First Trust Smid Cap RisingSDVYETF
13F holders, Q1 2026 (March 31)567holders +33
56new positions
23sold out
5famous investors
$39.43avg. 13F price*
At the end of Q1 2026, 567 institutions reported holding First Trust Smid Cap Rising (SDVY) in their 13F filings, up 33 from Q4 2025. 56 opened new positions and 23 sold out. The largest holders were LPL Financial LLC ($980.7M), Morgan Stanley ($732.8M) and Raymond James Financial Inc. ($604.3M). 5 famous investors held it, including Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio), David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Smid Cap Rising
- CUSIP
- 33741X102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 56 | $74.8M |
| Exits | 23 | $16.8M |
All 13F filers, Q4 2025 → Q1 2026: 15,232,499 shares bought and 4,674,744 shares sold, net +10,557,755 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 567 holders
| LPL Financial LLC | 0.26% | Reduce -0.1% | 24,870,852 | $980.7M |
| Morgan Stanley | 0.04% | Add +3.5% | 18,583,991 | $732.8M |
| Raymond James Financial Inc. | 0.19% | Add +8.7% | 15,324,967 | $604.3M |
| Wells Fargo & Company | 0.10% | Add +1.5% | 12,623,609 | $497.7M |
| Bank of America Corp. | 0.03% | Add +6.3% | 9,463,585 | $373.1M |
| Cetera Investment Advisers | 0.33% | Add +3.0% | 7,943,362 | $313.2M |
| Royal Bank of Canada | 0.05% | Add +5.1% | 6,670,911 | $263.0M |
| UBS Group AG | 0.04% | Reduce -9.4% | 6,289,010 | $248.0M |
| Capital Investment Advisors, LLC | 2.64% | Add +4.6% | 4,575,086 | $180.4M |
| Stifel Financial Corp. | 0.14% | Reduce -5.3% | 3,945,429 | $155.6M |
| Harbour Investments, Inc. | 2.33% | Add +41.0% | 3,830,391 | $151.0M |
| Envestnet Asset Management Inc. | 0.04% | Add +10.3% | 3,621,293 | $142.8M |
| Park National Corp. | 4.17% | Add +1.9% | 3,472,041 | $136.9M |
| Commonwealth Equity Services, LLC | 0.19% | Reduce -2.8% | 3,455,328 | $136.2M |
| HighTower Advisors, LLC | 0.12% | Reduce -10.0% | 2,973,960 | $117.3M |
| Osaic Holdings, Inc. | 0.16% | Add +0.3% | 2,813,061 | $110.9M |
| LVZ, Inc. | 12.03% | Reduce -4.7% | 2,674,296 | $105.4M |
| Truist Financial Corp. | 0.14% | Add +8.1% | 2,653,798 | $104.6M |
| Cambridge Investment Research Advisors, Inc. | 0.26% | Add +10.5% | 2,597,783 | $102.4M |
| Northwestern Mutual Wealth Management Co. | 0.06% | Add +13.6% | 2,498,710 | $98.5M |
| Baird Financial Group, Inc. | 0.10% | Add +18.2% | 1,689,276 | $66.6M |
| Kestra Advisory Services, LLC | 0.25% | Add +5.5% | 1,659,688 | $65.4M |
| Blair William & Co. | 0.17% | Add +13.2% | 1,480,558 | $58.4M |
| Jones Financial Companies LLLP | 0.03% | Add +35.7% | 1,505,526 | $58.3M |
| Private Advisor Group, LLC | 0.27% | Add +6.2% | 1,444,960 | $57.0M |
| MML Investors Services, LLC | 0.15% | Reduce -17.8% | 1,368,052 | $53.9M |
| Southern Financial Group, LLC | 14.36% | Add +0.9% | 1,303,502 | $51.4M |
| Rockefeller Capital Management L.P. | 0.09% | Add +14.2% | 1,282,194 | $50.6M |
| Elevation Point Wealth Partners, LLC | 0.97% | Add +14172.1% | 1,039,862 | $41.0M |
| Vestmark Advisory Solutions, Inc. | 0.45% | Add +14036.0% | 1,029,951 | $40.6M |
| Smith Chas P & Associates Pa Cpas | 2.20% | Reduce -0.1% | 1,026,458 | $40.5M |
| NewEdge Advisors, LLC | 0.13% | Reduce -7.2% | 932,398 | $36.8M |
| Janney Montgomery Scott LLC | 0.09% | Add +8.9% | 911,680 | $35.9M |
| JSF Financial, LLC | 6.89% | Add +55.1% | 891,631 | $35.2M |
| Arkadios Wealth Advisors | 0.56% | Add +191.4% | 861,728 | $34.0M |
| Prospera Financial Services Inc | 0.54% | Add +14.4% | 852,512 | $33.6M |
| Western Wealth Management, LLC | 1.28% | Add +12.3% | 849,178 | $33.5M |
| Independent Advisor Alliance | 0.35% | New | 824,540 | $32.5M |
| D.A. Davidson & Co. | 0.18% | Add +9.5% | 736,973 | $29.1M |
| GW Henssler & Associates Ltd. | 1.27% | Add +34.2% | 685,207 | $27.0M |
| Integrated Wealth Concepts LLC | 0.21% | Add +26.0% | 653,431 | $25.8M |
| Decker Wealth Management LLC | 5.63% | Reduce -0.6% | 628,685 | $24.8M |
| Blue Chip Partners, LLC | 1.72% | Add +2.8% | 607,551 | $24.0M |
| Sanctuary Advisors, LLC | 0.13% | Reduce -0.1% | 587,966 | $23.2M |
| Aptus Capital Advisors, LLC | 0.19% | Add +8.6% | 578,589 | $22.8M |
| Wealth Enhancement Advisory Services, LLC | 0.05% | Reduce -4.2% | 571,011 | $22.7M |
| Trilogy Capital Inc. | 0.99% | Add +1.6% | 562,650 | $22.2M |
| Guardian Wealth Advisors, LLC / NC | 1.37% | Add +8.3% | 547,352 | $21.6M |
| First Trust Advisors LP | 0.02% | Add +17.7% | 535,680 | $21.1M |
| Summit Financial, LLC | 0.27% | Add +1.9% | 532,862 | $21.0M |
| Equitable Holdings, Inc. | 0.13% | Reduce -4.4% | 537,002 | $20.6M |
| Steward Partners Investment Advisory, LLC | 0.10% | Add +4.1% | 521,538 | $20.6M |
| Private Wealth Asset Management, LLC | 2.15% | Add +42.8% | 510,590 | $20.1M |
| Wagner Wealth Management, LLC | 3.89% | Add +2.9% | 488,665 | $19.3M |
| Focus Partners Wealth | 0.02% | Add +97.0% | 483,798 | $19.1M |
| Sanchez Wealth Management Group | 3.85% | Add +1.2% | 451,725 | $17.8M |
| Cwm, LLC | 0.05% | Add +0.3% | 449,821 | $17.7M |
| Advantage Trust Co | 7.84% | Add +1.1% | 443,500 | $17.5M |
| &partners | 0.08% | Reduce -4.1% | 434,608 | $17.1M |
| Crumly & Associates Inc. | 3.59% | Reduce -9.1% | 433,507 | $17.1M |
| Solano Wealth Investment Advisors LLC | 8.35% | Reduce -1.5% | 425,107 | $16.8M |
| Independent Financial Group, LLC | 0.37% | Add +4.3% | 418,090 | $16.5M |
| Focus Financial Network, Inc. | 0.59% | Add +4.9% | 415,114 | $16.4M |
| Richmond Investment Services, LLC | 2.64% | Add +4.5% | 414,692 | $16.4M |
| Dagco, Inc. | 3.53% | Add +11.6% | 413,183 | $16.3M |
| Pine Valley Investments Ltd Liability Co | 0.74% | Reduce -11.2% | 386,211 | $15.2M |
| B & T Capital Management DBA Alpha Capital Management | 2.07% | Add +0.3% | 363,033 | $14.3M |
| Gateway Wealth Partners, LLC | 0.54% | Add +138.9% | 351,046 | $13.8M |
| J.W. Cole Advisors, Inc. | 0.44% | Add +3.7% | 333,920 | $13.2M |
| Aft, Forsyth & Sober, LLC | 3.96% | No change | 329,600 | $13.0M |
| Wealthcare Advisory Partners LLC | 0.24% | Add +1.8% | 318,732 | $12.6M |
| Sigma Planning Corp | 0.33% | Add +3.1% | 300,698 | $11.9M |
| RFG Advisory, LLC | 0.22% | Add +15.7% | 300,293 | $11.8M |
| Kestra Private Wealth Services, LLC | 0.15% | Reduce -0.9% | 299,257 | $11.8M |
| Axxcess Wealth Management, LLC | 0.38% | Add +11.6% | 297,107 | $11.7M |
| Golden State Wealth Management, LLC | 1.28% | Add +1.3% | 297,058 | $11.7M |
| Foundations Investment Advisors, LLC | 0.14% | Add +9.4% | 293,906 | $11.6M |
| Precedent Wealth Partners, LLC | 2.31% | Add +13.8% | 293,256 | $11.6M |
| Procyon Advisors, LLC | 0.56% | Add +17.9% | 291,405 | $11.5M |
| Stratos Wealth Advisors, LLC | 0.70% | Reduce -2.8% | 286,832 | $11.3M |
| S Harris Financial Group, LLC | 10.23% | Add +1.9% | 284,420 | $11.2M |
| Randall & Associates Wealth Management | 7.49% | Add +64.7% | 281,674 | $11.1M |
| Pinnacle Associates Ltd. | 0.14% | Add +10.7% | 279,780 | $11.0M |
| TrueWealth Advisors, LLC | 2.64% | Reduce -2.2% | 266,637 | $10.5M |
| Benjamin Edwards Inc. | 0.10% | Reduce -9.0% | 264,602 | $10.4M |
| PSI Advisors, LLC | 2.47% | Add +3.2% | 258,753 | $10.2M |
| US Bancorp \de | 0.01% | Add +12.0% | 257,694 | $10.2M |
| StoneX Group Inc. | 0.54% | Reduce -41.8% | 254,193 | $10.0M |
| Hobart Private Capital, LLC | 1.89% | Add +42.1% | 244,264 | $9.6M |
| Econ Financial Services Corp | 4.42% | Add +34.3% | 241,302 | $9.5M |
| Atria Investments, Inc | 0.11% | Add +0.5% | 240,787 | $9.5M |
| Arax Advisory Partners | 0.26% | Add +3.7% | 237,546 | $9.4M |
| Nations Financial Group Inc, /Ia/ | 0.46% | Add +9.7% | 224,997 | $8.9M |
| Oppenheimer & Co. Inc. | 0.11% | Add +16.8% | 222,880 | $8.8M |
| Certified Advisory Corp | 0.76% | Add +1.0% | 215,374 | $8.5M |
| Great Valley Advisor Group, Inc. | 0.15% | Add +4.5% | 211,777 | $8.4M |
| VestGen Advisors, LLC | 0.23% | Reduce -2.6% | 200,652 | $8.3M |
| Mariner, LLC | 0.01% | Add +2.5% | 210,001 | $8.3M |
| My Portfolio Guide, LLC | 4.55% | — | 208,576 | $8.2M |
| First Heartland Consultants, Inc. | 0.62% | Reduce -11.1% | 206,615 | $8.1M |
"% of holder's portfolio" is SDVY's weight in each manager's 13F, not the share of First Trust Smid Cap Rising the manager owns.