First Trust Smid Cap RisingSDVYETF
13F holders, Q1 2025 (March 31)484holders −19
39new positions
51sold out
1famous investor
$33.50avg. 13F price*
At the end of Q1 2025, 484 institutions reported holding First Trust Smid Cap Rising (SDVY) in their 13F filings, down 19 from Q4 2024. 39 opened new positions and 51 sold out. The largest holders were LPL Financial LLC ($783.0M), Morgan Stanley ($652.4M) and Wells Fargo & Company ($443.4M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Smid Cap Rising
- CUSIP
- 33741X102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 39 | $16.4M |
| Exits | 51 | $98.8M |
All 13F filers, Q4 2024 → Q1 2025: 18,102,202 shares bought and 5,354,319 shares sold, net +12,747,883 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 484 holders
| LPL Financial LLC | 0.30% | Add +6.6% | 23,374,014 | $783.0M |
| Morgan Stanley | 0.05% | Add +4.0% | 19,474,019 | $652.4M |
| Wells Fargo & Company | 0.11% | Add +4.0% | 13,235,883 | $443.4M |
| Raymond James Financial Inc. | 0.16% | Add +17.5% | 12,496,285 | $418.6M |
| Bank of America Corp. | 0.02% | Add +10.2% | 7,822,311 | $262.0M |
| UBS Group AG | 0.05% | Add +2.0% | 6,749,559 | $226.1M |
| Royal Bank of Canada | 0.04% | Add +5.3% | 5,893,579 | $197.4M |
| Cetera Investment Advisers | 0.32% | Add +45.1% | 5,003,154 | $167.6M |
| Capital Investment Advisors, LLC | 2.45% | Add +6.3% | 3,731,491 | $125.0M |
| Stifel Financial Corp. | 0.12% | Add +25.5% | 3,479,471 | $116.6M |
| Envestnet Asset Management Inc. | 0.03% | Add +5.3% | 3,132,744 | $104.9M |
| Park National Corp. | 3.82% | Add +9.6% | 3,098,076 | $103.8M |
| Commonwealth Equity Services, LLC | 0.14% | Add +8.4% | 2,929,195 | $98.1M |
| Truist Financial Corp. | 0.15% | Add +6.3% | 2,797,009 | $93.7M |
| LVZ, Inc. | 11.72% | Reduce -2.2% | 2,666,766 | $89.3M |
| HighTower Advisors, LLC | 0.12% | Add +5.8% | 2,536,876 | $85.0M |
| Osaic Holdings, Inc. | 0.18% | Add +2.4% | 2,469,448 | $82.7M |
| Cambridge Investment Research Advisors, Inc. | 0.25% | Add +5.6% | 2,253,098 | $75.5M |
| Private Advisor Group, LLC | 0.32% | Add +3.4% | 1,586,118 | $53.1M |
| MML Investors Services, LLC | 0.17% | Add +8.9% | 1,536,471 | $51.5M |
| Baird Financial Group, Inc. | 0.10% | Add +18.2% | 1,499,626 | $50.2M |
| Northwestern Mutual Wealth Management Co. | 0.04% | Add +38.5% | 1,493,516 | $50.0M |
| NewEdge Advisors, LLC | 0.29% | Add +119.9% | 1,481,182 | $49.6M |
| Blair William & Co. | 0.13% | Add +2.2% | 1,270,497 | $42.6M |
| Kestra Advisory Services, LLC | 0.21% | Add +19.2% | 1,269,114 | $42.5M |
| Smith Chas P & Associates Pa Cpas | 1.95% | Add +2.8% | 1,002,461 | $33.6M |
| Prospera Financial Services Inc | 0.62% | Add +12.7% | 804,505 | $27.0M |
| Janney Montgomery Scott LLC | 0.07% | Add +7.2% | 764,411 | $25.6M |
| First Trust Advisors LP | 0.02% | Reduce -9.2% | 693,410 | $23.2M |
| Avantax Advisory Services, Inc. | 0.14% | Reduce -6.3% | 678,049 | $22.7M |
| Integrated Wealth Concepts LLC | 0.26% | Reduce -2.6% | 673,115 | $22.5M |
| D.A. Davidson & Co. | 0.18% | Add +18.8% | 654,562 | $21.9M |
| Western Wealth Management, LLC | 1.43% | Add +6.7% | 645,713 | $21.6M |
| Wealth Enhancement Advisory Services, LLC | 0.04% | Add +0.3% | 640,983 | $21.5M |
| StoneX Group Inc. | 1.16% | Reduce -8.0% | 631,134 | $21.1M |
| Csenge Advisory Group | 1.17% | Add +188.0% | 656,487 | $20.6M |
| Steward Partners Investment Advisory, LLC | 0.18% | Reduce -44.5% | 600,229 | $20.1M |
| Good Life Advisors, LLC | 1.41% | Add +5.5% | 598,914 | $20.1M |
| Sage Private Wealth Group, LLC | 14.84% | Add +2.0% | 584,927 | $19.6M |
| Sigma Planning Corp | 0.60% | Add +7.0% | 557,301 | $18.7M |
| Independent Financial Group, LLC | 0.64% | Add +4.5% | 556,886 | $18.7M |
| Rockefeller Capital Management L.P. | 0.04% | Add +24.7% | 528,337 | $17.7M |
| Sanctuary Advisors, LLC | 0.12% | Add +10.5% | 513,385 | $17.2M |
| NorthCoast Asset Management LLC | 0.09% | Add +48.8% | 508,709 | $17.0M |
| Advance Capital Management, Inc. | 0.81% | Add +2.5% | 503,089 | $16.9M |
| Harbour Investments, Inc. | 0.47% | Reduce -17.6% | 495,004 | $16.6M |
| Jones Financial Companies LLLP | 0.01% | Add +90.7% | 475,185 | $15.9M |
| Equitable Holdings, Inc. | 0.14% | Add +30.6% | 439,333 | $14.7M |
| Wagner Wealth Management, LLC | 3.65% | Add +11.6% | 437,601 | $14.7M |
| Atria Investments, Inc | 0.18% | Reduce -9.1% | 429,875 | $14.4M |
| N.E.W. Advisory Services LLC | 1.09% | Add +108.8% | 423,353 | $14.2M |
| Pine Valley Investments Ltd Liability Co | 0.89% | Add +6.2% | 414,522 | $13.9M |
| Advantage Trust Co | 8.34% | Reduce -1.6% | 410,840 | $13.8M |
| Mariner, LLC | 0.02% | Add +10.2% | 410,538 | $13.8M |
| Aptus Capital Advisors, LLC | 0.15% | Add +8.4% | 406,520 | $13.6M |
| Solano Wealth Investment Advisors LLC | 8.40% | Add +15.4% | 405,074 | $13.6M |
| Daymark Wealth Partners, LLC | 0.54% | Reduce -6.0% | 377,680 | $12.7M |
| Guardian Wealth Advisors, LLC / NC | 1.01% | Add +9.6% | 375,173 | $12.6M |
| Sanchez Wealth Management Group | 3.41% | Add +5.7% | 374,507 | $12.5M |
| Blue Chip Partners, LLC | 1.08% | Reduce -2.6% | 372,774 | $12.5M |
| Focus Financial Network, Inc. | 0.51% | Add +119.3% | 371,815 | $12.5M |
| B & T Capital Management DBA Alpha Capital Management | 2.18% | Add +8.8% | 342,213 | $11.5M |
| RFG Advisory, LLC | 0.31% | Add +23.0% | 340,684 | $11.4M |
| Dagco, Inc. | 3.37% | Add +9.1% | 311,396 | $10.4M |
| First Horizon Advisors, Inc. | 0.29% | Add +11.2% | 306,395 | $10.3M |
| Kestra Private Wealth Services, LLC | 0.17% | Reduce -7.2% | 300,178 | $10.1M |
| Ergawealth Advisors, Inc. | 4.94% | Reduce -1.4% | 297,475 | $10.0M |
| Golden State Wealth Management, LLC | 1.47% | Add +18.1% | 294,671 | $9.9M |
| J.W. Cole Advisors, Inc. | 0.30% | Add +63.1% | 289,512 | $9.7M |
| First Heartland Consultants, Inc. | 0.99% | Reduce -6.0% | 285,780 | $9.6M |
| Atria Wealth Solutions, Inc. | 0.11% | Add +42.8% | 284,532 | $9.5M |
| Lifestyle Asset Management, Inc. | 5.14% | Add +88.0% | 279,315 | $9.4M |
| Cwm, LLC | 0.04% | Add +444.1% | 276,675 | $9.3M |
| Crumly & Associates Inc. | 2.56% | Add +18.2% | 276,583 | $9.3M |
| Richmond Investment Services, LLC | 5.02% | Add +29.9% | 275,969 | $9.2M |
| TrueWealth Advisors, LLC | 2.88% | Add +4.0% | 261,935 | $8.8M |
| Wealthcare Advisory Partners LLC | 0.23% | Add +35.2% | 261,026 | $8.7M |
| Benjamin Edwards Inc. | 0.12% | Add +27.0% | 251,133 | $8.4M |
| Visionary Wealth Advisors | 0.50% | Reduce -25.5% | 246,190 | $8.2M |
| Mach-1 Financial Group, LLC | 2.46% | Add +927.9% | 245,344 | $8.2M |
| IHT Wealth Management, LLC | 0.25% | Reduce -6.4% | 241,944 | $8.1M |
| Arkadios Wealth Advisors | 0.31% | Add +36.1% | 241,347 | $8.1M |
| Stratos Wealth Partners, LTD. | 0.12% | Add +31.1% | 233,139 | $7.8M |
| Per Stirling Capital Management, LLC. | 1.04% | Add +84.9% | 216,735 | $7.3M |
| Breakthru Advisory Services, LLC | 11.22% | Reduce -1.7% | 216,531 | $7.3M |
| Stratos Wealth Advisors, LLC | 0.40% | Add +527.6% | 215,525 | $7.2M |
| Triumph Capital Management | 2.40% | Add +1.0% | 215,421 | $7.2M |
| Aprio Wealth Management, LLC | 0.90% | Add +6.9% | 215,248 | $7.2M |
| Fairvoy Private Wealth, LLC | 1.96% | Add +249.8% | 212,743 | $7.1M |
| Capital Investment Counsel, LLC | 1.16% | Reduce -1.5% | 208,936 | $7.0M |
| Arvest Investments, Inc. | 1.10% | Add +12.5% | 208,729 | $7.0M |
| PSI Advisors, LLC | 2.27% | Add +5.8% | 208,535 | $7.0M |
| Southland Equity Partners LLC | 1.62% | Add +5.8% | 207,165 | $6.9M |
| VestGen Advisors, LLC | 0.31% | — | 205,207 | $6.9M |
| Certified Advisory Corp | 0.76% | Add +6.1% | 201,390 | $6.7M |
| Gallagher Fiduciary Advisors, LLC | 0.22% | Add +3.7% | 201,063 | $6.7M |
| Precedent Wealth Partners, LLC | 1.86% | Add +68.8% | 200,256 | $6.7M |
| LFA - Lugano Financial Advisors SA | 4.36% | Add +0.6% | 191,256 | $6.4M |
| GDS Wealth Management | 0.54% | Reduce -53.0% | 190,277 | $6.4M |
| Hobart Private Capital, LLC | 1.58% | Reduce -0.5% | 188,379 | $6.3M |
"% of holder's portfolio" is SDVY's weight in each manager's 13F, not the share of First Trust Smid Cap Rising the manager owns.