First Trust Smid Cap RisingSDVYETF
13F holders, Q3 2025 (September 30)484holders +11
41new positions
28sold out
4famous investors
$38.02avg. 13F price*
At the end of Q3 2025, 484 institutions reported holding First Trust Smid Cap Rising (SDVY) in their 13F filings, up 11 from Q2 2025. 41 opened new positions and 28 sold out. The largest holders were LPL Financial LLC ($903.2M), Morgan Stanley ($677.4M) and Raymond James Financial Inc. ($488.3M). 4 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio), Paul Tudor Jones (0.0% of Tudor Investment Corporation's portfolio) and Cliff Asness (0.0% of AQR Capital Management's portfolio).
- Company
- First Trust Smid Cap Rising
- CUSIP
- 33741X102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 41 | $56.5M |
| Exits | 28 | $36.0M |
All 13F filers, Q2 2025 → Q3 2025: 12,130,810 shares bought and 6,031,114 shares sold, net +6,099,696 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 484 holders
| LPL Financial LLC | 0.26% | Add +0.9% | 23,756,369 | $903.2M |
| Morgan Stanley | 0.04% | Reduce -9.6% | 17,815,971 | $677.4M |
| Raymond James Financial Inc. | 0.16% | Add +6.9% | 12,844,014 | $488.3M |
| Wells Fargo & Company | 0.10% | Add +4.6% | 12,525,540 | $476.2M |
| Bank of America Corp. | 0.02% | Add +8.3% | 7,982,389 | $303.5M |
| Cetera Investment Advisers | 0.32% | Add +37.7% | 7,264,277 | $276.2M |
| UBS Group AG | 0.05% | Add +5.4% | 6,746,792 | $256.5M |
| Royal Bank of Canada | 0.04% | Add +3.5% | 5,989,469 | $227.7M |
| Capital Investment Advisors, LLC | 2.61% | Add +5.0% | 4,170,826 | $158.6M |
| Stifel Financial Corp. | 0.14% | Add +14.8% | 3,978,002 | $151.2M |
| Park National Corp. | 4.06% | Add +1.1% | 3,412,175 | $129.7M |
| Commonwealth Equity Services, LLC | 0.17% | Add +17.1% | 3,384,431 | $128.7M |
| HighTower Advisors, LLC | 0.14% | Add +20.3% | 3,127,052 | $118.9M |
| Envestnet Asset Management Inc. | 0.03% | Add +3.1% | 3,067,640 | $116.6M |
| Osaic Holdings, Inc. | 0.16% | Add +8.1% | 2,966,175 | $112.6M |
| Harbour Investments, Inc. | 2.52% | Add +3.0% | 2,920,669 | $111.0M |
| LVZ, Inc. | 12.10% | Add +1.9% | 2,800,749 | $106.5M |
| Truist Financial Corp. | 0.13% | Add +3.6% | 2,458,183 | $93.5M |
| Cambridge Investment Research Advisors, Inc. | 0.23% | Reduce -2.3% | 2,187,019 | $83.1M |
| Northwestern Mutual Wealth Management Co. | 0.05% | Add +10.1% | 2,134,204 | $81.1M |
| MML Investors Services, LLC | 0.16% | Reduce -0.8% | 1,601,589 | $60.9M |
| Kestra Advisory Services, LLC | 0.24% | Add +7.1% | 1,399,054 | $53.2M |
| Baird Financial Group, Inc. | 0.08% | Add +6.3% | 1,388,759 | $52.8M |
| Private Advisor Group, LLC | 0.24% | Add +8.4% | 1,294,000 | $49.2M |
| Blair William & Co. | 0.13% | Add +1.2% | 1,280,526 | $48.7M |
| NewEdge Advisors, LLC | 0.16% | Reduce -3.8% | 917,571 | $34.9M |
| Jones Financial Companies LLLP | 0.02% | Add +27.9% | 854,178 | $32.6M |
| Prospera Financial Services Inc | 0.52% | Reduce -3.5% | 804,751 | $30.6M |
| Janney Montgomery Scott LLC | 0.07% | Reduce -3.9% | 748,544 | $28.5M |
| Integrated Wealth Concepts LLC | 0.23% | Add +5.2% | 684,869 | $26.0M |
| D.A. Davidson & Co. | 0.16% | Add +4.0% | 669,617 | $25.5M |
| Western Wealth Management, LLC | 1.31% | Add +8.8% | 651,887 | $24.8M |
| First Trust Advisors LP | 0.02% | Add +1.3% | 593,541 | $22.6M |
| Sanctuary Advisors, LLC | 0.13% | Add +16.3% | 586,302 | $22.3M |
| Rockefeller Capital Management L.P. | 0.04% | Add +4.6% | 584,255 | $22.2M |
| Smith Chas P & Associates Pa Cpas | 1.92% | Reduce -43.3% | 582,885 | $22.2M |
| Wealth Enhancement Advisory Services, LLC | 0.03% | Add +0.8% | 580,165 | $21.8M |
| Blue Chip Partners, LLC | 1.60% | Add +4.2% | 563,009 | $21.4M |
| Summit Financial, LLC | 0.31% | New | 526,182 | $20.0M |
| Equitable Holdings, Inc. | 0.14% | Add +0.4% | 510,192 | $19.4M |
| Steward Partners Investment Advisory, LLC | 0.11% | Reduce -1.6% | 494,557 | $18.8M |
| Aptus Capital Advisors, LLC | 0.16% | Add +6.8% | 470,400 | $17.9M |
| Wagner Wealth Management, LLC | 4.11% | Add +2.1% | 466,018 | $17.7M |
| StoneX Group Inc. | 0.73% | Reduce -25.2% | 439,919 | $16.7M |
| Guardian Wealth Advisors, LLC / NC | 1.09% | Add +7.5% | 438,812 | $16.7M |
| Advantage Trust Co | 7.44% | Add +3.9% | 433,213 | $16.5M |
| Solano Wealth Investment Advisors LLC | 7.92% | Add +2.4% | 431,881 | $16.4M |
| Pine Valley Investments Ltd Liability Co | 0.85% | Add +3.3% | 430,566 | $16.4M |
| Cwm, LLC | 0.05% | Add +16.7% | 417,627 | $15.9M |
| Independent Financial Group, LLC | 0.37% | Add +0.5% | 405,343 | $15.4M |
| Sanchez Wealth Management Group | 3.41% | Add +3.5% | 403,557 | $15.3M |
| Crumly & Associates Inc. | 3.29% | Add +2.3% | 396,210 | $15.1M |
| Focus Financial Network, Inc. | 0.51% | Reduce -5.6% | 377,204 | $14.3M |
| Lifestyle Asset Management, Inc. | 4.67% | Add +11.0% | 359,753 | $13.7M |
| Dagco, Inc. | 3.43% | Add +4.8% | 359,049 | $13.7M |
| Richmond Investment Services, LLC | 2.51% | Reduce -36.8% | 354,450 | $13.5M |
| B & T Capital Management DBA Alpha Capital Management | 2.12% | Add +1.7% | 352,229 | $13.4M |
| Benjamin Edwards Inc. | 0.14% | Add +4.5% | 320,236 | $12.2M |
| Wealthcare Advisory Partners LLC | 0.24% | Add +14.1% | 308,326 | $11.7M |
| J.W. Cole Advisors, Inc. | 0.22% | Add +3.4% | 307,240 | $11.7M |
| RFG Advisory, LLC | 0.24% | Reduce -14.5% | 306,336 | $11.6M |
| Golden State Wealth Management, LLC | 1.28% | Add +0.7% | 305,271 | $11.6M |
| &partners | 0.07% | Add +4.5% | 302,973 | $11.5M |
| Sigma Planning Corp | 0.32% | Reduce -25.0% | 295,992 | $11.3M |
| Two Sigma Investments, LP | 0.02% | Add +798.2% | 295,500 | $11.2M |
| Fairvoy Private Wealth, LLC | 2.55% | Add +26.0% | 294,652 | $11.2M |
| Kestra Private Wealth Services, LLC | 0.14% | Add +0.4% | 288,607 | $11.0M |
| Arkadios Wealth Advisors | 0.27% | Add +7.1% | 286,406 | $10.9M |
| Stratos Wealth Advisors, LLC | 0.52% | Add +11.1% | 286,039 | $10.9M |
| Private Wealth Asset Management, LLC | 1.26% | Add +7.9% | 281,549 | $10.7M |
| Foundations Investment Advisors, LLC | 0.15% | Add +46.1% | 264,987 | $10.1M |
| TrueWealth Advisors, LLC | 2.71% | Add +0.3% | 263,969 | $10.0M |
| VestGen Advisors, LLC | 0.33% | Add +4.3% | 258,153 | $9.8M |
| Precedent Wealth Partners, LLC | 2.05% | Add +14.3% | 244,732 | $9.3M |
| PSI Advisors, LLC | 2.40% | New | 243,505 | $9.3M |
| First Heartland Consultants, Inc. | 0.73% | Reduce -18.3% | 239,303 | $9.1M |
| Arvest Investments, Inc. | 1.30% | Reduce -10.0% | 238,068 | $9.1M |
| Procyon Advisors, LLC | 0.54% | Add +8.7% | 238,044 | $9.1M |
| Atria Investments, Inc | 0.10% | Reduce -22.7% | 237,386 | $9.0M |
| Pinnacle Associates Ltd. | 0.12% | Add +39.8% | 233,252 | $8.9M |
| US Bancorp \de | 0.01% | Add +66.5% | 224,974 | $8.6M |
| Owen LaRue, LLC | 3.32% | Add +82.0% | 222,023 | $8.4M |
| Stratos Wealth Partners, LTD. | 0.10% | Reduce -5.8% | 220,962 | $8.4M |
| Daymark Wealth Partners, LLC | 0.28% | Add +9.9% | 217,359 | $8.3M |
| Triumph Capital Management | 2.18% | Reduce -6.9% | 212,111 | $8.1M |
| Certified Advisory Corp | 0.76% | Add +2.1% | 209,786 | $8.0M |
| Visionary Wealth Advisors | 0.37% | Reduce -11.8% | 209,666 | $8.0M |
| Envestnet Portfolio Solutions, Inc. | 0.03% | Add +77.7% | 208,274 | $7.9M |
| Gallagher Fiduciary Advisors, LLC | 0.29% | Add +0.2% | 207,477 | $7.9M |
| Capital Investment Counsel, LLC | 1.15% | Add +1.8% | 205,718 | $7.8M |
| IHT Wealth Management, LLC | 0.20% | Reduce -4.5% | 203,878 | $7.8M |
| Oppenheimer & Co. Inc. | 0.09% | Add +11.9% | 201,215 | $7.7M |
| Mariner, LLC | 0.01% | Reduce -34.9% | 201,109 | $7.6M |
| Uniting Wealth Partners, LLC | 1.80% | New | 200,141 | $7.6M |
| Southland Equity Partners LLC | 1.52% | Reduce -4.3% | 198,158 | $7.5M |
| NorthCoast Asset Management LLC | 0.03% | Reduce -1.0% | 189,188 | $7.2M |
| Ergawealth Advisors, Inc. | 3.34% | Reduce -30.7% | 188,349 | $7.2M |
| Nations Financial Group Inc, /Ia/ | 0.44% | Add +5.8% | 187,518 | $7.1M |
| KPP Advisory Services LLC | 1.04% | Add +351.2% | 184,717 | $7.0M |
| Principal Securities, Inc. | 0.11% | Add +46.2% | 176,578 | $6.7M |
"% of holder's portfolio" is SDVY's weight in each manager's 13F, not the share of First Trust Smid Cap Rising the manager owns.