First Trust Smith UnconstraiUCONETF
13F holders, Q2 2026 (June 30)273holders −4
23new positions
27sold out
1famous investor
$24.88avg. 13F price*
At the end of Q2 2026, 273 institutions reported holding First Trust Smith Unconstrai (UCON) in their 13F filings, down 4 from Q1 2026. 23 opened new positions and 27 sold out. The largest holders were LPL Financial LLC ($340.4M), Morgan Stanley ($231.8M) and Wells Fargo & Company ($178.5M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Smith Unconstrai
- CUSIP
- 33740F888
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 23 | $32.5M |
| Exits | 27 | $48.1M |
All 13F filers, Q1 2026 → Q2 2026: 9,967,252 shares bought and 6,970,243 shares sold, net +2,997,009 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 273 holders
| LPL Financial LLC | 0.08% | Add +9.7% | 13,680,994 | $340.4M |
| Morgan Stanley | 0.01% | Add +4.0% | 9,315,618 | $231.8M |
| Wells Fargo & Company | 0.03% | Add +18.1% | 7,174,273 | $178.5M |
| Ameriprise Financial Inc. | 0.03% | Add +4.3% | 5,567,401 | $138.6M |
| Bank of America Corp. | 0.01% | Add +9.5% | 4,199,258 | $104.5M |
| Harbour Investments, Inc. | 1.41% | Add +1.9% | 4,197,950 | $104.4M |
| Royal Bank of Canada | 0.02% | Add +0.5% | 4,023,683 | $100.1M |
| Raymond James Financial Inc. | 0.02% | Add +0.1% | 2,832,819 | $70.5M |
| Envestnet Asset Management Inc. | 0.02% | Add +6.8% | 2,623,316 | $65.3M |
| HighTower Advisors, LLC | 0.06% | Add +1.4% | 2,471,711 | $61.5M |
| Truist Financial Corp. | 0.06% | Add +9.8% | 2,093,617 | $52.1M |
| Osaic Holdings, Inc. | 0.06% | Add +8.1% | 2,045,101 | $50.9M |
| Cetera Investment Advisers | 0.04% | Add +22.3% | 1,757,095 | $43.7M |
| Stifel Financial Corp. | 0.03% | Add +1.7% | 1,661,708 | $41.3M |
| Trilogy Capital Inc. | 1.53% | Add +6.2% | 1,572,195 | $39.1M |
| Csenge Advisory Group | 1.55% | Add +2.6% | 1,528,668 | $38.0M |
| Aptus Capital Advisors, LLC | 0.25% | Add +1.2% | 1,400,315 | $34.8M |
| IFP Advisors, Inc | 0.51% | Add +26.6% | 1,129,539 | $28.1M |
| Cambridge Investment Research Advisors, Inc. | 0.06% | Add +8.4% | 1,081,262 | $26.9M |
| Focus Partners Wealth | 0.03% | Reduce -0.3% | 999,374 | $24.9M |
| Integrated Wealth Concepts LLC | 0.16% | Add +9.4% | 982,703 | $24.4M |
| MML Investors Services, LLC | 0.05% | Add +21.6% | 932,943 | $23.2M |
| Cyndeo Wealth Partners, LLC | 1.02% | Add +3.9% | 872,866 | $21.7M |
| Wagner Wealth Management, LLC | 3.95% | Reduce -16.8% | 859,217 | $21.4M |
| EdgeRock Capital LLC | 4.75% | Add +6.6% | 842,625 | $21.0M |
| Commonwealth Equity Services, LLC | 0.03% | Reduce -25.4% | 833,938 | $20.7M |
| Dynamic Advisor Solutions LLC | 0.58% | Add +6.0% | 816,396 | $20.3M |
| Stratos Wealth Partners, LTD. | 0.20% | Add +2.9% | 807,842 | $20.1M |
| Walkner Condon Financial Advisors LLC | 2.31% | Add +9.0% | 806,300 | $20.1M |
| Kestra Private Wealth Services, LLC | 0.22% | Reduce -0.1% | 801,883 | $20.0M |
| Earned Wealth Advisors, LLC | 1.27% | Add +24.3% | 792,030 | $19.7M |
| Arch Global Advisors, LLC | 8.63% | Add +25.4% | 783,525 | $19.5M |
| Waverly Advisors, LLC | 0.11% | Add +5579.0% | 782,901 | $19.5M |
| Capital Investment Advisory Services, LLC | 1.16% | Reduce -7.0% | 756,295 | $18.8M |
| JPMorgan Chase & Co. | 0.00% | Add +23.0% | 745,409 | $18.6M |
| Private Advisor Group, LLC | 0.08% | Add +29.1% | 679,658 | $16.9M |
| &partners | 0.07% | Add +56.8% | 661,016 | $16.2M |
| Geneos Wealth Management Inc. | 0.33% | Add +1.9% | 647,628 | $16.1M |
| Spartan Wealth Advisory Services LLC | 1.30% | Add +1.7% | 637,466 | $15.9M |
| Navalign, LLC | 3.60% | Add +3.6% | 620,228 | $15.4M |
| Collaborative Wealth Managment Inc. | 6.33% | Add +6.5% | 604,554 | $15.0M |
| Visionary Wealth Advisors | 0.58% | Reduce -10.8% | 590,042 | $14.7M |
| Smartleaf Asset Management LLC | 0.47% | No change | 580,959 | $14.5M |
| First Heartland Consultants, Inc. | 0.93% | Add +1.1% | 577,736 | $14.4M |
| Janney Montgomery Scott LLC | 0.03% | Add +11.6% | 557,893 | $13.9M |
| Equitable Holdings, Inc. | 0.08% | Reduce -5.8% | 544,255 | $13.5M |
| Etesian Wealth Advisors, Inc. | 3.94% | Reduce -5.4% | 536,383 | $13.3M |
| Chicago Partners Investment Group LLC | 0.26% | Add +2.4% | 522,596 | $12.8M |
| Kestra Advisory Services, LLC | 0.04% | Reduce -3.7% | 487,466 | $12.1M |
| Western Wealth Management, LLC | 0.37% | Reduce -8.4% | 455,724 | $11.3M |
| Rehmann Capital Advisory Group | 0.51% | Reduce -3.0% | 445,374 | $11.1M |
| Focus Financial Network, Inc. | 0.34% | New | 435,847 | $10.8M |
| HBW Advisory Services LLC | 0.97% | Add +5.4% | 432,069 | $10.7M |
| Axxcess Wealth Management, LLC | 0.17% | New | 428,367 | $10.7M |
| Darwin Wealth Management, LLC | 2.92% | Add +2.8% | 428,366 | $10.7M |
| Prasad Wealth Partners, LLC | 2.44% | Add +2.2% | 407,632 | $10.1M |
| Mach-1 Financial Group, LLC | 3.89% | Reduce -0.2% | 404,016 | $10.1M |
| US Bancorp \de | 0.01% | Reduce -5.8% | 392,174 | $9.8M |
| Captrust Financial Advisors | 0.01% | Reduce -24.3% | 377,679 | $9.4M |
| Larson Financial Group LLC | 0.24% | Reduce -19.6% | 367,273 | $9.1M |
| Gateway Wealth Partners, LLC | 0.54% | Reduce -47.4% | 362,821 | $9.0M |
| Appalachian Capital Management Ltd | 6.54% | Add +0.7% | 362,396 | $9.0M |
| Boyce & Associates Wealth Consulting, Inc. | 6.17% | Add +0.6% | 357,500 | $8.9M |
| Live Oak Investment Partners | 4.76% | Add +2.2% | 355,723 | $8.9M |
| XML Financial, LLC | 0.64% | Add +0.5% | 354,461 | $8.8M |
| Wealth Advisory Team LLC | 6.51% | — | 321,889 | $8.0M |
| Mather Group, Llc. | 0.07% | Add +1.2% | 310,721 | $7.7M |
| Certified Advisory Corp | 0.61% | Reduce -3.1% | 303,176 | $7.5M |
| Baird Financial Group, Inc. | 0.01% | Add +5.1% | 301,493 | $7.5M |
| Ameritas Advisory Services, LLC | 0.15% | Add +441.4% | 297,348 | $7.4M |
| Twin Peaks Wealth Advisors, LLC | 1.59% | Add +7.0% | 281,760 | $7.0M |
| CoreCap Advisors, LLC | 0.20% | Reduce -23.8% | 271,933 | $6.8M |
| PFG Advisors | 0.34% | Add +4.0% | 271,861 | $6.8M |
| TrueWealth Advisors, LLC | 1.48% | Add +0.7% | 263,690 | $6.6M |
| Gaddis Premier Wealth Advisors LLC | 3.98% | Add +7.9% | 262,644 | $6.5M |
| Tolleson Wealth Management, Inc. | 0.86% | Reduce -1.7% | 257,263 | $6.4M |
| NewEdge Advisors, LLC | 0.02% | Add +20.4% | 252,649 | $6.3M |
| Summit Financial, LLC | 0.07% | Add +361.5% | 248,448 | $6.2M |
| GSG Advisors LLC | 1.34% | Reduce -2.4% | 245,011 | $6.1M |
| Stonehaven Wealth & Tax Solutions, LLC | 4.88% | Add +1.5% | 244,917 | $6.1M |
| Triumph Capital Management | 1.09% | Add +25.4% | 241,682 | $6.0M |
| Total Clarity Wealth Management, Inc. | 1.15% | Add +28.9% | 238,069 | $5.9M |
| Keel Point, LLC | 0.35% | Add +8.2% | 235,009 | $5.8M |
| Apollon Wealth Management, LLC | 0.07% | Reduce -0.8% | 232,625 | $5.8M |
| OneDigital Investment Advisors LLC | 0.05% | Add +16.3% | 227,668 | $5.7M |
| Nova Wealth Management, Inc. | 3.00% | Add +35.8% | 218,384 | $5.4M |
| Goldstone Financial Group, LLC | 0.49% | Reduce -15.3% | 215,659 | $5.4M |
| Vise Technologies, Inc. | 0.06% | Add +34.4% | 215,630 | $5.4M |
| Focused Alpha, LLC | 1.34% | Reduce -1.5% | 209,939 | $5.2M |
| Mariner, LLC | 0.01% | Reduce -57.1% | 205,551 | $5.1M |
| D.A. Davidson & Co. | 0.03% | Add +72.2% | 204,552 | $5.1M |
| Golden State Wealth Management, LLC | 0.46% | Reduce -13.2% | 204,175 | $5.1M |
| Synergy Investment Management, LLC | 1.23% | Add +8.7% | 204,044 | $5.1M |
| SlateStone Wealth, LLC | 0.36% | Reduce -5.3% | 190,935 | $4.8M |
| Oppenheimer & Co. Inc. | 0.05% | Reduce -34.0% | 190,379 | $4.7M |
| Philip James Wealth Mangement, LLC | 0.51% | Reduce -7.8% | 174,823 | $4.3M |
| Ashton Thomas Private Wealth, LLC | 0.09% | Add +7.8% | 174,645 | $4.3M |
| Wedbush Securities Inc. | 0.11% | Add +2.4% | 172,475 | $4.3M |
| Diversify Advisory Services, LLC | 0.07% | New | 171,690 | $4.2M |
| Diversify Wealth Management, LLC | 0.07% | Add +230.6% | 171,690 | $4.2M |
| Holistic Financial Partners | 2.56% | Reduce -66.6% | 168,531 | $4.2M |
| Flagship Harbor Advisors, LLC | 0.15% | Reduce -0.4% | 157,794 | $3.9M |
| Fairway Financial, LLC | 2.61% | Add +1.9% | 153,163 | $3.8M |
| Commonwealth Financial Services, LLC | 0.51% | Reduce -80.0% | 153,000 | $3.8M |
| Midwest Financial Group LLC | 1.31% | New | 149,886 | $3.7M |
| Wagner Wealth Management, Corp | 2.99% | Add +4.6% | 148,920 | $3.7M |
| RiverTree Advisors, LLC | 1.99% | Add +32.5% | 135,348 | $3.4M |
| Bleakley Financial Group, LLC | 0.04% | Reduce -67.4% | 134,691 | $3.4M |
| AssuredPartners Investment Advisors, LLC | 0.31% | Add +1.4% | 127,103 | $3.2M |
| Advisory Services Network, LLC | 0.04% | Add +5.8% | 126,257 | $3.1M |
| Thrivent Financial for Lutherans | 0.01% | Add +429.4% | 125,810 | $3.1M |
| Tactive Advisors, LLC | 0.77% | Reduce -39.1% | 125,615 | $3.1M |
| Defined Wealth Management, LLC | 1.52% | Add +11.3% | 118,507 | $2.9M |
| Acorn Wealth Advisors, LLC | 0.71% | Add +10.6% | 117,379 | $2.9M |
| Beaumont Financial Advisors, LLC | 0.18% | Add +3.8% | 114,627 | $2.9M |
| J.W. Cole Advisors, Inc. | 0.05% | Add +811.6% | 106,659 | $2.7M |
| Stonebridge Financial Planning Group, LLC | 0.83% | Reduce -8.0% | 104,816 | $2.6M |
| Core Wealth Partners LLC | 1.11% | Add +973.5% | 104,345 | $2.6M |
| HCR Wealth Advisors | 0.22% | Add +18.1% | 99,819 | $2.5M |
| Holos Integrated Wealth LLC | 1.13% | Reduce -15.6% | 97,695 | $2.4M |
| Blackhawk Capital Partners, LLC | 0.72% | Add +4.0% | 89,113 | $2.2M |
| Pine Valley Investments Ltd Liability Co | 0.09% | Reduce -2.6% | 87,114 | $2.2M |
| Transcend Capital Advisors, LLC | 0.14% | Reduce -5.4% | 84,941 | $2.1M |
| Avantax Planning Partners, Inc. | 0.05% | Reduce -0.5% | 77,200 | $1.9M |
| Spectrum Wealth Advisory Group, LLC | 0.54% | Reduce -17.9% | 76,645 | $1.9M |
| Capital CS Group, LLC | 2.77% | Reduce -21.4% | 76,485 | $1.9M |
| Avior Wealth Management, LLC | 0.05% | Reduce -26.8% | 74,337 | $1.8M |
| Citadel Advisors | 0.00% | Reduce -82.4% | 71,904 | $1.8M |
| Kingsview Wealth Management, LLC | 0.02% | Reduce -18.7% | 70,664 | $1.8M |
| Columbia Advisory Partners LLC | 0.90% | Reduce -0.3% | 65,463 | $1.6M |
| Rockefeller Capital Management L.P. | 0.00% | Reduce -7.2% | 61,072 | $1.5M |
| Centaurus Financial, Inc. | 0.06% | Add +56.7% | 58,985 | $1.5M |
| Fifth Third Bancorp | 0.00% | Reduce -6.4% | 58,266 | $1.4M |
| Legacy Capital Wealth Partners, LLC | 0.26% | Add +3.4% | 54,551 | $1.4M |
| Beacon Financial Group | 0.12% | Reduce -51.8% | 54,474 | $1.4M |
| Puff Wealth Management, LLC | 1.38% | — | 54,457 | $1.4M |
| PKS Advisory Services, LLC | 0.21% | Add +2.0% | 51,934 | $1.3M |
| Pinnacle Financial Partners, Inc. | 0.01% | Reduce -5.4% | 50,133 | $1.2M |
| Prospera Financial Services Inc | 0.02% | Add +35.1% | 48,673 | $1.2M |
| Legacy Wealth Managment, LLC | 0.46% | Add +62.8% | 44,880 | $1.1M |
| Goldman Sachs Group Inc. | 0.00% | Add +22.3% | 44,472 | $1.1M |
| Fifth Third Securities, Inc. | 0.06% | Add +12.7% | 43,412 | $1.1M |
| Chiron Capital Management, LLC | 0.97% | Add +256.8% | 43,388 | $1.1M |
| Farther Finance Advisors, LLC | 0.01% | Reduce -21.9% | 41,503 | $1.0M |
| Independent Financial Group, LLC | 0.02% | Reduce -13.1% | 41,039 | $1.0M |
| Betterment LLC | 0.00% | Add +18.3% | 39,740 | $989K |
| Mutual Advisors, LLC | 0.02% | Add +231.3% | 39,694 | $988K |
| SouthState Bank Corp | 0.04% | Reduce -11.2% | 39,591 | $985K |
| Greenwood Capital Associates LLC | 0.09% | Add +92.9% | 38,702 | $963K |
| Kintra Wealth, LLC | 0.05% | Reduce -14.3% | 37,420 | $925K |
| Lanark Financial, Inc. | 0.06% | Add +0.5% | 36,843 | $917K |
| Impact Partnership Wealth, LLC | 0.09% | Reduce -6.3% | 35,592 | $886K |
| Harvest Investment Services, LLC | 0.14% | Add +8.9% | 35,317 | $879K |
| Lido Advisors, LLC | 0.00% | Reduce -6.3% | 33,455 | $832K |
| Chris Bulman Inc | 0.30% | Add +13.1% | 33,420 | $832K |
| Global Retirement Partners, LLC | 0.01% | — | 32,489 | $808K |
| CLG LLC | 0.17% | Add +0.4% | 31,833 | $792K |
| Stratos Wealth Advisors, LLC | 0.04% | Reduce -10.5% | 31,480 | $783K |
| Asset One Wealth Management LLC | 0.08% | Add +4.1% | 31,275 | $776K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Add +2.0% | 29,473 | $733K |
| Arkadios Wealth Advisors | 0.01% | Reduce -97.3% | 29,269 | $728K |
| Compass Financial Management LLC | 0.09% | — | 29,065 | $723K |
| Steward Partners Investment Advisory, LLC | 0.00% | Reduce -0.5% | 28,249 | $703K |
| Principal Securities, Inc. | 0.01% | Reduce -2.0% | 28,005 | $697K |
| Winebrenner Capital Management LLC | 0.42% | Add +1.6% | 27,877 | $694K |
| Arax Advisory Partners | 0.00% | Reduce -0.7% | 27,661 | $688K |
| Brookstone Capital Management | 0.01% | Add +9.8% | 27,151 | $676K |
| Balefire, LLC | 0.11% | Reduce -20.3% | 26,759 | $666K |
| MBE Wealth Management, LLC | 0.22% | Reduce -0.3% | 25,616 | $637K |
| Sanctuary Advisors, LLC | 0.00% | Add +3.7% | 24,973 | $621K |
| Snowden Capital Advisors LLC | 0.01% | Reduce -5.1% | 24,900 | $620K |
| Lakeridge Wealth Management LLC | 0.23% | No change | 24,862 | $619K |
| HORAN Wealth, LLC | 0.08% | Add +20.3% | 24,493 | $609K |
| Park Square Financial Group, LLC | 5.37% | Reduce -17.2% | 23,904 | $595K |
| Berger Financial Group, Inc | 0.03% | Reduce -3.6% | 23,104 | $575K |
| Quantinno Capital Management LP | 0.00% | New | 23,034 | $573K |
| Washington Trust Bank | 0.04% | New | 22,170 | $552K |
| Northwest Wealth Management, LLC | 0.07% | No change | 22,144 | $551K |
| Focus Partners Advisor Solutions, LLC | 0.00% | No change | 22,144 | $551K |
| Savant Capital, LLC | 0.00% | Reduce -7.0% | 21,847 | $544K |
| VestGen Advisors, LLC | 0.02% | Add +33.2% | 21,662 | $539K |
| Mgo One Seven LLC | 0.01% | Add +17.1% | 21,023 | $523K |
| Private Trust Co. NA | 0.04% | Add +10.6% | 19,535 | $486K |
| Kovack Advisors, Inc. | 0.02% | Reduce -1.0% | 19,395 | $483K |
| Concurrent Investment Advisors, LLC | 0.00% | Reduce -2.5% | 19,370 | $482K |
| Perennial Investment Advisors, LLC | 0.03% | Reduce -36.6% | 19,108 | $475K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Reduce -25.1% | 18,987 | $471K |
| Huntleigh Advisors, Inc. | 0.06% | Add +1.0% | 18,600 | $463K |
| Chokshi & Queen Wealth Advisors, Inc | 0.21% | Reduce -5.2% | 18,494 | $460K |
| Capital Analysts, LLC | 0.01% | Reduce -2.3% | 18,359 | $457K |
| United Advisor Group, LLC | 0.05% | Reduce -0.0% | 17,968 | $447K |
| Q3 Asset Management | 0.08% | Add +1.1% | 17,199 | $427K |
| Maia Wealth LLC | 0.06% | Reduce -4.6% | 16,825 | $419K |
| AE Wealth Management LLC | 0.00% | Add +23.8% | 15,413 | $383K |
| Gentry Private Wealth, LLC | 0.19% | Add +0.3% | 15,187 | $378K |
| Axis Wealth Partners, LLC | 0.18% | Add +1.1% | 15,187 | $378K |
| Proactive Wealth Strategies LLC | 0.06% | Add +1.1% | 15,052 | $374K |
| Titleist Asset Management, LLC | 0.02% | Add +35.5% | 14,802 | $368K |
| SHP Wealth Management | 0.03% | Reduce -12.5% | 14,801 | $368K |
| StoneX Group Inc. | 0.01% | Reduce -77.8% | 14,528 | $362K |
| Sequent Planning LLC | 0.08% | Reduce -86.0% | 14,297 | $356K |
| Creative Financial Designs Inc. | 0.02% | Reduce -6.5% | 13,393 | $333K |
| Savvy Advisors, Inc. | 0.01% | Reduce -21.1% | 13,373 | $333K |
| Fairvoy Private Wealth, LLC | 0.07% | No change | 13,040 | $324K |
| Financial Engines Advisors L.L.C. | 0.00% | No change | 12,813 | $319K |
| BlackDiamond Wealth Management, LLC | 0.12% | Reduce -68.7% | 12,221 | $301K |
| Ellenbecker Investment Group | 0.03% | Reduce -7.0% | 12,053 | $300K |
| Morling Financial Advisors, LLC | 0.08% | Reduce -1.7% | 11,881 | $296K |
| SteelPeak Wealth, LLC | 0.01% | Reduce -5.0% | 11,833 | $294K |
| Adelphi Trust Co | 0.19% | New | 11,710 | $291K |
| Clear Creek Financial Management, LLC | 0.02% | Reduce -4.4% | 11,619 | $289K |
| Flagstar Securities, Inc. | 0.09% | Add +1.1% | 11,461 | $285K |
| Mayflower Financial Advisors, LLC | 0.02% | Add +31.5% | 11,450 | $285K |
| Assetmark, Inc. | 0.00% | Reduce -0.5% | 11,312 | $281K |
| Strategic Blueprint, LLC | 0.01% | Reduce -37.4% | 10,450 | $260K |
| Valeo Financial Advisors, LLC | 0.01% | New | 10,253 | $255K |
| FARMERS & MERCHANTS TRUST Co OF LONG BEACH | 0.05% | New | 9,872 | $246K |
| Retirement Planning Group, LLC | 0.01% | Add +2.9% | 9,528 | $237K |
| Susquehanna International Group, LLP | 0.00% | Reduce -73.7% | 9,500 | $236K |
| Financial Futures Ltd Liability Co. | 0.09% | Reduce -27.6% | 9,254 | $230K |
| Blom & Howell Financial Planning, Inc. | 0.19% | Reduce -2.1% | 9,077 | $226K |
| Merit Financial Group, LLC | 0.00% | Reduce -11.2% | 8,912 | $222K |
| Octavia Wealth Advisors, LLC | 0.02% | Reduce -3.2% | 8,830 | $220K |
| Inspirion Wealth Advisors, LLC | 0.02% | Reduce -8.8% | 8,738 | $217K |
| Fiduciary Financial Advisors | 0.02% | New | 8,705 | $217K |
| GK Wealth Management LLC | 0.13% | New | 8,343 | $208K |
| Krilogy Financial LLC | 0.01% | Add +0.4% | 8,316 | $207K |
| Foundations Investment Advisors, LLC | 0.00% | New | 8,185 | $204K |
| Summit Wealth Group LLC / Co. | 0.02% | Reduce -0.2% | 8,150 | $203K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +367.6% | 8,098 | $201K |
| Moneco Advisors, LLC | 0.01% | New | 8,085 | $201K |
| Ni Acquisitions Company, LLC | 0.07% | — | 3,159 | $174K |
| Evolution Wealth Management Inc. | 0.10% | Reduce -1.1% | 6,982 | $174K |
| Pinnacle Bancorp, Inc. | 0.04% | No change | 6,125 | $152K |
| Medallion Wealth Advisors, LLC | 0.05% | Reduce -3.6% | 6,100 | $152K |
| DHJJ Financial Advisors, Ltd. | 0.04% | Reduce -3.5% | 5,640 | $140K |
| Elevated Capital Advisors, LLC | 0.03% | No change | 5,101 | $127K |
| Qube Research & Technologies Ltd | 0.00% | New | 4,722 | $117K |
| Spire Wealth Management | 0.00% | Reduce -15.7% | 4,446 | $111K |
| Basepoint Wealth LLC | 0.05% | New | 3,710 | $92K |
| Migdal Insurance & Financial Holdings Ltd. | 0.00% | No change | 3,080 | $77K |
| Hazlett, Burt & Watson, Inc. | 0.02% | Reduce -9.8% | 2,500 | $62K |
| First Pacific Financial | 0.01% | Add +1.1% | 2,301 | $57K |
| International Assets Investment Management, LLC | 0.00% | No change | 2,273 | $57K |
| Ascentis Independent Advisors | 0.15% | No change | 2,230 | $55K |
| TD Capital Management LLC | 0.00% | Add +1.1% | 1,941 | $48K |
| IFG Advisory, LLC | 0.00% | Add +218.0% | 1,908 | $47K |
| Biltmore Family Office, LLC | 0.00% | New | 1,242 | $31K |
| Abound Wealth Management | 0.01% | New | 1,235 | $31K |
| Wilmington Savings Fund Society, FSB | 0.00% | No change | 931 | $23K |
| Strategic Wealth Partners, Ltd. | 0.00% | Add +1.1% | 818 | $20K |
| Decker Retirement Planning Inc. | 0.01% | New | 804 | $20K |
| Lloyd Advisory Services, LLC. | 0.01% | New | 768 | $19K |
| Wolff Wiese Magana LLC | 0.01% | No change | 735 | $18K |
| Owl Creek Wealth Partners LLC | 0.01% | No change | 701 | $17K |
| Jones Financial Companies LLLP | 0.00% | Reduce -77.0% | 625 | $16K |
| Signature Resources Capital Management, LLC | 0.01% | No change | 624 | $16K |
| CBIZ Investment Advisory Services, LLC | 0.00% | No change | 619 | $15K |
| UBS Group AG | 0.00% | New | 543 | $14K |
| MPWM Advisory Solutions, LLC | 0.00% | No change | 423 | $11K |
| Keating Financial Advisory Services, Inc. | 0.00% | Add +105.2% | 398 | $10K |
| Bank of Montreal | 0.00% | Reduce -51.0% | 385 | $10K |
| Oakworth Capital, Inc. | 0.00% | No change | 237 | $6K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.00% | Add +1.3% | 235 | $6K |
| Tucker Asset Management LLC | 0.00% | No change | 179 | $4K |
| HHM Wealth Advisors, LLC | 0.00% | New | 112 | $3K |
| Bernard Wealth Management Corp. | 0.00% | No change | 110 | $3K |
| Dunhill Financial, LLC | 0.00% | No change | 88 | $2K |
| Glass Jacobson Investment Advisors llc | 0.00% | No change | 75 | $2K |
| Investors Research Corp | 0.00% | New | 51 | $1K |
| BNP Paribas Financial Markets | 0.00% | Reduce -26.9% | 19 | $473 |
| Tower Research Capital LLC (TRC) | 0.00% | New | 16 | $398 |
| RHL Group, LLC | 0.00% | Reduce -73.9% | 6 | $150 |
"% of holder's portfolio" is UCON's weight in each manager's 13F, not the share of First Trust Smith Unconstrai the manager owns.