First Trust Smid Cap RisingSDVYETF
13F holders, Q2 2025 (June 30)473holders −11
42new positions
53sold out
3famous investors
$35.30avg. 13F price*
At the end of Q2 2025, 473 institutions reported holding First Trust Smid Cap Rising (SDVY) in their 13F filings, down 11 from Q1 2025. 42 opened new positions and 53 sold out. The largest holders were LPL Financial LLC ($830.4M), Morgan Stanley ($695.5M) and Raymond James Financial Inc. ($424.0M). 3 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio), Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio) and Cliff Asness (0.0% of AQR Capital Management's portfolio).
- Company
- First Trust Smid Cap Rising
- CUSIP
- 33741X102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2025 → Q2 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 42 | $40.6M |
| Exits | 53 | $73.9M |
All 13F filers, Q1 2025 → Q2 2025: 9,015,209 shares bought and 10,893,627 shares sold, net −1,878,418 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 473 holders
| LPL Financial LLC | 0.28% | Add +0.7% | 23,536,432 | $830.4M |
| Morgan Stanley | 0.05% | Add +1.2% | 19,713,398 | $695.5M |
| Raymond James Financial Inc. | 0.15% | Reduce -3.8% | 12,018,669 | $424.0M |
| Wells Fargo & Company | 0.09% | Reduce -9.6% | 11,972,064 | $422.4M |
| Bank of America Corp. | 0.02% | Reduce -5.8% | 7,368,266 | $260.0M |
| UBS Group AG | 0.05% | Reduce -5.2% | 6,401,958 | $225.9M |
| Royal Bank of Canada | 0.04% | Reduce -1.8% | 5,786,141 | $204.1M |
| Cetera Investment Advisers | 0.31% | Add +5.5% | 5,276,231 | $186.1M |
| Capital Investment Advisors, LLC | 2.54% | Add +6.5% | 3,972,146 | $144.1M |
| Stifel Financial Corp. | 0.12% | Reduce -0.5% | 3,463,545 | $122.2M |
| Park National Corp. | 3.93% | Add +9.0% | 3,376,574 | $119.1M |
| Envestnet Asset Management Inc. | 0.03% | Reduce -5.1% | 2,974,264 | $104.9M |
| Commonwealth Equity Services, LLC | 0.13% | Reduce -1.3% | 2,890,125 | $102.0M |
| Harbour Investments, Inc. | 2.53% | Add +472.9% | 2,835,642 | $100.0M |
| LVZ, Inc. | 11.62% | Add +3.0% | 2,747,396 | $96.9M |
| Osaic Holdings, Inc. | 0.17% | Add +11.2% | 2,744,843 | $96.8M |
| HighTower Advisors, LLC | 0.11% | Add +2.4% | 2,598,480 | $91.7M |
| Truist Financial Corp. | 0.12% | Reduce -15.2% | 2,371,783 | $83.7M |
| Cambridge Investment Research Advisors, Inc. | 0.24% | Reduce -0.7% | 2,237,668 | $78.9M |
| Northwestern Mutual Wealth Management Co. | 0.05% | Add +29.9% | 1,939,333 | $68.4M |
| MML Investors Services, LLC | 0.16% | Add +5.1% | 1,614,179 | $56.9M |
| Baird Financial Group, Inc. | 0.08% | Reduce -12.9% | 1,306,468 | $46.1M |
| Kestra Advisory Services, LLC | 0.23% | Add +2.9% | 1,305,901 | $46.1M |
| Blair William & Co. | 0.12% | Reduce -0.4% | 1,265,220 | $44.6M |
| Private Advisor Group, LLC | 0.23% | Reduce -24.8% | 1,193,504 | $42.1M |
| Smith Chas P & Associates Pa Cpas | 2.04% | Add +2.6% | 1,028,128 | $36.3M |
| NewEdge Advisors, LLC | 0.17% | Reduce -35.6% | 953,881 | $33.7M |
| Prospera Financial Services Inc | 0.55% | Add +3.7% | 834,088 | $29.4M |
| Janney Montgomery Scott LLC | 0.07% | Add +1.9% | 779,069 | $27.5M |
| Good Life Advisors, LLC | 1.59% | Add +20.5% | 721,425 | $25.5M |
| Avantax Advisory Services, Inc. | 0.14% | Add +3.5% | 701,789 | $24.8M |
| Jones Financial Companies LLLP | 0.02% | Add +40.6% | 667,902 | $23.6M |
| Integrated Wealth Concepts LLC | 0.23% | Reduce -3.3% | 650,888 | $23.0M |
| D.A. Davidson & Co. | 0.16% | Reduce -1.6% | 643,785 | $22.7M |
| Western Wealth Management, LLC | 1.26% | Reduce -7.2% | 599,077 | $21.1M |
| Wealth Enhancement Advisory Services, LLC | 0.03% | Reduce -10.3% | 575,263 | $21.0M |
| StoneX Group Inc. | 1.01% | Reduce -6.8% | 587,932 | $20.7M |
| First Trust Advisors LP | 0.02% | Reduce -15.5% | 586,154 | $20.7M |
| Richmond Investment Services, LLC | 4.18% | Add +103.2% | 560,714 | $19.8M |
| Rockefeller Capital Management L.P. | 0.04% | Add +5.7% | 558,478 | $19.7M |
| Blue Chip Partners, LLC | 1.55% | Add +45.0% | 540,503 | $19.1M |
| Equitable Holdings, Inc. | 0.15% | Add +15.7% | 508,235 | $17.9M |
| Sanctuary Advisors, LLC | 0.11% | Reduce -1.8% | 504,024 | $17.8M |
| Steward Partners Investment Advisory, LLC | 0.14% | Reduce -16.3% | 502,386 | $17.7M |
| Wagner Wealth Management, LLC | 3.67% | Add +4.3% | 456,314 | $16.1M |
| Aptus Capital Advisors, LLC | 0.15% | Add +8.3% | 440,289 | $15.5M |
| Solano Wealth Investment Advisors LLC | 7.64% | Add +4.1% | 421,640 | $14.9M |
| Advantage Trust Co | 7.25% | Add +1.5% | 417,055 | $14.7M |
| Pine Valley Investments Ltd Liability Co | 0.86% | Add +0.5% | 416,736 | $14.7M |
| Guardian Wealth Advisors, LLC / NC | 1.01% | Add +8.8% | 408,309 | $14.4M |
| Independent Financial Group, LLC | 0.39% | Reduce -27.6% | 403,178 | $14.2M |
| Focus Financial Network, Inc. | 0.56% | Add +7.4% | 399,417 | $14.1M |
| Sigma Planning Corp | 0.42% | Reduce -29.1% | 394,835 | $13.9M |
| Sanchez Wealth Management Group | 3.32% | Add +4.1% | 389,744 | $13.8M |
| Crumly & Associates Inc. | 3.33% | Add +40.0% | 387,258 | $13.7M |
| Qube Research & Technologies Ltd | 0.02% | Add +189.9% | 368,711 | $13.0M |
| RFG Advisory, LLC | 0.30% | Add +5.1% | 358,188 | $12.6M |
| Cwm, LLC | 0.04% | Add +29.3% | 357,793 | $12.6M |
| B & T Capital Management DBA Alpha Capital Management | 2.10% | Add +1.2% | 346,245 | $12.2M |
| Dagco, Inc. | 3.37% | Add +10.0% | 342,658 | $12.1M |
| Lifestyle Asset Management, Inc. | 5.34% | Add +16.0% | 324,002 | $11.4M |
| First Horizon Advisors, Inc. | 0.30% | Add +5.6% | 323,576 | $11.4M |
| Mariner, LLC | 0.02% | Reduce -24.8% | 308,708 | $10.9M |
| Atria Investments, Inc | 0.13% | Reduce -28.6% | 307,056 | $10.8M |
| Benjamin Edwards Inc. | 0.14% | Add +22.0% | 306,485 | $10.8M |
| Golden State Wealth Management, LLC | 1.30% | Add +2.9% | 303,184 | $10.7M |
| J.W. Cole Advisors, Inc. | 0.22% | Add +2.7% | 297,205 | $10.5M |
| First Heartland Consultants, Inc. | 0.92% | Add +2.5% | 293,020 | $10.3M |
| &partners | 0.08% | Add +653.0% | 290,064 | $10.2M |
| Kestra Private Wealth Services, LLC | 0.15% | Reduce -4.2% | 287,565 | $10.1M |
| Mach-1 Financial Group, LLC | 2.84% | Add +12.6% | 276,140 | $9.7M |
| Ergawealth Advisors, Inc. | 4.31% | Reduce -8.7% | 271,747 | $9.6M |
| Wealthcare Advisory Partners LLC | 0.22% | Add +3.5% | 270,260 | $9.5M |
| Arkadios Wealth Advisors | 0.28% | Add +10.8% | 267,448 | $9.4M |
| Arvest Investments, Inc. | 1.40% | Add +26.8% | 264,590 | $9.3M |
| TrueWealth Advisors, LLC | 2.75% | Add +0.5% | 263,145 | $9.3M |
| Private Wealth Asset Management, LLC | 1.22% | Add +43.4% | 260,865 | $9.2M |
| Stratos Wealth Advisors, LLC | 0.48% | Add +19.5% | 257,560 | $9.1M |
| VestGen Advisors, LLC | 0.35% | Add +20.6% | 247,589 | $8.7M |
| Atria Wealth Solutions, Inc. | 0.19% | Reduce -14.7% | 242,835 | $8.6M |
| Visionary Wealth Advisors | 0.43% | Reduce -3.4% | 237,853 | $8.4M |
| Stratos Wealth Partners, LTD. | 0.11% | Add +0.6% | 234,479 | $8.3M |
| Fairvoy Private Wealth, LLC | 2.05% | Add +9.9% | 233,877 | $8.3M |
| Triumph Capital Management | 2.41% | Add +5.8% | 227,920 | $8.0M |
| Procyon Advisors, LLC | 0.73% | New | 218,908 | $7.7M |
| Arax Advisory Partners | 0.35% | Add +19.9% | 218,141 | $7.7M |
| Precedent Wealth Partners, LLC | 1.85% | Add +6.9% | 214,049 | $7.6M |
| IHT Wealth Management, LLC | 0.21% | Reduce -11.8% | 213,476 | $7.5M |
| Randall & Associates Wealth Management | 5.75% | New | 212,062 | $7.5M |
| Southland Equity Partners LLC | 1.60% | Add +0.0% | 207,167 | $7.3M |
| Gallagher Fiduciary Advisors, LLC | 0.28% | Add +3.0% | 207,117 | $7.3M |
| Breakthru Advisory Services, LLC | 11.22% | No change | 216,531 | $7.3M |
| Certified Advisory Corp | 0.75% | Add +2.0% | 205,395 | $7.2M |
| Capital Investment Counsel, LLC | 1.11% | Reduce -3.3% | 202,011 | $7.1M |
| Daymark Wealth Partners, LLC | 0.27% | Reduce -47.6% | 197,707 | $7.0M |
| NorthCoast Asset Management LLC | 0.03% | Reduce -62.4% | 191,104 | $6.7M |
| Csenge Advisory Group | 0.34% | Reduce -71.3% | 188,174 | $6.5M |
| Foundations Investment Advisors, LLC | 0.10% | Reduce -2.1% | 181,321 | $6.4M |
| Oppenheimer & Co. Inc. | 0.08% | Add +6.2% | 179,762 | $6.3M |
| Aprio Wealth Management, LLC | 0.71% | Reduce -17.3% | 178,088 | $6.3M |
"% of holder's portfolio" is SDVY's weight in each manager's 13F, not the share of First Trust Smid Cap Rising the manager owns.