.26% | Add +10.4% | 3,447,137 | $123.6M |
| Envestnet Asset Management Inc. | 0.03% | Add +16.9% | 2,974,793 | $106.6M |
| Park National Corp. | 3.71% | Add +11.7% | 2,827,593 | $101.4M |
| Stifel Financial Corp. | 0.10% | Add +11.5% | 2,771,753 | $99.4M |
| LVZ, Inc. | 12.54% | Add +0.7% | 2,726,811 | $97.8M |
| Commonwealth Equity Services, LLC | 0.14% | Add +29.2% | 2,702,167 | $96.9M |
| Truist Financial Corp. | 0.15% | Add +7.8% | 2,629,953 | $94.3M |
| Osaic Holdings, Inc. | 0.19% | Add +10.8% | 2,412,579 | $86.5M |
| HighTower Advisors, LLC | 0.12% | Add +79.1% | 2,398,427 | $86.0M |
| Cambridge Investment Research Advisors, Inc. | 0.26% | Add +17.8% | 2,133,057 | $76.5M |
| Private Advisor Group, LLC | 0.31% | Add +48.3% | 1,533,825 | $55.0M |
| Independent Advisor Alliance | 0.67% | New | 1,414,753 | $50.7M |
| MML Investors Services, LLC | 0.17% | Add +24.8% | 1,410,666 | $50.6M |
| Baird Financial Group, Inc. | 0.09% | Add +14.8% | 1,268,466 | $45.5M |
| Blair William & Co. | 0.13% | Add +13.7% | 1,243,511 | $44.6M |
| Steward Partners Investment Advisory, LLC | 0.34% | Add +19.4% | 1,080,895 | $38.8M |
| Northwestern Mutual Wealth Management Co. | 0.03% | Add +11.9% | 1,078,420 | $38.7M |
| Kestra Advisory Services, LLC | 0.21% | Add +10.3% | 1,064,652 | $38.2M |
| Smith Chas P & Associates Pa Cpas | 2.01% | Add +2.0% | 975,635 | $35.0M |
| First Trust Advisors LP | 0.02% | Add +1699.1% | 763,274 | $27.4M |
| Avantax Advisory Services, Inc. | 0.16% | Add +25.4% | 723,521 | $25.9M |
| Prospera Financial Services Inc | 0.60% | Add +7.8% | 713,663 | $25.6M |
| Janney Montgomery Scott LLC | 0.07% | Add +46.8% | 713,298 | $25.6M |
| Integrated Wealth Concepts LLC | 0.29% | Add +23.8% | 691,411 | $24.8M |
| StoneX Group Inc. | 1.35% | Add +2.2% | 686,084 | $24.6M |
| NewEdge Advisors, LLC | 0.15% | Add +81.3% | 673,608 | $24.1M |
| Wealth Enhancement Advisory Services, LLC | 0.04% | Add +12.8% | 638,953 | $22.9M |
| Western Wealth Management, LLC | 1.16% | Add +14.2% | 605,230 | $21.7M |
| Harbour Investments, Inc. | 0.62% | Add +20.4% | 601,110 | $21.5M |
| Sage Private Wealth Group, LLC | 15.43% | Reduce -0.3% | 573,402 | $20.6M |
| Good Life Advisors, LLC | 1.48% | Add +18.7% | 567,671 | $20.4M |
| D.A. Davidson & Co. | 0.16% | Add +19.1% | 550,770 | $19.7M |
| Independent Financial Group, LLC | 0.63% | Add +65.8% | 532,934 | $19.1M |
| Sigma Planning Corp | 0.59% | Add +22.7% | 521,050 | $18.7M |
| Advance Capital Management, Inc. | 0.81% | New | 491,017 | $17.6M |
| Sanctuary Advisors, LLC | 0.11% | Add +18.3% | 464,571 | $17.6M |
| Atria Investments, Inc | 0.21% | Add +5.5% | 472,676 | $16.9M |
| Rockefeller Capital Management L.P. | 0.04% | Add +2.4% | 423,604 | $15.2M |
| Advantage Trust Co | 8.80% | Add +3.2% | 417,295 | $15.0M |
| GDS Wealth Management | 1.32% | Add +4.8% | 404,829 | $14.5M |
| Daymark Wealth Partners, LLC | 0.61% | Add +123.4% | 401,848 | $14.4M |
| Wagner Wealth Management, LLC | 3.63% | Add +5.2% | 392,166 | $14.1M |
| Pine Valley Investments Ltd Liability Co | 0.92% | Add +1.3% | 390,347 | $14.0M |
| Blue Chip Partners, LLC | 1.18% | New | 382,712 | $13.7M |
| Aptus Capital Advisors, LLC | 0.16% | Add +412.3% | 374,992 | $13.4M |
| Mariner, LLC | 0.02% | Add +8.1% | 372,568 | $13.4M |
| Sanchez Wealth Management Group | 3.47% | Add +0.8% | 354,481 | $12.7M |
| Solano Wealth Investment Advisors LLC | 7.57% | — | 351,147 | $12.6M |
| Guardian Wealth Advisors, LLC / NC | 0.98% | Add +523.6% | 342,184 | $12.3M |
| NorthCoast Asset Management LLC | 0.06% | Add +0.3% | 341,914 | $12.3M |
| Equitable Holdings, Inc. | 0.11% | Add +32.9% | 336,502 | $12.1M |
| Visionary Wealth Advisors | 0.69% | Reduce -10.3% | 330,497 | $11.8M |
| Kestra Private Wealth Services, LLC | 0.20% | Reduce -21.1% | 323,605 | $11.6M |
| B & T Capital Management DBA Alpha Capital Management | 2.07% | New | 314,380 | $11.3M |
| Ferguson Shapiro LLC | 4.11% | New | 309,810 | $11.1M |
| First Heartland Consultants, Inc. | 1.12% | Reduce -5.2% | 304,136 | $10.9M |
| Ergawealth Advisors, Inc. | 5.35% | Reduce -3.5% | 301,750 | $10.8M |
| Dagco, Inc. | 3.39% | Add +30.7% | 285,370 | $10.2M |
| RFG Advisory, LLC | 0.28% | Add +35.5% | 277,020 | $9.9M |
| First Horizon Advisors, Inc. | 0.28% | Add +43.0% | 275,534 | $9.9M |
| IHT Wealth Management, LLC | 0.30% | Add +8.9% | 258,531 | $9.3M |
| Presidio Capital Management, LLC | 4.85% | Reduce -25.2% | 252,746 | $9.1M |
| TrueWealth Advisors, LLC | 3.01% | Reduce -1.9% | 251,737 | $9.0M |
| Golden State Wealth Management, LLC | 1.34% | — | 249,404 | $8.9M |
| Jones Financial Companies LLLP | 0.01% | Add +207.1% | 249,236 | $8.9M |
| Crumly & Associates Inc. | 2.28% | Add +3.4% | 233,980 | $8.4M |
| TAP Consulting, LLC | 1.67% | Reduce -0.5% | 228,019 | $8.2M |
| Csenge Advisory Group | 0.44% | Add +1943.4% | 227,979 | $8.2M |
| Breakthru Advisory Services, LLC | 7.15% | — | 220,230 | $7.9M |
| Cibc World Market Inc. | 0.02% | New | 217,001 | $7.8M |
| Triumph Capital Management | 2.62% | Add +13.9% | 213,329 | $7.6M |
| Richmond Investment Services, LLC | 4.28% | — | 212,459 | $7.6M |
| Capital Investment Counsel, LLC | 1.27% | Add +0.3% | 212,062 | $7.6M |
| Beaumont Financial Advisors, LLC | 0.55% | New | 204,703 | $7.3M |
| N.E.W. Advisory Services LLC | 0.69% | Add +7.8% | 202,754 | $7.3M |
| Concourse Financial Group Securities, Inc. | 0.41% | Add +6.7% | 191,672 | $7.3M |
| Aprio Wealth Management, LLC | 1.05% | Add +8.5% | 201,302 | $7.2M |
| Atria Wealth Solutions, Inc. | 0.08% | Add +48.1% | 199,270 | $7.1M |
| San Luis Wealth Advisors LLC | 1.35% | Add +10.2% | 198,784 | $7.1M |
| Benjamin Edwards Inc. | 0.10% | Add +10.4% | 197,680 | $7.1M |
| PSI Advisors, LLC | 2.10% | Add +7.4% | 197,075 | $7.1M |
| Southland Equity Partners LLC | 1.63% | Add +1.5% | 195,825 | $7.0M |
| Gallagher Fiduciary Advisors, LLC | 1.36% | Add +3.9% | 193,866 | $7.0M |
| Wealthcare Advisory Partners LLC | 0.19% | Add +34.3% | 193,114 | $6.9M |
| LFA - Lugano Financial Advisors SA | 4.45% | New | 190,046 | $6.8M |
| Certified Advisory Corp | 0.74% | Add +10.1% | 189,749 | $6.8M |
| Hobart Private Capital, LLC | 1.68% | Reduce -15.3% | 189,279 | $6.8M |
| Arvest Investments, Inc. | 1.06% | Add +1.5% | 185,597 | $6.7M |
| Foundations Investment Advisors, LLC | 0.13% | Add +5.0% | 184,977 | $6.6M |
| Ssi Investment Management LLC | 2.35% | Add +56.8% | 183,679 | $6.6M |
| Astor Investment Management LLC | 3.35% | Reduce -5.9% | 182,179 | $6.5M |
| Stratos Wealth Partners, LTD. | 0.09% | Add +14.4% | 177,771 | $6.4M |
"% of holder's portfolio" is SDVY's weight in each manager's 13F, not the share of First Trust Smid Cap Rising the manager owns.