First Trust Smid Cap RisingSDVYETF
13F holders, Q2 2024 (June 30)340holders +34
54new positions
22sold out
2famous investors
$33.35avg. 13F price*
At the end of Q2 2024, 340 institutions reported holding First Trust Smid Cap Rising (SDVY) in their 13F filings, up 34 from Q1 2024. 54 opened new positions and 22 sold out. The largest holders were LPL Financial LLC ($512.7M), Morgan Stanley ($415.8M) and Wells Fargo & Company ($300.0M). 2 famous investors held it, including Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Smid Cap Rising
- CUSIP
- 33741X102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024 → Q2 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 54 | $125.2M |
| Exits | 22 | $27.7M |
All 13F filers, Q1 2024 → Q2 2024: 21,904,957 shares bought and 1,693,205 shares sold, net +20,211,752 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 340 holders
| LPL Financial LLC | 0.26% | Add +15.9% | 15,358,397 | $512.7M |
| Morgan Stanley | 0.03% | Add +19.2% | 12,457,385 | $415.8M |
| Wells Fargo & Company | 0.08% | Add +22.1% | 8,987,739 | $300.0M |
| Bank of America Corp. | 0.02% | Add +30.8% | 4,895,662 | $163.4M |
| UBS Group AG | 0.05% | Add +21.4% | 4,662,418 | $155.6M |
| Raymond James & Associates | 0.08% | Add +7.8% | 3,565,684 | $119.0M |
| Raymond James Financial Services Advisors, Inc. | 0.16% | Add +34.4% | 3,266,343 | $109.0M |
| Royal Bank of Canada | 0.02% | Add +6.7% | 3,065,440 | $102.3M |
| Capital Investment Advisors, LLC | 2.27% | Add +38705.4% | 3,007,808 | $100.4M |
| LVZ, Inc. | 12.36% | Add +0.8% | 2,716,224 | $90.7M |
| Truist Financial Corp. | 0.13% | Reduce -0.5% | 2,456,430 | $82.0M |
| Cetera Investment Advisers | 0.19% | Add +31.6% | 2,421,412 | $80.8M |
| Stifel Financial Corp. | 0.08% | Add +2.2% | 2,137,452 | $71.3M |
| Envestnet Asset Management Inc. | 0.02% | Add +13.9% | 2,021,868 | $67.5M |
| Osaic Holdings, Inc. | 0.15% | Add +10.1% | 1,948,606 | $65.1M |
| Commonwealth Equity Services, LLC | 0.10% | Add +8.9% | 1,933,917 | $64.6M |
| Cambridge Investment Research Advisors, Inc. | 0.20% | Add +14.8% | 1,608,245 | $53.7M |
| Blair William & Co. | 0.11% | Add +6.1% | 1,025,265 | $34.2M |
| HighTower Advisors, LLC | 0.05% | Add +53.7% | 1,019,848 | $34.0M |
| MML Investors Services, LLC | 0.14% | Add +20.8% | 1,009,592 | $33.7M |
| Smith Chas P & Associates Pa Cpas | 1.92% | New | 971,517 | $32.4M |
| GUNN & Co INVESTMENT MANAGEMENT, INC. | 1.92% | New | 971,517 | $32.4M |
| Private Advisor Group, LLC | 0.21% | Add +10.0% | 934,561 | $31.2M |
| Kestra Advisory Services, LLC | 0.16% | Add +14.3% | 873,142 | $29.1M |
| Baird Financial Group, Inc. | 0.06% | Add +12.6% | 804,696 | $26.9M |
| Northwestern Mutual Wealth Management Co. | 0.03% | Add +18.2% | 799,907 | $26.7M |
| Horizon Advisory Services, Inc. | 12.50% | Reduce -3.4% | 782,244 | $26.1M |
| Park National Corp. | 0.80% | New | 645,600 | $21.6M |
| Steward Partners Investment Advisory, LLC | 0.22% | Reduce -9.2% | 617,931 | $20.6M |
| StoneX Group Inc. | 1.60% | Add +241.8% | 601,133 | $20.1M |
| Integrated Wealth Concepts LLC | 0.25% | Add +70.8% | 553,136 | $18.5M |
| Prospera Financial Services Inc | 0.51% | Reduce -17.3% | 547,146 | $18.3M |
| Avantax Advisory Services, Inc. | 0.13% | Add +55.0% | 534,373 | $17.8M |
| Wealth Enhancement Advisory Services, LLC | 0.04% | Add +2.9% | 533,685 | $17.8M |
| Kestra Private Wealth Services, LLC | 0.33% | Reduce -1.2% | 492,149 | $16.4M |
| Good Life Advisors, LLC | 1.29% | Add +1.1% | 468,183 | $15.6M |
| Atria Investments, Inc | 0.19% | Add +84.7% | 430,025 | $14.4M |
| Sigma Planning Corp | 0.44% | Add +81.8% | 416,222 | $13.9M |
| D.A. Davidson & Co. | 0.12% | Add +24.7% | 415,576 | $13.9M |
| Advantage Trust Co | 9.79% | Add +9.2% | 408,336 | $13.6M |
| Pine Valley Investments Ltd Liability Co | 0.95% | Reduce -0.8% | 383,970 | $12.8M |
| Sanchez Wealth Management Group | 4.15% | Add +2.3% | 383,942 | $12.8M |
| Western Wealth Management, LLC | 0.90% | Add +6.3% | 365,317 | $12.2M |
| Harbour Investments, Inc. | 0.39% | Add +7.9% | 345,910 | $11.5M |
| Wagner Wealth Management, LLC | 3.45% | Add +4.9% | 345,901 | $11.5M |
| GDS Wealth Management | 1.25% | New | 341,506 | $11.4M |
| Rockefeller Capital Management L.P. | 0.03% | Add +86.5% | 341,398 | $11.4M |
| Janney Montgomery Scott LLC | 0.03% | Add +23.4% | 332,917 | $11.1M |
| TMD Wealth Management, LLC | 2.40% | Add +52.8% | 327,483 | $10.9M |
| Visionary Wealth Advisors | 0.67% | Add +4.3% | 309,150 | $10.3M |
| Independent Financial Group, LLC | 0.40% | Add +0.1% | 301,321 | $10.1M |
| TrueWealth Advisors, LLC | 3.68% | Add +23.4% | 298,069 | $9.9M |
| Ergawealth Advisors, Inc. | 5.36% | Add +0.1% | 295,133 | $9.9M |
| Presidio Capital Management, LLC | 6.79% | Reduce -2.6% | 290,826 | $9.7M |
| Sanctuary Advisors, LLC | 0.07% | — | 278,671 | $9.3M |
| Aft, Forsyth & Sober, LLC | 2.86% | Add +0.1% | 250,300 | $8.4M |
| First Heartland Consultants, Inc. | 0.80% | Reduce -9.0% | 240,805 | $8.0M |
| Mach-1 Financial Group, LLC | 5.43% | Add +5.2% | 230,607 | $7.7M |
| TAP Consulting, LLC | 1.56% | Add +26.1% | 221,235 | $7.4M |
| Hobart Private Capital, LLC | 2.03% | Add +24.3% | 213,774 | $7.1M |
| Astor Investment Management LLC | 3.28% | Reduce -13.5% | 213,770 | $7.1M |
| Mariner, LLC | 0.01% | Reduce -6.4% | 202,261 | $6.8M |
| RFG Advisory, LLC | 0.22% | Add +121.9% | 200,725 | $6.7M |
| Crumly & Associates Inc. | 1.91% | Add +6.8% | 199,013 | $6.6M |
| IHT Wealth Management, LLC | 0.24% | Add +12.7% | 194,205 | $6.5M |
| Concourse Financial Group Securities, Inc. | 0.40% | Reduce -5.0% | 189,172 | $6.3M |
| J.W. Cole Advisors, Inc. | 0.29% | Add +24.9% | 185,334 | $6.2M |
| Gallagher Fiduciary Advisors, LLC | 1.36% | Add +0.2% | 182,208 | $6.1M |
| Aprio Wealth Management, LLC | 1.11% | Add +0.7% | 182,067 | $6.1M |
| Wintrust Investments LLC | 0.49% | Add +1.9% | 179,530 | $6.0M |
| Benjamin F. Edwards & Company, Inc. | 0.10% | Reduce -7.6% | 176,524 | $5.9M |
| PSI Advisors, LLC | 1.80% | Add +19.4% | 170,238 | $5.7M |
| Equitable Holdings, Inc. | 0.06% | Add +16.8% | 167,689 | $5.6M |
| RiverTree Advisors, LLC | 3.81% | Reduce -5.9% | 167,205 | $5.6M |
| AIFG Consultants Ltd. | 4.12% | Reduce -10.0% | 166,130 | $5.5M |
| Arvest Investments, Inc. | 0.88% | Add +0.6% | 165,190 | $5.5M |
| Daymark Wealth Partners, LLC | 0.25% | Add +743.9% | 163,058 | $5.4M |
| First Horizon Advisors, Inc. | 0.17% | New | 162,666 | $5.4M |
| Stratos Wealth Partners, LTD. | 0.09% | Add +12.1% | 161,963 | $5.4M |
| Elevated Capital Advisors, LLC | 1.46% | Reduce -7.0% | 155,419 | $5.2M |
| NewEdge Advisors, LLC | 0.04% | Add +46.5% | 154,940 | $5.2M |
| Triumph Capital Management | 2.00% | Add +389.3% | 153,153 | $5.1M |
| Goldman Sachs Group Inc. | 0.00% | Add +134.3% | 150,361 | $5.0M |
| N.E.W. Advisory Services LLC | 0.51% | Add +12.1% | 141,216 | $4.7M |
| Ascentis Independent Advisors | 0.98% | — | 140,796 | $4.7M |
| Wealthcare Advisory Partners LLC | 0.14% | Add +1.6% | 138,281 | $4.6M |
| JPMorgan Chase & Co. | 0.00% | Reduce -13.5% | 123,345 | $4.1M |
| Darwin Wealth Management, LLC | 2.00% | Reduce -5.8% | 120,906 | $4.0M |
| Redhawk Wealth Advisors, Inc. | 0.61% | Reduce -3.7% | 118,906 | $4.0M |
| Oppenheimer & Co. Inc. | 0.06% | Add +74.9% | 114,438 | $3.8M |
| Per Stirling Capital Management, LLC. | 0.61% | Reduce -41.8% | 113,481 | $3.8M |
| Financial Advocates Investment Management | 0.23% | Add +4.0% | 111,983 | $3.7M |
| Synovus Financial Corp. | 0.05% | Add +5.6% | 111,406 | $3.7M |
| Owen LaRue, LLC | 2.28% | Add +7.0% | 110,229 | $3.7M |
| GPS Wealth Strategies Group, LLC | 0.55% | Add +6.1% | 109,316 | $3.6M |
| World Equity Group, Inc. | 1.08% | Add +0.4% | 108,498 | $3.6M |
| FSB Premier Wealth Management, Inc. | 1.60% | Reduce -14.2% | 106,158 | $3.5M |
| Naviter Wealth, LLC | 0.53% | Add +2.8% | 105,865 | $3.5M |
| Concorde Asset Management, LLC | 2.15% | Reduce -38.4% | 104,563 | $3.5M |
| Atria Wealth Solutions, Inc. | 0.04% | Add +12.1% | 94,822 | $3.2M |
"% of holder's portfolio" is SDVY's weight in each manager's 13F, not the share of First Trust Smid Cap Rising the manager owns.