SS SPDR BB Conv Sec ETFCWBETF
13F holders, Q1 2024 (March 31)463holders
2famous investors
$72.93avg. 13F price*
At the end of Q1 2024, 463 institutions reported holding SS SPDR BB Conv Sec ETF (CWB) in their 13F filings. The largest holders were Bank of America Corp. ($198.4M), Goldman Sachs Group Inc. ($130.3M) and Morgan Stanley ($130.0M). 2 famous investors held it, including Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- SS SPDR BB Conv Sec ETF
- Filed as
- SPDR SER TR (Q1 2024)
- CUSIP
- 78464A359
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 47 | $72.8M |
| Exits | 37 | $94.3M |
Ownership 463 holders
| Bank of America Corp. | 0.02% | Reduce -1.9% | 2,716,011 | $198.4M |
| Goldman Sachs Group Inc. | 0.03% | Add +0.9% | 1,784,414 | $130.3M |
| Morgan Stanley | 0.01% | Reduce -8.9% | 1,779,485 | $130.0M |
| Bessemer Group Inc. | 0.17% | Reduce -1.3% | 1,272,292 | $92.9M |
| LPL Financial LLC | 0.04% | Add +1.5% | 1,115,824 | $81.5M |
| Wells Fargo & Company | 0.02% | Reduce -2.4% | 998,383 | $72.9M |
| New York Life Investment Management LLC | 0.67% | Reduce -24.2% | 921,532 | $67.3M |
| PNC Financial Services Group, Inc. | 0.05% | Reduce -3.6% | 920,516 | $67.2M |
| Ameriprise Financial Inc. | 0.02% | Add +11.3% | 895,399 | $65.4M |
| Deutsche Bank AG | 0.02% | Reduce -32.0% | 643,434 | $47.0M |
| Envestnet Asset Management Inc. | 0.02% | Add +2.0% | 601,896 | $44.0M |
| Ocean Park Asset Management, LLC | 1.97% | Add +40.3% | 571,678 | $41.8M |
| Bank of Montreal | 0.01% | Reduce -38.4% | 499,726 | $36.5M |
| UBS Group AG | 0.01% | Reduce -7.4% | 497,843 | $36.4M |
| Northwestern Mutual Wealth Management Co. | 0.03% | Add +2.8% | 421,908 | $30.8M |
| Royal Bank of Canada | 0.01% | Add +1.0% | 400,117 | $29.2M |
| One Wealth Map LLC | 17.07% | Reduce -16.0% | 369,242 | $25.9M |
| Fulton Breakefield Broenniman LLC | 1.88% | Reduce -0.4% | 333,934 | $24.4M |
| Jane Street Group, LLC | 0.03% | Add +3103.5% | 331,658 | $24.2M |
| Dakota Wealth Management | 0.53% | Reduce -5.9% | 289,003 | $21.1M |
| Cambridge Investment Research Advisors, Inc. | 0.08% | Reduce -2.2% | 279,912 | $20.4M |
| BNP Paribas Financial Markets | 0.03% | Add +234.6% | 279,750 | $20.4M |
| Osaic Holdings, Inc. | 0.04% | Add +15.9% | 270,995 | $19.8M |
| Barclays PLC | 0.01% | Reduce -4.1% | 257,186 | $18.8M |
| Nomura Asset Management Co. Ltd. | 0.07% | Reduce -4.6% | 256,457 | $18.7M |
| B. Riley Wealth Advisors, Inc. | 0.49% | Add +47.1% | 265,352 | $18.0M |
| GeoWealth Management, LLC | 0.66% | Add +44.4% | 233,900 | $17.1M |
| Guggenheim Capital LLC | 0.12% | Reduce -2.9% | 232,111 | $17.0M |
| Truist Financial Corp. | 0.03% | Add +7.1% | 229,667 | $16.8M |
| ACT Advisors, LLC. | 8.87% | New | 221,651 | $16.2M |
| Commonwealth Equity Services, LLC | 0.03% | Reduce -1.1% | 219,386 | $16.0M |
| River Wealth Advisors LLC | 2.26% | Add +2.4% | 212,630 | $15.5M |
| Waldron Private Wealth LLC | 0.69% | Reduce -5.3% | 208,894 | $15.3M |
| Alliancebernstein L.P. | 0.01% | Reduce -0.1% | 203,165 | $14.8M |
| Advisors Preferred, LLC | 2.46% | Add +263.8% | 200,560 | $14.6M |
| XML Financial, LLC | 1.45% | Add +4.1% | 194,129 | $14.2M |
| St Germain D J Co. Inc. | 0.67% | Reduce -1.3% | 188,297 | $13.8M |
| Lloyd Advisory Services, LLC. | 2.75% | New | 211,450 | $12.9M |
| Raymond James Financial Services Advisors, Inc. | 0.02% | Add +1.7% | 170,317 | $12.4M |
| Stifel Financial Corp. | 0.01% | Add +7.5% | 166,916 | $12.2M |
| Janney Montgomery Scott LLC | 0.03% | Reduce -3.8% | 160,431 | $11.7M |
| Allianz Asset Management GmbH | 0.02% | Reduce -22.4% | 155,700 | $11.4M |
| Hilltop Holdings Inc. | 1.13% | Add +0.9% | 139,225 | $10.2M |
| Barings LLC | 0.25% | No change | 136,798 | $10.0M |
| Paulson Wealth Management Inc. | 2.83% | Add +5.1% | 131,666 | $9.6M |
| MML Investors Services, LLC | 0.04% | Reduce -8.1% | 131,491 | $9.6M |
| Cwm, LLC | 0.05% | Add +6.5% | 131,423 | $9.6M |
| Capstone Investment Advisors, LLC | 0.33% | Add +21.5% | 130,101 | $9.5M |
| Wealth Enhancement Advisory Services, LLC | 0.02% | Reduce -20.0% | 124,357 | $9.1M |
| Modera Wealth Management, LLC | 0.14% | Add +2.6% | 124,356 | $9.1M |
| McAdam, LLC | 0.57% | Add +10.1% | 121,951 | $8.9M |
| AMG National Trust Bank | 0.26% | Add +10.4% | 120,414 | $8.8M |
| Renaissance Technologies | 0.01% | Reduce -35.9% | 119,900 | $8.8M |
| NTV Asset Management LLC | 1.29% | Reduce -2.6% | 115,586 | $8.4M |
| Oppenheimer & Co. Inc. | 0.14% | Add +0.4% | 115,207 | $8.4M |
| Creative Planning | 0.01% | Add +0.5% | 113,704 | $8.3M |
| FSC Wealth Advisors, LLC | 5.80% | Reduce -2.7% | 112,814 | $8.2M |
| Crew Capital Management, Ltd | 6.35% | New | 106,765 | $7.8M |
| Windsor Capital Management, LLC | 2.26% | Reduce -1.0% | 99,848 | $7.3M |
| Stephens Inc. | 0.11% | Add +8.6% | 98,936 | $7.2M |
| Cetera Investment Advisers | 0.02% | Add +476.3% | 98,400 | $7.2M |
| Raymond James & Associates | 0.00% | Add +8.5% | 95,943 | $7.0M |
| FIL Ltd | 0.01% | New | 92,126 | $6.7M |
| Atria Investments, Inc | 0.09% | Reduce -26.7% | 91,097 | $6.7M |
| State of Tennessee, Department of Treasury | 0.02% | Reduce -56.5% | 90,150 | $6.6M |
| Allworth Financial LP | 0.05% | Reduce -12.3% | 88,295 | $6.4M |
| Steward Partners Investment Advisory, LLC | 0.07% | Reduce -3.0% | 87,687 | $6.4M |
| Elequin Capital, LP | 3.85% | Add +16.0% | 85,772 | $6.3M |
| Susquehanna International Group, LLP | 0.01% | Add +999.8% | 85,445 | $6.2M |
| JPMorgan Chase & Co. | 0.00% | Add +8.0% | 83,365 | $6.1M |
| Baron Financial Group, LLC | 3.66% | Add +0.2% | 81,267 | $5.9M |
| BTS Asset Management, Inc. | 4.70% | Reduce -9.8% | 77,813 | $5.7M |
| Ssi Investment Management LLC | 2.14% | Reduce -0.2% | 73,866 | $5.4M |
| Kingsview Wealth Management, LLC | 0.14% | Add +3.5% | 73,856 | $5.4M |
| Eagle Strategies LLC | 1.15% | New | 70,696 | $5.2M |
| Oppenheimer Asset Management Inc. | 0.07% | Reduce -60.0% | 69,578 | $5.1M |
| Private Advisor Group, LLC | 0.04% | Reduce -5.6% | 68,698 | $5.0M |
| Arkos Global Advisors | 0.84% | Reduce -2.0% | 68,688 | $5.0M |
| Petix & Botte Co | 1.22% | Reduce -50.3% | 67,044 | $4.9M |
| HighTower Advisors, LLC | 0.01% | Reduce -9.3% | 66,994 | $4.9M |
| Advisory Alpha, LLC | 0.20% | Reduce -1.6% | 65,954 | $4.8M |
| Riggs Asset Managment Co. Inc. | 1.39% | Reduce -3.4% | 65,174 | $4.8M |
| Rockefeller Capital Management L.P. | 0.01% | Reduce -5.5% | 65,163 | $4.8M |
| David J Yvars Group | 3.09% | Reduce -1.4% | 62,788 | $4.6M |
| NewEdge Advisors, LLC | 0.04% | Add +484.1% | 61,154 | $4.5M |
| WealthTrust Asset Management, LLC | 3.33% | Add +5.0% | 59,954 | $4.4M |
| BlueCrest Capital Management Ltd | 2.17% | New | 59,190 | $4.3M |
| Mariner, LLC | 0.01% | Reduce -45.2% | 58,991 | $4.3M |
| Sterling Investment Advisors, Ltd. | 1.18% | Reduce -0.3% | 57,634 | $4.2M |
| Sage Capital Management, LLC | 2.13% | Add +0.2% | 53,657 | $3.9M |
| Florin Court Capital LLP | 3.29% | Reduce -58.3% | 52,300 | $3.8M |
| Citadel Advisors | 0.00% | Add +211.1% | 51,335 | $3.7M |
| Chicago Partners Investment Group LLC | 0.16% | Reduce -9.3% | 52,153 | $3.7M |
| TFG Advisers LLC | 1.33% | Reduce -2.9% | 46,703 | $3.4M |
| Geneos Wealth Management Inc. | 0.15% | Reduce -5.5% | 44,939 | $3.3M |
| Greenup Street Wealth Management LLC | 0.82% | New | 8,219 | $3.3M |
| Sykon Capital LLC | 1.12% | Reduce -16.6% | 42,569 | $3.1M |
| Jefferies Financial Group Inc. | 0.07% | Add +111.3% | 42,243 | $3.1M |
| Citigroup Inc. | 0.00% | Add +2.9% | 42,062 | $3.1M |
| Captrust Financial Advisors | 0.01% | Reduce -1.2% | 41,912 | $3.1M |
| Retireful, LLC | 1.27% | Add +773.4% | 41,818 | $3.1M |
| Old North State Trust, LLC | 2.55% | — | 41,261 | $3.0M |
| Cim, LLC | 0.45% | Add +4.3% | 40,611 | $3.0M |
| Wesbanco Bank Inc. | 0.11% | Add +0.6% | 40,423 | $3.0M |
| Waverly Advisors, LLC | 0.07% | Add +3.8% | 39,701 | $2.9M |
| Estate Counselors, LLC | 0.33% | Reduce -18.0% | 39,520 | $2.9M |
| RPg Family Wealth Advisory, LLC | 0.89% | Add +4.2% | 38,381 | $2.8M |
| Norway Savings Bank | 1.16% | Reduce -0.8% | 38,199 | $2.8M |
| Atria Wealth Solutions, Inc. | 0.03% | Reduce -4.0% | 37,072 | $2.7M |
| TRUE Private Wealth Advisors | 0.31% | Add +5.2% | 36,651 | $2.7M |
| Mount Lucas Management LP | 0.89% | Add +1.0% | 36,359 | $2.7M |
| Kestra Advisory Services, LLC | 0.02% | Add +22.2% | 36,194 | $2.6M |
| First Hawaiian Bank | 0.08% | Reduce -0.6% | 34,972 | $2.6M |
| Prudential Financial Inc. | 0.00% | No change | 34,500 | $2.5M |
| Montecito Bank & Trust | 0.49% | Add +48.3% | 33,640 | $2.5M |
| Mirae Asset Global Investments Co., Ltd. | 0.01% | Reduce -13.4% | 33,420 | $2.4M |
| HF Advisory Group, LLC | 1.36% | Reduce -17.9% | 33,313 | $2.4M |
| Bright Futures Wealth Management, LLC. | 1.31% | — | 33,554 | $2.4M |
| Central Pacific Bank - Trust Division | 0.32% | — | 33,185 | $2.4M |
| Blair William & Co. | 0.01% | Reduce -1.4% | 32,884 | $2.4M |
| FOCUS Wealth Advisors, LLC | 1.27% | Add +3.5% | 32,493 | $2.4M |
| Octavia Wealth Advisors, LLC | 0.33% | Reduce -3.4% | 30,599 | $2.2M |
| Focus Financial Network, Inc. | 0.11% | — | 31,160 | $2.2M |
| Chesapeake Capital Corp. | 1.62% | Reduce -25.7% | 29,798 | $2.2M |
| Investors Research Corp | 0.51% | Reduce -1.7% | 29,763 | $2.2M |
| Sowell Financial Services LLC | 0.10% | Reduce -5.4% | 29,259 | $2.1M |
| Powell Investment Advisors, LLC | 1.10% | Add +0.2% | 28,469 | $2.1M |
| First National Corp. /Ma/ | 0.50% | Reduce -1.1% | 28,340 | $2.0M |
| Principal Securities, Inc. | 0.06% | Add +1.1% | 26,885 | $2.0M |
| Aletheian Wealth Advisors LLC | 1.06% | Add +11.5% | 26,751 | $2.0M |
| Patten Group, Inc. | 0.48% | Reduce -2.3% | 26,580 | $1.9M |
| Flagstar Securities, Inc. | 0.53% | Reduce -0.8% | 26,167 | $1.9M |
| Ignite Planners, LLC | 0.53% | Add +41.6% | 26,085 | $1.9M |
| Disciplined Investments, LLC | 1.02% | Reduce -18.2% | 25,587 | $1.9M |
| Equitable Holdings, Inc. | 0.02% | Add +2.4% | 25,509 | $1.9M |
| O'ROURKE & COMPANY, Inc | 1.00% | Add +4.3% | 23,586 | $1.7M |
| Corient Private Wealth LP | 0.00% | Reduce -2.5% | 22,435 | $1.6M |
| Wealth Management Resources, Inc. | 0.46% | Reduce -3.5% | 22,349 | $1.6M |
| OneAscent Financial Services LLC | 0.18% | Reduce -1.6% | 22,340 | $1.6M |
| Kraematon Investment Advisors, Inc. | 1.64% | Reduce -4.1% | 22,342 | $1.6M |
| Prudential PLC | 0.01% | Reduce -5.0% | 22,260 | $1.6M |
| Howard Wealth Management, LLC | 1.32% | Reduce -4.8% | 22,207 | $1.6M |
| Capital Analysts, LLC | 0.07% | Add +2.1% | 21,737 | $1.6M |
| Schaper Benz & Wise Investment Counsel Inc. | 0.13% | No change | 21,683 | $1.6M |
| EFG Asset Management (Americas) Corp. | 0.48% | Reduce -33.8% | 21,664 | $1.6M |
| Rosenblum Silverman Sutton S F Inc. | 0.44% | No change | 21,293 | $1.6M |
| Burns J W & Co. Inc. | 0.21% | Add +2.8% | 21,065 | $1.5M |
| SkyOak Wealth, LLC | 0.37% | No change | 21,038 | $1.5M |
| L.M. Kohn & Company | 0.43% | Reduce -6.6% | 20,878 | $1.5M |
| Occidental Asset Management, LLC | 0.28% | Reduce -1.3% | 20,369 | $1.5M |
| Mgo One Seven LLC | 0.08% | Add +70.6% | 20,210 | $1.5M |
| Whittier Trust Co. of Nevada Inc. | 0.04% | No change | 20,200 | $1.5M |
| Focus Partners Wealth | 0.01% | Add +544.8% | 20,079 | $1.5M |
| CVA Family Office, LLC | 0.26% | Add +2.9% | 19,861 | $1.5M |
| Transform Wealth, LLC | 0.14% | Reduce -44.2% | 19,809 | $1.4M |
| EP Wealth Advisors, LLC | 0.02% | Add +1.1% | 19,793 | $1.4M |
| Cahill Financial Advisors Inc. | 0.20% | Reduce -3.1% | 19,736 | $1.4M |
| Foresight Capital Management Advisors, Inc. | 1.09% | New | 19,577 | $1.4M |
| Mason & Associates, LLC | 1.09% | — | 19,577 | $1.4M |
| Prospera Financial Services Inc | 0.04% | Add +2.5% | 19,544 | $1.4M |
| Confluence Wealth Services, Inc. | 0.12% | Reduce -4.4% | 19,242 | $1.4M |
| Independent Financial Group, LLC | 0.06% | Reduce -7.4% | 19,205 | $1.4M |
| Capital City Trust Co. | 0.39% | No change | 19,035 | $1.4M |
| Sigma Planning Corp | 0.04% | Add +213.3% | 18,940 | $1.4M |
| Howard Capital Management, LLC | 0.15% | Add +451.7% | 18,564 | $1.4M |
| Foundations Investment Advisors, LLC | 0.04% | Add +61.3% | 18,479 | $1.3M |
| Highline Wealth Partners LLC | 0.54% | Reduce -21.3% | 18,210 | $1.3M |
| New England Private Wealth Advisors LLC | 0.23% | Add +1.6% | 18,128 | $1.3M |
| Imprint Wealth LLC | 0.32% | New | 17,890 | $1.3M |
| Afg Fiduciary Services Limited Partnership | 0.96% | Reduce -8.8% | 17,950 | $1.3M |
| Towerpoint Wealth, LLC | 0.65% | Reduce -0.6% | 17,579 | $1.3M |
| Win Advisors, Inc. | 0.56% | New | 17,314 | $1.3M |
| Key Financial Inc | 0.32% | Reduce -2.2% | 17,152 | $1.3M |
| Sage Rhino Capital LLC | 0.29% | Add +2.9% | 16,774 | $1.2M |
| Logan Stone Capital, LLC | 0.26% | New | 16,568 | $1.2M |
| Integrated Wealth Concepts LLC | 0.02% | Reduce -19.6% | 16,468 | $1.2M |
| Dark Forest Capital Management LP | 0.20% | Add +23.5% | 16,427 | $1.2M |
| Silver Oak Securities, Incorporated | 0.18% | Add +9.3% | 16,392 | $1.2M |
| Midwest Professional Planners, LTD. | 0.41% | Reduce -1.0% | 16,021 | $1.2M |
| Dynamic Advisor Solutions LLC | 0.04% | Reduce -12.4% | 15,656 | $1.1M |
| National Bank of Canada | 0.00% | Reduce -28.8% | 15,880 | $1.1M |
| ARK & TLK Investments, LLC | 0.44% | Reduce -8.6% | 15,516 | $1.1M |
| AE Wealth Management LLC | 0.01% | Reduce -87.1% | 15,295 | $1.1M |
| Zions Bancorporation, N.A. | 0.08% | New | 15,000 | $1.1M |
| SteelPeak Wealth, LLC | 0.06% | Reduce -5.1% | 14,939 | $1.1M |
| Peregrine Asset Advisers, Inc. | 0.43% | Reduce -3.2% | 14,722 | $1.1M |
| Comerica Bank | 0.00% | Reduce -14.8% | 14,672 | $1.1M |
| Ausdal Financial Partners, Inc. | 0.12% | Reduce -4.9% | 14,233 | $1.0M |
| Mercer Global Advisors Inc. | 0.00% | Reduce -1.3% | 14,202 | $1.0M |
| Kades & Cheifetz LLC | 0.66% | Add +13.4% | 14,143 | $1.0M |
| Curi Capital, LLC | 0.02% | No change | 14,026 | $1.0M |
| LFA - Lugano Financial Advisors SA | 0.74% | No change | 13,981 | $1.0M |
| Webster Bank, N. A. | 0.11% | No change | 13,617 | $995K |
| World Investment Advisors | 0.14% | Reduce -2.0% | 13,508 | $987K |
| Cottonwood Capital Advisors, LLC | 0.78% | Reduce -8.9% | 13,984 | $985K |
| Pursue Wealth Partners LLC | 0.58% | No change | 13,400 | $979K |
| Invesco Ltd. | 0.00% | Add +1.4% | 13,319 | $973K |
| Herold Advisors, Inc. | 0.23% | No change | 13,300 | $971K |
| AXS Investments LLC | 0.22% | Add +25.0% | 12,500 | $913K |
| Telos Capital Management, Inc. | 0.10% | Reduce -0.9% | 12,029 | $879K |
| Apexium Financial, LP | 0.07% | Add +0.2% | 12,015 | $878K |
| Clear Creek Financial Management, LLC | 0.11% | New | 11,792 | $861K |
| Eudaimonia Partners, LLC | 0.20% | New | 11,744 | $858K |
| M&T Bank Corp | 0.00% | Reduce -6.6% | 11,680 | $853K |
| Insight Wealth Strategies, LLC | 0.12% | Reduce -1.3% | 11,455 | $837K |
| Nabity-Jensen Investment Management Inc | 0.67% | No change | 11,209 | $819K |
| Lido Advisors, LLC | 0.01% | Add +0.0% | 11,201 | $818K |
| Pinnacle Associates Ltd. | 0.01% | Reduce -16.7% | 11,176 | $816K |
| NorthRock Partners, LLC | 0.03% | Reduce -24.8% | 10,874 | $794K |
| Calamos Wealth Management LLC | 0.05% | Reduce -12.9% | 10,837 | $792K |
| Intrust Bank NA | 0.08% | No change | 10,687 | $781K |
| Spectrum Wealth Advisory Group, LLC | 0.89% | Reduce -14.0% | 10,556 | $771K |
| Farrell Financial LLC | 0.61% | Add +1.4% | 10,244 | $748K |
| Rockland Trust Co. | 0.04% | Reduce -47.5% | 9,962 | $728K |
| Simplicity Wealth,LLC | 0.02% | Add +157.7% | 9,953 | $727K |
| Brighton Jones LLC | 0.03% | No change | 9,900 | $723K |
| M3 Advisory Group, LLC | 0.65% | Add +1.0% | 9,757 | $713K |
| Legacy Financial Group LLC | 0.14% | New | 9,757 | $713K |
| J.W. Cole Advisors, Inc. | 0.04% | Reduce -9.8% | 9,619 | $703K |
| James Investment Research, Inc. | 0.08% | Add +159.7% | 9,610 | $702K |
| SignalPoint Asset Management, LLC | 0.19% | Reduce -0.2% | 9,527 | $696K |
| Calton & Associates, Inc. | 0.33% | Reduce -7.3% | 9,263 | $677K |
| Tidal Investments LLC | 0.01% | Reduce -24.9% | 9,259 | $676K |
| First Merchants Corp. | 0.05% | No change | 9,150 | $668K |
| US Bancorp \de | 0.00% | Reduce -0.3% | 9,068 | $662K |
| D.A. Davidson & Co. | 0.01% | Reduce -0.4% | 8,285 | $605K |
| Horst & Graben Wealth Management LLC | 0.12% | New | 8,272 | $604K |
| Laraway Financial Advisors Inc | 0.52% | Reduce -3.0% | 8,000 | $584K |
| CAP Partners, LLC | 0.50% | Reduce -0.1% | 7,758 | $567K |
| Eudaimonia Advisors LLC | 0.30% | Add +131.1% | 7,695 | $562K |
| MV Capital Management, Inc. | 0.06% | Reduce -0.9% | 7,603 | $555K |
| Stablepoint Partners, LLC | 0.11% | Add +4.9% | 7,586 | $554K |
| HB Wealth Management, LLC | 0.01% | No change | 7,512 | $549K |
| IHT Wealth Management, LLC | 0.02% | Reduce -6.2% | 7,450 | $544K |
| Schonfeld Strategic Advisors LLC | 0.00% | Add +17.6% | 7,220 | $527K |
| Delta Financial Group, Inc. | 0.15% | Reduce -2.1% | 7,126 | $520K |
| Connecticut Wealth Management, LLC | 0.03% | Reduce -9.0% | 7,095 | $518K |
| Trifecta Capital Advisors, LLC | 0.12% | Add +57.7% | 6,835 | $499K |
| Hobart Private Capital, LLC | 0.15% | New | 6,772 | $495K |
| Capital Advisors Inc. | 0.01% | No change | 6,645 | $485K |
| Hengehold Capital Management LLC | 0.05% | No change | 6,617 | $483K |
| Steward Partners Investment Solutions, LLC | 0.08% | New | 6,610 | $483K |
| Seldon Capital LP | 0.29% | No change | 6,544 | $478K |
| Certified Advisory Corp | 0.07% | Reduce -20.2% | 6,535 | $477K |
| Sonata Capital Group Inc. | 0.22% | Reduce -4.4% | 6,535 | $477K |
| Acorn Wealth Advisors, LLC | 0.24% | Reduce -1.9% | 6,411 | $468K |
| Strategic Financial Partners, Ltd. | 0.26% | Add +7.2% | 6,386 | $466K |
| Snowden Capital Advisors LLC | 0.01% | Reduce -0.1% | 6,304 | $460K |
| Kingswood Wealth Advisors, LLC | 0.05% | New | 6,295 | $460K |
| Kovack Advisors, Inc. | 0.06% | Add +0.0% | 6,250 | $457K |
| SageView Advisory Group, LLC | 0.02% | New | 12,728 | $456K |
| LongView Wealth Management | 0.18% | Add +0.2% | 6,107 | $446K |
| Hennion & Walsh Asset Management, Inc. | 0.02% | Reduce -54.3% | 5,974 | $436K |
| Beacon Pointe Advisors, LLC | 0.00% | New | 5,876 | $429K |
| Avidian Wealth Enterprises, LLC | 0.02% | Add +25.0% | 5,870 | $429K |
| Highview Capital Management LLC | 0.19% | No change | 5,855 | $428K |
| Dohj, LLC | 0.11% | New | 5,795 | $423K |
| WFA Asset Management Corp | 0.22% | Add +0.3% | 5,781 | $422K |
| Old Port Advisors | 0.13% | Reduce -5.0% | 5,741 | $419K |
| Charles Schwab Trust Co | 0.04% | No change | 5,699 | $416K |
| CreativeOne Wealth, LLC | 0.02% | New | 5,560 | $406K |
| Bigelow Investment Advisors, LLC | 0.20% | Reduce -0.6% | 5,551 | $405K |
| RVW Wealth, LLC | 0.04% | Add +0.5% | 5,506 | $402K |
| TD Waterhouse Canada Inc. | 0.00% | Add +17.6% | 4,597 | $401K |
| Stratos Wealth Partners, LTD. | 0.01% | Reduce -0.3% | 5,494 | $401K |
| Windham Capital Management, LLC | 0.32% | No change | 5,493 | $401K |
| Forvis Mazars Wealth Advisors, LLC | 0.01% | New | 5,476 | $400K |
| Advisor Resource Council | 0.17% | New | 5,535 | $399K |
| Glen Eagle Advisors, LLC | 0.08% | Reduce -0.2% | 5,449 | $398K |
| ERn Financial, LLC | 0.07% | Add +0.1% | 5,427 | $396K |
| Moors & Cabot, Inc. | 0.02% | Reduce -4.4% | 5,408 | $395K |
| Faithward Advisors, LLC | 0.07% | Add +0.0% | 5,388 | $394K |
| Qube Research & Technologies Ltd | 0.00% | Reduce -31.5% | 5,348 | $391K |
| J. W. Coons Advisors, LLC | 0.07% | Reduce -2.4% | 5,329 | $389K |
| Castle Rock Wealth Management, LLC | 0.11% | Reduce -1.1% | 5,539 | $388K |
| Keybank National Association | 0.00% | Reduce -16.7% | 5,307 | $388K |
| FMR LLC | 0.00% | Add +22.3% | 5,262 | $384K |
| CoreCap Advisors, LLC | 0.02% | Add +0.1% | 5,108 | $373K |
| Money Concepts Capital Corp. | 0.03% | Add +48.0% | 5,065 | $370K |
| AlphaCentric Advisors LLC | 0.22% | Reduce -5.2% | 4,972 | $363K |
| Focus Partners Advisor Solutions, LLC | 0.01% | Reduce -13.3% | 4,925 | $360K |
| Global Trust Asset Management, LLC | 0.15% | Reduce -1.5% | 4,893 | $357K |
| Virtue Capital Management, LLC | 0.06% | New | 4,937 | $353K |
| IFP Advisors, Inc | 0.02% | Reduce -81.2% | 4,809 | $351K |
| Level Four Advisory Services, LLC | 0.02% | No change | 4,799 | $346K |
| Bank of Stockton | 0.11% | Reduce -4.1% | 4,700 | $343K |
| Focused Wealth Management, Inc | 0.05% | Reduce -5.5% | 4,651 | $340K |
| Frontier Asset Management, LLC | 0.12% | Add +5.1% | 4,646 | $339K |
| Geller Advisors LLC | 0.03% | Add +1.1% | 4,646 | $339K |
| Granite FO LLC | 0.20% | No change | 4,556 | $336K |
| International Assets Investment Management, LLC | 0.03% | Add +2.7% | 4,546 | $331K |
| Mill Creek Capital Advisors, LLC | 0.01% | Reduce -4.3% | 4,465 | $326K |
| MeadowBrook Investment Advisors LLC | 0.31% | No change | 4,460 | $326K |
| Raymond James Trust N.A. | 0.01% | Add +10.3% | 4,425 | $323K |
| Cerity Partners LLC | 0.00% | Reduce -54.9% | 4,385 | $320K |
| Guardian Asset Advisors, LLC | 0.26% | Add +0.0% | 4,325 | $316K |
| Legacy Capital Wealth Partners, LLC | 0.22% | Reduce -33.3% | 4,714 | $314K |
| Detalus Advisors, LLC | 0.11% | New | 4,272 | $312K |
| CIBC Private Wealth Group LLC | 0.00% | Add +34.9% | 4,280 | $311K |
| Private Portfolio Partners LLC | 0.06% | Reduce -1.4% | 4,244 | $310K |
| EPG Wealth Management LLC | 0.08% | Add +0.1% | 4,231 | $309K |
| Embree Financial Group | 0.06% | New | 4,209 | $307K |
| Trajan Wealth LLC | 0.02% | — | 4,137 | $302K |
| Thrivent Financial for Lutherans | 0.00% | Reduce -77.9% | 4,125 | $301K |
| Private Trust Co. NA | 0.03% | No change | 4,119 | $301K |
| Lanark Financial, Inc. | 0.03% | Reduce -2.7% | 4,092 | $298K |
| Smith Chas P & Associates Pa Cpas | 0.02% | New | 4,034 | $295K |
| Kathleen S. Wright Associates Inc. | 0.14% | Add +434.9% | 4,028 | $294K |
| Orion Capital Management LLC | 0.16% | No change | 4,000 | $292K |
| Frank, Rimerman Advisors LLC | 0.06% | No change | 4,000 | $292K |
| Cardiff Park Advisors, LLC | 0.03% | No change | 4,000 | $292K |
| U.S. Capital Wealth Advisors, LLC | 0.01% | No change | 4,000 | $292K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Add +4.6% | 3,967 | $290K |
| Triton Financial Group Inc | 0.20% | No change | 3,935 | $287K |
| Sequoia Financial Advisors, LLC | 0.00% | No change | 3,825 | $279K |
| Berger Financial Group, Inc | 0.02% | Reduce -4.6% | 3,822 | $279K |
| Capital Market Strategies LLC | 0.21% | Reduce -12.6% | 3,800 | $278K |
| Summit Financial Group, Inc. | 0.10% | Add +5.1% | 3,790 | $277K |
| First Heartland Consultants, Inc. | 0.03% | Add +6.9% | 3,755 | $274K |
| Centaurus Financial, Inc. | 0.02% | Reduce -22.5% | 3,735 | $273K |
| IFG Advisory, LLC | 0.02% | New | 3,727 | $272K |
| Jones Financial Companies LLLP | 0.00% | Add +0.3% | 3,674 | $268K |
| Global Retirement Partners, LLC | 0.01% | Add +22.9% | 3,651 | $267K |
| Principle Wealth Partners LLC | 0.02% | No change | 3,590 | $262K |
| Modern Wealth Management, LLC | 0.02% | New | 3,581 | $262K |
| West Wealth Group, LLC | 0.10% | Reduce -30.4% | 3,542 | $259K |
| Quad-Cities Investment Group, LLC | 0.15% | Add +0.2% | 3,538 | $258K |
| Kestra Private Wealth Services, LLC | 0.01% | Add +0.0% | 3,513 | $257K |
| Boston Family Office LLC | 0.02% | No change | 3,510 | $256K |
| Paragon Financial Partners, Inc. | 0.21% | Add +0.1% | 3,451 | $252K |
| Spire Wealth Management | 0.00% | Reduce -52.5% | 3,447 | $252K |
| Creekmur Asset Management LLC | 0.09% | Add +0.1% | 3,420 | $250K |
| Prime Capital Investment Advisors, LLC | 0.00% | Reduce -4.9% | 3,418 | $250K |
| Pacific Capital Wealth Advisors, Inc. | 0.06% | Add +0.1% | 3,415 | $249K |
| CCG Wealth Management, LLC | 0.15% | Reduce -0.4% | 3,370 | $246K |
| Gries Financial LLC | 0.04% | New | 3,344 | $244K |
| Aurora Private Wealth, Inc. | 0.21% | Reduce -1.8% | 3,309 | $242K |
| Breakwater Capital Group | 0.06% | Reduce -24.8% | 3,280 | $240K |
| Sabal Trust CO | 0.01% | No change | 3,225 | $236K |
| Moseley Investment Management Inc. | 0.12% | No change | 3,224 | $235K |
| Schneider Downs Wealth Management Advisors, LP | 0.05% | No change | 3,207 | $234K |
| Laurel Wealth Planning LLC | 0.15% | No change | 3,188 | $233K |
| Great Valley Advisor Group, Inc. | 0.01% | Add +0.1% | 3,117 | $228K |
| Childress Capital Advisors, LLC | 0.07% | Add +0.2% | 3,107 | $227K |
| Rwa Wealth Partners, LLC | 0.00% | No change | 3,087 | $225K |
| Patriot Financial Group Insurance Agency, LLC | 0.04% | Add +3.4% | 3,078 | $225K |
| Moloney Securities Asset Management, LLC | 0.03% | No change | 3,070 | $224K |
| Winthrop Advisory Group LLC | 0.03% | No change | 2,984 | $218K |
| Vista Investment Management | 0.09% | Reduce -3.0% | 2,926 | $214K |
| FineMark National Bank & Trust | 0.01% | New | 2,910 | $213K |
| Court Place Advisors, LLC | 0.07% | Reduce -19.4% | 2,900 | $212K |
| Neuberger Berman Group LLC | 0.00% | No change | 2,896 | $212K |
| Westmount Partners, LLC | 0.08% | Add +0.2% | 2,888 | $211K |
| PFG Investments, LLC | 0.01% | New | 2,881 | $210K |
| Lebenthal Global Advisors, LLC | 0.05% | Reduce -31.4% | 2,784 | $203K |
| Vertex Planning Partners, LLC | 0.06% | New | 2,780 | $203K |
| Concurrent Investment Advisors, LLC | 0.01% | New | 2,753 | $201K |
| Wells Financial Advisors INC | 0.13% | No change | 2,570 | $188K |
| Retirement Group, LLC | 0.07% | Reduce -1.7% | 2,488 | $182K |
| Dunhill Financial, LLC | 0.13% | Reduce -11.2% | 2,467 | $180K |
| Bogart Wealth, LLC | 0.01% | Reduce -1.2% | 2,452 | $179K |
| Brown Brothers Harriman & Co. | 0.00% | Reduce -73.1% | 2,400 | $175K |
| Main Street Group, LTD | 0.08% | Add +0.1% | 2,220 | $162K |
| United Community Bank | 0.06% | Add +0.1% | 2,156 | $157K |
| Capital Investment Advisory Services, LLC | 0.01% | No change | 1,800 | $131K |
| Sandy Spring Bank | 0.01% | No change | 1,800 | $131K |
| Benjamin F. Edwards & Company, Inc. | 0.00% | Reduce -28.6% | 1,563 | $114K |
| Hexagon Capital Partners LLC | 0.02% | No change | 1,525 | $111K |
| Cullen/Frost Bankers, Inc. | 0.00% | Reduce -16.5% | 1,519 | $111K |
| Cordgrass Capital Advisors, LLC | 0.03% | No change | 1,500 | $110K |
| M&R Capital Management Inc. | 0.03% | No change | 1,500 | $110K |
| Cambridge Trust Co. | 0.00% | No change | 1,500 | $110K |
| MCF Advisors LLC | 0.01% | Add +12.8% | 1,467 | $107K |
| Fernwood Investment Management, LLC | 0.03% | New | 1,400 | $102K |
| Hazlett, Burt & Watson, Inc. | 0.06% | Add +1.6% | 1,319 | $97K |
| Tompkins Financial Corp. | 0.01% | No change | 1,308 | $96K |
| AdvisorNet Financial, Inc | 0.01% | Add +0.2% | 1,252 | $91K |
| Simplex Trading, LLC | 0.00% | Add +163.9% | 1,230 | $89K |
| WASHINGTON TRUST Co | 0.00% | No change | 1,211 | $88K |
| Tower Research Capital LLC (TRC) | 0.00% | Add +326.9% | 1,157 | $85K |
| Concourse Financial Group Securities, Inc. | 0.01% | No change | 1,121 | $82K |
| Union Savings Bank | 0.04% | No change | 1,114 | $81K |
| American National Bank & Trust | 0.01% | No change | 1,061 | $77K |
| Assetmark, Inc. | 0.00% | No change | 1,037 | $76K |
| Future Financial Wealth Managment LLC | 0.06% | New | 1,000 | $73K |
| Goodman Advisory Group, LLC | 0.02% | Reduce -99.4% | 957 | $70K |
| Ameliora Wealth Management Ltd. | 0.03% | No change | 900 | $66K |
| Transamerica Financial Advisors, LLC | 0.01% | Reduce -17.5% | 860 | $63K |
| First Horizon Advisors, Inc. | 0.00% | Add +270.3% | 822 | $60K |
| Aptus Capital Advisors, LLC | 0.00% | Add +166.1% | 801 | $59K |
| Armor Investment Advisors, LLC | 0.03% | No change | 775 | $57K |
| Parallel Advisors, LLC | 0.00% | Add +6.4% | 762 | $56K |
| Robbins Farley | 0.03% | No change | 734 | $54K |
| Carolinas Wealth Consulting LLC | 0.01% | No change | 700 | $51K |
| S.A. Mason LLC | 0.03% | Add +13.2% | 662 | $48K |
| Syntax Research, Inc. | 0.03% | No change | 622 | $45K |
| Front Row Advisors LLC | 0.02% | Add +15.0% | 621 | $45K |
| Avior Wealth Management, LLC | 0.00% | No change | 570 | $42K |
| Sage Mountain Advisors LLC | 0.00% | No change | 569 | $42K |
| Franklin Resources Inc. | 0.00% | No change | 568 | $41K |
| SOA Wealth Advisors, LLC. | 0.01% | Add +0.4% | 518 | $38K |
| Hall Laurie J Trustee | 0.01% | No change | 500 | $37K |
| Sound Income Strategies, LLC | 0.00% | No change | 466 | $34K |
| Colonial Trust Co / SC | 0.01% | No change | 426 | $31K |
| Caldwell Trust Co | 0.00% | No change | 400 | $29K |
| Frazier Financial Advisors, LLC | 0.02% | No change | 399 | $29K |
| Ancora Advisors LLC | 0.00% | No change | 398 | $29K |
| Harbour Investments, Inc. | 0.00% | No change | 384 | $28K |
| Mather Group, Llc. | 0.00% | New | 383 | $28K |
| First Pacific Financial | 0.01% | New | 371 | $27K |
| EverSource Wealth Advisors, LLC | 0.00% | Add +291.8% | 380 | $27K |
| Red Lighthouse Investment Management, LLC | 0.01% | No change | 351 | $26K |
| REAP Financial Group, LLC | 0.01% | No change | 311 | $23K |
| Pineridge Advisors LLC | 0.01% | Reduce -58.9% | 309 | $23K |
| Planning Capital Management Corp | 0.02% | No change | 300 | $22K |
| Fifth Third Bancorp | 0.00% | Reduce -88.8% | 283 | $21K |
| Tradewinds Capital Management, LLC | 0.01% | Reduce -15.9% | 274 | $20K |
| Beacon Capital Management, LLC | 0.00% | No change | 267 | $20K |
| Cornerstone Planning Group LLC | 0.01% | Reduce -68.1% | 273 | $19K |
| Balefire, LLC | 0.01% | No change | 260 | $19K |
| Realta Investment Advisors | 0.00% | New | 255 | $19K |
| Tyler-Stone Wealth Management | 0.01% | Add +0.8% | 252 | $18K |
| Core Wealth Advisors, Inc. | 0.01% | No change | 250 | $18K |
| Providence Capital Advisors, LLC | 0.00% | No change | 250 | $18K |
| First PREMIER Bank | 0.00% | No change | 250 | $18K |
| Solstein Capital, LLC | 0.01% | No change | 240 | $18K |
| Creative Financial Designs Inc. | 0.00% | No change | 236 | $17K |
| MGB Wealth Management, LLC | 0.01% | No change | 219 | $16K |
| Ameritas Investment Partners, Inc. | 0.00% | Add +0.5% | 217 | $16K |
| Federation des caisses Desjardins du Quebec | 0.00% | No change | 210 | $15K |
| Global Financial Private Client, LLC | 0.01% | No change | 210 | $15K |
| Pflug Koory, LLC | 0.00% | No change | 202 | $15K |
| Gables Capital Management Inc. | 0.01% | No change | 200 | $15K |
| ICA Group Wealth Management, LLC | 0.00% | Reduce -54.0% | 200 | $15K |
| Global Assets Advisory, LLC | 0.01% | New | 200 | $15K |
| Tidemark, LLC | 0.01% | Reduce -43.5% | 191 | $14K |
| Continuum Advisory, LLC | 0.00% | New | 175 | $13K |
| Castleview Partners, LLC | 0.01% | Reduce -13.3% | 170 | $12K |
| Barrett & Company, Inc. | 0.01% | No change | 167 | $12K |
| Kessler Investment Group, LLC | 0.01% | No change | 165 | $12K |
| Caldwell Sutter Capital, Inc. | 0.01% | No change | 150 | $11K |
| Cherry Tree Wealth Management, LLC | 0.00% | No change | 150 | $11K |
| O'shaughnessy Asset Management, LLC | 0.00% | No change | 147 | $11K |
| Gen-Wealth Partners Inc | 0.00% | — | 130 | $9K |
| Jamison Private Wealth Management, Inc. | 0.00% | No change | 122 | $9K |
| Horizon Investments, LLC | 0.00% | Add +400.0% | 115 | $8K |
| Impact Partnership Wealth, LLC | 0.00% | No change | 106 | $8K |
| Founders Financial Alliance, LLC | 0.00% | No change | 95 | $7K |
| CENTRAL TRUST Co | 0.00% | No change | 95 | $7K |
| Vima LLC | 0.01% | No change | 80 | $5K |
| BlackRock Inc. | 0.00% | No change | 73 | $5K |
| Tsfg, LLC | 0.00% | No change | 65 | $5K |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 0.00% | New | 68 | $5K |
| TD Capital Management LLC | 0.00% | New | 61 | $4K |
| VitalStone Financial, LLC | 0.00% | Reduce -26.5% | 36 | $3K |
| NFSG Corp | 0.00% | No change | 37 | $3K |
| Abich Financial Wealth Management LLC | 0.00% | No change | 22 | $2K |
| Toth Financial Advisory Corp. | 0.00% | No change | 22 | $2K |
| Farther Finance Advisors, LLC | 0.00% | Reduce -56.0% | 22 | $2K |
| Values First Advisors, Inc. | 0.00% | No change | 16 | $1K |
| Farmers & Merchants Investments Inc. | 0.00% | Reduce -16.7% | 10 | $730 |
| Oliver Lagore Vanvalin Investment Group | 0.00% | No change | 3 | $219 |
| DHJJ Financial Advisors, Ltd. | 0.00% | No change | 1 | $74 |
"% of holder's portfolio" is CWB's weight in each manager's 13F, not the share of SS SPDR BB Conv Sec ETF the manager owns.