First Trust Smid Cap RisingSDVYETF
13F holders, Q3 2024 (September 30)404holders +64
80new positions
18sold out
2famous investors
$36.39avg. 13F price*
At the end of Q3 2024, 404 institutions reported holding First Trust Smid Cap Rising (SDVY) in their 13F filings, up 64 from Q2 2024. 80 opened new positions and 18 sold out. The largest holders were LPL Financial LLC ($654.4M), Morgan Stanley ($544.0M) and Wells Fargo & Company ($384.2M). 2 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio) and David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio).
- Company
- First Trust Smid Cap Rising
- CUSIP
- 33741X102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 80 | $116.9M |
| Exits | 18 | $13.3M |
All 13F filers, Q2 2024 → Q3 2024: 25,140,993 shares bought and 2,281,590 shares sold, net +22,859,403 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 404 holders
| LPL Financial LLC | 0.29% | Add +17.1% | 17,987,114 | $654.4M |
| Morgan Stanley | 0.04% | Add +20.0% | 14,953,643 | $544.0M |
| Wells Fargo & Company | 0.09% | Add +17.5% | 10,559,597 | $384.2M |
| UBS Group AG | 0.06% | Add +29.2% | 6,022,602 | $219.1M |
| Bank of America Corp. | 0.02% | Add +17.9% | 5,771,730 | $210.0M |
| Royal Bank of Canada | 0.04% | Add +42.1% | 4,357,185 | $158.5M |
| Raymond James & Associates | 0.09% | Add +18.8% | 4,234,856 | $154.1M |
| Raymond James Financial Services Advisors, Inc. | 0.21% | Add +29.5% | 4,230,399 | $153.9M |
| Capital Investment Advisors, LLC | 2.43% | Add +7.8% | 3,242,678 | $118.0M |
| Cetera Investment Advisers | 0.25% | Add +28.9% | 3,121,943 | $113.6M |
| LVZ, Inc. | 12.61% | Reduce -0.3% | 2,709,150 | $98.6M |
| Envestnet Asset Management Inc. | 0.03% | Add +25.9% | 2,544,512 | $92.6M |
| Park National Corp. | 3.22% | Add +292.0% | 2,531,035 | $92.1M |
| Stifel Financial Corp. | 0.09% | Add +16.3% | 2,485,251 | $90.4M |
| Truist Financial Corp. | 0.14% | Reduce -0.7% | 2,439,288 | $88.7M |
| Osaic Holdings, Inc. | 0.18% | Add +11.8% | 2,178,040 | $79.3M |
| Commonwealth Equity Services, LLC | 0.12% | Add +8.2% | 2,092,088 | $76.1M |
| Cambridge Investment Research Advisors, Inc. | 0.22% | Add +12.6% | 1,810,742 | $65.9M |
| HighTower Advisors, LLC | 0.07% | Add +31.3% | 1,339,074 | $48.7M |
| MML Investors Services, LLC | 0.15% | Add +12.0% | 1,130,306 | $41.1M |
| Baird Financial Group, Inc. | 0.08% | Add +37.3% | 1,104,588 | $40.2M |
| Blair William & Co. | 0.12% | Add +6.7% | 1,094,058 | $39.8M |
| Private Advisor Group, LLC | 0.23% | Add +10.6% | 1,033,984 | $37.6M |
| Kestra Advisory Services, LLC | 0.19% | Add +10.6% | 965,710 | $35.1M |
| Northwestern Mutual Wealth Management Co. | 0.03% | Add +20.5% | 963,965 | $35.1M |
| Smith Chas P & Associates Pa Cpas | 1.96% | Reduce -1.6% | 956,344 | $34.8M |
| Steward Partners Investment Advisory, LLC | 0.30% | Add +46.6% | 905,678 | $32.9M |
| Horizon Advisory Services, Inc. | 12.79% | Reduce -1.5% | 770,788 | $28.0M |
| StoneX Group Inc. | 1.78% | Add +11.6% | 671,089 | $24.4M |
| Prospera Financial Services Inc | 0.62% | Add +21.0% | 661,829 | $24.1M |
| Avantax Advisory Services, Inc. | 0.14% | Add +8.0% | 576,862 | $21.0M |
| Sage Private Wealth Group, LLC | 16.48% | New | 575,261 | $20.9M |
| Wealth Enhancement Advisory Services, LLC | 0.04% | Add +6.2% | 566,668 | $20.6M |
| Integrated Wealth Concepts LLC | 0.25% | Add +1.0% | 558,525 | $20.3M |
| Western Wealth Management, LLC | 1.10% | Add +45.1% | 530,133 | $19.3M |
| Harbour Investments, Inc. | 0.55% | Add +44.3% | 499,106 | $18.2M |
| Janney Montgomery Scott LLC | 0.05% | Add +46.0% | 485,885 | $17.7M |
| Good Life Advisors, LLC | 1.07% | Add +2.1% | 478,097 | $17.4M |
| D.A. Davidson & Co. | 0.14% | Add +11.3% | 462,501 | $16.8M |
| Atria Investments, Inc | 0.20% | Add +4.2% | 448,080 | $16.3M |
| Sanctuary Advisors, LLC | 0.10% | Add +40.9% | 392,716 | $15.6M |
| Sigma Planning Corp | 0.47% | Add +2.0% | 424,764 | $15.5M |
| Rockefeller Capital Management L.P. | 0.04% | Add +21.2% | 413,860 | $15.1M |
| Kestra Private Wealth Services, LLC | 0.27% | Reduce -16.6% | 410,378 | $14.9M |
| Advantage Trust Co | 9.99% | Reduce -1.0% | 404,286 | $14.7M |
| GDS Wealth Management | 1.37% | Add +13.1% | 386,308 | $14.1M |
| Pine Valley Investments Ltd Liability Co | 0.97% | Add +0.3% | 385,241 | $14.0M |
| Wagner Wealth Management, LLC | 3.66% | Add +7.8% | 372,895 | $13.6M |
| NewEdge Advisors, LLC | 0.09% | Add +139.8% | 371,566 | $13.5M |
| Visionary Wealth Advisors | 0.82% | Add +19.2% | 368,564 | $13.4M |
| Sanchez Wealth Management Group | 3.90% | Reduce -8.4% | 351,750 | $12.8M |
| Mariner, LLC | 0.02% | Add +70.4% | 344,621 | $12.5M |
| NorthCoast Asset Management LLC | 0.09% | New | 340,793 | $12.4M |
| Presidio Capital Management, LLC | 7.86% | Add +16.2% | 337,825 | $12.3M |
| Independent Financial Group, LLC | 0.43% | Add +6.7% | 321,520 | $11.7M |
| First Heartland Consultants, Inc. | 1.25% | Add +33.2% | 320,792 | $11.7M |
| Ergawealth Advisors, Inc. | 5.64% | Add +5.9% | 312,527 | $11.4M |
| Ascentis Independent Advisors | 1.70% | Add +112.6% | 299,327 | $10.9M |
| TrueWealth Advisors, LLC | 3.12% | Reduce -13.9% | 256,728 | $9.3M |
| Equitable Holdings, Inc. | 0.09% | Add +51.0% | 253,183 | $9.2M |
| Aft, Forsyth & Sober, LLC | 3.00% | Add +0.1% | 250,600 | $9.1M |
| Mach-1 Financial Group, LLC | 5.50% | Add +6.9% | 246,436 | $9.0M |
| IHT Wealth Management, LLC | 0.24% | Add +22.2% | 237,373 | $8.6M |
| TAP Consulting, LLC | 1.64% | Add +3.5% | 229,070 | $8.3M |
| Crumly & Associates Inc. | 2.28% | Add +13.7% | 226,319 | $8.2M |
| Hobart Private Capital, LLC | 2.08% | Add +4.5% | 223,458 | $8.1M |
| Dagco, Inc. | 3.26% | New | 218,390 | $7.9M |
| Capital Investment Counsel, LLC | 1.33% | New | 211,513 | $7.7M |
| J.W. Cole Advisors, Inc. | 0.31% | Add +10.4% | 204,658 | $7.4M |
| RFG Advisory, LLC | 0.23% | Add +1.9% | 204,513 | $7.4M |
| Astor Investment Management LLC | 3.37% | Reduce -9.4% | 193,627 | $7.0M |
| Southland Equity Partners LLC | 1.71% | Add +279.2% | 193,007 | $7.0M |
| First Horizon Advisors, Inc. | 0.19% | Add +18.4% | 192,674 | $7.0M |
| N.E.W. Advisory Services LLC | 0.67% | Add +33.2% | 188,079 | $6.8M |
| Triumph Capital Management | 2.43% | Add +22.2% | 187,209 | $6.8M |
| AIFG Consultants Ltd. | 5.17% | Add +12.5% | 186,958 | $6.8M |
| Gallagher Fiduciary Advisors, LLC | 1.37% | Add +2.4% | 186,595 | $6.8M |
| Aprio Wealth Management, LLC | 1.08% | Add +1.9% | 185,483 | $6.7M |
| PSI Advisors, LLC | 1.96% | Add +7.8% | 183,520 | $6.7M |
| Arvest Investments, Inc. | 1.00% | Add +10.6% | 182,774 | $6.6M |
| San Luis Wealth Advisors LLC | 1.36% | Add +229.4% | 180,349 | $6.6M |
| Daymark Wealth Partners, LLC | 0.28% | Add +10.3% | 179,856 | $6.5M |
| Concourse Financial Group Securities, Inc. | 0.39% | Reduce -5.0% | 179,668 | $6.5M |
| Benjamin Edwards Inc. | 0.09% | Add +19026.3% | 179,022 | $6.5M |
| Foundations Investment Advisors, LLC | 0.13% | Add +166.2% | 176,088 | $6.4M |
| Certified Advisory Corp | 0.70% | New | 172,409 | $6.3M |
| Focus Financial Network, Inc. | 0.24% | New | 158,894 | $5.8M |
| Stratos Wealth Partners, LTD. | 0.08% | Reduce -4.0% | 155,442 | $5.7M |
| RiverTree Advisors, LLC | 3.82% | Reduce -7.5% | 154,674 | $5.6M |
| Goldman Sachs Group Inc. | 0.00% | Add +1.9% | 153,185 | $5.6M |
| JPMorgan Chase & Co. | 0.00% | Add +18.0% | 145,503 | $5.3M |
| Peak Planning Group, LLC | 2.31% | Add +676.6% | 144,625 | $5.3M |
| Wealthcare Advisory Partners LLC | 0.15% | Add +4.0% | 143,842 | $5.2M |
| Arkadios Wealth Advisors | 0.28% | Add +94.9% | 137,194 | $5.0M |
| Atria Wealth Solutions, Inc. | 0.05% | Add +41.9% | 134,562 | $4.9M |
| Maia Wealth LLC | 1.20% | Add +62.6% | 133,991 | $4.9M |
| Naviter Wealth, LLC | 0.67% | Add +25.7% | 133,117 | $4.8M |
| IFG Advisory, LLC | 0.31% | Add +125.5% | 132,623 | $4.8M |
| Owen LaRue, LLC | 2.53% | Add +18.6% | 130,762 | $4.8M |
| Financial Advocates Investment Management | 0.27% | Add +16.5% | 130,486 | $4.7M |
"% of holder's portfolio" is SDVY's weight in each manager's 13F, not the share of First Trust Smid Cap Rising the manager owns.