First Trust Smid Cap RisingSDVYETF
13F holders, Q3 2025 (September 30)484holders +11
41new positions
28sold out
4famous investors
$38.02avg. 13F price*
At the end of Q3 2025, 484 institutions reported holding First Trust Smid Cap Rising (SDVY) in their 13F filings, up 11 from Q2 2025. 41 opened new positions and 28 sold out. The largest holders were LPL Financial LLC ($903.2M), Morgan Stanley ($677.4M) and Raymond James Financial Inc. ($488.3M). 4 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio), Paul Tudor Jones (0.0% of Tudor Investment Corporation's portfolio) and Cliff Asness (0.0% of AQR Capital Management's portfolio).
- Company
- First Trust Smid Cap Rising
- CUSIP
- 33741X102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 41 | $56.5M |
| Exits | 28 | $36.0M |
All 13F filers, Q2 2025 → Q3 2025: 12,130,810 shares bought and 6,031,114 shares sold, net +6,099,696 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 484 holders
| LPL Financial LLC | 0.26% | Add +0.9% | 23,756,369 | $903.2M |
| Morgan Stanley | 0.04% | Reduce -9.6% | 17,815,971 | $677.4M |
| Raymond James Financial Inc. | 0.16% | Add +6.9% | 12,844,014 | $488.3M |
| Wells Fargo & Company | 0.10% | Add +4.6% | 12,525,540 | $476.2M |
| Bank of America Corp. | 0.02% | Add +8.3% | 7,982,389 | $303.5M |
| Cetera Investment Advisers | 0.32% | Add +37.7% | 7,264,277 | $276.2M |
| UBS Group AG | 0.05% | Add +5.4% | 6,746,792 | $256.5M |
| Royal Bank of Canada | 0.04% | Add +3.5% | 5,989,469 | $227.7M |
| Capital Investment Advisors, LLC | 2.61% | Add +5.0% | 4,170,826 | $158.6M |
| Stifel Financial Corp. | 0.14% | Add +14.8% | 3,978,002 | $151.2M |
| Park National Corp. | 4.06% | Add +1.1% | 3,412,175 | $129.7M |
| Commonwealth Equity Services, LLC | 0.17% | Add +17.1% | 3,384,431 | $128.7M |
| HighTower Advisors, LLC | 0.14% | Add +20.3% | 3,127,052 | $118.9M |
| Envestnet Asset Management Inc. | 0.03% | Add +3.1% | 3,067,640 | $116.6M |
| Osaic Holdings, Inc. | 0.16% | Add +8.1% | 2,966,175 | $112.6M |
| Harbour Investments, Inc. | 2.52% | Add +3.0% | 2,920,669 | $111.0M |
| LVZ, Inc. | 12.10% | Add +1.9% | 2,800,749 | $106.5M |
| Truist Financial Corp. | 0.13% | Add +3.6% | 2,458,183 | $93.5M |
| Cambridge Investment Research Advisors, Inc. | 0.23% | Reduce -2.3% | 2,187,019 | $83.1M |
| Northwestern Mutual Wealth Management Co. | 0.05% | Add +10.1% | 2,134,204 | $81.1M |
| MML Investors Services, LLC | 0.16% | Reduce -0.8% | 1,601,589 | $60.9M |
| Kestra Advisory Services, LLC | 0.24% | Add +7.1% | 1,399,054 | $53.2M |
| Baird Financial Group, Inc. | 0.08% | Add +6.3% | 1,388,759 | $52.8M |
| Private Advisor Group, LLC | 0.24% | Add +8.4% | 1,294,000 | $49.2M |
| Blair William & Co. | 0.13% | Add +1.2% | 1,280,526 | $48.7M |
| NewEdge Advisors, LLC | 0.16% | Reduce -3.8% | 917,571 | $34.9M |
| Jones Financial Companies LLLP | 0.02% | Add +27.9% | 854,178 | $32.6M |
| Prospera Financial Services Inc | 0.52% | Reduce -3.5% | 804,751 | $30.6M |
| Janney Montgomery Scott LLC | 0.07% | Reduce -3.9% | 748,544 | $28.5M |
| Integrated Wealth Concepts LLC | 0.23% | Add +5.2% | 684,869 | $26.0M |
| D.A. Davidson & Co. | 0.16% | Add +4.0% | 669,617 | $25.5M |
| Western Wealth Management, LLC | 1.31% | Add +8.8% | 651,887 | $24.8M |
| First Trust Advisors LP | 0.02% | Add +1.3% | 593,541 | $22.6M |
| Sanctuary Advisors, LLC | 0.13% | Add +16.3% | 586,302 | $22.3M |
| Rockefeller Capital Management L.P. | 0.04% | Add +4.6% | 584,255 | $22.2M |
| Smith Chas P & Associates Pa Cpas | 1.92% | Reduce -43.3% | 582,885 | $22.2M |
| Wealth Enhancement Advisory Services, LLC | 0.03% | Add +0.8% | 580,165 | $21.8M |
| Blue Chip Partners, LLC | 1.60% | Add +4.2% | 563,009 | $21.4M |
| Summit Financial, LLC | 0.31% | New | 526,182 | $20.0M |
| Equitable Holdings, Inc. | 0.14% | Add +0.4% | 510,192 | $19.4M |
| Steward Partners Investment Advisory, LLC | 0.11% | Reduce -1.6% | 494,557 | $18.8M |
| Aptus Capital Advisors, LLC | 0.16% | Add +6.8% | 470,400 | $17.9M |
| Wagner Wealth Management, LLC | 4.11% | Add +2.1% | 466,018 | $17.7M |
| StoneX Group Inc. | 0.73% | Reduce -25.2% | 439,919 | $16.7M |
| Guardian Wealth Advisors, LLC / NC | 1.09% | Add +7.5% | 438,812 | $16.7M |
| Advantage Trust Co | 7.44% | Add +3.9% | 433,213 | $16.5M |
| Solano Wealth Investment Advisors LLC | 7.92% | Add +2.4% | 431,881 | $16.4M |
| Pine Valley Investments Ltd Liability Co | 0.85% | Add +3.3% | 430,566 | $16.4M |
| Cwm, LLC | 0.05% | Add +16.7% | 417,627 | $15.9M |
| Independent Financial Group, LLC | 0.37% | Add +0.5% | 405,343 | $15.4M |
| Sanchez Wealth Management Group | 3.41% | Add +3.5% | 403,557 | $15.3M |
| Crumly & Associates Inc. | 3.29% | Add +2.3% | 396,210 | $15.1M |
| Focus Financial Network, Inc. | 0.51% | Reduce -5.6% | 377,204 | $14.3M |
| Lifestyle Asset Management, Inc. | 4.67% | Add +11.0% | 359,753 | $13.7M |
| Dagco, Inc. | 3.43% | Add +4.8% | 359,049 | $13.7M |
| Richmond Investment Services, LLC | 2.51% | Reduce -36.8% | 354,450 | $13.5M |
| B & T Capital Management DBA Alpha Capital Management | 2.12% | Add +1.7% | 352,229 | $13.4M |
| Benjamin Edwards Inc. | 0.14% | Add +4.5% | 320,236 | $12.2M |
| Wealthcare Advisory Partners LLC | 0.24% | Add +14.1% | 308,326 | $11.7M |
| J.W. Cole Advisors, Inc. | 0.22% | Add +3.4% | 307,240 | $11.7M |
| RFG Advisory, LLC | 0.24% | Reduce -14.5% | 306,336 | $11.6M |
| Golden State Wealth Management, LLC | 1.28% | Add +0.7% | 305,271 | $11.6M |
| &partners | 0.07% | Add +4.5% | 302,973 | $11.5M |
| Sigma Planning Corp | 0.32% | Reduce -25.0% | 295,992 | $11.3M |
| Two Sigma Investments, LP | 0.02% | Add +798.2% | 295,500 | $11.2M |
| Fairvoy Private Wealth, LLC | 2.55% | Add +26.0% | 294,652 | $11.2M |
| Kestra Private Wealth Services, LLC | 0.14% | Add +0.4% | 288,607 | $11.0M |
| Arkadios Wealth Advisors | 0.27% | Add +7.1% | 286,406 | $10.9M |
| Stratos Wealth Advisors, LLC | 0.52% | Add +11.1% | 286,039 | $10.9M |
| Private Wealth Asset Management, LLC | 1.26% | Add +7.9% | 281,549 | $10.7M |
| Foundations Investment Advisors, LLC | 0.15% | Add +46.1% | 264,987 | $10.1M |
| TrueWealth Advisors, LLC | 2.71% | Add +0.3% | 263,969 | $10.0M |
| VestGen Advisors, LLC | 0.33% | Add +4.3% | 258,153 | $9.8M |
| Precedent Wealth Partners, LLC | 2.05% | Add +14.3% | 244,732 | $9.3M |
| PSI Advisors, LLC | 2.40% | New | 243,505 | $9.3M |
| First Heartland Consultants, Inc. | 0.73% | Reduce -18.3% | 239,303 | $9.1M |
| Arvest Investments, Inc. | 1.30% | Reduce -10.0% | 238,068 | $9.1M |
| Procyon Advisors, LLC | 0.54% | Add +8.7% | 238,044 | $9.1M |
| Atria Investments, Inc | 0.10% | Reduce -22.7% | 237,386 | $9.0M |
| Pinnacle Associates Ltd. | 0.12% | Add +39.8% | 233,252 | $8.9M |
| US Bancorp \de | 0.01% | Add +66.5% | 224,974 | $8.6M |
| Owen LaRue, LLC | 3.32% | Add +82.0% | 222,023 | $8.4M |
| Stratos Wealth Partners, LTD. | 0.10% | Reduce -5.8% | 220,962 | $8.4M |
| Daymark Wealth Partners, LLC | 0.28% | Add +9.9% | 217,359 | $8.3M |
| Triumph Capital Management | 2.18% | Reduce -6.9% | 212,111 | $8.1M |
| Certified Advisory Corp | 0.76% | Add +2.1% | 209,786 | $8.0M |
| Visionary Wealth Advisors | 0.37% | Reduce -11.8% | 209,666 | $8.0M |
| Envestnet Portfolio Solutions, Inc. | 0.03% | Add +77.7% | 208,274 | $7.9M |
| Gallagher Fiduciary Advisors, LLC | 0.29% | Add +0.2% | 207,477 | $7.9M |
| Capital Investment Counsel, LLC | 1.15% | Add +1.8% | 205,718 | $7.8M |
| IHT Wealth Management, LLC | 0.20% | Reduce -4.5% | 203,878 | $7.8M |
| Oppenheimer & Co. Inc. | 0.09% | Add +11.9% | 201,215 | $7.7M |
| Mariner, LLC | 0.01% | Reduce -34.9% | 201,109 | $7.6M |
| Uniting Wealth Partners, LLC | 1.80% | New | 200,141 | $7.6M |
| Southland Equity Partners LLC | 1.52% | Reduce -4.3% | 198,158 | $7.5M |
| NorthCoast Asset Management LLC | 0.03% | Reduce -1.0% | 189,188 | $7.2M |
| Ergawealth Advisors, Inc. | 3.34% | Reduce -30.7% | 188,349 | $7.2M |
| Nations Financial Group Inc, /Ia/ | 0.44% | Add +5.8% | 187,518 | $7.1M |
| KPP Advisory Services LLC | 1.04% | Add +351.2% | 184,717 | $7.0M |
| Principal Securities, Inc. | 0.11% | Add +46.2% | 176,578 | $6.7M |
| Randall & Associates Wealth Management | 4.75% | Reduce -18.8% | 172,170 | $6.5M |
| Hobart Private Capital, LLC | 1.36% | Reduce -1.2% | 170,567 | $6.5M |
| Stonehaven Wealth & Tax Solutions, LLC | 5.99% | Add +0.6% | 170,364 | $6.5M |
| Aprio Wealth Management, LLC | 0.64% | Reduce -5.1% | 168,952 | $6.4M |
| Ssi Investment Management LLC | 2.42% | Add +1.1% | 168,069 | $6.4M |
| Pinnacle Wealth Management Advisory Group, LLC | 0.46% | Add +41.4% | 161,572 | $6.1M |
| Gladstone Institutional Advisory LLC | 0.23% | Reduce -1.9% | 157,044 | $6.0M |
| Key Client Fiduciary Advisors, LLC | 2.01% | Add +1.1% | 156,691 | $6.0M |
| Synovus Financial Corp. | 0.07% | Add +7.3% | 149,686 | $5.7M |
| Econ Financial Services Corp | 2.70% | Add +8.6% | 142,535 | $5.4M |
| Ashton Thomas Private Wealth, LLC | 0.14% | Add +67.4% | 142,010 | $5.4M |
| GPS Wealth Strategies Group, LLC | 0.56% | Add +8.2% | 140,471 | $5.3M |
| Provident Wealth Management, LLC | 1.61% | Add +1.1% | 139,836 | $5.3M |
| Gateway Wealth Partners, LLC | 0.71% | Add +17.3% | 137,953 | $5.2M |
| IMG Wealth Management, Inc. | 3.52% | Add +19.1% | 136,967 | $5.2M |
| Concurrent Investment Advisors, LLC | 0.09% | Add +3.0% | 131,490 | $5.0M |
| MAI Capital Management | 0.03% | Add +85.3% | 131,342 | $5.0M |
| Bright Financial Advisors, Inc. | 2.44% | Add +2.4% | 131,100 | $5.0M |
| JPL Wealth Management, LLC | 1.17% | Reduce -1.8% | 129,844 | $4.9M |
| CX Institutional | 0.15% | Reduce -0.3% | 128,352 | $4.9M |
| Maia Wealth LLC | 0.82% | Reduce -1.6% | 127,460 | $4.8M |
| Rehmann Capital Advisory Group | 0.26% | Add +3.4% | 126,383 | $4.8M |
| Meridian Wealth Management, LLC | 0.18% | Add +2.0% | 120,320 | $4.6M |
| Dynamic Advisor Solutions LLC | 0.13% | Add +1.7% | 119,829 | $4.6M |
| LFA - Lugano Financial Advisors SA | 2.40% | Reduce -5.7% | 119,647 | $4.5M |
| Ascentis Independent Advisors | 0.76% | Reduce -7.1% | 118,731 | $4.5M |
| Wisconsin Wealth Advisors, LLC | 4.15% | Reduce -0.5% | 114,599 | $4.4M |
| LeClair Wealth Partners LLC | 2.71% | Reduce -10.3% | 114,224 | $4.3M |
| KMG Fiduciary Partners, LLC | 0.29% | Add +1.5% | 113,302 | $4.3M |
| JPMorgan Chase & Co. | 0.00% | Add +9.4% | 110,880 | $4.2M |
| Global Retirement Partners, LLC | 0.09% | Add +13.0% | 110,360 | $4.2M |
| Cerity Partners LLC | 0.01% | Add +104.3% | 109,845 | $4.2M |
| Apollon Wealth Management, LLC | 0.07% | Reduce -16.3% | 109,059 | $4.1M |
| FSB Premier Wealth Management, Inc. | 1.33% | Reduce -2.2% | 106,682 | $4.1M |
| Creative Financial Designs Inc. | 0.27% | Add +1.5% | 106,433 | $4.0M |
| Spectrum Wealth Advisory Group, LLC | 1.62% | Add +1.4% | 103,434 | $3.9M |
| Cozad Asset Management Inc. | 0.30% | Add +6.0% | 98,566 | $3.7M |
| Baron Wealth Management LLC | 1.22% | Add +6.8% | 96,835 | $3.7M |
| Merit Financial Group, LLC | 0.03% | Add +0.2% | 96,613 | $3.7M |
| Stephens Inc. | 0.05% | Add +3.4% | 95,951 | $3.6M |
| Titleist Asset Management, LLC | 0.32% | Add +3.2% | 95,692 | $3.6M |
| Simplicity Wealth,LLC | 0.21% | Add +1.1% | 94,331 | $3.6M |
| Prostatis Group LLC | 0.89% | Add +33.2% | 93,643 | $3.6M |
| Virtus Family Office LLC | 3.32% | Add +105.5% | 93,244 | $3.5M |
| Trueblood Wealth Management, LLC | 1.38% | Add +2.7% | 93,044 | $3.5M |
| Capital Investment Advisory Services, LLC | 0.28% | Add +36.2% | 92,496 | $3.5M |
| Chris Bulman Inc | 1.75% | Add +53.7% | 92,083 | $3.5M |
| Continuum Advisory, LLC | 0.36% | Add +9.4% | 90,018 | $3.4M |
| Entruity Wealth, LLC | 2.65% | Add +7.1% | 89,654 | $3.4M |
| Anderson Financial Strategies, LLC | 2.01% | Reduce -0.8% | 89,439 | $3.4M |
| Silver Oak Securities, Incorporated | 0.25% | Add +54.8% | 87,799 | $3.3M |
| LM Advisors LLC | 0.48% | Add +217.5% | 87,363 | $3.3M |
| Comerica Bank | 0.01% | Reduce -1.0% | 86,792 | $3.3M |
| Kingsview Wealth Management, LLC | 0.05% | Reduce -21.0% | 86,076 | $3.3M |
| Spire Wealth Management | 0.11% | Add +2.9% | 84,746 | $3.2M |
| Griffith & Werner, Inc. | 1.66% | — | 84,601 | $3.2M |
| Mutual Advisors, LLC | 0.07% | Add +4.2% | 84,133 | $3.2M |
| Trivium Point Advisory, LLC | 0.32% | Add +2.5% | 82,092 | $3.1M |
| Mason & Associates Inc | 0.63% | Add +7.4% | 82,049 | $3.1M |
| Formidable Asset Management, LLC | 0.49% | Add +17.2% | 87,779 | $3.1M |
| Brookstone Capital Management | 0.04% | Add +23.7% | 81,076 | $3.1M |
| Darwin Wealth Management, LLC | 0.96% | Reduce -3.4% | 79,359 | $3.0M |
| Citadel Advisors | 0.00% | Reduce -10.9% | 77,486 | $2.9M |
| Forefront Wealth Partners, LLC | 0.73% | Reduce -1.6% | 76,343 | $2.9M |
| Calton & Associates, Inc. | 0.44% | Add +5.8% | 76,311 | $2.9M |
| Moors & Cabot, Inc. | 0.13% | Add +4.0% | 75,581 | $2.9M |
| Qube Research & Technologies Ltd | 0.00% | Reduce -79.6% | 75,245 | $2.9M |
| Genesis Private Wealth, LLC | 1.20% | Add +2.7% | 75,087 | $2.9M |
| Central Pacific Bank - Trust Division | 0.35% | Add +3.6% | 72,800 | $2.8M |
| Marshall Financial Group, LLC | 0.53% | Add +2.5% | 71,940 | $2.7M |
| RiverTree Advisors, LLC | 1.74% | Reduce -0.6% | 71,563 | $2.7M |
| IFG Advisory, LLC | 0.12% | Reduce -51.1% | 71,457 | $2.7M |
| Atlas Wealth LLC | 1.13% | Add +2.8% | 69,795 | $2.7M |
| Regal Investment Advisors LLC | 0.17% | Add +105.9% | 69,243 | $2.6M |
| Harvest Investment Services, LLC | 0.53% | Add +1.1% | 68,901 | $2.6M |
| Concorde Asset Management, LLC | 1.09% | — | 68,727 | $2.6M |
| Waverly Advisors, LLC | 0.03% | Add +9.6% | 66,772 | $2.5M |
| MPWM Advisory Solutions, LLC | 1.51% | Add +1.9% | 66,740 | $2.5M |
| Wedbush Securities Inc. | 0.08% | Reduce -28.5% | 63,945 | $2.4M |
| WPG Advisers, LLC | 1.88% | Add +5.9% | 63,776 | $2.4M |
| Arcadia Wealth Management, Inc. | 1.46% | Add +14.7% | 63,390 | $2.4M |
| Cherry Creek Investment Advisors, Inc. | 1.03% | Add +16.3% | 62,945 | $2.4M |
| Huntleigh Advisors, Inc. | 0.40% | Add +2.2% | 61,387 | $2.3M |
| Fairway Financial, LLC | 1.82% | Add +5.8% | 60,828 | $2.3M |
| United Advisor Group, LLC | 0.31% | Add +26.4% | 60,402 | $2.3M |
| Northeast Planning Associates, Inc. / NH / | 1.94% | Add +2.0% | 60,179 | $2.3M |
| Ipsen Advisor Group LLC | 1.64% | Add +2.9% | 59,947 | $2.3M |
| Valley National Advisers Inc. | 0.35% | Add +0.5% | 58,799 | $2.2M |
| OneAscent Financial Services LLC | 0.15% | Add +147.8% | 58,068 | $2.2M |
| Stonebridge Financial Planning Group, LLC | 0.82% | Reduce -1.4% | 57,501 | $2.2M |
| Proactive Wealth Strategies LLC | 0.93% | Reduce -0.2% | 56,918 | $2.2M |
| Inscription Capital, LLC | 0.23% | Reduce -7.4% | 55,671 | $2.1M |
| Capital Advantage, Inc. | 0.31% | Add +24.2% | 54,956 | $2.1M |
| Keel Point, LLC | 0.12% | Add +5.6% | 52,888 | $2.0M |
| Traction Financial Partners, LLC | 1.24% | Add +49.2% | 52,881 | $2.0M |
| Koshinski Asset Management, Inc. | 0.14% | Add +1.9% | 52,540 | $2.0M |
| Purus Wealth Management, LLC | 0.64% | Add +0.5% | 52,491 | $2.0M |
| HBW Advisory Services LLC | 0.22% | New | 51,867 | $2.0M |
| Ameriprise Financial Inc. | 0.00% | New | 51,805 | $2.0M |
| Arista Wealth Management, LLC | 0.24% | Reduce -5.7% | 50,471 | $1.9M |
| BNP Paribas Financial Markets | 0.00% | Add +499900.0% | 50,000 | $1.9M |
| Goldman Sachs Group Inc. | 0.00% | Reduce -14.7% | 50,000 | $1.9M |
| Jacobi Capital Management LLC | 0.12% | Add +2.6% | 49,682 | $1.9M |
| Summit Investment Advisory Services, LLC | 0.74% | Reduce -6.2% | 49,109 | $1.9M |
| Focus Partners Wealth | 0.00% | Add +0.2% | 48,556 | $1.8M |
| International Assets Investment Management, LLC | 0.14% | No change | 49,853 | $1.8M |
| Commonwealth Financial Services, LLC | 0.31% | Add +73.7% | 47,048 | $1.8M |
| Arkos Global Advisors | 0.23% | Add +15.6% | 46,476 | $1.8M |
| PCG Wealth Advisors, LLC | 0.51% | New | 46,249 | $1.8M |
| Symphony Financial, Ltd. Co. | 0.21% | Add +3.8% | 46,157 | $1.7M |
| Medallion Wealth Advisors, LLC | 0.62% | Add +1.7% | 45,767 | $1.7M |
| Flagstar Securities, Inc. | 0.52% | Reduce -39.9% | 44,713 | $1.7M |
| AIFG Consultants Ltd. | 2.99% | Reduce -8.0% | 44,604 | $1.7M |
| PKS Advisory Services, LLC | 0.39% | Add +3.7% | 44,537 | $1.7M |
| Betterment LLC | 0.00% | Add +14.2% | 44,416 | $1.7M |
| Concentrum Wealth Management | 0.49% | Add +0.3% | 44,363 | $1.7M |
| Bolthouse Investments, LLC | 1.53% | Reduce -13.8% | 44,292 | $1.7M |
| OneDigital Investment Advisors LLC | 0.02% | Reduce -10.2% | 44,146 | $1.7M |
| Cornerstone Wealth Management, LLC | 0.09% | Add +3.0% | 43,556 | $1.7M |
| Y-Intercept (Hong Kong) Ltd | 0.04% | Reduce -45.9% | 43,473 | $1.7M |
| Secured Retirement Advisors, LLC | 0.92% | Reduce -4.7% | 43,203 | $1.6M |
| Hilltop Holdings Inc. | 0.09% | Reduce -1.3% | 43,167 | $1.6M |
| Mgo One Seven LLC | 0.04% | Reduce -19.0% | 42,768 | $1.6M |
| Susquehanna International Group, LLP | 0.00% | Add +87.4% | 42,187 | $1.6M |
| Marshall Investment Management, LLC | 0.85% | New | 42,097 | $1.6M |
| City Holding Co. | 0.20% | Add +3.2% | 41,580 | $1.6M |
| Farther Finance Advisors, LLC | 0.02% | Add +41.8% | 41,064 | $1.6M |
| Kingswood Wealth Advisors, LLC | 0.09% | Add +6.0% | 40,974 | $1.6M |
| Beacon Financial Advisory LLC | 0.36% | Reduce -23.1% | 40,905 | $1.6M |
| Csenge Advisory Group | 0.07% | Reduce -78.4% | 40,715 | $1.5M |
| Ritter Daniher Financial Advisory LLC / DE | 0.27% | New | 40,425 | $1.5M |
| Grantvest Financial Group LLC | 1.06% | Add +0.0% | 40,293 | $1.5M |
| Root Financial Partners, LLC | 0.09% | Add +6.7% | 39,411 | $1.5M |
| Accel Wealth Management | 0.43% | Add +198.8% | 39,031 | $1.5M |
| Orion Porfolio Solutions, LLC | 0.01% | Add +7.1% | 38,610 | $1.5M |
| Collaborative Wealth Managment Inc. | 0.57% | Add +5.5% | 37,372 | $1.4M |
| BlueChip Wealth Advisors LLC | 0.59% | Reduce -46.3% | 36,525 | $1.4M |
| Altus Wealth Group LLC | 0.57% | Add +2.2% | 36,275 | $1.4M |
| Money Concepts Capital Corp. | 0.08% | Add +9.2% | 35,572 | $1.4M |
| AdvisorNet Financial, Inc | 0.08% | Add +28.5% | 35,452 | $1.3M |
| Bank of New York Mellon Corp | 0.00% | New | 35,367 | $1.3M |
| LifeWealth Investments, LLC | 0.44% | Add +2.6% | 35,365 | $1.3M |
| Geneos Wealth Management Inc. | 0.03% | Add +6.3% | 34,609 | $1.3M |
| U.S. Capital Wealth Advisors, LLC | 0.04% | Add +0.2% | 34,416 | $1.3M |
| Ausdal Financial Partners, Inc. | 0.06% | Add +29.5% | 34,249 | $1.3M |
| Private Trust Co. NA | 0.11% | Reduce -1.6% | 34,188 | $1.3M |
| Silver Grove Financial Group, Inc. | 1.22% | — | 33,853 | $1.3M |
| Walkner Condon Financial Advisors LLC | 0.20% | Add +10.7% | 33,110 | $1.3M |
| Touchstone Capital, Inc. | 0.64% | — | 32,687 | $1.2M |
| Capital Analysts, LLC | 0.04% | Add +12.7% | 32,241 | $1.2M |
| Main Street Financial Solutions, LLC | 0.08% | Add +8.6% | 32,005 | $1.2M |
| Belpointe Asset Management LLC | 0.05% | Add +9.9% | 31,746 | $1.2M |
| O'shaughnessy Asset Management, LLC | 0.01% | Add +166.0% | 31,116 | $1.2M |
| tru Independence LLC | 0.30% | Reduce -0.7% | 30,572 | $1.2M |
| Pursue Wealth Partners LLC | 0.63% | No change | 30,319 | $1.2M |
| Thoroughbred Financial Services, LLC | 0.07% | Reduce -1.4% | 30,237 | $1.1M |
| Ballew Advisors, Inc | 0.64% | Add +7.3% | 30,389 | $1.1M |
| Clear Creek Financial Management, LLC | 0.09% | Reduce -0.1% | 28,184 | $1.1M |
| Winebrenner Capital Management LLC | 0.77% | Add +38.9% | 28,156 | $1.1M |
| Snowden Capital Advisors LLC | 0.03% | Add +3.4% | 26,720 | $1.0M |
| Redhawk Wealth Advisors, Inc. | 0.12% | Reduce -5.6% | 26,662 | $1.0M |
| Citigroup Inc. | 0.00% | Add +180.6% | 26,573 | $1.0M |
| Partners Wealth Management, LLC | 0.99% | Add +1.3% | 26,508 | $1.0M |
| DAVENPORT & Co LLC | 0.01% | Add +5.0% | 26,417 | $1.0M |
| Avidian Wealth Enterprises, LLC | 0.04% | Add +0.5% | 26,217 | $997K |
| WealthPlan Investment Management, LLC | 0.07% | Reduce -28.8% | 26,125 | $993K |
| Ameritas Advisory Services, LLC | 0.06% | Reduce -36.7% | 26,010 | $989K |
| Ellsworth Advisors, LLC | 0.21% | Add +22.9% | 26,128 | $980K |
| CreativeOne Wealth, LLC | 0.02% | Reduce -34.0% | 25,702 | $977K |
| WCG Wealth Advisors LLC | 0.06% | Reduce -81.2% | 25,491 | $969K |
| Avior Wealth Management, LLC | 0.03% | Add +0.3% | 25,030 | $952K |
| Smith, Moore & Co. | 0.07% | Add +7.7% | 24,763 | $941K |
| SFG Wealth Management, LLC. | 0.41% | New | 24,714 | $940K |
| Horizon Advisory Services, Inc. | 0.47% | Add +7.5% | 24,155 | $918K |
| Investment Partners, LTD. | 0.32% | Add +0.1% | 24,071 | $915K |
| Claris Financial LLC | 0.52% | Add +14.8% | 24,069 | $915K |
| AE Wealth Management LLC | 0.01% | Add +12.0% | 23,484 | $893K |
| Flagship Harbor Advisors, LLC | 0.04% | Reduce -24.4% | 23,159 | $881K |
| Insigneo Advisory Services, LLC | 0.06% | Add +1.1% | 23,070 | $877K |
| Laidlaw Wealth Management LLC | 2.08% | Reduce -2.8% | 22,946 | $872K |
| Kraematon Investment Advisors, Inc. | 0.74% | Reduce -0.3% | 22,736 | $864K |
| Federation des caisses Desjardins du Quebec | 0.00% | Add +3.2% | 22,524 | $856K |
| AQR Capital Management | 0.00% | Add +17.6% | 22,513 | $856K |
| Cary Street Partners Financial LLC | 0.02% | Add +1.4% | 22,510 | $856K |
| Fearless Solutions, LLC dba Best Invest | 0.54% | Add +16.2% | 22,236 | $845K |
| Lighthouse Wealth Management Inc. | 0.67% | Reduce -12.9% | 21,582 | $821K |
| Barry Investment Advisors, LLC | 0.19% | Add +5.3% | 21,457 | $816K |
| AssuredPartners Investment Advisors, LLC | 0.18% | New | 20,807 | $791K |
| Elevated Capital Advisors, LLC | 0.20% | Reduce -8.0% | 20,729 | $788K |
| DHJJ Financial Advisors, Ltd. | 0.27% | Add +18.6% | 20,570 | $782K |
| Maridea Wealth Management LLC | 0.12% | Add +46.1% | 20,591 | $773K |
| Centennial Wealth Advisory LLC | 0.21% | Add +28.1% | 20,314 | $772K |
| Independent Wealth Network Inc. | 0.25% | Add +2.1% | 20,273 | $771K |
| Cottage Street Advisors LLC | 0.33% | Add +8.6% | 20,260 | $770K |
| Modern Wealth Management, LLC | 0.02% | Add +0.0% | 20,234 | $769K |
| Convergence Financial, LLC | 0.11% | New | 20,133 | $765K |
| Stiles Financial Services Inc | 0.24% | Add +16.6% | 20,093 | $764K |
| Rothschild Investment LLC | 0.04% | Add +61.2% | 20,025 | $761K |
| Founders Financial Securities LLC | 0.05% | Add +1.7% | 19,939 | $758K |
| Level Four Advisory Services, LLC | 0.03% | Add +3.2% | 19,886 | $756K |
| Keystone Financial Services, LLC | 0.52% | Add +2.3% | 19,563 | $744K |
| Jane Street Group, LLC | 0.00% | Reduce -28.8% | 19,424 | $738K |
| Columbia Advisory Partners LLC | 0.50% | Add +3.9% | 19,156 | $728K |
| Great Valley Advisor Group, Inc. | 0.01% | Reduce -25.4% | 19,066 | $724K |
| Pitti Group Wealth Management, LLC | 0.59% | Add +21.3% | 18,101 | $688K |
| Clear Point Advisors Inc. | 0.52% | Add +0.0% | 17,717 | $674K |
| Whitaker-Myers Wealth Managers, LTD. | 0.15% | Add +38.5% | 17,629 | $670K |
| Kovack Advisors, Inc. | 0.06% | Add +3.7% | 17,540 | $667K |
| Axxcess Wealth Management, LLC | 0.01% | Reduce -1.6% | 17,498 | $665K |
| Strategic Financial Concepts, LLC | 0.09% | Add +3.3% | 17,015 | $647K |
| Summit Wealth Partners, LLC | 0.12% | Reduce -10.6% | 16,999 | $646K |
| Lanark Financial, Inc. | 0.05% | Reduce -70.9% | 16,857 | $641K |
| Krilogy Financial LLC | 0.02% | New | 16,890 | $636K |
| Strategic Blueprint, LLC | 0.03% | Add +57.2% | 16,583 | $630K |
| Per Stirling Capital Management, LLC. | 0.08% | Reduce -11.2% | 16,576 | $630K |
| TCFG Wealth Management, LLC | 0.24% | Reduce -9.7% | 16,270 | $619K |
| Sovran Advisors, LLC | 0.05% | Add +70.0% | 16,435 | $615K |
| Barnes Pettey Financial Advisors, LLC | 0.33% | Add +41.3% | 15,971 | $607K |
| Global Assets Advisory, LLC | 0.18% | Add +7.9% | 15,816 | $601K |
| Perigon Wealth Management, LLC | 0.01% | Add +51.4% | 15,675 | $596K |
| Prosperity Financial Group, Inc. | 0.22% | Reduce -7.2% | 15,673 | $596K |
| Cresset Asset Management, LLC | 0.00% | Add +11.2% | 15,353 | $584K |
| Objective Capital Management, LLC | 0.60% | Reduce -0.1% | 15,164 | $577K |
| Triton Wealth Management, PLLC | 0.22% | Add +12.2% | 15,430 | $576K |
| TD Waterhouse Canada Inc. | 0.00% | Reduce -30.9% | 14,834 | $563K |
| Platform Technology Partners | 0.13% | Add +1.6% | 14,730 | $560K |
| Davis Investment Partners, LLC | 0.19% | Reduce -11.5% | 14,713 | $558K |
| Frederick Financial Consultants, LLC | 0.31% | Add +4.8% | 14,415 | $548K |
| World Equity Group, Inc. | 0.12% | Add +1.5% | 14,234 | $541K |
| BAM Wealth Management, LLC | 0.40% | — | 13,505 | $513K |
| Insight Inv LLC | 0.30% | Reduce -37.1% | 13,500 | $513K |
| Kaydan Wealth Management, Inc. | 0.15% | Add +9.9% | 13,463 | $512K |
| Allworth Financial LP | 0.00% | Reduce -7.2% | 13,393 | $509K |
| Retirement Planning Group, LLC | 0.02% | New | 13,253 | $504K |
| Integrity Alliance, Llc. | 0.02% | New | 13,057 | $496K |
| Parallel Advisors, LLC | 0.01% | Add +24.1% | 13,022 | $495K |
| Advisory Services Network, LLC | 0.01% | Add +1.1% | 12,816 | $487K |
| Arbor Capital Management Inc. | 0.37% | Add +3.6% | 12,004 | $456K |
| Coppell Advisory Solutions LLC | 0.05% | Add +66.1% | 11,973 | $455K |
| Barrett & Company, Inc. | 0.16% | Add +0.0% | 11,918 | $453K |
| Old Port Advisors | 0.11% | Add +0.6% | 11,696 | $445K |
| Diversify Advisory Services, LLC | 0.01% | New | 11,825 | $442K |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 0.03% | Reduce -83.5% | 11,462 | $436K |
| Allie Family Office LLC | 0.20% | New | 11,281 | $429K |
| Comprehensive Financial Planning, Inc. | 0.29% | Add +0.2% | 11,113 | $423K |
| Total Clarity Wealth Management, Inc. | 0.11% | Reduce -3.9% | 11,058 | $420K |
| Moloney Securities Asset Management, LLC | 0.05% | Add +7.6% | 11,044 | $420K |
| Cottonwood Capital Advisors, LLC | 0.30% | Reduce -0.4% | 10,905 | $415K |
| Presidio Capital Management, LLC | 0.15% | Add +23.1% | 10,895 | $414K |
| Impact Partnership Wealth, LLC | 0.06% | Reduce -18.6% | 10,841 | $412K |
| Quad-Cities Investment Group, LLC | 0.17% | Reduce -5.9% | 10,786 | $410K |
| FMR LLC | 0.00% | Reduce -14.0% | 10,640 | $405K |
| Gentry Private Wealth, LLC | 0.28% | Reduce -27.1% | 10,566 | $402K |
| CPC Advisors, LLC | 0.04% | Add +6.5% | 10,564 | $402K |
| Larson Financial Group LLC | 0.01% | Add +38.7% | 10,453 | $397K |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 0.05% | Add +1.5% | 10,420 | $396K |
| Laraway Financial Advisors Inc | 0.27% | Add +1.7% | 10,351 | $394K |
| Park Avenue Securities LLC | 0.00% | Add +35.1% | 10,204 | $388K |
| Renaissance Technologies | 0.00% | Reduce -73.6% | 10,200 | $388K |
| Brown Advisory Inc. | 0.00% | Reduce -27.8% | 10,185 | $387K |
| JT Stratford LLC | 0.05% | Reduce -0.8% | 10,053 | $382K |
| Prasad Wealth Partners, LLC | 0.11% | New | 9,917 | $377K |
| Victory Financial Group, LLC | 0.05% | New | 9,729 | $370K |
| Financial Partners Group, Inc | 0.05% | New | 9,648 | $367K |
| Team Financial Group, LLC | 0.16% | Reduce -8.6% | 9,357 | $356K |
| TFB Advisors LLC | 0.10% | Reduce -1.3% | 9,402 | $354K |
| IFP Advisors, Inc | 0.01% | Reduce -53.6% | 9,266 | $352K |
| Rathbones Group PLC | 0.00% | Add +4.5% | 9,229 | $351K |
| Advance Capital Management, Inc. | 0.01% | Reduce -1.5% | 8,885 | $338K |
| Cibc World Market Inc. | 0.00% | Add +4.9% | 8,839 | $336K |
| Second Half Financial Partners, LLC | 0.15% | Reduce -1.3% | 8,759 | $333K |
| Savvy Advisors, Inc. | 0.02% | Add +43.3% | 8,747 | $333K |
| Trustmark Bank Trust Department | 0.02% | No change | 8,725 | $332K |
| Consolidated Portfolio Review Corp | 0.04% | Add +32.7% | 8,673 | $330K |
| LaSalle St. Investment Advisors, LLC | 0.06% | Add +5.0% | 8,610 | $327K |
| Northern Trust Corp. | 0.00% | New | 8,552 | $325K |
| Cannon Wealth Management Services, LLC | 0.24% | New | 8,502 | $323K |
| Headland Capital, LLC | 0.09% | Add +10.0% | 8,380 | $319K |
| Bessemer Group Inc. | 0.00% | No change | 8,307 | $316K |
| Albion Financial Group | 0.02% | No change | 8,250 | $314K |
| Financial Gravity Asset Management, Inc. | 0.06% | — | 8,208 | $312K |
| 626 Financial, LLC | 0.14% | No change | 8,178 | $311K |
| Fifth Third Wealth Advisors LLC | 0.01% | No change | 8,103 | $308K |
| Fortis Group Advisors, LLC | 0.05% | Add +19.7% | 8,150 | $304K |
| Beacon Pointe Advisors, LLC | 0.00% | Reduce -3.0% | 7,974 | $303K |
| Comprehensive Financial Consultants Institutional, Inc. | 0.09% | No change | 7,719 | $293K |
| American Financial Advisors, LLC | 0.04% | Add +1.3% | 7,650 | $291K |
| Balboa Wealth Partners | 0.05% | No change | 7,575 | $288K |
| Hidden Cove Wealth Management, LLC | 0.19% | New | 7,431 | $283K |
| N.E.W. Advisory Services LLC | 0.03% | Reduce -84.8% | 7,366 | $280K |
| Naples Global Advisors, LLC | 0.02% | No change | 7,300 | $278K |
| Trexquant Investment LP | 0.00% | Add +7.1% | 7,268 | $276K |
| Elevation Point Wealth Partners, LLC | 0.02% | New | 7,262 | $276K |
| Waterfront Wealth Inc. | 0.06% | No change | 7,340 | $275K |
| Next Level Private LLC | 0.08% | Add +0.0% | 7,215 | $274K |
| Prosperity Wealth Management, Inc. | 0.09% | Reduce -13.1% | 7,120 | $271K |
| Michels Family Financial, LLC | 0.21% | Reduce -14.9% | 7,112 | $270K |
| 1776 Wealth LLC | 0.10% | New | 7,105 | $270K |
| Marino, Stram & Associates LLC | 0.05% | New | 7,022 | $267K |
| Pinnacle Bancorp, Inc. | 0.08% | Add +43.9% | 6,978 | $265K |
| ARS Wealth Advisors Group, LLC | 0.03% | Reduce -0.4% | 6,950 | $264K |
| Bulltick Wealth Management, LLC | 0.06% | New | 6,752 | $257K |
| Creative Planning | 0.00% | Reduce -31.5% | 6,428 | $244K |
| Tudor Investment Corporation | 0.00% | New | 6,368 | $242K |
| CacheTech Inc. | 0.05% | No change | 6,310 | $240K |
| Two Sigma Securities, LLC | 0.04% | Reduce -27.5% | 6,244 | $237K |
| MinichMacGregor Wealth Management, LLC | 0.05% | Add +5.1% | 6,212 | $236K |
| Montag A & Associates Inc. | 0.01% | No change | 6,184 | $235K |
| Integrated Investment Consultants, LLC | 0.04% | No change | 6,033 | $229K |
| Quantum Private Wealth, LLC | 0.07% | Reduce -32.3% | 5,963 | $227K |
| Salem Investment Counselors Inc. | 0.01% | Add +10.1% | 5,836 | $222K |
| OMNI 360 Wealth, Inc. | 0.12% | New | 5,823 | $221K |
| Breakthru Advisory Services, LLC | 0.15% | Reduce -97.3% | 5,806 | $221K |
| PNC Financial Services Group, Inc. | 0.00% | Add +4243.9% | 5,734 | $218K |
| Manchester Financial Inc. | 0.04% | New | 5,703 | $217K |
| Ethos Financial Group, LLC | 0.02% | New | 5,535 | $210K |
| Advyzon Investment Management, LLC | 0.04% | New | 5,512 | $210K |
| Grove Bank & Trust | 0.02% | No change | 5,500 | $209K |
| Faithward Advisors, LLC | 0.03% | Reduce -30.9% | 5,358 | $204K |
| National Bank of Canada | 0.00% | Reduce -16.1% | 5,348 | $203K |
| IFS Group,LLC | 0.18% | — | 5,274 | $200K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.39% | Reduce -92.2% | 5,168 | $196K |
| Whipplewood Advisors, LLC | 0.13% | Reduce -39.0% | 5,105 | $194K |
| Assetmark, Inc. | 0.00% | Add +7.4% | 4,936 | $188K |
| Creekmur Asset Management LLC | 0.03% | Reduce -21.7% | 4,236 | $161K |
| Archer Investment Corp | 0.03% | Add +170.8% | 3,991 | $152K |
| Icon Wealth Advisors, LLC | 0.01% | Reduce -6.7% | 3,775 | $144K |
| Sunbelt Securities, Inc. | 0.01% | Add +129.4% | 3,568 | $136K |
| Centaurus Financial, Inc. | 0.01% | Add +12.6% | 3,533 | $134K |
| ORG Partners LLC | 0.02% | No change | 3,050 | $116K |
| Nova Wealth Management, Inc. | 0.08% | Reduce -75.5% | 3,028 | $115K |
| IMA Advisory Services, Inc. | 0.01% | New | 2,200 | $84K |
| Financial Network Wealth Advisors LLC | 0.09% | Add +0.3% | 2,146 | $82K |
| Wolff Wiese Magana LLC | 0.04% | No change | 2,047 | $78K |
| Hazlett, Burt & Watson, Inc. | 0.03% | Add +11.2% | 1,990 | $76K |
| Bank of Montreal | 0.00% | Add +56.6% | 1,900 | $72K |
| Evolution Wealth Management Inc. | 0.06% | No change | 1,528 | $58K |
| Harbor Investment Advisory, LLC | 0.00% | Reduce -5.6% | 1,520 | $58K |
| TD Capital Management LLC | 0.00% | Reduce -50.3% | 1,353 | $51K |
| Signaturefd, LLC | 0.00% | Add +4.5% | 1,323 | $50K |
| Global Trust Asset Management, LLC | 0.02% | No change | 1,252 | $48K |
| Ameliora Wealth Management Ltd. | 0.02% | Add +236.5% | 1,245 | $47K |
| Accordant Advisory Group Inc | 0.03% | No change | 1,200 | $46K |
| Glass Jacobson Investment Advisors llc | 0.02% | No change | 1,199 | $46K |
| Raffa Wealth Management, LLC | 0.01% | Reduce -3.6% | 1,066 | $41K |
| FWL Investment Management, LLC | 0.01% | Reduce -35.2% | 1,052 | $40K |
| Atlantic Union Bankshares Corp | 0.00% | No change | 962 | $37K |
| Princeton Global Asset Management LLC | 0.01% | New | 951 | $36K |
| Key Financial Inc | 0.01% | No change | 924 | $35K |
| Pineridge Advisors LLC | 0.01% | Add +0.2% | 862 | $33K |
| Elevation Wealth Partners, LLC | 0.01% | No change | 788 | $30K |
| GoalVest Advisory LLC | 0.01% | New | 669 | $25K |
| Hantz Financial Services, Inc. | 0.00% | Reduce -31.6% | 649 | $25K |
| 2UniFi Bank | 0.01% | New | 650 | $25K |
| CIBC Private Wealth Group LLC | 0.00% | No change | 576 | $22K |
| BlackRock, Inc. | 0.00% | New | 500 | $19K |
| Center for Financial Planning, Inc. | 0.00% | New | 482 | $18K |
| Anfield Capital Management, LLC | 0.01% | New | 450 | $17K |
| American National Bank & Trust | 0.00% | No change | 420 | $16K |
| Kozak & Associates, Inc. | 0.00% | Add +0.2% | 427 | $16K |
| CBIZ Investment Advisory Services, LLC | 0.00% | Add +0.3% | 379 | $14K |
| Sawyer & Company, Inc | 0.00% | New | 357 | $13K |
| Farmers & Merchants Investments Inc. | 0.00% | No change | 327 | $12K |
| Russell Investments Group, Ltd. | 0.00% | Add +9.4% | 325 | $12K |
| Ameriflex Group, Inc. | 0.00% | Reduce -82.7% | 298 | $11K |
| Fifth Third Bancorp | 0.00% | Reduce -69.1% | 294 | $11K |
| Rossby Financial, LCC | 0.00% | Add +15.9% | 255 | $10K |
| Aventura Private Wealth, LLC | 0.00% | Reduce -48.4% | 250 | $10K |
| CoreCap Advisors, LLC | 0.00% | Add +1823.1% | 250 | $10K |
| Sound Income Strategies, LLC | 0.00% | No change | 250 | $9K |
| MTM Investment Management, LLC | 0.00% | No change | 226 | $9K |
| Main Street Group, LTD | 0.00% | No change | 200 | $8K |
| Whittier Trust Co. | 0.00% | No change | 200 | $8K |
| Abich Financial Wealth Management LLC | 0.00% | — | 134 | $5K |
| Game Plan Financial Advisors, LLC | 0.00% | New | 99 | $4K |
| Bernard Wealth Management Corp. | 0.00% | No change | 74 | $3K |
| Blue Trust, Inc. | 0.00% | No change | 29 | $1K |
| Van Eck Associates Corp. | 0.00% | No change | 39 | $1K |
| SBI Securities Co., Ltd. | 0.00% | Reduce -11.1% | 8 | $304 |
| Tidemark, LLC | 0.00% | No change | 6 | $228 |
| 1620 Investment Advisors, Inc. | 0.00% | No change | 3 | $114 |
| Raleigh Capital Management Inc. | 0.00% | No change | 1 | $32 |
| New Millennium Group LLC | 0.00% | No change | 1 | $20 |
| Coston, McIsaac & Partners | 0.00% | No change | 13 | $0 |
"% of holder's portfolio" is SDVY's weight in each manager's 13F, not the share of First Trust Smid Cap Rising the manager owns.