First Trust Smid Cap RisingSDVYETF
13F holders, Q1 2024 (March 31)306holders
3famous investors
$34.82avg. 13F price*
At the end of Q1 2024, 306 institutions reported holding First Trust Smid Cap Rising (SDVY) in their 13F filings. The largest holders were LPL Financial LLC ($461.5M), Morgan Stanley ($364.0M) and Wells Fargo & Company ($256.3M). 3 famous investors held it, including David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio), Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Smid Cap Rising
- CUSIP
- 33741X102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 80 | $196.6M |
| Exits | 12 | $9.5M |
Ownership 306 holders
| LPL Financial LLC | 0.25% | Add +45.7% | 13,252,608 | $461.5M |
| Morgan Stanley | 0.03% | Add +67.8% | 10,454,203 | $364.0M |
| Wells Fargo & Company | 0.07% | Add +64.4% | 7,362,001 | $256.3M |
| UBS Group AG | 0.04% | Add +125.2% | 3,842,201 | $133.8M |
| Bank of America Corp. | 0.01% | Add +115.0% | 3,743,190 | $130.3M |
| Raymond James & Associates | 0.08% | Add +28.2% | 3,307,225 | $115.2M |
| Royal Bank of Canada | 0.02% | Add +59.1% | 2,873,524 | $100.1M |
| LVZ, Inc. | 12.75% | New | 2,693,387 | $93.8M |
| Truist Financial Corp. | 0.13% | Add +17.4% | 2,468,838 | $86.0M |
| Raymond James Financial Services Advisors, Inc. | 0.13% | Add +54.2% | 2,430,439 | $84.6M |
| Stifel Financial Corp. | 0.08% | Add +33.3% | 2,091,538 | $72.8M |
| Cetera Investment Advisers | 0.15% | Add +205.3% | 1,840,629 | $64.1M |
| Commonwealth Equity Services, LLC | 0.10% | Add +63.3% | 1,775,489 | $61.8M |
| Envestnet Asset Management Inc. | 0.02% | Add +69.7% | 1,774,622 | $61.8M |
| Osaic Holdings, Inc. | 0.14% | Add +7.6% | 1,769,500 | $61.6M |
| Cambridge Investment Research Advisors, Inc. | 0.19% | Add +24.5% | 1,400,969 | $48.8M |
| Blair William & Co. | 0.11% | Add +32.7% | 966,461 | $33.7M |
| Private Advisor Group, LLC | 0.21% | Add +21.8% | 849,602 | $29.6M |
| MML Investors Services, LLC | 0.12% | Add +98.4% | 835,967 | $29.1M |
| Horizon Advisory Services, Inc. | 13.13% | — | 809,790 | $28.2M |
| Kestra Advisory Services, LLC | 0.18% | Add +49.4% | 764,110 | $26.6M |
| Baird Financial Group, Inc. | 0.05% | Reduce -14.6% | 714,991 | $24.9M |
| Steward Partners Investment Advisory, LLC | 0.26% | Add +49.3% | 680,773 | $23.7M |
| Northwestern Mutual Wealth Management Co. | 0.02% | Add +33.4% | 676,558 | $23.6M |
| HighTower Advisors, LLC | 0.04% | Add +74.4% | 663,452 | $23.1M |
| Prospera Financial Services Inc | 0.69% | Add +24.0% | 661,311 | $23.0M |
| Wealth Enhancement Advisory Services, LLC | 0.05% | Add +10.3% | 518,530 | $18.1M |
| Kestra Private Wealth Services, LLC | 0.39% | Add +99.2% | 498,225 | $17.3M |
| Good Life Advisors, LLC | 1.43% | Add +212.7% | 463,115 | $16.1M |
| Pine Valley Investments Ltd Liability Co | 1.05% | Add +6.0% | 387,141 | $13.5M |
| Sanchez Wealth Management Group | 4.42% | Reduce -4.1% | 375,197 | $13.1M |
| Advantage Trust Co | 9.60% | Add +0.2% | 373,795 | $13.0M |
| Jane Street Group, LLC | 0.02% | Reduce -23.6% | 360,377 | $12.5M |
| Avantax Advisory Services, Inc. | 0.11% | Add +236.6% | 344,864 | $12.0M |
| Western Wealth Management, LLC | 0.93% | Add +8.3% | 343,777 | $12.0M |
| D.A. Davidson & Co. | 0.10% | Add +33.9% | 333,156 | $11.6M |
| Wagner Wealth Management, LLC | 3.50% | New | 329,773 | $11.5M |
| Integrated Wealth Concepts LLC | 0.16% | Add +41.2% | 323,867 | $11.3M |
| Harbour Investments, Inc. | 0.40% | Add +69.1% | 320,650 | $11.2M |
| Independent Financial Group, LLC | 0.48% | Add +69.3% | 300,917 | $10.5M |
| Presidio Capital Management, LLC | 7.58% | New | 298,630 | $10.4M |
| Visionary Wealth Advisors | 0.70% | Add +126.0% | 296,485 | $10.3M |
| Ergawealth Advisors, Inc. | 5.63% | Add +5.6% | 294,939 | $10.3M |
| Janney Montgomery Scott LLC | 0.03% | Add +10.7% | 269,868 | $9.4M |
| First Heartland Consultants, Inc. | 0.96% | Add +88.2% | 264,635 | $9.2M |
| Aft, Forsyth & Sober, LLC | 3.08% | New | 250,000 | $8.7M |
| Astor Investment Management LLC | 3.42% | New | 247,078 | $8.6M |
| TrueWealth Advisors, LLC | 3.25% | Reduce -23.7% | 241,554 | $8.4M |
| Atria Investments, Inc | 0.11% | New | 232,861 | $8.1M |
| Sigma Planning Corp | 0.25% | Add +495.9% | 228,883 | $8.0M |
| Mach-1 Financial Group, LLC | 5.82% | Add +70.0% | 219,135 | $7.6M |
| Mariner, LLC | 0.02% | Add +8.6% | 215,988 | $7.5M |
| TMD Wealth Management, LLC | 1.74% | New | 214,290 | $7.5M |
| Concourse Financial Group Securities, Inc. | 0.45% | Add +558.0% | 199,197 | $6.9M |
| Per Stirling Capital Management, LLC. | 1.13% | Reduce -3.1% | 195,023 | $6.8M |
| Benjamin F. Edwards & Company, Inc. | 0.12% | Add +52.2% | 191,010 | $6.7M |
| Crumly & Associates Inc. | 1.71% | Add +763.9% | 186,356 | $6.5M |
| AIFG Consultants Ltd. | 4.63% | Add +5.7% | 184,577 | $6.4M |
| Rockefeller Capital Management L.P. | 0.02% | Add +109.7% | 183,054 | $6.4M |
| Gallagher Fiduciary Advisors, LLC | 0.22% | Add +19.8% | 181,859 | $6.3M |
| Aprio Wealth Management, LLC | 1.23% | Add +12.6% | 180,798 | $6.3M |
| RiverTree Advisors, LLC | 4.15% | Add +2.7% | 177,716 | $6.2M |
| Wintrust Investments LLC | 0.54% | Add +14.9% | 176,158 | $6.1M |
| StoneX Group Inc. | 0.55% | Add +29.2% | 175,861 | $6.1M |
| TAP Consulting, LLC | 1.34% | Add +22.3% | 175,408 | $6.1M |
| IHT Wealth Management, LLC | 0.24% | Add +13.3% | 172,393 | $6.0M |
| Hobart Private Capital, LLC | 1.83% | Add +20.5% | 171,984 | $6.0M |
| Concorde Asset Management, LLC | 4.04% | New | 169,636 | $5.9M |
| Elevated Capital Advisors, LLC | 1.67% | Add +791.2% | 167,152 | $5.8M |
| Arvest Investments, Inc. | 0.91% | Reduce -3.5% | 164,253 | $5.7M |
| J.W. Cole Advisors, Inc. | 0.26% | Add +16.7% | 148,392 | $5.2M |
| Stratos Wealth Partners, LTD. | 0.08% | Add +16.5% | 144,485 | $5.0M |
| Equitable Holdings, Inc. | 0.06% | Add +42.7% | 143,617 | $5.0M |
| PSI Advisors, LLC | 1.79% | Add +28.2% | 142,617 | $5.0M |
| JPMorgan Chase & Co. | 0.00% | Add +6.7% | 142,599 | $5.0M |
| Wealthcare Advisory Partners LLC | 0.16% | Reduce -4.5% | 136,108 | $4.7M |
| Darwin Wealth Management, LLC | 1.25% | New | 128,353 | $4.5M |
| N.E.W. Advisory Services LLC | 0.49% | Add +954.9% | 125,928 | $4.4M |
| FSB Premier Wealth Management, Inc. | 2.00% | Reduce -11.5% | 123,672 | $4.3M |
| Redhawk Wealth Advisors, Inc. | 0.70% | Add +1598.6% | 123,420 | $4.3M |
| World Equity Group, Inc. | 0.77% | New | 108,075 | $3.8M |
| Financial Advocates Investment Management | 0.22% | Add +10.0% | 107,682 | $3.7M |
| NewEdge Advisors, LLC | 0.03% | Reduce -8.6% | 105,780 | $3.7M |
| Synovus Financial Corp. | 0.05% | Add +13.3% | 105,510 | $3.7M |
| GPS Wealth Strategies Group, LLC | 0.58% | Add +19.7% | 103,031 | $3.6M |
| Naviter Wealth, LLC | 0.59% | Reduce -15.9% | 102,975 | $3.6M |
| Owen LaRue, LLC | 2.24% | Add +12.7% | 102,973 | $3.6M |
| D. E. Shaw & Co. | 0.00% | Add +761.4% | 100,296 | $3.5M |
| ICA Group Wealth Management, LLC | 0.68% | Add +1366.0% | 97,038 | $3.4M |
| CX Institutional | 0.16% | Reduce -9.6% | 96,970 | $3.4M |
| Capital Investment Advisory Services, LLC | 0.34% | Add +96.5% | 91,355 | $3.2M |
| Stratos Wealth Advisors, LLC | 0.19% | Add +27.0% | 91,333 | $3.2M |
| RFG Advisory, LLC | 0.11% | Add +72.1% | 90,466 | $3.2M |
| SignalPoint Asset Management, LLC | 0.83% | Reduce -35.1% | 86,830 | $3.0M |
| Atria Wealth Solutions, Inc. | 0.03% | Reduce -20.9% | 84,615 | $2.9M |
| Cherry Creek Investment Advisors, Inc. | 1.48% | Add +17.1% | 78,732 | $2.7M |
| Quantum Portfolio Management LLC | 1.56% | Add +47.9% | 78,582 | $2.7M |
| POM Investment Strategies, LLC | 2.22% | Add +4.7% | 77,808 | $2.7M |
| Cedrus LLC | 1.47% | Add +10.0% | 77,168 | $2.7M |
| Secured Retirement Advisors, LLC | 2.25% | Add +1.4% | 76,209 | $2.7M |
"% of holder's portfolio" is SDVY's weight in each manager's 13F, not the share of First Trust Smid Cap Rising the manager owns.