Hercules CapitalHTGC
13F holders, Q2 2025 (June 30)327holders +1
37new positions
36sold out
5famous investors
$20.30avg. 13F price*
At the end of Q2 2025, 327 institutions reported holding Hercules Capital Inc. (HTGC) in their 13F filings, up 1 from Q1 2025. 37 opened new positions and 36 sold out. The largest holders were Union Bancaire Privee, UBP SA ($93.9M), Van Eck Associates Corp. ($66.1M) and Sound Income Strategies, LLC ($53.6M). 5 famous investors held it, including Israel Englander (0.0% of Millennium Management's portfolio), Paul Tudor Jones (0.0% of Tudor Investment Corporation's portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Hercules Capital Inc.
- CUSIP
- 427096508
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2025 → Q2 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 37 | $16.8M |
| Exits | 36 | $13.8M |
All 13F filers, Q1 2025 → Q2 2025: 9,230,943 shares bought and 2,922,427 shares sold, net +6,308,516 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 327 holders
| Union Bancaire Privee, UBP SA | 1.38% | Add +5.1% | 35,781 | $93.9M |
| Van Eck Associates Corp. | 0.08% | Add +7.6% | 3,618,427 | $66.1M |
| Sound Income Strategies, LLC | 3.07% | Add +1.9% | 2,930,340 | $53.6M |
| Millennium Management | 0.05% | Add +648.9% | 2,909,160 | $53.2M |
| Two Sigma Advisers, LP | 0.08% | Add +3.1% | 2,081,600 | $38.1M |
| Morgan Stanley | 0.00% | Reduce -9.2% | 1,429,585 | $26.1M |
| Two Sigma Investments, LP | 0.05% | Add +4.4% | 1,320,316 | $24.1M |
| LPL Financial LLC | 0.01% | Add +14.7% | 1,296,534 | $23.7M |
| Legal & General Group Plc | 0.01% | Add +6.6% | 1,253,204 | $22.9M |
| UBS Group AG | 0.00% | Add +42.2% | 1,153,006 | $21.1M |
| BlackRock, Inc. | 0.00% | Add +20.9% | 1,066,818 | $19.5M |
| Franklin Resources Inc. | 0.00% | Add +41.6% | 843,114 | $15.4M |
| Melia Wealth LLC | 6.95% | Add +4.1% | 793,586 | $14.5M |
| Royal Bank of Canada | 0.00% | Reduce -1.9% | 788,373 | $14.4M |
| Advisors Capital Management, LLC | 0.19% | Reduce -25.5% | 754,521 | $13.8M |
| Wells Fargo & Company | 0.00% | Reduce -0.6% | 753,654 | $13.8M |
| Muzinich & Co., Inc. | 6.16% | Add +44.6% | 738,169 | $13.5M |
| Citadel Advisors | 0.01% | Reduce -47.4% | 664,210 | $12.1M |
| Raymond James Financial Inc. | 0.00% | Reduce -1.6% | 633,741 | $11.6M |
| Voloridge Investment Management, LLC | 0.04% | Add +43.6% | 630,644 | $11.5M |
| Sumitomo Mitsui Trust Group, Inc. | 0.01% | Add +24.4% | 621,724 | $11.4M |
| Tectonic Advisors LLC | 0.66% | Add +16.9% | 621,562 | $11.4M |
| Qube Research & Technologies Ltd | 0.01% | Add +425.6% | 580,414 | $10.6M |
| Gilman Hill Asset Management, LLC | 1.70% | Add +0.3% | 570,379 | $10.4M |
| Stifel Financial Corp. | 0.01% | Add +18.9% | 569,202 | $10.4M |
| HRT Financial LP | 0.04% | Add +100.9% | 558,010 | $10.2M |
| JPMorgan Chase & Co. | 0.00% | Reduce -22.7% | 526,369 | $9.6M |
| Cubist Systematic Strategies, LLC | 0.09% | Add +32.8% | 447,641 | $8.2M |
| Atom Investors LP | 0.63% | Add +582.8% | 388,483 | $7.1M |
| Confluence Investment Management LLC | 0.10% | Add +0.3% | 383,778 | $7.0M |
| Goldman Sachs Group Inc. | 0.00% | Add +971.5% | 382,964 | $7.0M |
| Advisors Asset Management, Inc. | 0.13% | Reduce -7.4% | 382,751 | $7.0M |
| Border to Coast Pensions Partnership Ltd | 0.13% | Add +7.1% | 375,000 | $6.9M |
| Neuberger Berman Group LLC | 0.00% | Add +192.5% | 349,374 | $6.4M |
| D. E. Shaw & Co. | 0.01% | Add +21.0% | 342,857 | $6.3M |
| Denali Advisors LLC | 0.64% | Reduce -2.1% | 333,853 | $6.1M |
| Ameriprise Financial Inc. | 0.00% | Reduce -0.8% | 327,023 | $6.0M |
| D.A. Davidson & Co. | 0.04% | Add +3.4% | 295,514 | $5.4M |
| S&T Bank | 1.60% | Reduce -6.0% | 288,396 | $5.3M |
| Commonwealth Equity Services, LLC | 0.01% | Add +4.6% | 287,158 | $5.2M |
| Left Brain Wealth Management, LLC | 1.83% | Add +1.9% | 284,068 | $5.2M |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -1.9% | 268,698 | $4.9M |
| Jump Financial, LLC | 0.06% | Add +1308.2% | 263,509 | $4.8M |
| Twinbeech Capital LP | 0.11% | Add +135.9% | 262,822 | $4.8M |
| Engineers Gate Manager LP | 0.05% | Add +115.7% | 240,946 | $4.4M |
| Connor, Clark & Lunn Investment Management Ltd. | 0.01% | Reduce -41.0% | 218,061 | $4.0M |
| Truvestments Capital LLC | 0.77% | Reduce -0.1% | 211,138 | $3.9M |
| Naviter Wealth, LLC | 0.46% | Add +10.4% | 203,691 | $3.7M |
| Blair William & Co. | 0.01% | Add +1.6% | 203,205 | $3.7M |
| BNP Paribas Financial Markets | 0.00% | Add +28.7% | 201,867 | $3.7M |
| Ares Management LLC | 0.19% | No change | 201,606 | $3.7M |
| Cetera Investment Advisers | 0.01% | Add +0.9% | 192,823 | $3.5M |
| FAS Wealth Partners, Inc. | 0.25% | Reduce -0.8% | 186,543 | $3.4M |
| Baker Avenue Asset Management, LP | 0.09% | Add +4.6% | 173,508 | $3.2M |
| Graypoint LLC | 0.17% | Add +2.3% | 169,462 | $3.1M |
| Campbell & CO Investment Adviser LLC | 0.19% | Add +665.1% | 168,436 | $3.1M |
| State Street Corp. | 0.00% | Add +244.0% | 168,362 | $3.1M |
| Elevation Point Wealth Partners, LLC | 0.24% | Add +8.7% | 167,190 | $3.1M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +7.6% | 164,755 | $3.0M |
| CANADA LIFE ASSURANCE Co | 0.00% | Add +2.9% | 155,832 | $2.9M |
| Balyasny Asset Management L.P. | 0.01% | New | 153,113 | $2.8M |
| Taylor Frigon Capital Management LLC | 1.47% | Add +32.2% | 151,535 | $2.8M |
| Waterloo Capital, L.P. | 0.22% | Reduce -0.2% | 151,351 | $2.8M |
| FJ Capital Management LLC | 0.29% | Add +60.3% | 150,435 | $2.7M |
| Rockefeller Capital Management L.P. | 0.01% | Add +0.5% | 143,346 | $2.6M |
| Quantbot Technologies LP | 0.07% | Add +745.7% | 141,787 | $2.6M |
| Schonfeld Strategic Advisors LLC | 0.02% | New | 134,533 | $2.5M |
| Tudor Investment Corporation | 0.02% | Add +61.8% | 128,987 | $2.4M |
| Private Advisor Group, LLC | 0.01% | Reduce -10.8% | 125,405 | $2.3M |
| Northern Trust Corp. | 0.00% | Add +1098.2% | 123,352 | $2.3M |
| Osaic Holdings, Inc. | 0.00% | Reduce -2.2% | 120,828 | $2.2M |
| Natixis | 0.01% | Add +26.4% | 117,971 | $2.2M |
| DNB Asset Management AS | 0.01% | No change | 114,192 | $2.1M |
| Bank of New York Mellon Corp | 0.00% | Add +1.9% | 113,312 | $2.1M |
| Steward Partners Investment Advisory, LLC | 0.02% | Reduce -3.7% | 112,158 | $2.1M |
| CIBC Private Wealth Group LLC | 0.00% | Reduce -2.4% | 111,276 | $2.0M |
| PFG Investments, LLC | 0.12% | Reduce -2.0% | 109,832 | $2.0M |
| Napa Wealth Management | 0.95% | Reduce -11.8% | 109,030 | $2.0M |
| Kestra Private Wealth Services, LLC | 0.03% | Add +14.3% | 103,832 | $1.9M |
| Barclays PLC | 0.00% | Add +43.0% | 102,522 | $1.9M |
| Y-Intercept (Hong Kong) Ltd | 0.04% | Add +210.3% | 97,439 | $1.8M |
| Pennington Partners & Co., LLC | 0.95% | No change | 96,700 | $1.8M |
| Bank of America Corp. | 0.00% | Reduce -23.1% | 96,608 | $1.8M |
| Nations Financial Group Inc, /Ia/ | 0.12% | Add +1.2% | 94,063 | $1.7M |
| Capital Advisory Group Advisory Services, LLC | 0.60% | Add +4.4% | 90,904 | $1.7M |
| Prevail Innovative Wealth Advisors, LLC | 0.36% | New | 88,148 | $1.6M |
| Sharpepoint LLC | 1.63% | Add +14.2% | 86,457 | $1.6M |
| Legacy Capital Wealth Partners, LLC | 0.34% | Reduce -3.0% | 82,035 | $1.5M |
| IHT Wealth Management, LLC | 0.04% | Add +16.0% | 80,797 | $1.5M |
| Creegan & Nassoura Financial Group, LLC | 0.95% | No change | 80,170 | $1.5M |
| Invesco Ltd. | 0.00% | Add +1.6% | 78,951 | $1.4M |
| Verition Fund Management LLC | 0.01% | Add +80.0% | 77,234 | $1.4M |
| Tidal Investments LLC | 0.01% | Reduce -2.9% | 77,178 | $1.4M |
| Delphi Management Inc. | 1.35% | Add +5.3% | 76,455 | $1.4M |
| Golden State Wealth Management, LLC | 0.17% | Reduce -27.0% | 75,538 | $1.4M |
| Brevan Howard Capital Management LP | 0.01% | New | 73,910 | $1.4M |
| HighTower Advisors, LLC | 0.00% | Reduce -5.0% | 72,694 | $1.3M |
| Naples Global Advisors, LLC | 0.11% | Add +9.1% | 69,924 | $1.3M |
| Jane Street Group, LLC | 0.00% | New | 67,341 | $1.2M |
| TFG Advisers LLC | 0.41% | Add +8.6% | 65,371 | $1.2M |
| Essex Financial Services, Inc. | 0.07% | Add +0.8% | 61,141 | $1.1M |
| J.W. Cole Advisors, Inc. | 0.02% | Add +15.4% | 59,061 | $1.1M |
| Abundance Wealth Counselors | 0.20% | Add +1.3% | 58,923 | $1.1M |
| Arkadios Wealth Advisors | 0.03% | Add +0.1% | 57,630 | $1.1M |
| Group One Trading LLC | 0.03% | Add +2969.5% | 56,817 | $1.0M |
| Lido Advisors, LLC | 0.01% | Reduce -8.7% | 55,958 | $1.0M |
| Corient Private Wealth LP | 0.00% | Add +112.9% | 55,252 | $1.0M |
| North Star Investment Management Corp. | 0.06% | Reduce -6.5% | 50,110 | $916K |
| Sigma Planning Corp | 0.03% | Add +6.4% | 49,791 | $910K |
| Squarepoint Ops LLC | 0.00% | Reduce -6.0% | 49,192 | $899K |
| McDonald Partners LLC | 0.21% | No change | 48,000 | $877K |
| Virtus Investment Advisers, LLC | 0.29% | Add +9.5% | 47,438 | $867K |
| Mirador Capital Partners LP | 0.14% | Add +4.4% | 45,600 | $834K |
| Mariner, LLC | 0.00% | Add +15.0% | 44,141 | $807K |
| US Bancorp \de | 0.00% | Reduce -1.7% | 41,970 | $767K |
| Envestnet Asset Management Inc. | 0.00% | Reduce -49.3% | 41,824 | $765K |
| Summit Financial, LLC | 0.02% | New | 40,817 | $746K |
| BigSur Wealth Management LLC | 0.18% | Reduce -2.5% | 38,500 | $704K |
| SteelPeak Wealth, LLC | 0.03% | Add +15.4% | 38,264 | $699K |
| Access Investment Management LLC | 0.20% | — | 38,200 | $698K |
| Kestra Advisory Services, LLC | 0.00% | Add +15.5% | 38,115 | $697K |
| Bramshill Investments, LLC | 0.07% | Reduce -0.7% | 38,019 | $695K |
| Dakota Wealth Management | 0.01% | Add +1.6% | 37,985 | $694K |
| Centaurus Financial, Inc. | 0.04% | New | 37,144 | $679K |
| Bryce Point Capital, LLC | 0.57% | New | 36,842 | $673K |
| Hennion & Walsh Asset Management, Inc. | 0.03% | Reduce -58.4% | 36,798 | $673K |
| Point72 Asset Management | 0.00% | Add +67.7% | 36,299 | $664K |
| Creative Planning | 0.00% | Reduce -32.6% | 36,100 | $660K |
| Caxton Associates LLP | 0.02% | New | 34,323 | $627K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Reduce -0.2% | 32,778 | $610K |
| Concurrent Investment Advisors, LLC | 0.01% | Add +15.4% | 32,993 | $603K |
| Americana Partners, LLC | 0.02% | New | 32,250 | $590K |
| NorthCoast Asset Management LLC | 0.00% | Add +12.1% | 31,775 | $581K |
| Beacon Pointe Advisors, LLC | 0.01% | Add +125.8% | 31,717 | $580K |
| Guggenheim Capital LLC | 0.00% | Add +5.6% | 31,365 | $573K |
| 1620 Investment Advisors, Inc. | 0.41% | Reduce -0.4% | 31,345 | $573K |
| MQS Management LLC | 0.31% | New | 31,240 | $571K |
| ProShare Advisors LLC | 0.00% | Add +1.5% | 30,389 | $556K |
| Future Financial Wealth Managment LLC | 0.38% | Reduce -0.6% | 30,375 | $555K |
| Oxford Asset Management LLP | 0.18% | New | 30,338 | $555K |
| Advisory Services Network, LLC | 0.01% | Reduce -40.5% | 29,551 | $554K |
| Truist Financial Corp. | 0.00% | Reduce -5.7% | 30,415 | $550K |
| Balboa Wealth Partners | 0.11% | Add +5.3% | 29,949 | $547K |
| Cerity Partners LLC | 0.00% | Add +4.8% | 29,922 | $547K |
| &partners | 0.00% | Reduce -2.5% | 29,858 | $546K |
| First National Bank of Mount Dora, Trust Investment Services | 0.12% | No change | 29,246 | $535K |
| Autumn Glory Partners, LLC | 0.25% | No change | 29,000 | $530K |
| AE Wealth Management LLC | 0.00% | Add +8.8% | 28,413 | $519K |
| Diligent Investors, LLC | 0.12% | Add +14.4% | 28,005 | $512K |
| Dark Forest Capital Management LP | 0.02% | Reduce -12.0% | 27,059 | $495K |
| Eagle Global Advisors LLC | 0.02% | Reduce -32.5% | 26,125 | $478K |
| ExodusPoint Capital Management, LP | 0.01% | New | 25,800 | $472K |
| Inspire Investing, LLC | 0.05% | Add +21.9% | 25,816 | $472K |
| Foundations Investment Advisors, LLC | 0.01% | Reduce -29.5% | 25,170 | $460K |
| Summit Global Investments | 0.03% | No change | 24,200 | $442K |
| Core Wealth Partners LLC | 0.22% | No change | 24,153 | $442K |
| Prime Capital Investment Advisors, LLC | 0.01% | Reduce -23.7% | 23,881 | $437K |
| Captrust Financial Advisors | 0.00% | Add +7.4% | 23,539 | $430K |
| Diversify Advisory Services, LLC | 0.02% | New | 22,345 | $430K |
| Global Retirement Partners, LLC | 0.01% | — | 23,516 | $430K |
| Aigen Investment Management, LP | 0.06% | New | 23,367 | $427K |
| Accredited Investors Inc. | 0.02% | No change | 23,000 | $420K |
| Atria Wealth Solutions, Inc. | 0.01% | Reduce -90.5% | 22,726 | $415K |
| Mackenzie Financial Corp. | 0.00% | Add +0.9% | 22,482 | $411K |
| Accel Wealth Management | 0.13% | Add +5.3% | 21,956 | $401K |
| Equitable Holdings, Inc. | 0.00% | Reduce -6.7% | 21,878 | $400K |
| Oppenheimer & Co. Inc. | 0.01% | Add +5.3% | 21,280 | $389K |
| MAS Advisors LLC | 0.63% | Add +3.6% | 20,992 | $384K |
| MML Investors Services, LLC | 0.00% | Add +0.1% | 20,925 | $383K |
| Empowered Funds, LLC | 0.00% | Reduce -8.3% | 20,950 | $383K |
| Cornerstone Wealth Management, LLC | 0.02% | Reduce -12.9% | 20,440 | $374K |
| Integrated Wealth Concepts LLC | 0.00% | Add +16.6% | 20,106 | $368K |
| Chicago Partners Investment Group LLC | 0.01% | Add +20.9% | 18,772 | $366K |
| Madison Park Capital Advisors, LLC | 0.31% | No change | 20,000 | $366K |
| Global Endowment Management, LP | 0.05% | No change | 20,000 | $366K |
| RMR Wealth Builders | 0.03% | Add +2.2% | 19,655 | $359K |
| First National Trust Co | 0.01% | No change | 19,634 | $359K |
| International Assets Investment Management, LLC | 0.03% | Reduce -7.5% | 19,455 | $356K |
| Harbour Investments, Inc. | 0.01% | Reduce -8.6% | 19,410 | $355K |
| Principle Wealth Partners LLC | 0.02% | No change | 19,385 | $354K |
| Mercer Global Advisors Inc. | 0.00% | Add +11.8% | 19,297 | $353K |
| Apollon Wealth Management, LLC | 0.01% | Reduce -4.8% | 19,103 | $349K |
| Pathstone Holdings, LLC | 0.00% | Add +0.2% | 18,911 | $346K |
| Pasadena Private Wealth, LLC | 0.06% | Add +1.1% | 18,440 | $337K |
| Inspire Advisors, LLC | 0.03% | Reduce -12.8% | 18,253 | $334K |
| Sit Investment Associates Inc. | 0.01% | No change | 18,050 | $330K |
| Magnetar Financial LLC | 0.00% | New | 17,657 | $323K |
| Independent Financial Group, LLC | 0.01% | Reduce -48.5% | 17,625 | $322K |
| Simplex Trading, LLC | 0.01% | Reduce -75.8% | 17,596 | $321K |
| Brown Advisory Inc. | 0.00% | No change | 16,919 | $309K |
| NewEdge Advisors, LLC | 0.00% | Add +16.7% | 16,875 | $308K |
| Colonial River Investments, LLC | 0.13% | Reduce -5.5% | 16,232 | $304K |
| Axxcess Wealth Management, LLC | 0.01% | Reduce -5.5% | 16,232 | $297K |
| Sowell Financial Services LLC | 0.01% | Reduce -1.2% | 16,113 | $295K |
| Monument Capital Management | 0.07% | Reduce -5.4% | 15,534 | $284K |
| Sand Hill Global Advisors, LLC | 0.01% | Add +17.9% | 15,503 | $283K |
| Sciencast Management LP | 0.06% | New | 15,442 | $282K |
| Register Financial Advisors LLC | 0.12% | Add +0.1% | 15,317 | $280K |
| Cascade Financial Partners, LLC | 0.03% | No change | 15,293 | $280K |
| Chung Wu Investment Group, LLC | 0.29% | No change | 15,178 | $277K |
| Nomura Asset Management Co. Ltd. | 0.00% | Reduce -1.0% | 15,017 | $275K |
| Allie Family Office LLC | 0.14% | No change | 15,000 | $274K |
| Sunbelt Securities, Inc. | 0.02% | Reduce -0.1% | 13,538 | $272K |
| Anfield Capital Management, LLC | 0.09% | No change | 14,748 | $270K |
| Parallel Advisors, LLC | 0.01% | Reduce -0.2% | 14,730 | $269K |
| Wedbush Securities Inc. | 0.01% | Add +6.7% | 14,734 | $269K |
| United Capital Financial Advisors, LLC | 0.00% | New | 14,679 | $268K |
| Penbrook Management LLC | 0.20% | Reduce -41.7% | 14,563 | $266K |
| Strategic Financial Concepts, LLC | 0.04% | No change | 14,150 | $259K |
| Snowden Capital Advisors LLC | 0.01% | Reduce -2.1% | 14,012 | $256K |
| CreativeOne Wealth, LLC | 0.01% | Reduce -0.0% | 13,950 | $255K |
| Federation des caisses Desjardins du Quebec | 0.00% | No change | 13,775 | $252K |
| Modern Wealth Management, LLC | 0.01% | Reduce -5.6% | 13,724 | $251K |
| Avantax Advisory Services, Inc. | 0.00% | Add +2.7% | 13,484 | $246K |
| Allspring Global Investments Holdings, LLC | 0.00% | No change | 13,100 | $239K |
| Prossimo Advisors, LLC | 0.19% | Reduce -25.0% | 13,089 | $239K |
| Stratos Wealth Partners, LTD. | 0.00% | Add +0.9% | 12,937 | $236K |
| Kelleher Financial Advisors | 0.08% | Add +0.1% | 12,864 | $235K |
| Brookstone Capital Management | 0.00% | Reduce -52.3% | 12,856 | $235K |
| FourThought Financial Partners, LLC | 0.02% | Reduce -12.6% | 12,840 | $235K |
| Fulton Bank, N.A. | 0.01% | No change | 12,817 | $234K |
| Focus Partners Wealth | 0.00% | Reduce -18.7% | 12,807 | $234K |
| Wolverine Trading, LLC | 0.01% | Reduce -70.0% | 12,725 | $231K |
| Stephens Inc. | 0.00% | No change | 12,453 | $228K |
| Beaumont Financial Advisors, LLC | 0.02% | Add +2.5% | 12,240 | $224K |
| Keystone Financial Group | 0.02% | No change | 12,198 | $223K |
| AXA S.A. | 0.00% | No change | 12,110 | $221K |
| WealthBridge Capital Management, LLC | 0.06% | No change | 12,000 | $219K |
| Advisory Research Inc. | 0.03% | Reduce -0.7% | 11,948 | $218K |
| Susquehanna International Group, LLP | 0.00% | Reduce -47.6% | 11,831 | $216K |
| ORG Partners LLC | 0.05% | No change | 11,756 | $216K |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 0.00% | Add +2.6% | 11,548 | $211K |
| Principal Securities, Inc. | 0.00% | Add +1.6% | 10,951 | $200K |
| Diversified Enterprises, LLC | 0.01% | No change | 10,312 | $189K |
| Prospera Financial Services Inc | 0.00% | New | 10,078 | $184K |
| Cedar Wealth Management, LLC | 0.06% | No change | 9,759 | $178K |
| IFP Advisors, Inc | 0.00% | Reduce -4.2% | 9,216 | $168K |
| Leonteq Securities AG | 0.01% | New | 7,500 | $137K |
| Jones Financial Companies LLLP | 0.00% | Add +45.9% | 7,215 | $131K |
| Chilton Capital Management LLC | 0.00% | No change | 7,000 | $128K |
| Huntington National Bank | 0.00% | No change | 6,799 | $124K |
| Annis Gardner Whiting Capital Advisors, LLC | 0.04% | No change | 6,705 | $123K |
| Geneos Wealth Management Inc. | 0.00% | Add +30.7% | 6,475 | $118K |
| Mirae Asset Global Investments Co., Ltd. | 0.00% | Reduce -73.2% | 6,000 | $110K |
| Allworth Financial LP | 0.00% | Add +426.2% | 5,972 | $109K |
| Comerica Bank | 0.00% | Reduce -20.7% | 5,681 | $104K |
| Aquatic Capital Management LLC | 0.00% | Reduce -94.0% | 5,416 | $99K |
| Signaturefd, LLC | 0.00% | Reduce -17.5% | 5,411 | $99K |
| Bayforest Capital Ltd | 0.04% | New | 5,289 | $97K |
| MAI Capital Management | 0.00% | Reduce -13.6% | 5,024 | $92K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +81.8% | 4,780 | $87K |
| Farther Finance Advisors, LLC | 0.00% | Add +3.0% | 4,420 | $81K |
| Security National Bank | 0.01% | Add +6.1% | 4,248 | $78K |
| Caldwell Sutter Capital, Inc. | 0.03% | Add +1.0% | 4,036 | $74K |
| Blue Trust, Inc. | 0.00% | No change | 4,000 | $73K |
| Brown, Lisle/Cummings, Inc. | 0.02% | No change | 3,811 | $70K |
| Tradewinds Capital Management, LLC | 0.02% | Add +2.2% | 3,728 | $68K |
| Private Trust Co. NA | 0.01% | Add +576.2% | 3,381 | $62K |
| Deutsche Bank AG | 0.00% | Add +2.6% | 3,249 | $59K |
| WFA of San Diego, LLC | 0.04% | — | 3,000 | $55K |
| Kozak & Associates, Inc. | 0.01% | Add +2.2% | 2,877 | $53K |
| MTM Investment Management, LLC | 0.02% | New | 2,900 | $53K |
| Armstrong Advisory Group, Inc. | 0.00% | Reduce -48.4% | 2,816 | $51K |
| Whittier Trust Co. of Nevada Inc. | 0.00% | Add +2.3% | 2,723 | $50K |
| First Horizon Advisors, Inc. | 0.00% | New | 2,566 | $47K |
| Nova Wealth Management, Inc. | 0.03% | No change | 2,523 | $46K |
| Hollencrest Capital Management | 0.00% | No change | 2,522 | $46K |
| Chesapeake Asset Management LLC | 0.04% | Add +1.1% | 2,426 | $44K |
| Archer Investment Corp | 0.01% | Add +0.1% | 2,331 | $43K |
| Delta Asset Management LLC | 0.00% | Reduce -0.4% | 2,251 | $41K |
| Optiver Holding B.V. | 0.00% | No change | 2,020 | $37K |
| Estabrook Capital Management | 0.01% | Add +2.2% | 1,961 | $36K |
| CNB Bank | 0.02% | New | 1,848 | $34K |
| Alpine Bank Wealth Management | 0.01% | New | 1,829 | $33K |
| Elevation Wealth Partners, LLC | 0.01% | Add +2.2% | 1,778 | $32K |
| Arax Advisory Partners | 0.00% | Reduce -75.7% | 1,682 | $31K |
| Kathleen S. Wright Associates Inc. | 0.01% | No change | 1,580 | $29K |
| Painted Porch Advisors LLC | 0.01% | Add +0.2% | 1,541 | $28K |
| AllSquare Wealth Management LLC | 0.02% | Add +50.0% | 1,500 | $27K |
| HHM Wealth Advisors, LLC | 0.00% | No change | 1,500 | $27K |
| GHP Investment Advisors, Inc. | 0.00% | New | 1,500 | $27K |
| Acadian Asset Management LLC | 0.00% | Add +9.9% | 1,520 | $27K |
| Assetmark, Inc. | 0.00% | Add +173.4% | 1,386 | $25K |
| Cwm, LLC | 0.00% | Add +79.6% | 1,381 | $25K |
| Spire Wealth Management | 0.00% | Add +0.3% | 1,361 | $25K |
| Ancora Advisors LLC | 0.00% | No change | 1,250 | $23K |
| Brooklyn Investment Group | 0.00% | New | 1,199 | $22K |
| Clark Wealth Partners | 0.01% | No change | 1,023 | $19K |
| Rossby Financial, LCC | 0.01% | No change | 969 | $18K |
| Crowley Wealth Management, Inc. | 0.01% | No change | 900 | $16K |
| WealthCollab, LLC | 0.01% | Add +30.4% | 836 | $15K |
| Beacon Capital Management, LLC | 0.00% | Add +2.6% | 835 | $15K |
| Trust Co. of Vermont | 0.00% | New | 825 | $15K |
| Asset Dedication, LLC | 0.00% | No change | 756 | $14K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.00% | No change | 700 | $13K |
| Salem Investment Counselors Inc. | 0.00% | Reduce -51.6% | 700 | $13K |
| Lanark Financial, Inc. | 0.00% | No change | 710 | $12K |
| Community Bank, N.A. | 0.00% | No change | 625 | $11K |
| Valley National Advisers Inc. | 0.00% | No change | 656 | $11K |
| Bank of New Hampshire | 0.00% | New | 600 | $11K |
| Russell Investments Group, Ltd. | 0.00% | No change | 520 | $10K |
| Alerus Financial NA | 0.00% | New | 517 | $9K |
| West Oak Capital, LLC | 0.00% | No change | 500 | $9K |
| Twin Peaks Wealth Advisors, LLC | 0.00% | New | 451 | $9K |
| PFS Partners, LLC | 0.00% | No change | 413 | $8K |
| JNBA Financial Advisors | 0.00% | No change | 329 | $6K |
| EverSource Wealth Advisors, LLC | 0.00% | Add +0.3% | 322 | $6K |
| VSM Wealth Advisory, LLC | 0.00% | No change | 300 | $5K |
| Signature Resources Capital Management, LLC | 0.00% | No change | 275 | $5K |
| SWAN Capital LLC | 0.00% | New | 253 | $5K |
| William B. Walkup & Associates, Inc. | 0.00% | No change | 229 | $4K |
| TD Waterhouse Canada Inc. | 0.00% | No change | 200 | $4K |
| Tower Research Capital LLC (TRC) | 0.00% | Reduce -95.6% | 197 | $4K |
| Nisa Investment Advisors, LLC | 0.00% | Reduce -98.2% | 174 | $3K |
| Iron Horse Wealth Management, LLC | 0.00% | Add +2.0% | 153 | $3K |
| Glen Eagle Advisors, LLC | 0.00% | No change | 100 | $2K |
| Rothschild Investment LLC | 0.00% | No change | 100 | $2K |
| Ameritas Advisory Services, LLC | 0.00% | New | 100 | $2K |
| PEAK6 LLC | 0.00% | New | 81 | $1K |
| Elequin Capital, LP | 0.00% | New | 66 | $1K |
| Quest 10 Wealth Builders, Inc. | 0.00% | New | 57 | $1K |
| Roble, Belko & Company, Inc | 0.00% | Add +1.9% | 55 | $1K |
| West Financial Advisors, LLC | 0.00% | Add +2.0% | 52 | $955 |
| Hager Investment Management Services, LLC | 0.00% | Add +2.0% | 50 | $911 |
| CoreCap Advisors, LLC | 0.00% | No change | 31 | $575 |
| Luminist Capital LLC | 0.00% | New | 25 | $459 |
| Creekmur Asset Management LLC | 0.00% | No change | 1 | $15 |
"% of holder's portfolio" is HTGC's weight in each manager's 13F, not the share of Hercules Capital Inc. the manager owns.