First Trust Smid Cap RisingSDVYETF
13F holders, Q4 2025 (December 31)534holders +50
49new positions
26sold out
3famous investors
$38.33avg. 13F price*
At the end of Q4 2025, 534 institutions reported holding First Trust Smid Cap Rising (SDVY) in their 13F filings, up 50 from Q3 2025. 49 opened new positions and 26 sold out. The largest holders were LPL Financial LLC ($953.9M), Morgan Stanley ($687.7M) and Raymond James Financial Inc. ($540.5M). 3 famous investors held it, including David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio), Paul Tudor Jones (0.0% of Tudor Investment Corporation's portfolio) and Cliff Asness (0.0% of AQR Capital Management's portfolio).
- Company
- First Trust Smid Cap Rising
- CUSIP
- 33741X102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 49 | $111.7M |
| Exits | 26 | $31.6M |
All 13F filers, Q3 2025 → Q4 2025: 14,088,501 shares bought and 3,252,121 shares sold, net +10,836,380 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 534 holders
| LPL Financial LLC | 0.26% | Add +4.8% | 24,892,169 | $953.9M |
| Morgan Stanley | 0.04% | Add +0.7% | 17,946,856 | $687.7M |
| Raymond James Financial Inc. | 0.17% | Add +9.8% | 14,105,263 | $540.5M |
| Wells Fargo & Company | 0.09% | Reduce -0.7% | 12,439,403 | $476.7M |
| Bank of America Corp. | 0.02% | Add +11.5% | 8,899,448 | $341.0M |
| Cetera Investment Advisers | 0.32% | Add +6.2% | 7,715,939 | $295.7M |
| UBS Group AG | 0.05% | Add +2.9% | 6,941,165 | $266.0M |
| Royal Bank of Canada | 0.04% | Add +6.0% | 6,348,289 | $243.3M |
| Capital Investment Advisors, LLC | 2.56% | Add +4.9% | 4,375,623 | $167.7M |
| Stifel Financial Corp. | 0.14% | Add +4.8% | 4,167,860 | $159.7M |
| Commonwealth Equity Services, LLC | 0.18% | Add +5.0% | 3,554,684 | $136.2M |
| Park National Corp. | 4.07% | Reduce -0.2% | 3,405,941 | $130.5M |
| HighTower Advisors, LLC | 0.14% | Add +5.7% | 3,305,788 | $126.7M |
| Envestnet Asset Management Inc. | 0.04% | Add +7.0% | 3,281,967 | $125.8M |
| LVZ, Inc. | 12.02% | Add +0.2% | 2,805,135 | $107.5M |
| Osaic Holdings, Inc. | 0.16% | Reduce -5.5% | 2,803,634 | $107.5M |
| Harbour Investments, Inc. | 2.11% | Reduce -7.0% | 2,715,794 | $104.1M |
| Truist Financial Corp. | 0.13% | Reduce -0.1% | 2,454,383 | $94.1M |
| Cambridge Investment Research Advisors, Inc. | 0.24% | Add +7.5% | 2,350,328 | $90.1M |
| Northwestern Mutual Wealth Management Co. | 0.05% | Add +3.1% | 2,199,824 | $84.3M |
| MML Investors Services, LLC | 0.16% | Add +3.9% | 1,664,664 | $63.8M |
| Kestra Advisory Services, LLC | 0.25% | Add +12.4% | 1,572,429 | $60.3M |
| Baird Financial Group, Inc. | 0.09% | Add +2.9% | 1,428,920 | $54.8M |
| Private Advisor Group, LLC | 0.25% | Add +5.2% | 1,361,300 | $52.2M |
| Blair William & Co. | 0.13% | Add +2.1% | 1,307,551 | $50.1M |
| Southern Financial Group, LLC | 14.17% | — | 1,291,808 | $49.5M |
| Rockefeller Capital Management L.P. | 0.08% | Add +92.2% | 1,122,947 | $43.0M |
| Jones Financial Companies LLLP | 0.03% | Add +29.9% | 1,109,258 | $42.5M |
| Smith Chas P & Associates Pa Cpas | 2.07% | Add +76.3% | 1,027,452 | $39.4M |
| NewEdge Advisors, LLC | 0.14% | Add +9.4% | 1,004,279 | $38.5M |
| Janney Montgomery Scott LLC | 0.07% | Add +11.9% | 837,305 | $32.1M |
| Western Wealth Management, LLC | 1.34% | Add +16.0% | 756,416 | $29.0M |
| Prospera Financial Services Inc | 0.47% | Reduce -7.4% | 744,892 | $28.6M |
| D.A. Davidson & Co. | 0.16% | Add +0.5% | 673,196 | $25.8M |
| Decker Wealth Management LLC | 5.32% | — | 632,377 | $24.2M |
| Wealth Enhancement Advisory Services, LLC | 0.03% | Add +2.7% | 595,961 | $23.7M |
| Blue Chip Partners, LLC | 1.64% | Add +4.9% | 590,831 | $22.6M |
| Sanctuary Advisors, LLC | 0.12% | Add +0.4% | 588,767 | $22.6M |
| JSF Financial, LLC | 4.57% | New | 574,867 | $22.0M |
| Equitable Holdings, Inc. | 0.15% | Add +10.1% | 561,529 | $21.5M |
| Trilogy Capital Inc. | 0.95% | New | 553,740 | $21.2M |
| Aptus Capital Advisors, LLC | 0.17% | Add +13.3% | 532,951 | $20.4M |
| Summit Financial, LLC | 0.29% | Reduce -0.6% | 523,015 | $20.0M |
| Integrated Wealth Concepts LLC | 0.24% | Reduce -24.3% | 518,516 | $19.9M |
| Spectrum Wealth Advisory Group, LLC | 7.27% | Add +399.3% | 516,444 | $19.8M |
| GW Henssler & Associates Ltd. | 0.94% | New | 510,473 | $19.6M |
| Guardian Wealth Advisors, LLC / NC | 1.21% | Add +15.1% | 505,206 | $19.4M |
| Steward Partners Investment Advisory, LLC | 0.11% | Add +1.3% | 500,946 | $19.2M |
| Crumly & Associates Inc. | 3.83% | Add +20.3% | 476,716 | $18.3M |
| Wagner Wealth Management, LLC | 3.87% | Add +1.9% | 474,840 | $18.2M |
| First Trust Advisors LP | 0.01% | Reduce -23.3% | 454,996 | $17.4M |
| &partners | 0.09% | Add +49.6% | 453,288 | $17.4M |
| Cwm, LLC | 0.05% | Add +7.4% | 448,472 | $17.2M |
| Sanchez Wealth Management Group | 3.66% | Add +10.6% | 446,233 | $17.1M |
| StoneX Group Inc. | 0.73% | Reduce -0.7% | 436,925 | $16.9M |
| Advantage Trust Co | 7.58% | Add +1.3% | 438,864 | $16.8M |
| Pine Valley Investments Ltd Liability Co | 0.83% | Add +1.0% | 434,710 | $16.7M |
| Solano Wealth Investment Advisors LLC | 8.19% | Reduce -0.1% | 431,459 | $16.5M |
| Independent Financial Group, LLC | 0.34% | Reduce -1.1% | 400,857 | $15.4M |
| Richmond Investment Services, LLC | 2.63% | Add +11.9% | 396,720 | $15.2M |
| Focus Financial Network, Inc. | 0.53% | Add +4.9% | 395,841 | $15.2M |
| Dagco, Inc. | 3.28% | Add +3.1% | 370,184 | $14.2M |
| B & T Capital Management DBA Alpha Capital Management | 1.95% | Add +2.7% | 361,846 | $13.9M |
| Private Wealth Asset Management, LLC | 1.49% | Add +27.0% | 357,588 | $13.7M |
| Qube Research & Technologies Ltd | 0.02% | Add +357.1% | 343,967 | $13.2M |
| Aft, Forsyth & Sober, LLC | 3.83% | New | 329,600 | $12.6M |
| Wealthcare Advisory Partners LLC | 0.24% | Add +1.6% | 313,127 | $12.0M |
| J.W. Cole Advisors, Inc. | 0.29% | Add +4.8% | 321,990 | $11.9M |
| Fairvoy Private Wealth, LLC | 2.60% | Add +2.9% | 303,071 | $11.6M |
| Kestra Private Wealth Services, LLC | 0.14% | Add +4.6% | 302,001 | $11.6M |
| Arkadios Wealth Advisors | 0.22% | Add +3.2% | 295,689 | $11.3M |
| Stratos Wealth Advisors, LLC | 0.55% | Add +3.1% | 294,952 | $11.3M |
| Golden State Wealth Management, LLC | 1.19% | Reduce -4.0% | 293,154 | $11.2M |
| Sigma Planning Corp | 0.31% | Reduce -1.5% | 291,682 | $11.2M |
| Benjamin Edwards Inc. | 0.12% | Reduce -9.2% | 290,696 | $11.1M |
| Mach-1 Financial Group, LLC | 2.26% | New | 286,966 | $11.0M |
| S Harris Financial Group, LLC | 10.25% | — | 279,212 | $10.7M |
| TrueWealth Advisors, LLC | 2.71% | Add +3.3% | 272,611 | $10.4M |
| Foundations Investment Advisors, LLC | 0.14% | Add +1.4% | 268,712 | $10.3M |
| Axxcess Wealth Management, LLC | 0.18% | Add +1421.2% | 266,183 | $10.2M |
| Arvest Investments, Inc. | 1.42% | Add +10.7% | 263,558 | $10.1M |
| RFG Advisory, LLC | 0.19% | Reduce -15.2% | 259,646 | $9.9M |
| Precedent Wealth Partners, LLC | 2.07% | Add +5.3% | 257,587 | $9.9M |
| Pinnacle Associates Ltd. | 0.12% | Add +8.3% | 252,704 | $9.7M |
| PSI Advisors, LLC | 2.43% | Add +2.9% | 250,663 | $9.7M |
| Envestnet Portfolio Solutions, Inc. | 0.03% | Add +20.1% | 250,163 | $9.6M |
| Procyon Advisors, LLC | 0.47% | Add +3.9% | 247,262 | $9.5M |
| Focus Partners Wealth | 0.01% | Add +405.8% | 245,604 | $9.4M |
| Atria Investments, Inc | 0.10% | Add +1.0% | 239,654 | $9.2M |
| First Heartland Consultants, Inc. | 0.67% | Reduce -2.9% | 232,275 | $8.9M |
| US Bancorp \de | 0.01% | Add +2.3% | 230,047 | $8.8M |
| Arax Advisory Partners | 0.26% | New | 229,116 | $8.8M |
| Stratos Wealth Partners, LTD. | 0.10% | Add +0.9% | 222,952 | $8.5M |
| Certified Advisory Corp | 0.74% | Add +1.7% | 213,277 | $8.2M |
| Triumph Capital Management | 1.72% | Reduce -1.9% | 208,079 | $8.0M |
| VestGen Advisors, LLC | 0.34% | Reduce -20.2% | 206,039 | $7.9M |
| IHT Wealth Management, LLC | 0.19% | Add +1.0% | 205,923 | $7.9M |
| Nations Financial Group Inc, /Ia/ | 0.41% | Add +9.4% | 205,065 | $7.9M |
| Mariner, LLC | 0.01% | Add +1.9% | 204,849 | $7.8M |
| Gallagher Fiduciary Advisors, LLC | 0.25% | Reduce -1.3% | 204,794 | $7.8M |
"% of holder's portfolio" is SDVY's weight in each manager's 13F, not the share of First Trust Smid Cap Rising the manager owns.