ARK Innovation ETFARKKETF

13F holders, Q2 2025 (June 30)
575holders +18
92new positions
69sold out
5famous investors
$70.27avg. 13F price*

At the end of Q2 2025, 575 institutions reported holding ARK Innovation ETF (ARKK) in their 13F filings, up 18 from Q1 2025. 92 opened new positions and 69 sold out. The largest holders were Morgan Stanley ($619.7M), Goldman Sachs Group Inc. ($386.2M) and Bank of America Corp. ($303.6M). 5 famous investors held it, including David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio), Paul Tudor Jones (0.0% of Tudor Investment Corporation's portfolio) and Cathie Wood (0.0% of ARK Investment Management's portfolio).

Company
ARK Innovation ETF
Filed as
ARK ETF TR (Q2 2025)
CUSIP
00214Q104
Latest filing quarter
Q2 2026

History

Number of 13F holders

0200400600800 Q1 2024: 637Q1 2024Q2 2024: 592Q2 2024Q3 2024: 542Q3 2024Q4 2024: 610Q4 2024Q1 2025: 557Q1 2025Q2 2025: 575Q2 2025Q3 2025: 623Q3 2025Q4 2025: 637Q4 2025Q1 2026: 594Q1 2026Q2 2026: 638Q2 2026

Total Exit/New Position Q1 2025 → Q2 2025

InstitutionsTotal Value
New Positions92$100.3M
Exits69$86.0M

All 13F filers, Q1 2025 → Q2 2025: 9,785,949 shares bought and 7,706,835 shares sold, net +2,079,114 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 575 holders

Morgan Stanley 0.04% Add +23.5% 8,816,983 $619.7M
Goldman Sachs Group Inc. 0.06% Add +26.0% 5,494,243 $386.2M
Bank of America Corp. 0.02% Add +75.0% 4,318,577 $303.6M
Citigroup Inc. 0.14% Add +52.5% 2,817,800 $198.1M
State of Wisconsin Investment Board 0.46% Add +20.0% 2,674,736 $188.0M
JPMorgan Chase & Co. 0.01% Reduce -34.0% 2,566,500 $180.4M
Wells Fargo & Company 0.04% Reduce -9.0% 2,320,974 $163.1M
LPL Financial LLC 0.05% Add +5.6% 2,121,502 $149.1M
Susquehanna International Group, LLP 0.20% Add +6.0% 1,874,705 $131.8M
UBS Group AG 0.02% Reduce -26.1% 1,320,434 $92.8M
Raymond James Financial Inc. 0.03% Add +20.7% 1,126,733 $79.2M
BNP Paribas Financial Markets 0.06% Reduce -38.4% 1,026,946 $72.2M
Parallax Volatility Advisers, L.P. 1.81% Add +3405.7% 525,116 $36.9M
Royal Bank of Canada 0.01% Add +26.1% 471,110 $33.1M
Walleye Capital LLC 0.29% Add +5335.1% 406,436 $28.6M
Osaic Holdings, Inc. 0.05% Reduce -18.1% 382,636 $26.9M
Ascension Capital Advisors, Inc. 11.03% Add +0.2% 375,674 $26.4M
Cresset Asset Management, LLC 0.13% Reduce -15.1% 365,971 $25.7M
Commonwealth Equity Services, LLC 0.03% Add +0.5% 352,814 $24.8M
Mission Wealth Management, LP 0.50% Add +3.1% 326,428 $22.9M
Private Advisor Group, LLC 0.11% Add +0.1% 294,662 $20.7M
Venture Visionary Partners LLC 0.75% Add +2.6% 284,547 $20.0M
D. E. Shaw & Co. 0.02% Reduce -52.3% 284,356 $20.0M
Clear Street LLC 0.12% New 280,529 $19.7M
Barclays PLC 0.01% Add +351.1% 278,685 $19.6M
Allianz SE 0.45% New 269,802 $19.0M
Mariner, LLC 0.03% Reduce -18.4% 248,340 $17.5M
Envestnet Asset Management Inc. 0.00% Reduce -5.4% 240,652 $16.9M
Cambridge Investment Research Advisors, Inc. 0.05% Reduce -9.4% 239,277 $16.8M
Cetera Investment Advisers 0.02% Reduce -25.3% 210,123 $14.8M
HighTower Advisors, LLC 0.02% Add +39.3% 197,003 $13.8M
Toronto Dominion Bank 0.03% Reduce -24.3% 189,222 $13.3M
Gerber, LLC 9.32% Reduce -0.3% 188,715 $13.3M
Bank of Montreal 0.01% Add +2.2% 184,920 $13.0M
Northwestern Mutual Wealth Management Co. 0.01% Reduce -6.4% 172,339 $12.1M
Byrne Financial Freedom, LLC 5.66% Reduce -1.1% 161,139 $11.3M
Caption Management, LLC 1.01% Reduce -4.6% 154,700 $10.9M
Titleist Asset Management, LLC 1.04% Reduce -1.0% 149,122 $10.5M
Cwm, LLC 0.04% Add +14.4% 146,719 $10.3M
Wealthfront Advisers LLC 0.03% Reduce -5.4% 142,499 $10.0M
Walleye Trading LLC 0.23% Reduce -77.7% 132,463 $9.3M
Y-Intercept (Hong Kong) Ltd 0.23% New 131,505 $9.2M
Qube Research & Technologies Ltd 0.01% Add +15.4% 120,468 $8.5M
Truist Financial Corp. 0.01% Reduce -2.9% 119,170 $8.4M
Brookstone Capital Management 0.11% Reduce -10.1% 117,043 $8.2M
Concurrent Investment Advisors, LLC 0.15% Add +693.8% 113,347 $8.0M
MML Investors Services, LLC 0.02% Add +1.0% 104,362 $7.3M
SkyOak Wealth, LLC 1.39% Reduce -0.1% 98,689 $6.9M
Strategic Family Wealth Counselors, L.L.C. 1.93% Reduce -1.0% 96,329 $6.8M
Blue Sky Capital Consultants Group, Inc. 3.35% Add +9.4% 92,633 $6.5M
Aster Capital Management (DIFC) Ltd 1.45% New 91,210 $6.4M
NewEdge Advisors, LLC 0.03% Reduce -3.0% 90,732 $6.4M
Blue Trust, Inc. 0.07% Reduce -17.9% 89,273 $6.3M
Rockefeller Capital Management L.P. 0.01% Add +64.0% 88,164 $6.2M
Maven Securities LTD 1.51% Add +276.5% 83,113 $5.8M
Variant Private Wealth, LLC 5.97% Add +0.5% 81,890 $5.8M
Elevation Point Wealth Partners, LLC 0.44% Add +23.4% 80,857 $5.7M
NBZ Investment Advisors LLC 3.19% Reduce -5.0% 79,184 $5.6M
Verition Fund Management LLC 0.03% No change 78,443 $5.5M
Advisory Services Network, LLC 0.08% Add +15.1% 69,823 $5.3M
One Charles Private Wealth Services, LLC 1.45% Reduce -2.4% 73,592 $5.2M
Kestra Advisory Services, LLC 0.03% Reduce -16.5% 73,195 $5.1M
Wealth Enhancement Advisory Services, LLC 0.01% Reduce -4.5% 70,716 $5.0M
Stifel Financial Corp. 0.00% Reduce -22.0% 67,905 $4.8M
Clearwater Capital Advisors, LLC 0.41% Reduce -8.8% 64,323 $4.5M
FSC Wealth Advisors, LLC 2.83% New 63,913 $4.5M
Arbor Capital Management Inc. 3.76% Add +12.2% 58,278 $4.3M
Kestra Private Wealth Services, LLC 0.06% Reduce -31.7% 61,129 $4.3M
Corient Private Wealth LP 0.01% Reduce -45.9% 61,006 $4.3M
Axxcess Wealth Management, LLC 0.10% Add +13.2% 60,721 $4.3M
Holocene Advisors, LP 0.01% New 60,000 $4.2M
Kingsview Wealth Management, LLC 0.07% Reduce -0.3% 59,816 $4.2M
TRUE Private Wealth Advisors 0.45% Reduce -10.5% 57,252 $4.0M
Yarbrough Capital, LLC 0.14% No change 56,176 $3.9M
Tower Research Capital LLC (TRC) 0.11% New 55,648 $3.9M
Jones Financial Companies LLLP 0.00% Add +49.7% 55,024 $3.8M
Squarepoint Ops LLC 0.01% New 54,137 $3.8M
Parkwood LLC 0.34% No change 53,300 $3.7M
Atria Wealth Solutions, Inc. 0.08% Reduce -50.0% 49,472 $3.5M
Smith Anglin Financial, LLC 0.32% Reduce -8.1% 49,499 $3.5M
Millennium Management 0.00% Add +76.4% 49,170 $3.5M
Scotia Capital Inc. 0.02% Reduce -10.6% 48,974 $3.4M
IHT Wealth Management, LLC 0.09% Reduce -13.6% 48,841 $3.4M
PFG Advisors 0.16% Reduce -4.5% 48,834 $3.4M
National Philanthropic Trust 0.05% New 48,387 $3.4M
Madison Park Capital Advisors, LLC 2.74% Reduce -8.1% 46,409 $3.3M
OneDigital Investment Advisors LLC 0.04% Reduce -22.6% 45,090 $3.2M
Medallion Wealth Advisors, LLC 1.22% Reduce -9.6% 45,544 $3.2M
Integrated Advisors Network LLC 0.14% Add +531.8% 44,397 $3.1M
Sanctuary Advisors, LLC 0.02% Reduce -20.6% 43,446 $3.1M
Whipplewood Advisors, LLC 1.66% Add +2948.7% 42,895 $3.0M
Avantax Advisory Services, Inc. 0.02% Reduce -0.4% 42,612 $3.0M
Trek Financial, LLC 0.19% Reduce -21.6% 40,832 $2.9M
Missouri Trust & Investment Co 0.92% Reduce -3.0% 40,210 $2.8M
Cary Street Partners Financial LLC 0.08% Add +4.6% 38,799 $2.7M
Flow Traders U.S. LLC 0.10% New 37,769 $2.7M
Mutual Advisors, LLC 0.07% Add +11.3% 34,252 $2.6M
Bleakley Financial Group, LLC 0.07% Reduce -1.7% 37,014 $2.6M
Creative Planning 0.00% Reduce -23.9% 36,317 $2.6M
Citadel Advisors 0.00% Reduce -95.5% 35,731 $2.5M
Arkadios Wealth Advisors 0.08% Add +19.2% 35,729 $2.5M
Candriam S.C.A. 0.01% No change 35,520 $2.5M
Intrepid Financial Planning Group LLC 1.05% Reduce -2.0% 35,500 $2.5M
Merit Financial Group, LLC 0.03% Reduce -8.2% 35,163 $2.5M
Crescent Grove Advisors, LLC 0.23% Reduce -3.8% 33,859 $2.4M
Kingswood Wealth Advisors, LLC 0.19% Reduce -19.0% 33,821 $2.4M
Apella Capital, LLC 0.06% Reduce -0.1% 33,681 $2.4M
Baird Financial Group, Inc. 0.00% Reduce -84.2% 33,621 $2.4M
JTC Employer Solutions Trustee Ltd 0.22% Reduce -2.1% 32,152 $2.3M
Federation des caisses Desjardins du Quebec 0.01% Add +8.1% 32,071 $2.3M
Dynamic Advisor Solutions LLC 0.07% Add +1.9% 31,852 $2.2M
Post Resch Tallon Group Inc. 2.17% Reduce -2.5% 31,848 $2.2M
Purus Wealth Management, LLC 0.78% Reduce -2.4% 31,806 $2.2M
International Assets Investment Management, LLC 0.18% Add +44.5% 31,667 $2.2M
Milestones Private Investment Advisors LLC 1.51% — 28,950 $2.0M
J.W. Cole Advisors, Inc. 0.04% Add +1.8% 28,795 $2.0M
Atlas Private Wealth Advisors 0.26% Add +69.4% 28,760 $2.0M
New World Advisors LLC 0.43% Reduce -7.6% 28,719 $2.0M
TD Waterhouse Canada Inc. 0.01% Reduce -4.0% 29,070 $2.0M
Cibc World Market Inc. 0.00% Add +61.9% 28,461 $2.0M
Legacy Private Trust Co. 0.13% Reduce -10.6% 28,415 $2.0M
Cassaday & Co Wealth Management LLC 0.05% Add +40.1% 28,257 $2.0M
PFG Investments, LLC 0.11% Add +6.9% 27,333 $1.9M
Nwam LLC 0.11% Add +7.2% 26,773 $1.9M
Arete Wealth Advisors, LLC 0.13% Add +41.9% 26,646 $1.9M
Blair William & Co. 0.01% Reduce -42.0% 26,421 $1.9M
Barnes Pettey Financial Advisors, LLC 1.22% Add +0.0% 26,017 $1.8M
Patriot Financial Group Insurance Agency, LLC 0.21% Reduce -4.5% 26,006 $1.8M
Stevens Capital Management LP 0.49% Reduce -34.2% 25,473 $1.8M
Allworth Financial LP 0.01% Reduce -10.1% 25,316 $1.8M
Money Concepts Capital Corp. 0.12% Add +8.6% 25,311 $1.8M
M Holdings Securities, Inc. 0.29% Add +57.7% 24,214 $1.7M
Great Valley Advisor Group, Inc. 0.04% Reduce -0.1% 23,897 $1.7M
Mercer Global Advisors Inc. 0.00% Reduce -2.1% 23,782 $1.7M
WealthTrak Capital Management LLC 1.33% Reduce -3.6% 22,645 $1.6M
Valtrion Capital Management, LLC 1.91% Add +7.4% 22,630 $1.6M
Ausdal Financial Partners, Inc. 0.11% Add +34.7% 22,403 $1.6M
Atom Investors LP 0.14% New 22,106 $1.6M
Redhawk Wealth Advisors, Inc. 0.19% Reduce -1.2% 22,051 $1.5M
Glassman Wealth Services 0.24% Add +3.4% 21,970 $1.5M
Integral Investment Advisors, Inc. 0.44% Reduce -8.0% 21,837 $1.5M
Kraematon Investment Advisors, Inc. 1.44% Reduce -7.7% 21,766 $1.5M
Greykasell Wealth Strategies, Inc. 0.72% Reduce -16.2% 21,519 $1.5M
Guggenheim Capital LLC 0.01% No change 21,520 $1.5M
Equitable Holdings, Inc. 0.01% Reduce -11.2% 21,031 $1.5M
United Advisor Group, LLC 0.25% Reduce -0.9% 20,892 $1.5M
Family Manage LLC 0.22% No change 20,708 $1.5M
Moors & Cabot, Inc. 0.07% Reduce -1.1% 20,408 $1.4M
Fortitude Financial, LLC 1.26% New 2,928 $1.4M
Sloy Dahl & Holst, LLC 0.20% No change 20,077 $1.4M
Orion Porfolio Solutions, LLC 0.01% Add +3.1% 19,777 $1.4M
Tudor Investment Corporation 0.01% Reduce -92.0% 19,600 $1.4M
Capital Investment Advisors, LLC 0.02% Reduce -0.6% 19,218 $1.4M
Independent Financial Group, LLC 0.04% Reduce -2.3% 19,106 $1.3M
Steward Partners Investment Advisory, LLC 0.01% Add +0.2% 19,061 $1.3M
Strategic Blueprint, LLC 0.07% Reduce -13.1% 18,960 $1.3M
Captrust Financial Advisors 0.00% Reduce -31.8% 18,846 $1.3M
Carnegie Investment Counsel 0.03% Reduce -37.4% 18,769 $1.3M
WCG Wealth Advisors LLC 0.08% Reduce -9.0% 17,970 $1.3M
B. Riley Wealth Advisors, Inc. 0.06% Reduce -7.9% 17,898 $1.3M
Koshinski Asset Management, Inc. 0.09% Reduce -1.9% 17,677 $1.2M
Integrated Wealth Concepts LLC 0.01% Reduce -0.4% 17,179 $1.2M
Janney Montgomery Scott LLC 0.00% Reduce -85.0% 16,835 $1.2M
StoneX Group Inc. 0.06% Add +41.5% 16,821 $1.2M
EWG Elevate Inc. 0.36% Reduce -0.2% 16,431 $1.2M
New England Private Wealth Advisors LLC 0.17% Reduce -1.6% 15,136 $1.1M
Wealthcare Advisory Partners LLC 0.03% Reduce -4.1% 15,942 $1.1M
Edgestream Partners, L.P. 0.03% Add +127.8% 15,552 $1.1M
Stratos Wealth Partners, LTD. 0.01% Reduce -8.9% 15,531 $1.1M
Biltmore Family Office, LLC 0.18% No change 15,500 $1.1M
Arax Advisory Partners 0.05% Add +9.3% 15,460 $1.1M
Prospera Financial Services Inc 0.02% Add +30.9% 15,204 $1.1M
Snowden Capital Advisors LLC 0.03% Reduce -0.3% 15,142 $1.1M
Retirement Guys Formula LLC 0.40% New 14,969 $1.1M
Wolverine Trading, LLC 0.03% Add +150.6% 14,967 $1.0M
Evolution Wealth Advisors, LLC 0.15% Reduce -0.1% 14,588 $1.0M
HBK Sorce Advisory LLC 0.03% Reduce -4.9% 14,551 $1.0M
Kayne Anderson Rudnick Investment Management LLC 0.00% Reduce -8.6% 14,493 $1.0M
Aptus Capital Advisors, LLC 0.01% Reduce -1.6% 14,458 $1.0M
White Knight Strategic Wealth Advisors, LLC 0.86% Reduce -9.1% 14,333 $1.0M
Pathstone Holdings, LLC 0.00% Add +101.0% 18,675 $1.0M
Sanders Morris Harris LLC 0.24% No change 14,025 $986K
EverSource Wealth Advisors, LLC 0.04% Reduce -1.1% 13,995 $984K
Sigma Planning Corp 0.03% Reduce -4.7% 13,860 $974K
Centiva Capital, LP 0.06% Reduce -54.6% 13,622 $957K
Guyasuta Investment Advisors Inc. 0.06% No change 13,320 $936K
Cornerstone Wealth Management, LLC 0.06% Reduce -0.5% 13,308 $935K
Clear Harbor Asset Management, LLC 0.07% Reduce -3.0% 13,053 $918K
First Heartland Consultants, Inc. 0.08% Add +13.4% 13,036 $916K
Farther Finance Advisors, LLC 0.02% Reduce -14.3% 12,784 $899K
Insigneo Advisory Services, LLC 0.08% Add +3.1% 12,735 $895K
National Bank of Canada 0.00% Reduce -69.3% 12,745 $895K
Straight Path Wealth Management 0.30% Add +2.4% 12,496 $878K
Gladstone Institutional Advisory LLC 0.04% Add +10.2% 12,370 $869K
HBW Advisory Services LLC 0.11% Reduce -9.3% 12,312 $865K
Jaffetilchin Investment Partners, LLC 0.06% Add +3.5% 12,277 $863K
Zuckerman Investment Group, LLC 0.08% No change 12,250 $861K
SteelPeak Wealth, LLC 0.03% Reduce -40.7% 12,121 $852K
Three Magnolias Financial Advisors, LLC 0.59% Reduce -0.7% 12,051 $847K
Centaurus Financial, Inc. 0.05% Add +118.0% 11,949 $840K
Two Sigma Securities, LLC 0.10% New 11,752 $826K
Atlas Legacy Advisors, LLC 0.18% Reduce -15.5% 11,669 $820K
NavPoint Financial, Inc. 0.49% No change 11,610 $816K
Interactive Financial Advisors, Inc. 0.40% Reduce -3.5% 11,527 $810K
CreativeOne Wealth, LLC 0.02% Add +8.1% 11,402 $801K
D.A. Davidson & Co. 0.01% Reduce -5.5% 11,379 $800K
Relyea Zuckerberg Hanson LLC 0.09% Reduce -1.7% 11,270 $792K
Summit Investment Advisory Services, LLC 0.34% Reduce -6.6% 11,258 $791K
Intellus Advisors LLC 0.12% No change 11,247 $791K
Perigon Wealth Management, LLC 0.02% Reduce -1.9% 11,208 $788K
Kickstand Ventures, Llc. 0.18% Reduce -7.4% 11,189 $786K
Rainey & Randall Wealth Advisors Inc. 0.14% No change 11,065 $778K
Lido Advisors, LLC 0.00% New 11,029 $775K
ARK Investment Management 0.01% Reduce -87.0% 10,748 $755K
Main Street Financial Solutions, LLC 0.05% Reduce -4.4% 10,714 $753K
Stephens Inc. 0.01% No change 10,713 $753K
Bison Wealth, LLC 0.06% Reduce -6.2% 10,029 $739K
Beacon Financial Advisory LLC 0.19% Add +9.0% 10,308 $725K
Banco Santander, S.A. 0.01% Reduce -23.4% 10,300 $724K
Lebenthal Global Advisors, LLC 0.14% Reduce -2.8% 10,298 $724K
American Financial Advisors, LLC 0.10% Reduce -16.5% 10,147 $713K
Significant Wealth Partners LLC 0.35% Reduce -1.2% 10,063 $707K
Clear Creek Financial Management, LLC 0.07% Reduce -0.6% 9,953 $700K
Calton & Associates, Inc. 0.12% New 9,691 $681K
Sierra Capital LLC 0.08% No change 9,437 $663K
Thrivent Financial for Lutherans 0.00% Reduce -31.4% 9,234 $649K
Western Wealth Management, LLC 0.04% Reduce -5.3% 9,012 $633K
Cadence Bank 0.04% New 9,000 $633K
Advyzon Investment Management, LLC 0.14% Reduce -5.4% 8,970 $631K
Geneos Wealth Management Inc. 0.02% Add +7.6% 8,964 $630K
Ballew Advisors, Inc 0.37% Reduce -3.1% 8,853 $629K
Good Life Advisors, LLC 0.04% Add +3.4% 8,792 $618K
Stablepoint Partners, LLC 0.10% Reduce -6.1% 8,695 $611K
St. Louis Trust Co 0.08% No change 8,615 $606K
Focus Financial Network, Inc. 0.02% Reduce -16.6% 8,600 $605K
WealthCare Investment Partners, LLC 0.22% Reduce -8.5% 8,442 $600K
L.M. Kohn & Company 0.16% Reduce -0.2% 8,469 $595K
Hanover Advisors Inc. 0.24% Reduce -19.9% 8,331 $586K
Avior Wealth Management, LLC 0.02% Add +0.2% 8,238 $579K
Avidian Wealth Enterprises, LLC 0.02% No change 8,186 $575K
HB Wealth Management, LLC 0.00% Reduce -10.2% 8,180 $575K
First Horizon Advisors, Inc. 0.01% Reduce -4.2% 8,146 $573K
Richardson Capital Management LLC 0.30% Reduce -0.9% 8,090 $569K
Hilltop Holdings Inc. 0.04% Add +4.9% 8,029 $564K
Compound Planning, Inc. 0.02% Add +0.4% 7,928 $557K
Financial Advocates Investment Management 0.04% Add +5.1% 7,751 $545K
Safeguard Investment Advisory Group, LLC 0.14% Reduce -14.7% 7,736 $544K
BlackRock, Inc. 0.00% New 7,722 $543K
Focus Partners Advisor Solutions, LLC 0.01% Reduce -1.8% 7,671 $539K
Vigilare Wealth Management 0.20% New 7,500 $527K
IFP Advisors, Inc 0.01% Reduce -47.4% 7,470 $525K
Horizon Wealth Management, LLC 0.09% Reduce -0.1% 7,418 $521K
Foundations Investment Advisors, LLC 0.01% Reduce -8.1% 7,373 $518K
PVG Asset Management Corp. 1.75% New 7,323 $515K
Apollon Wealth Management, LLC 0.01% Add +9.2% 7,260 $510K
Tyler-Stone Wealth Management 0.08% Reduce -11.3% 7,246 $509K
&partners 0.00% Reduce -9.5% 7,143 $502K
Verus Capital Partners, LLC 0.04% Reduce -32.8% 7,065 $497K
Trust Co 0.06% Reduce -4.4% 7,019 $493K
Prospect Financial Services LLC 0.31% Add +2.9% 7,009 $493K
Choreo, LLC 0.01% Add +0.4% 6,971 $490K
Global Retirement Partners, LLC 0.01% — 6,968 $490K
RFG Advisory, LLC 0.01% Add +6.0% 6,949 $488K
SimpliFi, Inc. 0.21% Reduce -1.3% 6,931 $487K
Regal Investment Advisors LLC 0.04% New 6,909 $486K
Gilbert & Cook, Inc. 0.07% Add +7.6% 6,881 $484K
Clearstead Trust, LLC 0.09% No change 6,776 $476K
Sovereign Financial Group, Inc. 0.10% Reduce -1.6% 6,695 $471K
Total Investment Management Inc. 0.07% Reduce -39.9% 6,683 $470K
Larson Financial Group LLC 0.02% Reduce -3.2% 6,676 $469K
Modern Wealth Management, LLC 0.01% Reduce -46.2% 6,661 $468K
Signaturefd, LLC 0.01% Reduce -0.2% 6,564 $461K
Fiduciary Alliance LLC 0.03% Add +2.9% 6,459 $454K
XML Financial, LLC 0.04% Reduce -3.9% 6,426 $452K
Quantinno Capital Management LP 0.00% New 6,397 $450K
LaSalle St. Investment Advisors, LLC 0.12% Add +20.6% 6,374 $448K
Phillips Wealth Planners LLC 0.40% No change 6,183 $438K
Diligent Investors, LLC 0.10% No change 6,189 $435K
Principle Wealth Partners LLC 0.03% Reduce -43.7% 6,173 $434K
Kovack Advisors, Inc. 0.04% Add +20.8% 6,132 $431K
Houlihan Financial Resource Group, Ltd. 0.18% Reduce -24.6% 5,899 $425K
Oppenheimer & Co. Inc. 0.01% Reduce -59.9% 6,018 $423K
Heritage Wealth Management, Inc. 0.14% Add +0.0% 5,963 $419K
Independent Wealth Network Inc. 0.15% Reduce -15.2% 5,882 $413K
Wedbush Securities Inc. 0.01% Reduce -64.3% 5,866 $412K
Signature Estate & Investment Advisors LLC 0.01% Reduce -0.6% 5,837 $410K
Sumitomo Mitsui Trust Group, Inc. 0.00% No change 5,800 $408K
Betterment LLC 0.00% Reduce -6.3% 5,793 $407K
Capital Market Strategies LLC 0.28% Reduce -6.4% 5,787 $407K
Acorn Financial Advisory Services Inc. 0.07% Reduce -1.1% 5,755 $405K
Marathon Trading Investment Management LLC 0.24% New 5,674 $399K
Focus Partners Wealth 0.00% Reduce -20.0% 5,673 $399K
Sowell Financial Services LLC 0.02% New 5,600 $394K
Cyndeo Wealth Partners, LLC 0.02% Reduce -3.9% 5,550 $390K
Rossmore Private Capital 0.04% No change 5,472 $385K
Ruggaard & Associates LLC 0.15% No change 5,455 $383K
Chicago Partners Investment Group LLC 0.01% Reduce -14.3% 4,956 $383K
Sovran Advisors, LLC 0.04% Reduce -8.2% 5,367 $381K
Csenge Advisory Group 0.02% Add +1.1% 6,744 $380K
Fortress Private Ledger, LLC 0.17% Reduce -18.7% 5,329 $375K
Chiron Capital Management, LLC 0.33% Reduce -3.6% 5,315 $374K
Debussy Capital Management LP 0.06% Reduce -0.2% 5,210 $366K
Navis Wealth Advisors, LLC 0.31% No change 5,169 $363K
Ameritas Advisory Services, LLC 0.02% Reduce -1.1% 5,156 $362K
Doliver Advisors, LP 0.10% Reduce -2.7% 5,089 $358K
IFG Advisory, LLC 0.02% Reduce -34.4% 5,083 $357K
Belpointe Asset Management LLC 0.01% New 5,060 $356K
Quadcap Wealth Management, LLC 0.05% Reduce -4.4% 5,046 $355K
WealthShield Partners, LLC 0.04% Add +10.9% 5,038 $354K
Mgo One Seven LLC 0.01% New 5,031 $354K
Heritage Wealth Management, Inc. 0.27% Reduce -5.2% 5,011 $352K
Trilogy Capital Inc. 0.02% Reduce -10.8% 4,985 $350K
Collar Capital Management, LLC 0.29% Add +15.2% 4,969 $349K
One Capital Management, LLC 0.01% Add +6.5% 4,920 $346K
Clearstead Advisors, LLC 0.00% No change 4,845 $341K
Syntegra Private Wealth Group, LLC 0.03% No change 4,841 $340K
Essex Financial Services, Inc. 0.02% Add +14.3% 4,826 $339K
Archford Capital Strategies, LLC 0.04% Reduce -23.6% 4,814 $338K
Parallel Advisors, LLC 0.01% Reduce -36.2% 4,778 $336K
Ieq Capital, LLC 0.00% Reduce -25.8% 4,685 $329K
Principal Securities, Inc. 0.01% Reduce -29.4% 4,677 $329K
AlphaStar Capital Management, LLC 0.02% New 4,662 $328K
Insight Advisors, LLC/ PA 0.05% Reduce -11.4% 4,635 $326K
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.04% Reduce -54.5% 4,631 $326K
AdvisorNet Financial, Inc 0.02% Add +4.2% 4,618 $325K
Collaborative Wealth Managment Inc. 0.14% Reduce -19.7% 4,593 $323K
IPG Investment Advisors LLC 0.06% Reduce -3.5% 4,551 $320K
Milestone Asset Management, LLC 0.07% Add +7.5% 4,530 $318K
Oxler Private Wealth LLC 0.10% No change 4,487 $315K
CarsonAllaria Wealth Management, Ltd. 0.17% Reduce -2.7% 4,445 $312K
Beacon Pointe Advisors, LLC 0.00% Add +2.5% 4,401 $309K
Optivise Advisory Services LLC 0.16% Reduce -13.9% 4,368 $307K
Seven Mile Advisory 0.18% Add +0.5% 4,338 $305K
Guardian Wealth Advisors, LLC / NC 0.02% Reduce -0.8% 4,338 $305K
Wealth Effects LLC 0.11% Reduce -19.9% 4,325 $304K
PDS Planning, Inc 0.02% New 4,293 $302K
Interchange Capital Partners, LLC 0.07% Reduce -16.7% 4,234 $298K
CIBC Private Wealth Group LLC 0.00% Add +70.0% 4,232 $297K
Jefferies Financial Group Inc. 0.01% Reduce -94.3% 4,213 $296K
Harbour Investments, Inc. 0.01% Reduce -60.8% 4,202 $295K
Powell Investment Advisors, LLC 0.11% New 4,200 $295K
CW Advisors, LLC 0.00% New 4,195 $295K
Moneta Group Investment Advisors LLC 0.00% New 4,174 $293K
Granite Bay Wealth Management, LLC 0.09% Reduce -60.1% 4,167 $293K
Silvercrest Asset Management Group LLC 0.00% Reduce -1.4% 4,159 $292K
Prime Capital Investment Advisors, LLC 0.00% Reduce -37.7% 4,133 $290K
Obsidian Cio, LLC 0.04% Reduce -4.5% 4,097 $288K
Wealth Alliance Advisory Group, LLC 0.05% New 4,081 $287K
Milestone Asset Management Group, LLC 0.21% New 4,051 $285K
Saxon Interests, Inc. 0.13% No change 5,980 $285K
Synovus Financial Corp. 0.00% New 4,021 $283K
Kuhn & Co Investment Counsel 0.21% New 4,000 $281K
High Net Worth Advisory Group LLC 0.07% New 3,941 $277K
Advisors Management Group Inc. 0.05% New 3,908 $275K
Certuity, LLC 0.03% New 3,888 $273K
Compass Capital Corp. /Ma/ 0.13% New 3,541 $271K
Convergence Financial, LLC 0.05% Reduce -19.6% 3,831 $269K
Covenant Asset Management, LLC 0.06% New 3,809 $268K
Integrity Financial Corp 0.14% New 3,806 $268K
Pacific Sun Financial Corp 0.14% New 3,765 $265K
SOA Wealth Advisors, LLC. 0.05% No change 3,755 $264K
Fiduciary Family Office, LLC 0.09% New 3,745 $263K
Brighton Jones LLC 0.01% New 3,743 $263K
N.E.W. Advisory Services LLC 0.03% Add +1145.7% 3,737 $263K
Compass Financial Group, INC 0.04% New 3,691 $259K
Bank of New York Mellon Corp 0.00% Reduce -25.8% 3,644 $256K
Cullen/Frost Bankers, Inc. 0.00% No change 3,644 $256K
Wealthspire Advisors, LLC 0.00% New 3,589 $252K
Golden State Wealth Management, LLC 0.03% Reduce -1.9% 3,585 $252K
Visionary Wealth Advisors 0.01% New 3,580 $252K
US Bancorp \de 0.00% Reduce -3.2% 3,507 $247K
NFSG Corp 0.04% No change 3,505 $246K
Waverly Advisors, LLC 0.00% New 3,470 $244K
Certior Financial Group, LLC 0.19% New 3,451 $243K
Retirement Planning Group, LLC / NY 0.21% New 3,409 $240K
World Investment Advisors 0.01% New 3,402 $239K
Intrua Financial, LLC 0.03% New 3,402 $239K
New Century Financial Group, LLC 0.28% New 3,372 $237K
Joel Isaacson & Co., LLC 0.01% New 3,370 $237K
Inscription Capital, LLC 0.03% New 3,349 $235K
KPP Advisory Services LLC 0.04% New 3,328 $234K
Cladis Investment Advisory, LLC 0.14% New 3,275 $230K
Capital Advisors, Ltd. LLC 0.03% No change 3,272 $230K
Integrity Alliance, Llc. 0.01% Reduce -52.9% 3,235 $227K
Turim 21 Investimentos Ltda. 0.04% No change 3,235 $227K
Savvy Advisors, Inc. 0.02% New 3,227 $227K
NorthCoast Asset Management LLC 0.00% New 3,208 $226K
AE Wealth Management LLC 0.00% Add +1.3% 3,137 $221K
Moloney Securities Asset Management, LLC 0.03% New 3,062 $215K
Garden State Investment Advisory Services LLC 0.06% New 3,006 $211K
Clientfirst Wealth Management, LLC 0.22% New 3,000 $211K
Family Office Research LLC 0.10% New 2,998 $211K
Winthrop Advisory Group LLC 0.02% New 2,984 $210K
Colonial River Investments, LLC 0.09% New 2,849 $210K
Cantor Fitzgerald, L. P. 0.01% Reduce -81.3% 2,975 $209K
Citizens Financial Group Inc. 0.00% New 2,951 $207K
Meitav Investment House Ltd. 0.00% New 2,940 $206K
Oxford Financial Group, LTD. LLC 0.01% No change 2,919 $205K
Transcend Capital Advisors, LLC 0.02% New 2,908 $204K
Gateway Wealth Partners, LLC 0.04% New 2,885 $203K
TCP Asset Management, LLC 0.04% New 2,885 $203K
Maridea Wealth Management LLC 0.05% New 2,876 $202K
Rothschild Investment LLC 0.01% No change 2,840 $200K
Lanark Financial, Inc. 0.02% Reduce -92.6% 2,798 $196K
Silver Oak Securities, Incorporated 0.02% New 2,773 $195K
Valeo Financial Advisors, LLC 0.00% New 37,452 $194K
Private Trust Co. NA 0.02% Reduce -7.2% 2,731 $192K
Strategic Wealth Investment Group, LLC 0.27% New 2,652 $186K
WPG Advisers, LLC 0.16% Reduce -26.6% 2,636 $185K
Twin Peaks Wealth Advisors, LLC 0.06% New 2,363 $181K
MAI Capital Management 0.00% Reduce -3.2% 2,556 $180K
Loring Wolcott & Coolidge Fiduciary Advisors LLP 0.00% No change 2,428 $171K
Financial Management Professionals, Inc. 0.02% Reduce -1.7% 2,425 $170K
Comerica Bank 0.00% Reduce -5.8% 2,420 $170K
Spire Wealth Management 0.01% Add +65.3% 2,414 $170K
IQ EQ FUND MANAGEMENT (SINGAPORE) PRIVATE Ltd 0.21% Add +200000.0% 2,001 $141K
Elevation Wealth Partners, LLC 0.05% Reduce -15.3% 1,867 $131K
Christopher J. Hasenberg, Inc 0.05% New 1,816 $128K
Financial Perspectives, Inc 0.04% Reduce -47.3% 1,765 $124K
Marshall & Sterling Wealth Advisors Inc. 0.08% No change 1,725 $121K
Franklin Resources Inc. 0.00% New 1,667 $117K
PNC Financial Services Group, Inc. 0.00% Reduce -86.6% 1,530 $108K
EP Wealth Advisors, LLC 0.00% New 1,459 $103K
Atlantic Union Bankshares Corp 0.00% New 1,310 $92K
Sound Income Strategies, LLC 0.01% No change 1,233 $87K
Barrett & Company, Inc. 0.03% No change 1,231 $87K
Tanglewood Legacy Advisors, LLC 0.04% No change 1,220 $86K
Copia Wealth Management 0.07% Reduce -2.8% 1,186 $83K
Consultiva Wealth Management, Corp. 0.25% No change 1,140 $80K
Wood Tarver Financial Group, LLC 0.02% Reduce -10.2% 1,150 $80K
Salem Investment Counselors Inc. 0.00% Reduce -18.5% 1,100 $77K
Hartford Financial Management Inc. 0.02% No change 1,068 $75K
Kilter Group LLC 0.04% New 1,065 $75K
Wealth Preservation Advisors, LLC 0.04% No change 1,030 $72K
Safe Harbor Fiduciary, LLC 0.07% No change 1,000 $70K
Transce3nd, LLC 0.03% Reduce -0.8% 996 $70K
Princeton Global Asset Management LLC 0.01% Add +8.7% 995 $70K
Fifth Third Bancorp 0.00% No change 990 $70K
Opal Wealth Advisors, LLC 0.02% Add +1.1% 943 $66K
Park Square Financial Group, LLC 0.05% No change 939 $66K
Bay Harbor Wealth Management, LLC 0.02% Reduce -13.8% 925 $65K
GoalVest Advisory LLC 0.02% No change 920 $65K
Private Wealth Asset Management, LLC 0.01% Add +330.9% 905 $64K
Fortitude Family Office, LLC 0.02% Reduce -17.9% 903 $63K
Graney & King, LLC 0.04% No change 856 $60K
Activest Wealth Management 0.01% Reduce -12.5% 820 $58K
GPS Wealth Strategies Group, LLC 0.01% Add +14.1% 811 $57K
Winthrop Capital Management, LLC 0.01% No change 762 $54K
Creative Financial Designs Inc. 0.00% Reduce -4.8% 682 $48K
Murphy & Mullick Capital Management Corp 0.04% No change 670 $47K
Plante Moran Financial Advisors, LLC 0.00% No change 629 $44K
IAG Wealth Partners, LLC 0.01% No change 627 $44K
Prestige Wealth Management Group LLC 0.01% No change 625 $44K
Cape Investment Advisory, Inc. 0.02% No change 599 $42K
Montag A & Associates Inc. 0.00% Reduce -15.3% 583 $41K
Bellwether Advisors, LLC 0.01% No change 519 $36K
DHJJ Financial Advisors, Ltd. 0.01% Add +51200.0% 513 $36K
Riggs Asset Managment Co. Inc. 0.01% Add +1635.7% 486 $34K
Delta Asset Management LLC 0.00% No change 480 $34K
SJS Investment Consulting Inc. 0.01% Add +4410.0% 451 $32K
Smithfield Trust Co 0.00% No change 424 $30K
2UniFi Bank 0.02% Add +41.0% 423 $30K
Brown, Lisle/Cummings, Inc. 0.01% No change 420 $30K
Winch Advisory Services, LLC 0.01% No change 420 $30K
Breakwater Investment Management 0.01% No change 400 $28K
Parkside Financial Bank & Trust 0.00% No change 400 $28K
Strategic Investment Solutions, Inc. 0.01% No change 385 $27K
Abound Wealth Management 0.01% No change 379 $27K
Avondale Wealth Management 0.01% No change 376 $26K
Beacon Capital Management, LLC 0.00% No change 371 $26K
TrinityBridge Ltd 0.00% No change 365 $26K
Glen Eagle Advisors, LLC 0.00% Reduce -13.5% 359 $25K
Capital A Wealth Management, LLC 0.28% Reduce -73.1% 478 $25K
Westside Investment Management, Inc. 0.00% Reduce -22.6% 352 $25K
Trust Co. of Vermont 0.00% No change 345 $24K
Harbor Investment Advisory, LLC 0.00% No change 309 $22K
JNBA Financial Advisors 0.00% No change 300 $21K
Fairscale Capital, LLC 0.02% No change 277 $21K
MassMutual Private Wealth & Trust, FSB 0.00% New 287 $20K
Oliver Lagore Vanvalin Investment Group 0.01% — 395 $19K
CoreCap Advisors, LLC 0.00% Reduce -63.0% 265 $19K
Tidemark, LLC 0.01% Reduce -12.4% 261 $18K
Tsfg, LLC 0.00% No change 261 $18K
Capital Analysts, LLC 0.00% Reduce -5.4% 263 $18K
Aventura Private Wealth, LLC 0.01% Reduce -1.6% 251 $18K
Anchor Investment Management, LLC 0.00% No change 250 $18K
HM Payson & Co. 0.00% No change 250 $18K
Banque Transatlantique SA 0.00% New 246 $17K
Foster Dykema Cabot & Partners, LLC 0.00% No change 244 $17K
Horizon Bancorp Inc. 0.01% No change 240 $17K
Bogart Wealth, LLC 0.00% No change 242 $17K
Russell Investments Group, Ltd. 0.00% Reduce -20.1% 226 $16K
Creekmur Asset Management LLC 0.00% Reduce -48.6% 219 $15K
Nemes Rush Group LLC 0.00% Reduce -30.4% 217 $15K
Thurston, Springer, Miller, Herd & Titak, Inc. 0.00% Add +58.8% 216 $15K
Kings Path Partners LLC 0.01% No change 216 $15K
IFS Advisors, LLC 0.01% No change 213 $15K
Byrne Asset Management LLC 0.01% No change 210 $15K
Key Financial Inc 0.00% No change 206 $14K
WealthCollab, LLC 0.01% No change 200 $14K
Northwest Capital Management Inc 0.01% Reduce -37.1% 200 $14K
Dagco, Inc. 0.00% No change 200 $14K
Independence Bank of Kentucky 0.00% No change 200 $14K
Moisand Fitzgerald Tamayo, LLC 0.00% No change 200 $14K
HHM Wealth Advisors, LLC 0.00% No change 200 $14K
Provenance Wealth Advisors, LLC 0.00% No change 173 $12K
Caldwell Trust Co 0.00% No change 156 $11K
Physician Wealth Advisors, Inc. 0.00% No change 154 $11K
Fairman Group, LLC 0.01% No change 151 $11K
Ancora Advisors LLC 0.00% Add +25.8% 151 $11K
Bank of New Hampshire 0.00% No change 140 $10K
Flagship Wealth Advisors, LLC 0.00% No change 133 $9K
Dixon Mitchell Investment Counsel Inc. 0.00% Reduce -93.9% 127 $9K
Financial Gravity Companies, Inc. 0.00% — 125 $9K
Accredited Wealth Management, LLC 0.01% No change 120 $8K
Morton Brown Family Wealth, LLC 0.00% No change 120 $8K
Sunbelt Securities, Inc. 0.00% Reduce -48.9% 143 $8K
C M Bidwell & Associates Ltd. 0.00% No change 114 $8K
City Holding Co. 0.00% No change 105 $7K
Riverview Trust Co 0.01% No change 100 $7K
Putney Financial Group LLC 0.01% Add +525.0% 100 $7K
Islay Capital Management, LLC 0.00% No change 100 $7K
Ridgewood Investments LLC 0.00% No change 100 $7K
Pacific Center for Financial Services 0.00% No change 91 $6K
Whittier Trust Co. 0.00% No change 90 $6K
Ameriflex Group, Inc. 0.00% No change 87 $6K
North Ridge Wealth Advisors, Inc. 0.00% Reduce -5.5% 86 $6K
ORG Partners LLC 0.00% Add +1.3% 79 $5K
Innovative Advisory Group, LLC 0.00% No change 75 $5K
Hollencrest Capital Management 0.00% New 75 $5K
Concord Wealth Partners 0.00% No change 74 $5K
Iron Horse Wealth Management, LLC 0.00% No change 73 $5K
PrairieView Partners, LLC 0.00% New 80 $5K
Horizon Investments, LLC 0.00% New 70 $5K
Gen-Wealth Partners Inc 0.00% No change 68 $5K
Goodman Advisory Group, LLC 0.00% New 62 $4K
Nalls Sherbakoff Group, LLC 0.00% Reduce -42.2% 59 $4K
Albion Financial Group 0.00% No change 57 $4K
Paladin Advisory Group, LLC 0.00% New 55 $4K
Highline Wealth Partners LLC 0.00% New 55 $4K
Edmond DE Rothschild Holding S.A. 0.00% No change 55 $4K
Wolff Wiese Magana LLC 0.00% No change 54 $4K
American Capital Advisory, LLC 0.00% No change 50 $4K
Mechanics Financial Corp 0.00% No change 50 $4K
Arlington Trust Co LLC 0.00% No change 50 $4K
Scarborough Advisors, LLC 0.00% New 41 $3K
Stephens Consulting, LLC 0.00% No change 40 $3K
Dunhill Financial, LLC 0.00% New 37 $3K
Pension & Wealth Management Advisors, Inc. 0.00% No change 32 $2K
Duncker Streett & Co. Inc. 0.00% No change 32 $2K
Atwood & Palmer Inc. 0.00% No change 30 $2K
Bartlett & Co. Wealth Management LLC 0.00% No change 30 $2K
Garde Capital, Inc. 0.00% No change 22 $2K
Anfield Capital Management, LLC 0.00% No change 22 $2K
Oakworth Capital, Inc. 0.00% No change 19 $1K
Essential Partners LLC 0.00% — 18 $1K
Centricity Wealth Management, LLC 0.00% No change 17 $1K
MTM Investment Management, LLC 0.00% New 17 $1K
Nvwm, LLC 0.00% Reduce -85.5% 17 $1K
HighMark Wealth Management LLC 0.00% No change 16 $1K
Main Street Group, LTD 0.00% No change 16 $1K
Parkworth Wealth Management, Inc. 0.00% No change 15 $1K
Roble, Belko & Company, Inc 0.00% No change 15 $1K
Bessemer Group Inc. 0.00% No change 9 $1K
Evermay Wealth Management LLC 0.00% No change 10 $709
Morse Asset Management, Inc 0.00% No change 10 $703
Strengthening Families & Communities, LLC 0.00% No change 7 $492
Quaker Wealth Management, LLC 0.00% — 5 $352
CVA Family Office, LLC 0.00% No change 5 $351
Truvestments Capital LLC 0.00% No change 4 $281
Assetmark, Inc. 0.00% Add +300.0% 4 $281
Sachetta, LLC 0.00% No change 2 $141
Beacon Capital Management, Inc. 0.00% New 1 $80
MCF Advisors LLC 0.00% No change 1 $71
Miller Wealth Advisors, LLC 0.00% No change 1 $70

"% of holder's portfolio" is ARKK's weight in each manager's 13F, not the share of ARK Innovation ETF the manager owns.