SS SPDR BB Conv Sec ETFCWBETF
13F holders, Q3 2024 (September 30)456holders +18
53new positions
37sold out
2famous investors
$76.61avg. 13F price*
At the end of Q3 2024, 456 institutions reported holding SS SPDR BB Conv Sec ETF (CWB) in their 13F filings, up 18 from Q2 2024. 53 opened new positions and 37 sold out. The largest holders were Bank of America Corp. ($193.5M), Assetmark, Inc. ($168.9M) and Morgan Stanley ($122.7M). 2 famous investors held it, including Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- SS SPDR BB Conv Sec ETF
- Filed as
- SPDR SER TR (Q3 2024)
- CUSIP
- 78464A359
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 53 | $84.8M |
| Exits | 37 | $75.9M |
All 13F filers, Q2 2024 → Q3 2024: 4,611,802 shares bought and 4,082,945 shares sold, net +528,857 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 456 holders
| Bank of America Corp. | 0.02% | Reduce -2.2% | 2,526,128 | $193.5M |
| Assetmark, Inc. | 0.48% | Add +219706.6% | 2,204,660 | $168.9M |
| Morgan Stanley | 0.01% | Reduce -8.0% | 1,601,384 | $122.7M |
| Bessemer Group Inc. | 0.14% | Reduce -10.5% | 1,138,584 | $87.2M |
| LPL Financial LLC | 0.03% | Reduce -4.5% | 1,015,668 | $77.8M |
| Wells Fargo & Company | 0.02% | Add +3.0% | 968,727 | $74.2M |
| Ameriprise Financial Inc. | 0.02% | Reduce -3.7% | 908,893 | $69.6M |
| PNC Financial Services Group, Inc. | 0.04% | Reduce -4.2% | 846,950 | $64.9M |
| New York Life Investment Management LLC | 0.57% | Add +2.2% | 768,722 | $58.9M |
| Deutsche Bank AG | 0.02% | No change | 637,409 | $48.8M |
| Envestnet Asset Management Inc. | 0.02% | Add +26.6% | 636,906 | $48.8M |
| Goldman Sachs Group Inc. | 0.01% | Reduce -66.2% | 598,678 | $45.9M |
| Ocean Park Asset Management, LLC | 1.95% | Add +1.2% | 580,756 | $44.5M |
| UBS Group AG | 0.01% | Add +1.9% | 483,646 | $37.0M |
| Bank of Montreal | 0.02% | Reduce -2.7% | 479,295 | $36.7M |
| Northwestern Mutual Wealth Management Co. | 0.03% | Reduce -2.8% | 446,568 | $34.2M |
| One Wealth Map LLC | 18.03% | Add +6.0% | 395,297 | $30.6M |
| Royal Bank of Canada | 0.01% | Reduce -1.1% | 395,918 | $30.3M |
| Howard Capital Management, LLC | 0.47% | Add +1691.1% | 375,955 | $28.8M |
| Fulton Breakefield Broenniman LLC | 1.77% | Reduce -0.8% | 330,233 | $25.3M |
| Alliancebernstein L.P. | 0.01% | Add +32.1% | 301,780 | $23.1M |
| Osaic Holdings, Inc. | 0.05% | Add +33.9% | 301,722 | $23.1M |
| Cambridge Investment Research Advisors, Inc. | 0.07% | Add +4.9% | 285,457 | $21.9M |
| Guggenheim Capital LLC | 0.13% | Add +3.5% | 245,535 | $18.8M |
| Renaissance Technologies | 0.03% | Add +74.6% | 227,000 | $17.4M |
| Commonwealth Equity Services, LLC | 0.03% | Add +9.4% | 225,999 | $17.3M |
| Nomura Asset Management Co. Ltd. | 0.05% | No change | 224,987 | $17.2M |
| Wealth Enhancement Advisory Services, LLC | 0.04% | Add +1.7% | 221,886 | $17.0M |
| River Wealth Advisors LLC | 2.21% | Add +1.4% | 216,468 | $16.6M |
| ACT Advisors, LLC. | 7.69% | New | 212,680 | $16.3M |
| XML Financial, LLC | 1.49% | Add +4.6% | 210,281 | $16.1M |
| Waldron Private Wealth LLC | 0.65% | Reduce -1.7% | 203,494 | $15.6M |
| Truist Financial Corp. | 0.02% | Add +1.9% | 196,010 | $15.0M |
| Raymond James Financial Services Advisors, Inc. | 0.02% | Reduce -0.0% | 189,801 | $14.5M |
| MML Investors Services, LLC | 0.05% | Add +48.8% | 189,422 | $14.5M |
| Stifel Financial Corp. | 0.01% | Add +6.9% | 174,821 | $13.4M |
| B. Riley Wealth Advisors, Inc. | 0.35% | Reduce -11.6% | 164,784 | $12.6M |
| Strategic Investment Advisors / MI | 1.35% | New | 160,849 | $12.3M |
| Janney Montgomery Scott LLC | 0.03% | Reduce -3.0% | 154,598 | $11.8M |
| Goodman Advisory Group, LLC | 3.32% | Reduce -1.5% | 151,887 | $11.6M |
| Paulson Wealth Management Inc. | 2.90% | Add +5.7% | 141,408 | $10.8M |
| Petix & Botte Co | 2.77% | Add +1.6% | 135,863 | $10.4M |
| AMG National Trust Bank | 0.26% | Reduce -0.5% | 125,606 | $9.6M |
| Cetera Investment Advisers | 0.02% | Add +53.3% | 124,393 | $9.5M |
| JPMorgan Chase & Co. | 0.00% | Add +20.9% | 120,893 | $9.3M |
| Oppenheimer & Co. Inc. | 0.14% | Reduce -0.3% | 120,539 | $9.2M |
| Modera Wealth Management, LLC | 0.12% | Reduce -3.3% | 117,963 | $9.0M |
| NTV Asset Management LLC | 1.17% | Reduce -0.7% | 114,683 | $8.8M |
| Creative Planning | 0.01% | Add +0.5% | 112,236 | $8.6M |
| Elequin Capital, LP | 18.84% | Reduce -60.2% | 109,796 | $8.4M |
| Estate Counselors, LLC | 0.87% | Reduce -0.2% | 109,680 | $8.4M |
| McAdam, LLC | 0.47% | Reduce -14.1% | 108,655 | $8.3M |
| Stephens Inc. | 0.11% | Add +2.9% | 105,529 | $8.1M |
| Windsor Capital Management, LLC | 2.24% | Reduce -0.1% | 100,917 | $7.7M |
| Prudential Financial Inc. | 0.01% | No change | 97,250 | $7.4M |
| Steward Partners Investment Advisory, LLC | 0.07% | Add +9.1% | 94,267 | $7.2M |
| St Germain D J Co. Inc. | 0.32% | Reduce -39.5% | 92,130 | $7.1M |
| Townsquare Capital LLC | 0.08% | New | 85,669 | $6.6M |
| Raymond James & Associates | 0.00% | Reduce -10.9% | 83,603 | $6.4M |
| Capstone Investment Advisors, LLC | 0.22% | New | 83,301 | $6.4M |
| Advisors Preferred, LLC | 0.95% | New | 81,866 | $6.2M |
| Private Advisor Group, LLC | 0.04% | Add +17.4% | 77,013 | $5.9M |
| Baron Financial Group, LLC | 3.60% | Reduce -2.6% | 76,857 | $5.9M |
| Allworth Financial LP | 0.03% | Reduce -6.4% | 71,943 | $5.5M |
| Arkos Global Advisors | 0.78% | Reduce -0.0% | 70,120 | $5.4M |
| Atria Investments, Inc | 0.06% | Add +78.8% | 67,636 | $5.2M |
| David J Yvars Group | 2.95% | Add +0.4% | 62,220 | $4.8M |
| Riggs Asset Managment Co. Inc. | 1.23% | Add +0.6% | 58,942 | $4.5M |
| Retireful, LLC | 3.23% | New | 56,951 | $4.4M |
| Rockefeller Capital Management L.P. | 0.01% | Reduce 0.0% | 56,264 | $4.3M |
| Sterling Investment Advisors, Ltd. | 1.08% | Reduce -1.8% | 55,648 | $4.3M |
| Logan Stone Capital, LLC | 1.06% | Reduce -26.1% | 55,637 | $4.3M |
| Florin Court Capital LLP | 3.40% | New | 55,277 | $4.2M |
| Sage Capital Management, LLC | 1.92% | Reduce -3.3% | 52,071 | $4.0M |
| Aveo Capital Partners, LLC | 0.42% | New | 51,343 | $3.9M |
| Midwest Professional Planners, LTD. | 1.19% | Add +234.4% | 50,881 | $3.9M |
| Chicago Partners Investment Group LLC | 0.14% | Reduce -3.1% | 50,516 | $3.9M |
| HighTower Advisors, LLC | 0.01% | Reduce -23.0% | 50,046 | $3.8M |
| Geneos Wealth Management Inc. | 0.14% | Add +3.5% | 48,045 | $3.7M |
| Alliance Wealth Advisors, LLC | 0.94% | New | 46,862 | $3.6M |
| Wesbanco Bank Inc. | 0.12% | Add +4.7% | 46,266 | $3.5M |
| Transamerica Financial Advisors, LLC | 0.34% | Add +5181.4% | 45,420 | $3.5M |
| Jefferies Financial Group Inc. | 0.06% | Add +0.3% | 42,763 | $3.3M |
| TFG Advisers LLC | 1.17% | Reduce -6.9% | 42,531 | $3.3M |
| Citigroup Inc. | 0.00% | Reduce -2.6% | 42,388 | $3.2M |
| Captrust Financial Advisors | 0.01% | Add +0.2% | 42,374 | $3.2M |
| Atria Wealth Solutions, Inc. | 0.04% | Add +11.9% | 42,154 | $3.2M |
| Cim, LLC | 0.46% | Add +0.1% | 41,911 | $3.2M |
| Ignite Planners, LLC | 0.66% | Add +26.1% | 37,814 | $2.9M |
| Waverly Advisors, LLC | 0.05% | Reduce -4.3% | 37,776 | $2.9M |
| Sykon Capital LLC | 1.02% | Add +11.1% | 37,745 | $2.9M |
| Mount Lucas Management LP | 0.94% | Add +3.0% | 35,946 | $2.8M |
| Kestra Advisory Services, LLC | 0.01% | Reduce -9.0% | 35,519 | $2.7M |
| FSC Wealth Advisors, LLC | 1.95% | Reduce -68.1% | 35,478 | $2.7M |
| Focus Financial Network, Inc. | 0.11% | Add +5.4% | 33,706 | $2.6M |
| Montecito Bank & Trust | 0.43% | Reduce -1.2% | 33,123 | $2.5M |
| Blair William & Co. | 0.01% | Reduce -0.5% | 32,592 | $2.5M |
| WealthTrust Asset Management, LLC | 1.86% | Reduce -55.0% | 32,566 | $2.5M |
| FOCUS Wealth Advisors, LLC | 1.23% | Reduce -1.7% | 32,176 | $2.5M |
| Sculptor Capital LP | 0.07% | Add +17.4% | 31,582 | $2.4M |
| Aletheian Wealth Advisors LLC | 1.37% | Add +0.0% | 30,661 | $2.3M |
| EFG Asset Management (Americas) Corp. | 0.46% | Reduce -7.8% | 30,613 | $2.3M |
| Principal Securities, Inc. | 0.06% | Add +13.3% | 30,402 | $2.3M |
| Mirae Asset Global Investments Co., Ltd. | 0.01% | Reduce -11.6% | 29,737 | $2.3M |
| Investors Research Corp | 0.50% | Reduce -0.1% | 29,681 | $2.3M |
| First National Corp. /Ma/ | 0.50% | Add +8.5% | 29,381 | $2.3M |
| Everstar Asset Management, LLC | 1.51% | — | 28,840 | $2.2M |
| Sowell Financial Services LLC | 0.10% | Add +4.3% | 28,280 | $2.2M |
| VestGen Investment Management | 0.60% | New | 28,126 | $2.2M |
| Advisory Alpha, LLC | 0.08% | Reduce -7.1% | 28,023 | $2.1M |
| Powell Investment Advisors, LLC | 0.99% | Reduce -1.7% | 27,758 | $2.1M |
| Hudson Portfolio Management LLC | 2.08% | — | 27,601 | $2.1M |
| HF Advisory Group, LLC | 0.97% | Reduce -3.9% | 27,291 | $2.1M |
| Sanctuary Advisors, LLC | 0.01% | Add +6.0% | 24,423 | $2.0M |
| Octavia Wealth Advisors, LLC | 0.24% | Reduce -9.3% | 25,792 | $2.0M |
| Equitable Holdings, Inc. | 0.02% | Reduce -3.2% | 25,709 | $2.0M |
| Wealth Management Resources, Inc. | 0.79% | Add +2.3% | 25,699 | $2.0M |
| FIL Ltd | 0.00% | Reduce -57.8% | 25,470 | $2.0M |
| BNP Paribas Financial Markets | 0.00% | Reduce -51.6% | 24,904 | $1.9M |
| Flagstar Securities, Inc. | 0.47% | Reduce -6.3% | 24,409 | $1.9M |
| Mercer Global Advisors Inc. | 0.00% | Add +73.8% | 23,887 | $1.8M |
| Csenge Advisory Group | 0.09% | Add +421.3% | 23,366 | $1.8M |
| Howard Wealth Management, LLC | 1.05% | Reduce -0.8% | 23,525 | $1.8M |
| Prudential PLC | 0.01% | Reduce -4.5% | 22,710 | $1.7M |
| Corient Private Wealth LP | 0.00% | Add +1.7% | 22,680 | $1.7M |
| Disciplined Investments, LLC | 0.85% | Reduce -4.2% | 22,406 | $1.7M |
| Squarepoint Ops LLC | 0.01% | New | 21,912 | $1.7M |
| Prospera Financial Services Inc | 0.04% | Add +18.7% | 21,657 | $1.7M |
| O'ROURKE & COMPANY, Inc | 0.83% | Reduce -7.8% | 21,601 | $1.7M |
| AXS Investments LLC | 0.44% | Reduce -21.8% | 21,577 | $1.7M |
| Susquehanna International Group, LLP | 0.00% | Reduce -74.1% | 20,976 | $1.6M |
| Rosenblum Silverman Sutton S F Inc. | 0.41% | No change | 20,938 | $1.6M |
| Mgo One Seven LLC | 0.07% | Add +0.9% | 20,407 | $1.6M |
| SkyOak Wealth, LLC | 0.35% | Reduce -0.1% | 20,406 | $1.6M |
| Schaper Benz & Wise Investment Counsel Inc. | 0.12% | No change | 20,193 | $1.5M |
| Patten Group, Inc. | 0.34% | Reduce -20.1% | 20,010 | $1.5M |
| Burns J W & Co. Inc. | 0.20% | Reduce -1.9% | 19,880 | $1.5M |
| EP Wealth Advisors, LLC | 0.01% | Add +0.0% | 19,589 | $1.5M |
| Whittier Trust Co. of Nevada Inc. | 0.04% | Reduce -1.6% | 19,440 | $1.5M |
| Nwam LLC | 0.09% | New | 19,356 | $1.5M |
| Clear Creek Financial Management, LLC | 0.17% | Add +13.3% | 19,314 | $1.5M |
| CVA Family Office, LLC | 0.24% | Add +0.1% | 19,241 | $1.5M |
| Capital City Trust Co. | 0.36% | No change | 19,035 | $1.5M |
| Kraematon Investment Advisors, Inc. | 1.42% | Reduce -13.5% | 18,852 | $1.4M |
| Chesapeake Capital Corp. | 1.29% | Add +27.9% | 18,519 | $1.4M |
| Tidal Investments LLC | 0.02% | Add +27.9% | 18,519 | $1.4M |
| Marex Group Ltd | 0.03% | New | 18,238 | $1.4M |
| CreativeOne Wealth, LLC | 0.05% | Add +155.8% | 17,548 | $1.3M |
| Key Financial Inc | 0.30% | Reduce -0.8% | 17,500 | $1.3M |
| Towerpoint Wealth, LLC | 0.62% | Add +0.3% | 17,122 | $1.3M |
| Afg Fiduciary Services Limited Partnership | 0.88% | Add +0.1% | 16,791 | $1.3M |
| Sage Rhino Capital LLC | 0.29% | Reduce -1.1% | 16,832 | $1.3M |
| New England Private Wealth Advisors LLC | 0.21% | Add +0.1% | 16,640 | $1.3M |
| Simplicity Wealth,LLC | 0.12% | Add +5.7% | 16,443 | $1.3M |
| Independent Financial Group, LLC | 0.05% | Reduce -10.9% | 16,438 | $1.3M |
| Cwm, LLC | 0.01% | Reduce -4.9% | 16,388 | $1.3M |
| Kingswood Wealth Advisors, LLC | 0.09% | Add +29.6% | 16,071 | $1.2M |
| National Bank of Canada | 0.00% | Reduce -2.5% | 15,480 | $1.2M |
| Confluence Wealth Services, Inc. | 0.09% | Reduce -5.0% | 15,385 | $1.2M |
| ARK & TLK Investments, LLC | 0.42% | No change | 15,280 | $1.2M |
| AE Wealth Management LLC | 0.01% | Reduce -3.0% | 15,034 | $1.2M |
| Dark Forest Capital Management LP | 0.15% | Reduce -18.2% | 15,012 | $1.1M |
| Kades & Cheifetz LLC | 0.64% | Add +1.0% | 14,701 | $1.1M |
| Win Advisors, Inc. | 0.52% | New | 14,358 | $1.1M |
| World Investment Advisors | 0.03% | Add +6.7% | 14,289 | $1.1M |
| LFA - Lugano Financial Advisors SA | 0.73% | No change | 13,981 | $1.1M |
| Occidental Asset Management, LLC | 0.17% | Add +4.6% | 13,979 | $1.1M |
| Comerica Bank | 0.00% | Reduce -2.1% | 13,782 | $1.1M |
| Ausdal Financial Partners, Inc. | 0.11% | Reduce -1.1% | 13,771 | $1.1M |
| Integrated Wealth Concepts LLC | 0.01% | Reduce -10.3% | 13,530 | $1.0M |
| Norden Group LLC | 0.12% | New | 13,501 | $1.0M |
| L.M. Kohn & Company | 0.26% | Reduce -24.6% | 13,464 | $1.0M |
| Pursue Wealth Partners LLC | 0.56% | No change | 13,400 | $1.0M |
| Cottonwood Capital Advisors, LLC | 0.75% | Reduce -3.6% | 13,292 | $1.0M |
| Foresight Capital Management Advisors, Inc. | 0.59% | Reduce -62.9% | 12,944 | $991K |
| Farrell Financial LLC | 0.68% | Add +5.3% | 12,271 | $968K |
| Pinnacle Associates Ltd. | 0.02% | Add +31.1% | 13,411 | $968K |
| Arrow Investment Advisors, LLC | 0.89% | New | 12,416 | $951K |
| Apexium Financial, LP | 0.06% | Add +2.6% | 12,363 | $947K |
| Peregrine Asset Advisers, Inc. | 0.32% | Reduce -8.4% | 11,974 | $917K |
| SK Wealth Management, LLC | 0.47% | — | 11,647 | $917K |
| Ascent Group, LLC | 0.07% | New | 11,942 | $915K |
| Silver Oak Securities, Incorporated | 0.10% | New | 11,860 | $908K |
| Herold Advisors, Inc. | 0.20% | Reduce -7.8% | 11,800 | $904K |
| Telos Capital Management, Inc. | 0.09% | Reduce -3.1% | 11,624 | $890K |
| Dynamic Advisor Solutions LLC | 0.03% | Reduce -26.3% | 11,594 | $888K |
| Thrive Capital Management, LLC | 0.42% | Reduce -20.6% | 11,572 | $886K |
| Insight Wealth Strategies, LLC | 0.12% | Add +1.1% | 11,444 | $876K |
| Highline Wealth Partners LLC | 0.29% | Reduce -18.3% | 11,252 | $862K |
| Nabity-Jensen Investment Management Inc | 0.66% | No change | 11,209 | $858K |
| Lido Advisors, LLC | 0.01% | No change | 11,113 | $851K |
| TFB Advisors LLC | 0.25% | New | 10,913 | $836K |
| Jane Street Group, LLC | 0.00% | Reduce -90.2% | 10,791 | $826K |
| Sigma Planning Corp | 0.02% | Reduce -33.9% | 10,610 | $813K |
| Intrust Bank NA | 0.08% | Reduce -0.8% | 10,600 | $812K |
| Webster Bank, N. A. | 0.09% | Reduce -6.0% | 10,566 | $809K |
| M&T Bank Corp | 0.00% | Reduce -10.7% | 10,425 | $798K |
| Legacy Financial Group LLC | 0.15% | Add +2.4% | 10,056 | $770K |
| CW Advisors, LLC | 0.01% | No change | 10,000 | $766K |
| HB Wealth Management, LLC | 0.01% | Add +31.8% | 9,897 | $758K |
| NewEdge Advisors, LLC | 0.00% | Reduce -83.5% | 9,861 | $755K |
| Curi Capital, LLC | 0.02% | Reduce -1.4% | 9,793 | $750K |
| Invesco Ltd. | 0.00% | Reduce -12.6% | 9,773 | $749K |
| M3 Advisory Group, LLC | 0.54% | Reduce -3.5% | 9,550 | $731K |
| Rockland Trust Co. | 0.04% | Reduce -2.4% | 9,533 | $730K |
| SignalPoint Asset Management, LLC | 0.17% | Reduce -1.3% | 9,366 | $717K |
| J.W. Cole Advisors, Inc. | 0.03% | Add +0.3% | 9,329 | $715K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Add +141.7% | 9,289 | $711K |
| Jones Financial Companies LLLP | 0.00% | Add +92.2% | 9,168 | $702K |
| First Merchants Corp. | 0.03% | No change | 9,150 | $701K |
| GeoWealth Management, LLC | 0.02% | Reduce -65.2% | 9,146 | $701K |
| Mariner, LLC | 0.00% | Add +2.9% | 8,855 | $678K |
| US Bancorp \de | 0.00% | Reduce -5.8% | 8,693 | $666K |
| Spectrum Wealth Advisory Group, LLC | 0.37% | Reduce -12.0% | 8,690 | $666K |
| SeaCrest Wealth Management, LLC | 0.07% | New | 8,689 | $665K |
| Stablepoint Partners, LLC | 0.12% | Add +2.5% | 8,644 | $662K |
| BTS Asset Management, Inc. | 0.63% | Reduce -88.2% | 8,607 | $659K |
| Calton & Associates, Inc. | 0.25% | Reduce -4.4% | 8,559 | $656K |
| Horst & Graben Wealth Management LLC | 0.11% | Add +1.6% | 8,344 | $639K |
| Legacy Capital Wealth Partners, LLC | 0.13% | Reduce -13.1% | 8,273 | $634K |
| Portside Wealth Group, LLC | 0.11% | New | 8,261 | $633K |
| D.A. Davidson & Co. | 0.01% | Add +0.1% | 8,057 | $617K |
| Laraway Financial Advisors Inc | 0.49% | No change | 8,000 | $613K |
| CAP Partners, LLC | 0.44% | Reduce -0.1% | 7,743 | $593K |
| Dorsey Wright & Associates | 0.14% | New | 7,456 | $571K |
| Connecticut Wealth Management, LLC | 0.03% | No change | 7,095 | $543K |
| Delta Financial Group, Inc. | 0.20% | Add +1.9% | 7,057 | $540K |
| Stratos Wealth Partners, LTD. | 0.01% | Add +31.1% | 7,022 | $538K |
| Foundations Investment Advisors, LLC | 0.01% | Reduce -22.0% | 6,980 | $535K |
| Exchange Traded Concepts, LLC | 0.01% | New | 6,920 | $530K |
| Strategic Financial Partners, Ltd. | 0.27% | Reduce -0.6% | 6,902 | $529K |
| Trifecta Capital Advisors, LLC | 0.11% | No change | 6,835 | $523K |
| Cerity Partners LLC | 0.00% | Add +20.5% | 6,828 | $523K |
| Hobart Private Capital, LLC | 0.13% | No change | 6,809 | $522K |
| Global Retirement Partners, LLC | 0.02% | Add +86.0% | 6,647 | $509K |
| Capital Advisors Inc. | 0.01% | No change | 6,645 | $509K |
| Seldon Capital LP | 0.28% | No change | 6,544 | $501K |
| Sonata Capital Group Inc. | 0.21% | New | 6,535 | $501K |
| MV Capital Management, Inc. | 0.05% | No change | 6,511 | $499K |
| Dakota Wealth Management | 0.01% | Reduce -97.6% | 6,448 | $494K |
| Kovack Advisors, Inc. | 0.05% | Add +0.1% | 6,258 | $479K |
| Brookstone Capital Management | 0.01% | Add +63.2% | 6,187 | $474K |
| Snowden Capital Advisors LLC | 0.01% | Reduce -3.1% | 6,110 | $468K |
| Focus Partners Wealth | 0.00% | Reduce -69.2% | 5,952 | $456K |
| TD Waterhouse Canada Inc. | 0.00% | Add +9.8% | 5,941 | $453K |
| Johnson Financial Group, Inc. | 0.02% | New | 5,875 | $450K |
| WFA Asset Management Corp | 0.24% | Add +0.5% | 5,832 | $447K |
| Acorn Wealth Advisors, LLC | 0.19% | Reduce -4.9% | 5,802 | $444K |
| Charles Schwab Trust Co | 0.04% | No change | 5,699 | $436K |
| Private Trust Co. NA | 0.04% | Add +37.8% | 5,677 | $435K |
| LongView Wealth Management | 0.14% | Reduce -7.9% | 5,646 | $432K |
| Old North State Trust, LLC | 0.35% | Reduce -62.3% | 5,577 | $427K |
| Keybank National Association | 0.00% | Add +5.4% | 5,501 | $421K |
| Forvis Mazars Wealth Advisors, LLC | 0.01% | No change | 5,476 | $419K |
| RVW Wealth, LLC | 0.04% | Reduce -0.6% | 5,474 | $419K |
| Glen Eagle Advisors, LLC | 0.07% | No change | 5,445 | $417K |
| Old Port Advisors | 0.12% | Reduce -3.2% | 5,441 | $417K |
| ERn Financial, LLC | 0.06% | Add +0.1% | 5,434 | $416K |
| Moors & Cabot, Inc. | 0.02% | Reduce -0.6% | 5,378 | $412K |
| Diversify Wealth Management, LLC | 0.04% | New | 5,243 | $404K |
| Geller Advisors LLC | 0.03% | Reduce -0.8% | 5,200 | $398K |
| Certified Advisory Corp | 0.04% | Reduce -8.5% | 5,187 | $397K |
| Detalus Advisors, LLC | 0.13% | Add +40.9% | 5,172 | $396K |
| Faithward Advisors, LLC | 0.07% | Add +0.0% | 5,162 | $395K |
| Duncan Williams Asset Management, LLC | 0.22% | New | 5,160 | $395K |
| Qube Research & Technologies Ltd | 0.00% | Add +264.9% | 5,083 | $389K |
| Bigelow Investment Advisors, LLC | 0.17% | Reduce -6.9% | 5,057 | $387K |
| CoreCap Advisors, LLC | 0.02% | Add +1.1% | 5,028 | $385K |
| Talon Private Wealth, LLC | 0.08% | — | 4,972 | $381K |
| AlphaCentric Advisors LLC | 0.28% | Reduce -1.9% | 4,834 | $370K |
| Bank of Stockton | 0.11% | No change | 4,700 | $360K |
| Hennion & Walsh Asset Management, Inc. | 0.02% | Reduce -24.2% | 4,627 | $354K |
| FMR LLC | 0.00% | Add +5.9% | 4,584 | $351K |
| Granite FO LLC | 0.20% | No change | 4,556 | $349K |
| Advisor Resource Council | 0.16% | New | 4,539 | $348K |
| Financial Counselors Inc. | 0.01% | Reduce -3.0% | 4,535 | $347K |
| Global Trust Asset Management, LLC | 0.13% | Reduce -8.1% | 4,498 | $345K |
| Mill Creek Capital Advisors, LLC | 0.01% | No change | 4,465 | $342K |
| MeadowBrook Investment Advisors LLC | 0.31% | No change | 4,460 | $342K |
| First Heartland Consultants, Inc. | 0.04% | Reduce -21.3% | 4,426 | $339K |
| Sequoia Financial Advisors, LLC | 0.00% | No change | 4,375 | $335K |
| Personal Cfo Solutions, LLC | 0.05% | New | 4,334 | $332K |
| Guardian Asset Advisors, LLC | 0.23% | Add +0.1% | 4,330 | $332K |
| EPG Wealth Management LLC | 0.08% | Add +0.0% | 4,255 | $326K |
| IHT Wealth Management, LLC | 0.01% | Reduce -11.3% | 4,211 | $322K |
| Embree Financial Group | 0.06% | No change | 4,209 | $322K |
| Prime Capital Investment Advisors, LLC | 0.00% | Add +30.3% | 4,187 | $321K |
| Smith Chas P & Associates Pa Cpas | 0.02% | Add +3.6% | 4,178 | $320K |
| Focused Wealth Management, Inc | 0.04% | Reduce -4.7% | 4,169 | $319K |
| Focus Partners Advisor Solutions, LLC | 0.01% | Reduce -3.0% | 4,110 | $315K |
| Algorithmic Investment Models, LLC | 0.23% | New | 4,109 | $315K |
| Citadel Advisors | 0.00% | Reduce -69.2% | 4,106 | $314K |
| Kathleen S. Wright Associates Inc. | 0.13% | No change | 4,028 | $309K |
| Orion Capital Management LLC | 0.15% | No change | 4,000 | $306K |
| Cardiff Park Advisors, LLC | 0.03% | No change | 4,000 | $306K |
| Frank, Rimerman Advisors LLC | 0.02% | No change | 4,000 | $306K |
| U.S. Capital Wealth Advisors, LLC | 0.01% | No change | 4,000 | $306K |
| Centaurus Financial, Inc. | 0.02% | Add +12.1% | 3,912 | $300K |
| Raymond James Trust N.A. | 0.01% | No change | 3,902 | $299K |
| Triton Financial Group Inc | 0.19% | Reduce -0.8% | 3,895 | $298K |
| CIBC Private Wealth Group LLC | 0.00% | Reduce -0.1% | 3,895 | $298K |
| Private Portfolio Partners LLC | 0.05% | New | 3,814 | $292K |
| Synovus Financial Corp. | 0.00% | New | 3,746 | $287K |
| James Investment Research, Inc. | 0.03% | Reduce -61.5% | 3,700 | $283K |
| Trajan Wealth LLC | 0.02% | Reduce -9.0% | 3,690 | $283K |
| TRUE Private Wealth Advisors | 0.03% | Reduce -14.3% | 3,686 | $282K |
| Capital Market Strategies LLC | 0.17% | Reduce -3.2% | 3,680 | $282K |
| NorthRock Partners, LLC | 0.01% | Reduce -37.3% | 3,676 | $282K |
| Berger Financial Group, Inc | 0.02% | Reduce -2.1% | 3,675 | $282K |
| Principle Wealth Partners LLC | 0.02% | No change | 3,590 | $275K |
| Avidian Wealth Enterprises, LLC | 0.01% | Reduce -29.2% | 3,550 | $272K |
| Boston Family Office LLC | 0.02% | No change | 3,510 | $269K |
| Level Four Advisory Services, LLC | 0.01% | Reduce -26.4% | 3,448 | $265K |
| Pacific Capital Wealth Advisors, Inc. | 0.04% | Add +0.1% | 3,425 | $262K |
| Burke & Herbert Bank & Trust Co. | 0.06% | Reduce -10.6% | 3,390 | $260K |
| CCG Wealth Management, LLC | 0.14% | No change | 3,370 | $258K |
| Aurora Private Wealth, Inc. | 0.20% | Reduce -1.1% | 3,274 | $251K |
| Spire Wealth Management | 0.01% | Add +0.2% | 3,274 | $251K |
| Beacon Pointe Advisors, LLC | 0.00% | Reduce -11.7% | 3,273 | $251K |
| OneDigital Investment Advisors LLC | 0.00% | Add +9.9% | 3,263 | $250K |
| Baker Tilly Wealth Management, LLC | 0.11% | New | 3,251 | $249K |
| Breakwater Capital Group | 0.05% | Reduce -1.5% | 3,230 | $247K |
| Sabal Trust CO | 0.01% | No change | 3,225 | $247K |
| Schneider Downs Wealth Management Advisors, LP | 0.05% | No change | 3,207 | $246K |
| Crew Capital Management, Ltd | 0.20% | Reduce -8.1% | 3,181 | $244K |
| Gryphon Financial Partners LLC | 0.03% | New | 3,166 | $242K |
| Kestra Private Wealth Services, LLC | 0.00% | Reduce -11.4% | 3,113 | $238K |
| Great Valley Advisor Group, Inc. | 0.01% | Reduce -0.2% | 3,112 | $238K |
| Quad-Cities Investment Group, LLC | 0.12% | Reduce -12.4% | 3,109 | $238K |
| Rwa Wealth Partners, LLC | 0.00% | No change | 3,087 | $236K |
| Moseley Investment Management Inc. | 0.09% | No change | 3,049 | $234K |
| Hilltop Holdings Inc. | 0.02% | Reduce -97.4% | 3,049 | $234K |
| Belpointe Asset Management LLC | 0.01% | Add +1704.8% | 3,014 | $231K |
| Avantax Advisory Services, Inc. | 0.00% | Reduce -5.0% | 2,996 | $229K |
| Winthrop Advisory Group LLC | 0.03% | No change | 2,984 | $229K |
| Orion Porfolio Solutions, LLC | 0.00% | New | 2,914 | $223K |
| Orion Portfolio Solutions, LLC | 0.00% | New | 2,914 | $223K |
| Westmount Partners, LLC | 0.07% | Add +0.3% | 2,904 | $222K |
| Court Place Advisors, LLC | 0.06% | No change | 2,900 | $222K |
| Neuberger Berman Group LLC | 0.00% | No change | 2,896 | $222K |
| West Wealth Group, LLC | 0.07% | Reduce -18.1% | 2,861 | $219K |
| Bright Futures Wealth Management, LLC. | 0.11% | Reduce -8.8% | 2,822 | $218K |
| Wells Financial Advisors INC | 0.29% | Add +10.7% | 2,845 | $218K |
| Vertex Planning Partners, LLC | 0.05% | Reduce -5.4% | 2,784 | $213K |
| Harvest Investment Services, LLC | 0.07% | Reduce -33.3% | 2,765 | $212K |
| FineMark National Bank & Trust | 0.01% | Reduce -5.2% | 2,760 | $211K |
| Compound Planning, Inc. | 0.01% | New | 2,673 | $205K |
| SlateStone Wealth, LLC | 0.02% | New | 2,646 | $203K |
| Wealthspire Retirement, LLC | 0.02% | New | 2,649 | $203K |
| McCarthy Asset Management, Inc. | 0.13% | New | 2,631 | $202K |
| Strategy Asset Managers LLC | 0.04% | Reduce -29.2% | 2,623 | $201K |
| Creekmur Asset Management LLC | 0.05% | Reduce -24.7% | 2,577 | $197K |
| Lanark Financial, Inc. | 0.02% | No change | 2,500 | $191K |
| Bogart Wealth, LLC | 0.01% | Reduce -1.9% | 2,406 | $184K |
| Brown Brothers Harriman & Co. | 0.00% | No change | 2,400 | $184K |
| United Community Bank | 0.07% | No change | 2,188 | $168K |
| Dunhill Financial, LLC | 0.08% | Reduce -12.3% | 1,911 | $146K |
| Concourse Financial Group Securities, Inc. | 0.01% | Add +106.6% | 1,907 | $146K |
| IFP Advisors, Inc | 0.01% | Reduce -53.2% | 1,884 | $144K |
| Bokf, NA | 0.00% | New | 1,810 | $138K |
| Capital Investment Advisory Services, LLC | 0.01% | No change | 1,800 | $138K |
| Cullen/Frost Bankers, Inc. | 0.00% | No change | 1,609 | $123K |
| Eastern Bank | 0.00% | New | 1,605 | $123K |
| Trust Co. of Vermont | 0.01% | New | 1,560 | $119K |
| Hexagon Capital Partners LLC | 0.02% | No change | 1,525 | $117K |
| Cordgrass Capital Advisors, LLC | 0.03% | No change | 1,500 | $115K |
| M&R Capital Management Inc. | 0.03% | No change | 1,500 | $115K |
| Hazlett, Burt & Watson, Inc. | 0.05% | Add +3.9% | 1,372 | $105K |
| Financial Network Wealth Advisors LLC | 0.08% | New | 1,310 | $100K |
| Tompkins Financial Corp. | 0.01% | No change | 1,308 | $100K |
| MCF Advisors LLC | 0.01% | No change | 1,300 | $100K |
| AdvisorNet Financial, Inc | 0.01% | Add +0.2% | 1,259 | $96K |
| WASHINGTON TRUST Co | 0.00% | No change | 1,211 | $93K |
| Oakworth Capital, Inc. | 0.01% | New | 1,196 | $92K |
| Caitlin John, LLC | 0.06% | New | 1,095 | $87K |
| Union Savings Bank | 0.04% | No change | 1,114 | $85K |
| Main Street Group, LTD | 0.04% | Reduce -43.8% | 1,055 | $81K |
| Future Financial Wealth Managment LLC | 0.05% | New | 1,000 | $77K |
| Harbour Investments, Inc. | 0.00% | Add +143.2% | 934 | $72K |
| O'shaughnessy Asset Management, LLC | 0.00% | No change | 914 | $71K |
| Franklin Resources Inc. | 0.00% | Add +45.1% | 824 | $64K |
| FinTrust Capital Advisors, LLC | 0.01% | No change | 825 | $63K |
| First Horizon Advisors, Inc. | 0.00% | Add +0.1% | 824 | $63K |
| Parallel Advisors, LLC | 0.00% | Reduce -56.9% | 803 | $62K |
| Aptus Capital Advisors, LLC | 0.00% | Add +2.1% | 778 | $60K |
| Armor Investment Advisors, LLC | 0.02% | No change | 775 | $59K |
| American National Bank & Trust | 0.01% | Reduce -1.0% | 761 | $58K |
| Atticus Wealth Management, LLC | 0.02% | New | 744 | $57K |
| ORG Partners LLC | 0.01% | No change | 740 | $57K |
| S.A. Mason LLC | 0.03% | No change | 700 | $54K |
| Carolinas Wealth Consulting LLC | 0.01% | No change | 700 | $54K |
| Sandy Spring Bank | 0.00% | Reduce -41.7% | 700 | $54K |
| Independence Bank of Kentucky | 0.01% | New | 660 | $51K |
| Robbins Farley | 0.02% | Add +1.6% | 641 | $49K |
| Coppell Advisory Solutions LLC | 0.01% | Add +5.5% | 634 | $49K |
| Avior Wealth Management, LLC | 0.00% | No change | 570 | $44K |
| Sage Mountain Advisors LLC | 0.00% | No change | 569 | $44K |
| Front Row Advisors LLC | 0.01% | Reduce -13.0% | 540 | $41K |
| Syntax Research, Inc. | 0.03% | No change | 537 | $41K |
| SOA Wealth Advisors, LLC. | 0.01% | Add +0.6% | 523 | $40K |
| New Potomac Partners, LLC | 0.02% | New | 500 | $38K |
| Hall Laurie J Trustee | 0.01% | No change | 500 | $38K |
| Sound Income Strategies, LLC | 0.00% | No change | 466 | $36K |
| Colonial Trust Co / SC | 0.01% | No change | 426 | $33K |
| Caldwell Trust Co | 0.00% | No change | 400 | $31K |
| Frazier Financial Advisors, LLC | 0.02% | No change | 399 | $31K |
| Ancora Advisors LLC | 0.00% | No change | 398 | $30K |
| Mather Group, Llc. | 0.00% | Reduce -2.0% | 383 | $29K |
| NBT Bank, N.A. | 0.00% | New | 374 | $29K |
| First Pacific Financial | 0.01% | No change | 371 | $28K |
| Red Lighthouse Investment Management, LLC | 0.01% | No change | 351 | $27K |
| Clearstead Advisors, LLC | 0.00% | No change | 349 | $27K |
| Pineridge Advisors LLC | 0.01% | No change | 309 | $24K |
| Planning Capital Management Corp | 0.02% | No change | 300 | $23K |
| REAP Financial Group, LLC | 0.01% | Reduce -4.0% | 289 | $22K |
| Tower Research Capital LLC (TRC) | 0.00% | Add +14250.0% | 287 | $22K |
| Householder Group Estate & Retirement Specialist, LLC | 0.01% | No change | 281 | $21K |
| Tradewinds Capital Management, LLC | 0.01% | No change | 274 | $21K |
| Cornerstone Planning Group LLC | 0.01% | Reduce -1.5% | 270 | $21K |
| Beacon Capital Management, LLC | 0.00% | No change | 267 | $20K |
| Providence Capital Advisors, LLC | 0.00% | No change | 250 | $19K |
| First PREMIER Bank | 0.00% | No change | 250 | $19K |
| Solstein Capital, LLC | 0.01% | No change | 240 | $18K |
| MGB Wealth Management, LLC | 0.01% | No change | 219 | $17K |
| Ameritas Investment Partners, Inc. | 0.00% | Add +0.5% | 218 | $17K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.00% | No change | 217 | $17K |
| Global Financial Private Client, LLC | 0.01% | No change | 210 | $16K |
| Federation des caisses Desjardins du Quebec | 0.00% | No change | 210 | $16K |
| Pflug Koory, LLC | 0.00% | — | 202 | $15K |
| Gables Capital Management Inc. | 0.01% | No change | 200 | $15K |
| Continuum Advisory, LLC | 0.00% | No change | 175 | $14K |
| Creative Financial Designs Inc. | 0.00% | No change | 178 | $14K |
| Barrett & Company, Inc. | 0.01% | No change | 167 | $13K |
| Kessler Investment Group, LLC | 0.01% | No change | 165 | $13K |
| Caldwell Sutter Capital, Inc. | 0.01% | No change | 150 | $11K |
| Gen-Wealth Partners Inc | 0.00% | No change | 130 | $10K |
| Jamison Private Wealth Management, Inc. | 0.00% | No change | 122 | $9K |
| Capital Analysts, LLC | 0.00% | Reduce -99.6% | 100 | $8K |
| Realta Investment Advisors | 0.00% | Reduce -60.9% | 100 | $8K |
| 1620 Investment Advisors, Inc. | 0.01% | No change | 97 | $7K |
| CENTRAL TRUST Co | 0.00% | No change | 95 | $7K |
| Founders Financial Alliance, LLC | 0.00% | No change | 95 | $7K |
| BlackRock, Inc. | 0.00% | — | 68 | $5K |
| Tsfg, LLC | 0.00% | No change | 65 | $5K |
| TD Capital Management LLC | 0.00% | Add +1.6% | 62 | $5K |
| NFSG Corp | 0.00% | No change | 37 | $3K |
| VitalStone Financial, LLC | 0.00% | No change | 26 | $2K |
| Toth Financial Advisory Corp. | 0.00% | No change | 22 | $2K |
| Farther Finance Advisors, LLC | 0.00% | No change | 22 | $2K |
| Horizon Investments, LLC | 0.00% | Reduce -33.3% | 16 | $1K |
| Values First Advisors, Inc. | 0.00% | Reduce -87.8% | 16 | $1K |
| Tidemark, LLC | 0.00% | No change | 6 | $460 |
| Darwin Wealth Management, LLC | 0.00% | New | 6 | $460 |
| Oliver Lagore Vanvalin Investment Group | 0.00% | No change | 3 | $230 |
| DHJJ Financial Advisors, Ltd. | 0.00% | No change | 1 | $77 |
| Simplex Trading, LLC | 0.00% | Reduce -96.2% | 4 | $0 |
"% of holder's portfolio" is CWB's weight in each manager's 13F, not the share of SS SPDR BB Conv Sec ETF the manager owns.