ARK Innovation ETFARKKETF

13F holders, Q3 2024 (September 30)
542holders −50
34new positions
77sold out
3famous investors
$47.41avg. 13F price*

At the end of Q3 2024, 542 institutions reported holding ARK Innovation ETF (ARKK) in their 13F filings, down 50 from Q2 2024. 34 opened new positions and 77 sold out. The largest holders were Morgan Stanley ($246.2M), JPMorgan Chase & Co. ($185.1M) and BNP Paribas Financial Markets ($181.9M). 3 famous investors held it, including David E. Shaw (0.1% of D. E. Shaw & Co.'s portfolio), Cathie Wood (0.0% of ARK Investment Management's portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).

Company
ARK Innovation ETF
Filed as
ARK ETF TR (Q3 2024)
CUSIP
00214Q104
Latest filing quarter
Q2 2026

History

Number of 13F holders

0200400600800 Q1 2024: 637Q1 2024Q2 2024: 592Q2 2024Q3 2024: 542Q3 2024Q4 2024: 610Q4 2024Q1 2025: 557Q1 2025Q2 2025: 575Q2 2025Q3 2025: 623Q3 2025Q4 2025: 637Q4 2025Q1 2026: 594Q1 2026Q2 2026: 638Q2 2026

Total Exit/New Position Q2 2024 → Q3 2024

InstitutionsTotal Value
New Positions34$25.3M
Exits77$71.4M

All 13F filers, Q2 2024 → Q3 2024: 7,959,086 shares bought and 9,694,359 shares sold, net −1,735,273 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 542 holders

Morgan Stanley 0.02% Add +20.9% 5,180,705 $246.2M
JPMorgan Chase & Co. 0.01% Reduce -13.8% 3,894,525 $185.1M
BNP Paribas Financial Markets 0.18% Add +98.7% 3,827,130 $181.9M
Wells Fargo & Company 0.04% Add +88.0% 3,817,476 $181.4M
Bank of America Corp. 0.01% Add +18.3% 3,121,845 $148.4M
Goldman Sachs Group Inc. 0.02% Add +0.4% 2,621,984 $124.6M
LPL Financial LLC 0.05% Reduce -12.9% 2,340,700 $111.3M
Susquehanna International Group, LLP 0.14% Reduce -22.8% 1,677,286 $79.7M
D. E. Shaw & Co. 0.10% Add +3.0% 1,457,196 $69.3M
Blue Trust, Inc. 0.87% Add +3.4% 1,514,863 $66.6M
Total Investment Management Inc. 7.13% Add +16.9% 1,338,632 $63.6M
Citigroup Inc. 0.06% Reduce -39.1% 1,301,804 $61.9M
UBS Group AG 0.02% Add +2.7% 1,274,635 $60.6M
State of Wisconsin Investment Board 0.11% Add +394.6% 951,422 $45.2M
Royal Bank of Canada 0.01% Reduce -34.2% 757,649 $36.0M
Raymond James & Associates 0.02% Reduce -15.1% 588,223 $28.0M
Osaic Holdings, Inc. 0.06% Reduce -24.5% 535,230 $25.4M
Commonwealth Equity Services, LLC 0.04% Reduce -48.4% 492,810 $23.4M
Walleye Capital LLC 0.27% Add +129.0% 483,232 $23.0M
HRT Financial LP 0.11% Add +1754.8% 475,527 $22.6M
Mariner, LLC 0.04% Reduce -15.0% 436,751 $20.8M
Cresset Asset Management, LLC 0.08% Reduce -7.7% 433,435 $20.6M
Raymond James Financial Services Advisors, Inc. 0.03% Reduce -27.3% 402,061 $19.1M
Ascension Capital Advisors, Inc. 7.90% Add +32.0% 356,194 $16.9M
Cambridge Investment Research Advisors, Inc. 0.06% Reduce -27.5% 340,361 $16.2M
Private Advisor Group, LLC 0.10% Reduce -2.5% 326,578 $15.5M
Cetera Investment Advisers 0.03% Reduce -0.2% 322,303 $15.3M
Envestnet Asset Management Inc. 0.00% Add +1.3% 316,336 $15.0M
Northwestern Mutual Wealth Management Co. 0.01% Reduce -22.5% 308,406 $14.7M
Jane Street Group, LLC 0.02% Reduce -77.7% 302,954 $14.4M
Venture Visionary Partners LLC 0.56% Add +4.8% 266,838 $12.7M
Bank of Montreal 0.00% Reduce -0.7% 206,219 $9.9M
Baird Financial Group, Inc. 0.02% Reduce -0.1% 203,343 $9.7M
Gerber, LLC 6.77% Reduce -2.2% 193,800 $9.2M
Brookstone Capital Management 0.12% Reduce -19.3% 170,412 $8.1M
HighTower Advisors, LLC 0.01% Reduce -57.2% 168,672 $8.0M
Wealthfront Advisers LLC 0.02% Reduce -10.1% 161,700 $7.7M
Jump Financial, LLC 0.15% New 152,892 $7.3M
Kestra Advisory Services, LLC 0.04% Reduce -20.5% 143,680 $6.8M
Corient Private Wealth LP 0.01% Reduce -0.8% 141,850 $6.7M
Truist Financial Corp. 0.01% Reduce -18.6% 140,382 $6.7M
Y-Intercept (Hong Kong) Ltd 0.40% New 137,701 $6.5M
Titleist Asset Management, LLC 0.92% Reduce -1.2% 133,883 $6.4M
Tower Research Capital LLC (TRC) 0.15% Reduce -4.7% 119,595 $5.7M
Strategic Family Wealth Counselors, L.L.C. 1.96% Reduce -3.8% 117,958 $5.6M
One Charles Private Wealth Services, LLC 2.09% Reduce -2.2% 115,790 $5.5M
MML Investors Services, LLC 0.02% Reduce -0.3% 112,679 $5.4M
OneDigital Investment Advisors LLC 0.06% Reduce -3.4% 109,256 $5.2M
SG Americas Securities, LLC 0.02% Add +1040.4% 107,076 $5.1M
Cwm, LLC 0.02% Reduce -7.1% 106,348 $5.1M
SkyOak Wealth, LLC 1.10% Reduce -3.7% 104,052 $4.9M
Wealth Enhancement Advisory Services, LLC 0.01% Reduce -44.5% 97,450 $4.6M
Kestra Private Wealth Services, LLC 0.08% Reduce -13.7% 94,145 $4.5M
NewEdge Advisors, LLC 0.03% Reduce -19.1% 93,311 $4.4M
Thrivent Financial for Lutherans 0.01% Add +1.1% 84,254 $4.0M
IHT Wealth Management, LLC 0.11% Add +17.2% 82,185 $3.9M
Verition Fund Management LLC 0.03% No change 78,443 $3.7M
Clearwater Capital Advisors, LLC 0.35% Reduce -10.1% 76,697 $3.6M
Elevation Point Wealth Partners, LLC 0.35% Add +9.4% 75,774 $3.6M
Axiom Advisory, LLC 0.03% Add +1.3% 76,560 $3.4M
Simplex Trading, LLC 0.12% Add +271.7% 72,073 $3.4M
Stevens Capital Management LP 0.46% Add +152.7% 68,523 $3.3M
Madison Park Capital Advisors, LLC 2.38% Reduce -0.2% 66,821 $3.2M
TRUE Private Wealth Advisors 0.38% Reduce -2.6% 66,250 $3.1M
Barclays PLC 0.00% Add +100.6% 65,166 $3.1M
Stifel Financial Corp. 0.00% Reduce -5.4% 64,995 $3.1M
Citadel Advisors 0.00% Reduce -94.9% 64,201 $3.1M
Axxcess Wealth Management, LLC 0.08% Reduce -0.7% 63,475 $3.0M
Advisory Services Network, LLC 0.06% No change 67,356 $3.0M
Scotia Capital Inc. 0.02% Reduce -8.6% 61,851 $2.9M
PFG Advisors 0.18% Reduce -7.4% 61,503 $2.9M
Smith Anglin Financial, LLC 0.28% Reduce -2.8% 61,033 $2.9M
TD Waterhouse Canada Inc. 0.02% Add +16.8% 62,660 $2.9M
Atria Wealth Solutions, Inc. 0.03% Reduce -5.5% 60,669 $2.9M
Arbor Capital Management Inc. 2.55% Reduce -2.5% 58,119 $2.7M
Yarbrough Capital, LLC 0.11% No change 56,176 $2.7M
Integral Investment Advisors, Inc. 0.69% Reduce -34.1% 53,610 $2.5M
Parkwood LLC 0.31% No change 53,300 $2.5M
Kingsview Wealth Management, LLC 0.05% Reduce -1.7% 52,369 $2.5M
GTS Securities LLC 0.05% Add +631.0% 49,416 $2.3M
Strategic Wealth Investment Group, LLC 0.25% Add +22.4% 50,413 $2.3M
Bleakley Financial Group, LLC 0.07% Add +9.4% 46,830 $2.2M
American Financial Advisors, LLC 0.30% Reduce -20.4% 45,869 $2.2M
Stratos Wealth Partners, LTD. 0.03% Reduce -20.0% 45,371 $2.2M
One River Asset Management, LLC 2.43% Add +26.8% 44,982 $2.2M
Blair William & Co. 0.01% Reduce -3.2% 45,269 $2.2M
Crescent Grove Advisors, LLC 0.22% Reduce -18.4% 44,501 $2.1M
Rockefeller Capital Management L.P. 0.01% Reduce -11.1% 44,288 $2.1M
IMC-Chicago, LLC 0.06% New 44,180 $2.1M
Parallax Volatility Advisers, L.P. 0.06% Add +125.2% 43,234 $2.1M
Creative Planning 0.00% Reduce -9.7% 42,578 $2.0M
Avantax Advisory Services, Inc. 0.01% Reduce -11.0% 42,231 $2.0M
Apella Capital, LLC 0.08% Reduce -54.9% 41,944 $1.9M
Equitable Holdings, Inc. 0.02% Reduce -6.4% 39,693 $1.9M
Sovereign Investment Advisors, LLC 0.62% Reduce -36.9% 39,583 $1.9M
Purus Wealth Management, LLC 0.79% Reduce -4.1% 39,485 $1.9M
Missouri Trust & Investment Co 0.65% Add +15.2% 38,900 $1.8M
Intrepid Financial Planning Group LLC 0.79% Reduce -9.6% 38,830 $1.8M
Mercer Global Advisors Inc. 0.00% Reduce -48.4% 39,536 $1.8M
Sanctuary Advisors, LLC 0.01% Reduce -32.5% 32,402 $1.8M
Balyasny Asset Management L.P. 0.00% Reduce -20.8% 35,532 $1.7M
Candriam S.C.A. 0.01% No change 35,520 $1.7M
Janney Montgomery Scott LLC 0.00% New 35,246 $1.7M
Old Mission Capital LLC 0.04% New 35,175 $1.7M
New World Advisors LLC 0.42% Reduce -4.0% 34,188 $1.6M
Captrust Financial Advisors 0.00% Reduce -20.7% 33,863 $1.6M
International Assets Investment Management, LLC 0.13% Add +38.1% 37,384 $1.6M
Dynamic Advisor Solutions LLC 0.05% Reduce -28.2% 33,148 $1.6M
Legacy Private Trust Co. 0.11% Add +1.4% 33,125 $1.6M
JTC Employer Solutions Trustee Ltd 0.10% No change 32,912 $1.6M
Patriot Financial Group Insurance Agency, LLC 0.21% Add +12.2% 32,585 $1.5M
Merit Financial Group, LLC 0.03% Reduce -6.3% 32,465 $1.5M
Mutual Advisors, LLC 0.04% Reduce -8.9% 32,427 $1.5M
Kingswood Wealth Advisors, LLC 0.10% Add +392.6% 30,927 $1.5M
Cary Street Partners Investment Advisory LLC 0.05% Add +36.6% 30,815 $1.5M
Sumitomo Mitsui Trust Group, Inc. 0.00% Add +10.8% 30,800 $1.5M
B. Riley Wealth Advisors, Inc. 0.04% Reduce -9.6% 31,023 $1.5M
McCarthy & Cox 0.55% Reduce -91.0% 30,251 $1.4M
Kayne Anderson Rudnick Investment Management LLC 0.00% Reduce -70.8% 29,149 $1.4M
Federation des caisses Desjardins du Quebec 0.01% Reduce -34.5% 27,922 $1.3M
Kraematon Investment Advisors, Inc. 1.27% Reduce -7.6% 27,239 $1.3M
Barnes Pettey Financial Advisors, LLC 1.02% Reduce -29.0% 26,935 $1.3M
Cibc World Market Inc. 0.00% Reduce -6.0% 26,867 $1.3M
Nwam LLC 0.08% New 26,527 $1.3M
Redhawk Wealth Advisors, Inc. 0.18% Reduce -9.0% 26,163 $1.2M
Strategic Blueprint, LLC 0.07% Reduce -11.6% 25,282 $1.2M
DRW Securities, LLC 0.07% Add +33.3% 24,973 $1.2M
Stablepoint Partners, LLC 0.21% Reduce -22.7% 24,810 $1.2M
Money Concepts Capital Corp. 0.09% Reduce -1.5% 24,580 $1.2M
White Knight Strategic Wealth Advisors, LLC 1.05% Reduce -2.9% 24,305 $1.2M
Family Manage LLC 0.19% No change 24,284 $1.2M
PFG Investments, LLC 0.07% Add +0.8% 23,402 $1.1M
New England Private Wealth Advisors LLC 0.18% Reduce -21.2% 23,190 $1.1M
WCG Wealth Advisors LLC 0.07% Reduce -7.3% 23,163 $1.1M
Guggenheim Capital LLC 0.01% Reduce -11.4% 22,895 $1.1M
Group One Trading LLC 0.04% Reduce -48.8% 22,561 $1.1M
United Advisor Group, LLC 0.24% Reduce -2.1% 22,274 $1.1M
Maven Securities LTD 0.12% No change 22,077 $1.0M
Quantitative Investment Management, LLC 0.10% Reduce -6.6% 22,050 $1.0M
Banco Santander, S.A. 0.01% Add +3.3% 22,039 $1.0M
Great Valley Advisor Group, Inc. 0.03% Add +2.2% 22,030 $1.0M
Sloy Dahl & Holst, LLC 0.18% No change 21,975 $1.0M
ARK Investment Management 0.01% New 21,620 $1.0M
DAVENPORT & Co LLC 0.01% Reduce -3.1% 21,372 $1.0M
Independent Financial Group, LLC 0.04% Reduce -82.5% 21,308 $1.0M
Glassman Wealth Services 0.17% No change 21,283 $1.0M
Parallel Advisors, LLC 0.02% Reduce -8.7% 21,235 $1.0M
Carnegie Investment Counsel 0.03% Reduce -8.9% 21,196 $1.0M
J.W. Cole Advisors, Inc. 0.04% Add +0.1% 20,522 $975K
Integrated Wealth Concepts LLC 0.01% Reduce -24.4% 20,521 $975K
Moors & Cabot, Inc. 0.05% Reduce -2.4% 20,387 $969K
Vident Advisory, LLC 0.02% Reduce -33.3% 20,361 $968K
Capital Investment Advisors, LLC 0.02% Reduce -11.0% 19,856 $944K
Sigma Planning Corp 0.03% Reduce -27.4% 18,566 $882K
Oppenheimer & Co. Inc. 0.01% Reduce -29.7% 18,353 $872K
WealthCare Investment Partners, LLC 0.38% Add +4.9% 18,991 $872K
Wedbush Securities Inc. 0.03% Reduce -15.6% 18,165 $863K
SilverOak Wealth Management LLC 0.19% Reduce -2.2% 18,104 $860K
National Bank of Canada 0.00% Reduce -22.8% 17,914 $851K
Insigneo Advisory Services, LLC 0.09% Reduce -3.2% 17,869 $849K
EWG Elevate Inc. 0.32% Reduce -0.1% 16,751 $796K
Prospera Financial Services Inc 0.02% Reduce -4.6% 16,697 $794K
Arete Wealth Advisors, LLC 0.07% Reduce -3.5% 16,705 $791K
Centiva Capital, LP 0.03% Add +5.8% 16,175 $769K
Koshinski Asset Management, Inc. 0.07% Reduce -0.8% 16,172 $769K
Orion Porfolio Solutions, LLC 0.01% Reduce -13.7% 15,966 $759K
Orion Portfolio Solutions, LLC 0.01% Reduce -13.7% 15,966 $759K
Zuckerman Investment Group, LLC 0.08% No change 15,785 $750K
Aptus Capital Advisors, LLC 0.01% Reduce -1.3% 15,760 $749K
Biltmore Family Office, LLC 0.13% No change 15,500 $737K
HBK Sorce Advisory LLC 0.02% Reduce -7.6% 15,477 $736K
Bison Wealth, LLC 0.11% Reduce -42.0% 15,168 $721K
Evolution Wealth Advisors, LLC 0.13% Reduce -0.6% 14,994 $713K
Cornerstone Wealth Management, LLC 0.05% Reduce -9.9% 14,905 $708K
Retirement Guys Formula LLC 0.33% New 14,881 $707K
Steward Partners Investment Advisory, LLC 0.01% Reduce -16.4% 14,745 $701K
Clear Creek Financial Management, LLC 0.08% Reduce -1.0% 14,451 $687K
Farther Finance Advisors, LLC 0.03% Add +4.6% 14,434 $686K
Sanders Morris Harris LLC 0.11% Reduce -5.8% 14,208 $675K
Vienna Asset Management LLC 0.49% Reduce -24.3% 13,926 $662K
Sierra Capital LLC 0.08% No change 13,856 $659K
Two Sigma Securities, LLC 0.05% Add +68.7% 13,859 $659K
IFP Advisors, Inc 0.02% Add +8.9% 13,814 $657K
Granite Bay Wealth Management, LLC 0.37% Reduce -19.9% 13,775 $655K
Rodgers & Associates, LTD 0.08% Add +18.9% 13,070 $654K
Relyea Zuckerberg Hanson LLC 0.10% Reduce -71.5% 13,619 $647K
StoneX Group Inc. 0.05% Reduce -31.5% 13,614 $647K
PNC Financial Services Group, Inc. 0.00% Reduce -27.7% 13,506 $642K
Guyasuta Investment Advisors Inc. 0.04% Reduce -2.4% 13,348 $634K
HBW Advisory Services LLC 0.09% Reduce -70.3% 13,323 $633K
Envestnet Portfolio Solutions, Inc. 0.00% Add +0.4% 13,217 $628K
Interactive Financial Advisors, Inc. 0.32% Reduce -8.3% 13,086 $622K
Convergence Financial, LLC 0.13% Add +6.0% 13,035 $620K
Straight Path Wealth Management 0.27% Reduce -1.7% 13,002 $618K
Harbour Investments, Inc. 0.02% Reduce -12.3% 12,998 $618K
Safeguard Investment Advisory Group, LLC 0.17% Reduce -44.8% 12,832 $610K
Bank Julius Baer & Co. Ltd, Zurich 0.00% Reduce -2.9% 10,720 $604K
Arkadios Wealth Advisors 0.03% Reduce -15.4% 12,625 $600K
Focus Financial Network, Inc. 0.02% Reduce -16.1% 12,598 $599K
Clarus Wealth Advisors 0.30% Reduce -0.2% 12,934 $594K
Principle Wealth Partners LLC 0.04% Reduce -15.3% 12,392 $589K
Clear Harbor Asset Management, LLC 0.05% Add +2.3% 12,338 $586K
D.A. Davidson & Co. 0.00% Add +3.1% 12,172 $579K
Flow Traders U.S. LLC 0.03% Reduce -48.0% 11,928 $567K
Stephens Inc. 0.01% Reduce -4.0% 11,899 $566K
Lanark Financial, Inc. 0.05% Reduce -15.0% 11,840 $562K
Castleview Partners, LLC 0.32% Add +6.5% 11,714 $557K
Cantor Fitzgerald, L. P. 0.05% Reduce -5.5% 11,701 $556K
Verus Capital Partners, LLC 0.05% Add +5.8% 11,578 $551K
Perigon Wealth Management, LLC 0.01% Reduce -14.5% 11,565 $550K
Gladstone Institutional Advisory LLC 0.03% Reduce -14.0% 11,556 $549K
Pathstone Holdings, LLC 0.00% Reduce -0.0% 11,399 $542K
Kickstand Ventures, Llc. 0.14% Reduce -0.7% 11,222 $533K
Main Street Financial Solutions, LLC 0.05% Reduce -5.1% 11,123 $529K
Rainey & Randall Wealth Advisors Inc. 0.11% Reduce -2.0% 11,065 $526K
Western Wealth Management, LLC 0.03% Add +1.8% 11,045 $525K
Easterly Investment Partners LLC 0.04% No change 11,000 $523K
Wealthcare Advisory Partners LLC 0.01% Reduce -1.8% 10,984 $522K
Sanctuary Wealth Management, L.L.C. 0.37% Reduce -16.1% 10,930 $520K
Hanover Advisors Inc. 0.22% Reduce -5.3% 10,870 $517K
Jones Financial Companies LLLP 0.00% Add +105.6% 10,726 $514K
Concurrent Investment Advisors, LLC 0.01% Reduce -10.6% 10,589 $503K
Lebenthal Global Advisors, LLC 0.10% No change 10,478 $498K
Summit Investment Advisory Services, LLC 0.26% New 10,307 $490K
Geneos Wealth Management Inc. 0.02% Reduce -8.1% 10,267 $488K
Integrated Advisors Network LLC 0.02% Reduce -26.1% 10,228 $486K
Commonwealth Retirement Investments LLC 0.20% Reduce -14.9% 10,103 $480K
Prelude Capital Management, LLC 0.04% No change 10,000 $475K
Jaffetilchin Investment Partners, LLC 0.04% Add +6.3% 9,963 $474K
Debussy Capital Management LP 0.13% Reduce -3.5% 9,658 $459K
Foundations Investment Advisors, LLC 0.01% Reduce -9.9% 9,550 $454K
Houlihan Financial Resource Group, Ltd. 0.19% Reduce -7.9% 9,499 $451K
NavPoint Financial, Inc. 0.36% No change 9,487 $451K
BluePointe Capital Management, LLC 0.29% Reduce -24.3% 9,479 $451K
XML Financial, LLC 0.04% Reduce -1.6% 9,390 $446K
Hilltop Holdings Inc. 0.03% Reduce -3.7% 9,301 $442K
First Horizon Advisors, Inc. 0.01% Reduce -13.1% 9,177 $436K
Allworth Financial LP 0.00% Reduce -4.9% 9,173 $436K
Tyler-Stone Wealth Management 0.08% Add +96.1% 8,838 $420K
Ballew Advisors, Inc 0.28% No change 8,911 $416K
HB Wealth Management, LLC 0.00% Reduce -8.9% 8,641 $411K
Signature Estate & Investment Advisors LLC 0.01% Reduce -5.6% 8,636 $410K
St. Louis Trust Co 0.06% No change 8,615 $409K
Betterment LLC 0.00% Reduce -5.4% 8,577 $408K
Csenge Advisory Group 0.02% Reduce -0.9% 8,741 $408K
Arkos Global Advisors 0.06% Reduce -16.3% 8,429 $401K
Ameritas Advisory Services, LLC 0.02% Reduce -18.4% 8,368 $398K
Carolinas Wealth Consulting LLC 0.07% Reduce -1.1% 8,295 $394K
SignalPoint Asset Management, LLC 0.09% Reduce -0.2% 8,191 $392K
L.M. Kohn & Company 0.10% Reduce -9.9% 8,242 $392K
Avidian Wealth Enterprises, LLC 0.02% Reduce -4.7% 8,186 $389K
Legacy Financial Group, Inc. 0.13% Reduce -0.1% 8,421 $386K
First Heartland Consultants, Inc. 0.04% Reduce -5.5% 8,130 $386K
Chiron Capital Management, LLC 0.34% Reduce -2.5% 8,112 $386K
Bright Futures Wealth Management, LLC. 0.19% Reduce -10.1% 7,952 $384K
Strategic Advisors LLC 0.07% Reduce -8.8% 8,042 $382K
Prospect Financial Services LLC 0.24% Reduce -14.6% 8,006 $381K
Trust Co 0.05% Reduce -0.3% 7,916 $376K
Intrua Financial, LLC 0.06% Reduce -34.2% 7,867 $374K
Larson Financial Group LLC 0.02% Reduce -7.3% 7,834 $372K
Compound Planning, Inc. 0.02% Reduce -7.8% 7,822 $372K
Collaborative Wealth Managment Inc. 0.17% Reduce -0.3% 7,707 $366K
Cooper Financial Group 0.05% Reduce -11.6% 7,697 $366K
Capital Market Strategies LLC 0.22% Reduce -14.0% 7,678 $365K
Focus Partners Advisor Solutions, LLC 0.01% Add +1.4% 7,617 $362K
Insight Advisors, LLC/ PA 0.06% Reduce -0.2% 7,616 $362K
Beacon Financial Advisory LLC 0.12% No change 7,560 $359K
Acorn Financial Advisory Services Inc. 0.06% Reduce -2.7% 7,415 $352K
Jefferies Financial Group Inc. 0.01% Reduce -86.5% 7,351 $349K
Edgestream Partners, L.P. 0.02% Reduce -25.7% 7,345 $349K
Independent Wealth Network Inc. 0.15% Add +5.6% 7,340 $349K
Oxler Private Wealth LLC 0.12% Reduce -1.9% 7,333 $349K
Diligent Investors, LLC 0.08% Reduce -2.5% 7,315 $348K
Portman Square Capital LLP 0.27% Reduce -56.9% 7,219 $343K
Sovereign Financial Group, Inc. 0.08% Reduce -20.2% 7,201 $342K
Raymond James Trust N.A. 0.01% Reduce -34.2% 7,193 $342K
Horizon Wealth Management, LLC 0.07% Reduce -8.0% 7,183 $341K
Wealth Effects LLC 0.12% Reduce -37.7% 7,175 $341K
Avior Wealth Management, LLC 0.01% Reduce -37.3% 7,128 $339K
Choreo, LLC 0.01% Reduce -3.7% 7,318 $338K
Bayesian Capital Management, LP 0.04% Reduce -82.2% 7,100 $337K
LaSalle St. Investment Advisors, LLC 0.13% Add +19.3% 6,902 $328K
Clearstead Trust, LLC 0.08% No change 6,776 $322K
Swisher Financial Concepts, Inc. 0.20% Reduce -84.5% 7,112 $322K
Madison Asset Management, LLC 0.00% No change 6,730 $320K
Heritage Wealth Management, Inc. 0.29% Add +2.2% 6,686 $318K
Archford Capital Strategies, LLC 0.05% Reduce -0.0% 6,603 $313K
Trilogy Capital Inc. 0.02% Reduce -24.8% 6,560 $312K
Saxon Interests, Inc. 0.14% Add +6.9% 6,520 $310K
Global Retirement Partners, LLC 0.01% Reduce -16.4% 6,501 $309K
Dixon Mitchell Investment Counsel Inc. 0.01% No change 6,448 $306K
Ausdal Financial Partners, Inc. 0.03% Reduce -82.6% 6,413 $305K
Claro Advisors Inc. 0.04% Reduce -12.7% 6,374 $303K
Global Financial Private Client, LLC 0.12% Add +200.5% 6,286 $299K
Phillips Wealth Planners LLC 0.29% Reduce -4.8% 6,253 $298K
AdvisorNet Financial, Inc 0.02% Reduce -18.0% 6,217 $295K
Heritage Wealth Management, Inc. 0.10% Reduce -1.9% 6,189 $294K
Prime Capital Investment Advisors, LLC 0.00% Reduce -14.9% 6,150 $292K
Beacon Pointe Advisors, LLC 0.00% Reduce -0.2% 6,098 $290K
Financial Advocates Investment Management 0.02% Reduce -10.9% 5,961 $283K
Cyndeo Wealth Partners, LLC 0.02% Reduce -24.2% 5,884 $280K
Centaurus Financial, Inc. 0.02% Reduce -11.9% 5,836 $277K
Doliver Advisors, LP 0.08% Reduce -7.3% 5,823 $277K
Navis Wealth Advisors, LLC 0.30% Reduce -53.8% 5,776 $275K
Quadcap Wealth Management, LLC 0.04% Add +0.0% 5,678 $270K
Financial Perspectives, Inc 0.09% Reduce -0.9% 5,637 $268K
Global Assets Advisory, LLC 0.15% New 5,758 $266K
Gilbert & Cook, Inc. 0.04% Add +12.7% 5,574 $265K
Interchange Capital Partners, LLC 0.09% Add +0.9% 5,527 $263K
SimpliFi, Inc. 0.12% Reduce -18.5% 5,501 $261K
Aristides Capital LLC 0.11% New 5,500 $261K
Rossmore Private Capital 0.03% No change 5,472 $260K
Ruggaard & Associates LLC 0.11% Reduce -1.4% 5,455 $259K
Smith, Moore & Co. 0.02% Reduce -32.8% 5,447 $259K
Ieq Capital, LLC 0.00% New 5,431 $258K
Clearstead Advisors, LLC 0.00% No change 5,365 $255K
Quadrature Capital Ltd 0.01% Reduce -73.8% 5,342 $254K
Summit Wealth Partners, LLC 0.05% No change 5,312 $252K
New Century Financial Group, LLC 0.09% Reduce -0.2% 5,291 $251K
Personal Cfo Solutions, LLC 0.03% Reduce -9.6% 5,243 $249K
Greenland Capital Management LP 0.04% Reduce -45.8% 5,180 $246K
First Business Financial Services, Inc. 0.02% No change 5,057 $240K
Violich Capital Management, Inc. 0.03% No change 5,000 $238K
LexAurum Advisors, LLC 0.05% New 5,002 $238K
Cladis Investment Advisory, LLC 0.16% Reduce -69.0% 5,001 $238K
Pacific Sun Financial Corp 0.13% Reduce -9.2% 4,946 $235K
Obsidian Cio, LLC 0.05% Reduce -0.8% 4,844 $230K
Syntegra Private Wealth Group, LLC 0.03% No change 4,841 $230K
Milestone Asset Management, LLC 0.05% Reduce -4.2% 4,818 $229K
Joel Isaacson & Co., LLC 0.01% No change 4,806 $228K
Vanguard Personalized Indexing Management, LLC 0.00% New 4,743 $225K
CarsonAllaria Wealth Management, Ltd. 0.13% Reduce -16.5% 4,725 $225K
High Net Worth Advisory Group LLC 0.06% No change 4,671 $222K
Procyon Advisors, LLC 0.02% Reduce -7.8% 4,654 $221K
Covenant Asset Management, LLC 0.05% No change 4,647 $221K
Winthrop Advisory Group LLC 0.03% Reduce -29.4% 4,630 $220K
Prudent Investors Network, Inc. 0.07% Reduce -19.0% 4,629 $220K
VitalStone Financial, LLC 0.15% Reduce -1.7% 4,573 $217K
Significant Wealth Partners LLC 0.11% No change 4,559 $217K
Guardian Wealth Advisors, LLC / NC 0.02% Reduce -3.2% 4,528 $215K
SeaCrest Wealth Management, LLC 0.02% Reduce -50.1% 4,466 $212K
SOA Wealth Advisors, LLC. 0.04% Reduce -1.2% 4,461 $212K
Merkkuri Wealth Advisors LLC 0.17% Reduce -8.2% 4,426 $210K
Apollon Wealth Management, LLC 0.01% New 4,389 $209K
PDS Planning, Inc 0.02% New 4,370 $208K
Toronto Dominion Bank 0.00% Reduce -48.8% 4,307 $205K
ORG Partners LLC 0.03% Reduce -0.6% 4,271 $203K
Park Avenue Securities LLC 0.00% New 4,280 $203K
Capstone Investment Advisors, LLC 0.01% New 4,254 $202K
Wealthspire Advisors, LLC 0.00% Reduce -48.5% 4,235 $201K
Silvercrest Asset Management Group LLC 0.00% New 4,219 $201K
Fifth Third Bancorp 0.00% Add +253.4% 4,047 $192K
Capital Investment Advisory Services, LLC 0.02% Reduce -2.4% 3,914 $186K
Provenance Wealth Advisors, LLC 0.02% Reduce -4.9% 3,873 $184K
Capital Advisors, Ltd. LLC 0.02% Reduce -4.9% 3,703 $176K
Cullen/Frost Bankers, Inc. 0.00% No change 3,644 $173K
NFSG Corp 0.06% Reduce -8.4% 3,566 $169K
Fairman Group, LLC 0.15% No change 3,425 $163K
US Bancorp \de 0.00% Reduce -32.9% 3,265 $155K
Principal Securities, Inc. 0.00% Reduce -20.5% 3,254 $155K
Turim 21 Investimentos Ltda. 0.04% No change 3,235 $154K
Oxford Financial Group, LTD. LLC 0.01% No change 3,174 $151K
Northwest Capital Management Inc 0.05% No change 3,108 $148K
FinTrust Capital Advisors, LLC 0.02% No change 2,998 $142K
Credit Agricole S A 0.00% Reduce -65.2% 2,992 $142K
CIBC Private Wealth Group LLC 0.00% Reduce -0.8% 2,964 $141K
Silicon Valley Capital Partners 0.02% No change 2,889 $137K
Activest Wealth Management 0.04% Reduce -78.5% 2,870 $136K
Rothschild Investment LLC 0.01% Add +2067.9% 2,840 $135K
Private Trust Co. NA 0.01% Reduce -5.5% 2,807 $133K
Comerica Bank 0.00% Reduce -21.5% 2,787 $132K
Financial Management Professionals, Inc. 0.01% No change 2,443 $116K
Signaturefd, LLC 0.00% Reduce -63.3% 2,429 $115K
Belpointe Asset Management LLC 0.01% Reduce -2.0% 2,401 $114K
Oarsman Capital, Inc. 0.02% New 1,969 $94K
Continuum Advisory, LLC 0.01% Reduce -4.3% 1,675 $90K
Sandy Spring Bank 0.00% No change 1,870 $89K
Kathleen S. Wright Associates Inc. 0.03% Reduce -11.3% 1,770 $84K
Concourse Financial Group Securities, Inc. 0.00% Add +0.5% 1,676 $80K
Brown Brothers Harriman & Co. 0.00% New 1,600 $76K
Spire Wealth Management 0.00% Reduce -35.1% 1,497 $71K
Manchester Capital Management LLC 0.01% Add +39.7% 1,408 $67K
Capital Analysts, LLC 0.00% Reduce -39.8% 1,390 $66K
Barrett & Company, Inc. 0.03% No change 1,361 $65K
Salem Investment Counselors Inc. 0.00% No change 1,350 $64K
Householder Group Estate & Retirement Specialist, LLC 0.02% Reduce -20.8% 1,349 $64K
CoreCap Advisors, LLC 0.00% Add +50.9% 1,331 $63K
WR Wealth Planners, LLC 0.02% Reduce -5.4% 1,314 $62K
Main Management LLC 0.01% No change 1,300 $62K
Sound Income Strategies, LLC 0.00% Reduce -69.5% 1,233 $59K
Tanglewood Legacy Advisors, LLC 0.03% Reduce -84.6% 1,220 $58K
Fortitude Family Office, LLC 0.02% No change 1,100 $52K
Bay Harbor Wealth Management, LLC 0.02% Reduce -31.2% 1,073 $51K
Hartford Financial Management Inc. 0.01% No change 1,050 $50K
EverSource Wealth Advisors, LLC 0.00% Reduce -58.5% 1,040 $49K
Princeton Global Asset Management LLC 0.01% No change 1,017 $48K
PSI Advisors, LLC 0.01% Reduce -11.6% 988 $47K
Brown, Lisle/Cummings, Inc. 0.01% Reduce -23.7% 970 $46K
Naples Money Management LLC 0.04% Reduce -44.8% 894 $42K
Consultiva Wealth Management, Corp. 0.32% No change 840 $40K
AlphaMark Advisors, LLC 0.01% No change 825 $39K
Richardson Capital Management LLC 0.03% Reduce -92.2% 801 $38K
Concord Wealth Partners 0.01% No change 791 $38K
Creative Financial Designs Inc. 0.00% Add +11.2% 773 $37K
Winthrop Capital Management, LLC 0.02% No change 762 $36K
Westside Investment Management, Inc. 0.01% Add +11.0% 755 $36K
GPS Wealth Strategies Group, LLC 0.00% Reduce -7.7% 746 $35K
Loring Wolcott & Coolidge Fiduciary Advisors LLP 0.00% Reduce -30.6% 725 $34K
Montag A & Associates Inc. 0.00% No change 688 $33K
Avondale Wealth Management 0.02% No change 676 $32K
GoalVest Advisory LLC 0.01% No change 670 $32K
Plante Moran Financial Advisors, LLC 0.00% No change 653 $31K
Global Trust Asset Management, LLC 0.01% Add +550.0% 650 $31K
IAG Wealth Partners, LLC 0.01% No change 627 $30K
Prestige Wealth Management Group LLC 0.01% No change 625 $30K
Stephens Consulting, LLC 0.01% No change 620 $29K
Cape Investment Advisory, Inc. 0.01% No change 618 $29K
Mather Group, Llc. 0.00% Reduce -46.1% 582 $28K
Lindbrook Capital, LLC 0.00% Reduce -25.8% 560 $27K
Creekmur Asset Management LLC 0.01% Add +0.2% 491 $23K
Strategic Investment Solutions, Inc. 0.01% Reduce -36.6% 485 $23K
Delta Asset Management LLC 0.00% No change 480 $23K
Kings Path Partners LLC 0.01% New 471 $22K
Parkside Financial Bank & Trust 0.00% Add +12.5% 450 $21K
Western Pacific Wealth Management, LP 0.01% Reduce -66.4% 447 $21K
Smithfield Trust Co 0.00% Reduce -10.7% 424 $21K
Richard W. Paul & Associates, LLC 0.01% Reduce -73.2% 428 $20K
Winch Advisory Services, LLC 0.01% No change 420 $20K
Glen Eagle Advisors, LLC 0.00% No change 416 $20K
Breakwater Investment Management 0.01% No change 400 $19K
Caitlin John, LLC 0.01% Reduce -7.1% 327 $18K
Beacon Capital Management, LLC 0.00% No change 383 $18K
Abound Wealth Management 0.01% No change 379 $18K
Financial Network Wealth Advisors LLC 0.01% Reduce -55.6% 370 $18K
TrinityBridge Ltd 0.00% No change 365 $17K
HM Payson & Co. 0.00% No change 350 $17K
Trust Co. of Vermont 0.00% No change 345 $16K
Oliver Lagore Vanvalin Investment Group 0.00% Reduce -41.2% 344 $16K
Nemes Rush Group LLC 0.00% No change 317 $16K
Front Row Advisors LLC 0.01% Reduce -10.9% 318 $15K
HHM Wealth Advisors, LLC 0.00% No change 308 $15K
Crewe Advisors LLC 0.00% Reduce -39.1% 300 $14K
Harbor Investment Advisory, LLC 0.00% No change 300 $14K
JNBA Financial Advisors 0.00% No change 300 $14K
Tidemark, LLC 0.01% Reduce -11.0% 298 $14K
Resources Management Corp. /CT/ 0.00% No change 300 $14K
Fairscale Capital, LLC 0.01% Reduce -18.8% 277 $13K
Hemington Wealth Management 0.00% New 284 $13K
Bogart Wealth, LLC 0.00% No change 265 $13K
C M Bidwell & Associates Ltd. 0.01% No change 259 $12K
Tucker Asset Management LLC 0.00% Reduce -21.8% 259 $12K
Anchor Investment Management, LLC 0.00% No change 250 $12K
Financial Freedom, LLC 0.01% No change 248 $12K
Foster Dykema Cabot & Partners, LLC 0.00% No change 244 $12K
Key Financial Inc 0.00% No change 236 $11K
Horizon Bancorp Inc. 0.01% No change 240 $11K
Tsfg, LLC 0.00% Reduce -46.7% 236 $11K
Quent Capital, LLC 0.00% No change 224 $11K
IFS Advisors, LLC 0.01% No change 213 $10K
Byrne Asset Management LLC 0.01% Reduce -19.2% 210 $10K
Equitec Proprietary Markets, LLC 0.09% No change 200 $10K
WealthCollab, LLC 0.01% No change 200 $10K
Independence Bank of Kentucky 0.00% New 200 $10K
Tortoise Investment Management, LLC 0.00% No change 200 $10K
Hexagon Capital Partners LLC 0.00% No change 197 $9K
Sunbelt Securities, Inc. 0.00% Reduce -7.4% 187 $9K
Annapolis Financial Services, LLC 0.00% No change 169 $8K
POM Investment Strategies, LLC 0.01% Add +2.4% 168 $8K
Thurston, Springer, Miller, Herd & Titak, Inc. 0.00% Reduce -17.2% 159 $8K
Nvwm, LLC 0.00% Add +823.5% 157 $7K
Caldwell Trust Co 0.00% Reduce -0.6% 156 $7K
Painted Porch Advisors LLC 0.00% No change 151 $7K
Milestone Investment Advisors LLC 0.00% No change 150 $7K
Bank of New Hampshire 0.00% No change 140 $7K
Syntrinsic LLC 0.00% No change 135 $6K
Evermay Wealth Management LLC 0.00% Add +285.7% 135 $6K
GHP Investment Advisors, Inc. 0.00% Add +30.0% 130 $6K
Ancora Advisors LLC 0.00% Add +54.2% 128 $6K
Flaharty Asset Management, LLC 0.00% New 125 $6K
CNB Bank 0.00% No change 120 $6K
Morton Brown Family Wealth, LLC 0.00% No change 120 $6K
Coppell Advisory Solutions LLC 0.00% Add +12.3% 119 $6K
Pittenger & Anderson Inc. 0.00% No change 119 $6K
Graypoint LLC 0.00% No change 118 $6K
City Holding Co. 0.00% No change 105 $5K
Northwest Financial Advisors 0.00% New 102 $5K
Riverview Trust Co 0.00% New 100 $5K
Islay Capital Management, LLC 0.00% No change 100 $5K
American Capital Advisory, LLC 0.00% Reduce -41.2% 100 $5K
PFS Partners, LLC 0.00% New 100 $5K
Ridgewood Investments LLC 0.00% No change 100 $5K
Laurel Wealth Advisors LLC 0.00% No change 100 $5K
Moisand Fitzgerald Tamayo, LLC 0.00% Reduce -33.3% 100 $5K
Russell Investments Group, Ltd. 0.00% Add +2400.0% 100 $5K
Pension & Wealth Management Advisors, Inc. 0.00% No change 93 $4K
Pacific Center for Financial Services 0.00% No change 91 $4K
Whittier Trust Co. 0.00% No change 90 $4K
Bangor Savings Bank 0.00% No change 75 $4K
Iron Horse Wealth Management, LLC 0.00% No change 73 $3K
Global Wealth Strategies & Associates 0.00% No change 70 $3K
Gen-Wealth Partners Inc 0.00% No change 68 $3K
Wolff Wiese Magana LLC 0.00% No change 64 $3K
Albion Financial Group 0.00% Reduce -94.7% 56 $3K
Edmond DE Rothschild Holding S.A. 0.00% No change 55 $3K
Hobbs Group Advisors, LLC 0.00% New 1,800 $2K
Clear Point Advisors Inc. 0.00% No change 50 $2K
Mechanics Financial Corp 0.00% No change 50 $2K
Nordwand Advisors, LLC 0.00% No change 50 $2K
Hazlett, Burt & Watson, Inc. 0.00% Reduce -35.7% 45 $2K
FMR LLC 0.00% Add +207.7% 40 $2K
Washington Growth Strategies LLC 0.06% — 77 $2K
Duncker Streett & Co. Inc. 0.00% No change 32 $2K
Atwood & Palmer Inc. 0.00% No change 30 $1K
Bartlett & Co. Wealth Management LLC 0.00% No change 30 $1K
Cassady Schiller Wealth Management, LLC 0.00% No change 27 $1K
CVA Family Office, LLC 0.00% No change 27 $1K
Ritter Daniher Financial Advisory LLC / DE 0.00% No change 26 $1K
Main Street Group, LTD 0.00% Reduce -69.0% 26 $1K
Roble, Belko & Company, Inc 0.00% No change 15 $1K
First Command Advisory Services, Inc. 0.00% No change 20 $951
Providence Capital Advisors, LLC 0.00% No change 19 $903
Oakworth Capital, Inc. 0.00% New 19 $903
Earned Wealth Advisors, LLC 0.00% New 17 $808
Compass Wealth Management LLC 0.00% No change 16 $767
HighMark Wealth Management LLC 0.00% No change 16 $762
Wilmington Savings Fund Society, FSB 0.00% New 15 $713
Friedenthal Financial 0.00% No change 13 $618
Tradewinds Capital Management, LLC 0.00% No change 10 $476
SJS Investment Consulting Inc. 0.00% Reduce -88.2% 10 $476
CGC Financial Services, LLC 0.00% No change 10 $475
Morse Asset Management, Inc 0.00% New 10 $475
North Star Investment Management Corp. 0.00% No change 8 $383
Strengthening Families & Communities, LLC 0.00% No change 7 $333
DHJJ Financial Advisors, Ltd. 0.00% Reduce -76.9% 3 $143
Spectrum Wealth Counsel, LLC 0.00% No change 3 $143
Sachetta, LLC 0.00% No change 2 $96
Assetmark, Inc. 0.00% Reduce -88.9% 1 $48
MCF Advisors LLC 0.00% No change 1 $48
IQ EQ FUND MANAGEMENT (SINGAPORE) PRIVATE Ltd 0.00% Reduce -99.5% 1 $48
New Millennium Group LLC 0.00% No change 1 $48
Bessemer Group Inc. 0.00% Reduce -97.6% 9 $0
McClarren Financial Advisors, Inc. 0.00% Reduce -95.4% 6 $0

"% of holder's portfolio" is ARKK's weight in each manager's 13F, not the share of ARK Innovation ETF the manager owns.