First Trust Smid Cap RisingSDVYETF
13F holders, Q1 2025 (March 31)484holders −19
39new positions
51sold out
1famous investor
$33.50avg. 13F price*
At the end of Q1 2025, 484 institutions reported holding First Trust Smid Cap Rising (SDVY) in their 13F filings, down 19 from Q4 2024. 39 opened new positions and 51 sold out. The largest holders were LPL Financial LLC ($783.0M), Morgan Stanley ($652.4M) and Wells Fargo & Company ($443.4M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Smid Cap Rising
- CUSIP
- 33741X102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 39 | $16.4M |
| Exits | 51 | $98.8M |
All 13F filers, Q4 2024 → Q1 2025: 18,102,202 shares bought and 5,354,319 shares sold, net +12,747,883 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 484 holders
| LPL Financial LLC | 0.30% | Add +6.6% | 23,374,014 | $783.0M |
| Morgan Stanley | 0.05% | Add +4.0% | 19,474,019 | $652.4M |
| Wells Fargo & Company | 0.11% | Add +4.0% | 13,235,883 | $443.4M |
| Raymond James Financial Inc. | 0.16% | Add +17.5% | 12,496,285 | $418.6M |
| Bank of America Corp. | 0.02% | Add +10.2% | 7,822,311 | $262.0M |
| UBS Group AG | 0.05% | Add +2.0% | 6,749,559 | $226.1M |
| Royal Bank of Canada | 0.04% | Add +5.3% | 5,893,579 | $197.4M |
| Cetera Investment Advisers | 0.32% | Add +45.1% | 5,003,154 | $167.6M |
| Capital Investment Advisors, LLC | 2.45% | Add +6.3% | 3,731,491 | $125.0M |
| Stifel Financial Corp. | 0.12% | Add +25.5% | 3,479,471 | $116.6M |
| Envestnet Asset Management Inc. | 0.03% | Add +5.3% | 3,132,744 | $104.9M |
| Park National Corp. | 3.82% | Add +9.6% | 3,098,076 | $103.8M |
| Commonwealth Equity Services, LLC | 0.14% | Add +8.4% | 2,929,195 | $98.1M |
| Truist Financial Corp. | 0.15% | Add +6.3% | 2,797,009 | $93.7M |
| LVZ, Inc. | 11.72% | Reduce -2.2% | 2,666,766 | $89.3M |
| HighTower Advisors, LLC | 0.12% | Add +5.8% | 2,536,876 | $85.0M |
| Osaic Holdings, Inc. | 0.18% | Add +2.4% | 2,469,448 | $82.7M |
| Cambridge Investment Research Advisors, Inc. | 0.25% | Add +5.6% | 2,253,098 | $75.5M |
| Private Advisor Group, LLC | 0.32% | Add +3.4% | 1,586,118 | $53.1M |
| MML Investors Services, LLC | 0.17% | Add +8.9% | 1,536,471 | $51.5M |
| Baird Financial Group, Inc. | 0.10% | Add +18.2% | 1,499,626 | $50.2M |
| Northwestern Mutual Wealth Management Co. | 0.04% | Add +38.5% | 1,493,516 | $50.0M |
| NewEdge Advisors, LLC | 0.29% | Add +119.9% | 1,481,182 | $49.6M |
| Blair William & Co. | 0.13% | Add +2.2% | 1,270,497 | $42.6M |
| Kestra Advisory Services, LLC | 0.21% | Add +19.2% | 1,269,114 | $42.5M |
| Smith Chas P & Associates Pa Cpas | 1.95% | Add +2.8% | 1,002,461 | $33.6M |
| Prospera Financial Services Inc | 0.62% | Add +12.7% | 804,505 | $27.0M |
| Janney Montgomery Scott LLC | 0.07% | Add +7.2% | 764,411 | $25.6M |
| First Trust Advisors LP | 0.02% | Reduce -9.2% | 693,410 | $23.2M |
| Avantax Advisory Services, Inc. | 0.14% | Reduce -6.3% | 678,049 | $22.7M |
| Integrated Wealth Concepts LLC | 0.26% | Reduce -2.6% | 673,115 | $22.5M |
| D.A. Davidson & Co. | 0.18% | Add +18.8% | 654,562 | $21.9M |
| Western Wealth Management, LLC | 1.43% | Add +6.7% | 645,713 | $21.6M |
| Wealth Enhancement Advisory Services, LLC | 0.04% | Add +0.3% | 640,983 | $21.5M |
| StoneX Group Inc. | 1.16% | Reduce -8.0% | 631,134 | $21.1M |
| Csenge Advisory Group | 1.17% | Add +188.0% | 656,487 | $20.6M |
| Steward Partners Investment Advisory, LLC | 0.18% | Reduce -44.5% | 600,229 | $20.1M |
| Good Life Advisors, LLC | 1.41% | Add +5.5% | 598,914 | $20.1M |
| Sage Private Wealth Group, LLC | 14.84% | Add +2.0% | 584,927 | $19.6M |
| Sigma Planning Corp | 0.60% | Add +7.0% | 557,301 | $18.7M |
| Independent Financial Group, LLC | 0.64% | Add +4.5% | 556,886 | $18.7M |
| Rockefeller Capital Management L.P. | 0.04% | Add +24.7% | 528,337 | $17.7M |
| Sanctuary Advisors, LLC | 0.12% | Add +10.5% | 513,385 | $17.2M |
| NorthCoast Asset Management LLC | 0.09% | Add +48.8% | 508,709 | $17.0M |
| Advance Capital Management, Inc. | 0.81% | Add +2.5% | 503,089 | $16.9M |
| Harbour Investments, Inc. | 0.47% | Reduce -17.6% | 495,004 | $16.6M |
| Jones Financial Companies LLLP | 0.01% | Add +90.7% | 475,185 | $15.9M |
| Equitable Holdings, Inc. | 0.14% | Add +30.6% | 439,333 | $14.7M |
| Wagner Wealth Management, LLC | 3.65% | Add +11.6% | 437,601 | $14.7M |
| Atria Investments, Inc | 0.18% | Reduce -9.1% | 429,875 | $14.4M |
| N.E.W. Advisory Services LLC | 1.09% | Add +108.8% | 423,353 | $14.2M |
| Pine Valley Investments Ltd Liability Co | 0.89% | Add +6.2% | 414,522 | $13.9M |
| Advantage Trust Co | 8.34% | Reduce -1.6% | 410,840 | $13.8M |
| Mariner, LLC | 0.02% | Add +10.2% | 410,538 | $13.8M |
| Aptus Capital Advisors, LLC | 0.15% | Add +8.4% | 406,520 | $13.6M |
| Solano Wealth Investment Advisors LLC | 8.40% | Add +15.4% | 405,074 | $13.6M |
| Daymark Wealth Partners, LLC | 0.54% | Reduce -6.0% | 377,680 | $12.7M |
| Guardian Wealth Advisors, LLC / NC | 1.01% | Add +9.6% | 375,173 | $12.6M |
| Sanchez Wealth Management Group | 3.41% | Add +5.7% | 374,507 | $12.5M |
| Blue Chip Partners, LLC | 1.08% | Reduce -2.6% | 372,774 | $12.5M |
| Focus Financial Network, Inc. | 0.51% | Add +119.3% | 371,815 | $12.5M |
| B & T Capital Management DBA Alpha Capital Management | 2.18% | Add +8.8% | 342,213 | $11.5M |
| RFG Advisory, LLC | 0.31% | Add +23.0% | 340,684 | $11.4M |
| Dagco, Inc. | 3.37% | Add +9.1% | 311,396 | $10.4M |
| First Horizon Advisors, Inc. | 0.29% | Add +11.2% | 306,395 | $10.3M |
| Kestra Private Wealth Services, LLC | 0.17% | Reduce -7.2% | 300,178 | $10.1M |
| Ergawealth Advisors, Inc. | 4.94% | Reduce -1.4% | 297,475 | $10.0M |
| Golden State Wealth Management, LLC | 1.47% | Add +18.1% | 294,671 | $9.9M |
| J.W. Cole Advisors, Inc. | 0.30% | Add +63.1% | 289,512 | $9.7M |
| First Heartland Consultants, Inc. | 0.99% | Reduce -6.0% | 285,780 | $9.6M |
| Atria Wealth Solutions, Inc. | 0.11% | Add +42.8% | 284,532 | $9.5M |
| Lifestyle Asset Management, Inc. | 5.14% | Add +88.0% | 279,315 | $9.4M |
| Cwm, LLC | 0.04% | Add +444.1% | 276,675 | $9.3M |
| Crumly & Associates Inc. | 2.56% | Add +18.2% | 276,583 | $9.3M |
| Richmond Investment Services, LLC | 5.02% | Add +29.9% | 275,969 | $9.2M |
| TrueWealth Advisors, LLC | 2.88% | Add +4.0% | 261,935 | $8.8M |
| Wealthcare Advisory Partners LLC | 0.23% | Add +35.2% | 261,026 | $8.7M |
| Benjamin Edwards Inc. | 0.12% | Add +27.0% | 251,133 | $8.4M |
| Visionary Wealth Advisors | 0.50% | Reduce -25.5% | 246,190 | $8.2M |
| Mach-1 Financial Group, LLC | 2.46% | Add +927.9% | 245,344 | $8.2M |
| IHT Wealth Management, LLC | 0.25% | Reduce -6.4% | 241,944 | $8.1M |
| Arkadios Wealth Advisors | 0.31% | Add +36.1% | 241,347 | $8.1M |
| Stratos Wealth Partners, LTD. | 0.12% | Add +31.1% | 233,139 | $7.8M |
| Per Stirling Capital Management, LLC. | 1.04% | Add +84.9% | 216,735 | $7.3M |
| Breakthru Advisory Services, LLC | 11.22% | Reduce -1.7% | 216,531 | $7.3M |
| Stratos Wealth Advisors, LLC | 0.40% | Add +527.6% | 215,525 | $7.2M |
| Triumph Capital Management | 2.40% | Add +1.0% | 215,421 | $7.2M |
| Aprio Wealth Management, LLC | 0.90% | Add +6.9% | 215,248 | $7.2M |
| Fairvoy Private Wealth, LLC | 1.96% | Add +249.8% | 212,743 | $7.1M |
| Capital Investment Counsel, LLC | 1.16% | Reduce -1.5% | 208,936 | $7.0M |
| Arvest Investments, Inc. | 1.10% | Add +12.5% | 208,729 | $7.0M |
| PSI Advisors, LLC | 2.27% | Add +5.8% | 208,535 | $7.0M |
| Southland Equity Partners LLC | 1.62% | Add +5.8% | 207,165 | $6.9M |
| VestGen Advisors, LLC | 0.31% | — | 205,207 | $6.9M |
| Certified Advisory Corp | 0.76% | Add +6.1% | 201,390 | $6.7M |
| Gallagher Fiduciary Advisors, LLC | 0.22% | Add +3.7% | 201,063 | $6.7M |
| Precedent Wealth Partners, LLC | 1.86% | Add +68.8% | 200,256 | $6.7M |
| LFA - Lugano Financial Advisors SA | 4.36% | Add +0.6% | 191,256 | $6.4M |
| GDS Wealth Management | 0.54% | Reduce -53.0% | 190,277 | $6.4M |
| Hobart Private Capital, LLC | 1.58% | Reduce -0.5% | 188,379 | $6.3M |
| Foundations Investment Advisors, LLC | 0.11% | Add +0.2% | 185,283 | $6.2M |
| San Luis Wealth Advisors LLC | 1.38% | Reduce -8.1% | 182,774 | $6.1M |
| Arax Advisory Partners | 0.39% | Add +64.3% | 181,949 | $6.1M |
| Private Wealth Asset Management, LLC | 0.88% | — | 181,905 | $6.1M |
| Gladstone Institutional Advisory LLC | 0.28% | Add +27.8% | 180,846 | $6.1M |
| Ssi Investment Management LLC | 2.40% | Reduce -3.7% | 176,802 | $5.9M |
| Nations Financial Group Inc, /Ia/ | 0.44% | Add +6.0% | 173,786 | $5.8M |
| Peak Planning Group, LLC | 2.44% | Add +0.4% | 173,454 | $5.8M |
| Oppenheimer & Co. Inc. | 0.09% | Add +6.7% | 169,354 | $5.7M |
| Stonehaven Wealth & Tax Solutions, LLC | 5.83% | Add +52.1% | 164,798 | $5.5M |
| Financial Advocates Investment Management | 0.37% | Reduce -6.0% | 158,004 | $5.3M |
| US Bancorp \de | 0.01% | Add +22.8% | 147,550 | $4.9M |
| Citadel Advisors | 0.00% | Add +106.0% | 146,017 | $4.9M |
| Redhawk Wealth Advisors, Inc. | 0.66% | Reduce -2.9% | 145,962 | $4.9M |
| IFG Advisory, LLC | 0.27% | Reduce -1.1% | 143,225 | $4.8M |
| Naviter Wealth, LLC | 0.58% | Add +7.8% | 142,099 | $4.8M |
| LeClair Wealth Partners LLC | 3.39% | Add +5.3% | 140,606 | $4.7M |
| Synovus Financial Corp. | 0.06% | Reduce -0.2% | 137,958 | $4.6M |
| Provident Wealth Management, LLC | 1.59% | Add +4.8% | 137,902 | $4.6M |
| World Equity Group, Inc. | 1.29% | Add +11.1% | 134,511 | $4.5M |
| Key Client Fiduciary Advisors, LLC | 2.07% | Add +452.5% | 134,278 | $4.5M |
| Apollon Wealth Management, LLC | 0.10% | Add +6.0% | 133,239 | $4.5M |
| JPL Wealth Management, LLC | 1.26% | Add +3.4% | 132,150 | $4.4M |
| Owen LaRue, LLC | 2.17% | Reduce -4.3% | 130,326 | $4.4M |
| Ascentis Independent Advisors | 0.86% | Add +24.9% | 129,077 | $4.3M |
| Pinnacle Associates Ltd. | 0.06% | Add +403.6% | 127,419 | $4.3M |
| Qube Research & Technologies Ltd | 0.01% | Add +809.4% | 127,164 | $4.3M |
| GPS Wealth Strategies Group, LLC | 0.57% | Add +12.7% | 126,710 | $4.2M |
| Bright Financial Advisors, Inc. | 2.57% | Add +10.6% | 125,141 | $4.2M |
| JPMorgan Chase & Co. | 0.00% | Add +6.0% | 124,883 | $4.2M |
| WCG Wealth Advisors LLC | 0.31% | Add +775.6% | 123,579 | $4.1M |
| Spectrum Wealth Advisory Group, LLC | 1.93% | Add +374.8% | 119,924 | $4.0M |
| FSB Premier Wealth Management, Inc. | 1.52% | Add +5.4% | 116,435 | $3.9M |
| Meridian Wealth Management, LLC | 0.19% | Add +63.0% | 113,930 | $3.8M |
| Dynamic Advisor Solutions LLC | 0.12% | Add +1.8% | 111,829 | $3.7M |
| AssuredPartners Investment Advisors, LLC | 0.72% | Add +9.2% | 111,804 | $3.7M |
| Maia Wealth LLC | 0.85% | Reduce -8.1% | 118,291 | $3.7M |
| Kingsview Wealth Management, LLC | 0.07% | Add +43.4% | 110,616 | $3.7M |
| CX Institutional | 0.14% | Add +4.5% | 108,147 | $3.6M |
| Rehmann Capital Advisory Group | 0.23% | Add +29.4% | 107,921 | $3.6M |
| Gateway Wealth Partners, LLC | 0.80% | Add +621.3% | 106,766 | $3.6M |
| Envestnet Portfolio Solutions, Inc. | 0.01% | Add +71.4% | 106,418 | $3.6M |
| IMG Wealth Management, Inc. | 3.19% | Add +2.8% | 106,147 | $3.6M |
| Priebe Wealth Holdings LLC | 2.19% | New | 104,972 | $3.5M |
| Wisconsin Wealth Advisors, LLC | 5.01% | Add +2.1% | 104,034 | $3.5M |
| KMG Fiduciary Partners, LLC | 0.29% | Add +20.3% | 102,978 | $3.4M |
| Wedbush Securities Inc. | 0.13% | Add +2.5% | 102,871 | $3.4M |
| RiverTree Advisors, LLC | 2.30% | Reduce -35.5% | 102,529 | $3.4M |
| Econ Financial Services Corp | 1.82% | Add +421.0% | 102,189 | $3.4M |
| Elios Financial Group Inc. | 1.69% | Reduce -2.0% | 102,069 | $3.4M |
| Creative Financial Designs Inc. | 0.27% | Add +48.0% | 99,912 | $3.3M |
| Comerica Bank | 0.01% | Add +9.1% | 99,152 | $3.3M |
| Prostatis Group LLC | 1.02% | Reduce -12.7% | 96,200 | $3.2M |
| Ashton Thomas Private Wealth, LLC | 0.12% | Add +61.5% | 93,965 | $3.1M |
| Stephens Inc. | 0.05% | Add +4.5% | 93,720 | $3.1M |
| AIFG Consultants Ltd. | 5.11% | Reduce -4.4% | 92,548 | $3.1M |
| Flagstar Securities, Inc. | 0.79% | Reduce -0.2% | 92,507 | $3.1M |
| Concurrent Investment Advisors, LLC | 0.07% | Add +0.1% | 91,582 | $3.1M |
| Anderson Financial Strategies, LLC | 1.88% | Add +109.2% | 91,539 | $3.1M |
| Darwin Wealth Management, LLC | 1.03% | No change | 85,464 | $3.1M |
| Pinnacle Wealth Management Advisory Group, LLC | 0.28% | Add +520.5% | 89,347 | $3.0M |
| Titleist Asset Management, LLC | 0.35% | Add +6.8% | 89,004 | $3.0M |
| Trueblood Wealth Management, LLC | 1.36% | Add +7.3% | 87,462 | $2.9M |
| Simplicity Wealth,LLC | 0.22% | Add +8.3% | 86,186 | $2.9M |
| Griffith & Werner, Inc. | 1.79% | Add +26.7% | 86,177 | $2.9M |
| Atlas Wealth LLC | 1.57% | Add +5.1% | 85,663 | $2.9M |
| Cozad Asset Management Inc. | 0.28% | Reduce -0.8% | 85,019 | $2.8M |
| Merit Financial Group, LLC | 0.04% | Add +21.9% | 84,249 | $2.8M |
| Spire Wealth Management | 0.09% | Add +1.0% | 83,012 | $2.8M |
| EWG Elevate Inc. | 1.05% | Add +1.3% | 82,545 | $2.8M |
| KPP Advisory Services LLC | 0.52% | Add +15.7% | 82,145 | $2.8M |
| Principal Securities, Inc. | 0.06% | No change | 75,976 | $2.7M |
| Clarity Capital Partners LLC | 1.10% | Add +2.3% | 81,013 | $2.7M |
| Central Pacific Bank - Trust Division | 0.38% | No change | 79,025 | $2.6M |
| Forefront Wealth Partners, LLC | 1.79% | Add +0.9% | 78,268 | $2.6M |
| Trivium Point Advisory, LLC | 0.32% | Add +24.3% | 76,572 | $2.6M |
| Mutual Advisors, LLC | 0.07% | Add +19.5% | 78,181 | $2.5M |
| Moors & Cabot, Inc. | 0.13% | Reduce -0.2% | 75,455 | $2.5M |
| Bolthouse Investments, LLC | 2.64% | Add +0.2% | 75,440 | $2.5M |
| Mason & Associates Inc | 0.63% | Add +2.4% | 75,242 | $2.5M |
| Formidable Asset Management, LLC | 0.42% | Add +0.8% | 74,917 | $2.5M |
| Entruity Wealth, LLC | 2.36% | Add +9.0% | 74,813 | $2.5M |
| Keystone Financial Group | 0.25% | Add +20.6% | 73,608 | $2.5M |
| Continuum Advisory, LLC | 0.32% | Add +1.3% | 73,414 | $2.5M |
| Genesis Private Wealth, LLC | 1.25% | Add +7.2% | 70,379 | $2.4M |
| Marshall Financial Group, LLC | 0.50% | Add +61.4% | 68,195 | $2.3M |
| BlueChip Wealth Advisors LLC | 1.12% | Reduce -0.6% | 67,946 | $2.3M |
| IronBridge Private Wealth, LLC | 0.88% | Reduce -11.5% | 66,734 | $2.2M |
| MAI Capital Management | 0.02% | Add +38.8% | 66,681 | $2.2M |
| Harvest Investment Services, LLC | 0.62% | Reduce -5.8% | 66,496 | $2.2M |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.36% | Add +16.6% | 63,956 | $2.1M |
| MPWM Advisory Solutions, LLC | 1.55% | Add +26.9% | 63,944 | $2.1M |
| Capital Investment Advisory Services, LLC | 0.19% | Reduce -4.5% | 63,759 | $2.1M |
| Waverly Advisors, LLC | 0.03% | New | 62,784 | $2.1M |
| Cherry Creek Investment Advisors, Inc. | 1.08% | Reduce -31.9% | 62,204 | $2.1M |
| Brookstone Capital Management | 0.03% | Add +50.9% | 61,363 | $2.1M |
| DHK Financial Advisors, Inc. | 1.09% | Add +0.5% | 59,176 | $2.0M |
| Grant/GrossMendelsohn, LLC | 1.10% | Add +339.1% | 60,755 | $2.0M |
| Valley National Advisers Inc. | 0.35% | Add +8.0% | 58,337 | $2.0M |
| Northeast Planning Associates, Inc. / NH / | 1.62% | New | 58,280 | $2.0M |
| Huntleigh Advisors, Inc. | 0.32% | Add +10.6% | 58,027 | $1.9M |
| Stonebridge Financial Planning Group, LLC | 0.88% | Add +15.3% | 57,545 | $1.9M |
| Proactive Wealth Strategies LLC | 1.02% | Reduce -0.4% | 57,138 | $1.9M |
| Hickory Asset Management, Inc. | 1.67% | Reduce -6.9% | 55,978 | $1.9M |
| Chris Bulman Inc | 1.17% | Add +68.6% | 55,498 | $1.9M |
| PCG Wealth Advisors, LLC | 0.64% | Add +5.1% | 54,945 | $1.8M |
| Silver Oak Securities, Incorporated | 0.17% | Reduce -0.6% | 54,891 | $1.8M |
| Summit Investment Advisory Services, LLC | 0.90% | Reduce -0.8% | 54,635 | $1.8M |
| Ipsen Advisor Group LLC | 1.56% | Add +11.8% | 54,211 | $1.8M |
| Summit Wealth Partners, LLC | 0.37% | Reduce -17.3% | 53,950 | $1.8M |
| Keel Point, LLC | 0.14% | Add +3.1% | 53,734 | $1.8M |
| Secure Asset Management, LLC | 0.36% | Reduce -68.1% | 52,948 | $1.8M |
| Fairway Financial, LLC | 1.61% | Add +16.8% | 52,860 | $1.8M |
| Mgo One Seven LLC | 0.07% | Add +59.3% | 51,954 | $1.7M |
| Purus Wealth Management, LLC | 0.74% | Add +0.7% | 51,922 | $1.7M |
| WPG Advisers, LLC | 1.59% | Add +302.2% | 50,773 | $1.7M |
| Goldman Sachs Group Inc. | 0.00% | No change | 50,361 | $1.7M |
| Concentrum Wealth Management | 0.62% | Add +299.0% | 49,649 | $1.7M |
| International Assets Investment Management, LLC | 0.14% | Add +4.2% | 48,945 | $1.6M |
| OneDigital Investment Advisors LLC | 0.02% | Add +19.0% | 48,463 | $1.6M |
| Walkner Condon Financial Advisors LLC | 0.32% | Add +14.6% | 47,033 | $1.6M |
| Lanark Financial, Inc. | 0.13% | — | 46,813 | $1.6M |
| Secured Retirement Advisors, LLC | 1.01% | Reduce -38.0% | 46,740 | $1.6M |
| Koshinski Asset Management, Inc. | 0.13% | Reduce -2.9% | 46,670 | $1.6M |
| United Advisor Group, LLC | 0.32% | Add +6.6% | 46,251 | $1.5M |
| AE Wealth Management LLC | 0.01% | Reduce -7.6% | 44,885 | $1.5M |
| Capital Advantage, Inc. | 0.27% | No change | 41,358 | $1.5M |
| Hilltop Holdings Inc. | 0.09% | Add +12.8% | 44,254 | $1.5M |
| Focus Partners Wealth | 0.00% | Add +41.2% | 43,712 | $1.5M |
| Thrivent Financial for Lutherans | 0.00% | Reduce -30.8% | 36,754 | $1.4M |
| Global Assets Advisory, LLC | 0.27% | Add +200.0% | 45,146 | $1.4M |
| Ameritas Advisory Services, LLC | 0.06% | Add +8.7% | 40,777 | $1.4M |
| Medallion Wealth Advisors, LLC | 0.65% | Add +9.3% | 42,257 | $1.4M |
| Grantvest Financial Group LLC | 1.15% | Add +4.9% | 42,399 | $1.4M |
| Cresset Asset Management, LLC | 0.01% | Add +6.6% | 42,253 | $1.4M |
| Beacon Financial Advisory LLC | 0.43% | Add +62.5% | 42,096 | $1.4M |
| PKS Advisory Services, LLC | 0.39% | Add +12.0% | 42,206 | $1.4M |
| Cornerstone Wealth Management, LLC | 0.10% | Add +12.1% | 41,902 | $1.4M |
| Marshall Investment Management, LLC | 0.87% | Add +1.6% | 41,830 | $1.4M |
| Arcadia Wealth Management, Inc. | 1.08% | Add +42.6% | 41,443 | $1.4M |
| Virtus Family Office LLC | 1.75% | Add +0.0% | 40,591 | $1.4M |
| CreativeOne Wealth, LLC | 0.04% | Reduce -9.2% | 39,659 | $1.3M |
| Private Trust Co. NA | 0.14% | Reduce -2.4% | 39,359 | $1.3M |
| Root Financial Partners, LLC | 0.14% | Reduce -0.4% | 39,128 | $1.3M |
| City Holding Co. | 0.18% | Add +8.4% | 39,035 | $1.3M |
| Kingswood Wealth Advisors, LLC | 0.12% | Add +19.1% | 38,695 | $1.3M |
| &partners | 0.01% | Reduce -8.1% | 38,521 | $1.3M |
| Tyler-Stone Wealth Management | 0.23% | Add +5.3% | 38,195 | $1.3M |
| Arkos Global Advisors | 0.18% | Add +6.4% | 37,414 | $1.3M |
| WealthPlan Investment Management, LLC | 0.12% | Add +17.2% | 36,499 | $1.2M |
| Orion Porfolio Solutions, LLC | 0.01% | Add +15.7% | 36,188 | $1.2M |
| Orion Portfolio Solutions, LLC | 0.01% | Add +15.7% | 36,188 | $1.2M |
| Flagship Harbor Advisors, LLC | 0.06% | Add +10.3% | 35,394 | $1.2M |
| Altus Wealth Group LLC | 0.55% | Add +5.8% | 35,292 | $1.2M |
| Stratos Investment Management, LLC | 0.06% | New | 34,421 | $1.2M |
| NewEdge Wealth, LLC | 0.02% | Add +24.9% | 34,277 | $1.1M |
| Collaborative Wealth Managment Inc. | 0.54% | Add +78.7% | 34,185 | $1.1M |
| U.S. Capital Wealth Advisors, LLC | 0.03% | Reduce -18.5% | 33,452 | $1.1M |
| Jacobi Capital Management LLC | 0.08% | Add +286.6% | 31,925 | $1.1M |
| tru Independence LLC | 0.32% | Reduce -1.5% | 30,573 | $1.0M |
| World Investment Advisors | 0.03% | Reduce -1.5% | 30,382 | $1.0M |
| B. Riley Wealth Advisors, Inc. | 0.03% | Reduce -20.8% | 29,898 | $1.0M |
| IFP Advisors, Inc | 0.03% | Reduce -67.3% | 29,860 | $1.0M |
| Money Concepts Capital Corp. | 0.07% | Add +8.4% | 29,118 | $975K |
| Great Valley Advisor Group, Inc. | 0.02% | Add +24.4% | 28,893 | $968K |
| Farther Finance Advisors, LLC | 0.02% | Reduce -57.7% | 28,636 | $965K |
| Capital Analysts, LLC | 0.04% | Add +49.3% | 28,647 | $960K |
| Clear Creek Financial Management, LLC | 0.10% | Add +143.7% | 27,833 | $932K |
| LM Advisors LLC | 0.17% | Add +29.9% | 27,514 | $922K |
| Belpointe Asset Management LLC | 0.05% | Reduce -7.1% | 27,044 | $906K |
| SLT Holdings LLC | 0.90% | Reduce -12.2% | 27,037 | $906K |
| Whipplewood Advisors, LLC | 0.53% | Reduce -68.5% | 8,350 | $896K |
| Laidlaw Wealth Management LLC | 2.65% | Reduce -50.3% | 26,576 | $890K |
| Ausdal Financial Partners, Inc. | 0.07% | New | 26,260 | $880K |
| Partners Wealth Management, LLC | 0.99% | No change | 26,174 | $877K |
| LifeWealth Investments, LLC | 0.42% | New | 26,166 | $877K |
| Lighthouse Wealth Management Inc. | 0.80% | Add +1.6% | 26,124 | $875K |
| OneAscent Financial Services LLC | 0.06% | Reduce -27.2% | 25,719 | $862K |
| Betterment LLC | 0.00% | Add +32.8% | 25,500 | $854K |
| Commonwealth Financial Services, LLC | 0.17% | Add +16.9% | 25,338 | $849K |
| Baron Wealth Management LLC | 0.37% | New | 24,859 | $833K |
| Ballew Advisors, Inc | 0.54% | Add +23.7% | 26,062 | $812K |
| Horizon Advisory Services, Inc. | 0.46% | Add +0.4% | 24,112 | $808K |
| Investment Partners, LTD. | 0.33% | Add +0.1% | 24,014 | $804K |
| Snowden Capital Advisors LLC | 0.03% | Add +12.4% | 23,783 | $797K |
| Kraematon Investment Advisors, Inc. | 0.78% | Add +23.6% | 23,011 | $771K |
| Insigneo Advisory Services, LLC | 0.08% | Add +14.5% | 22,997 | $770K |
| Regal Investment Advisors LLC | 0.06% | Reduce -4.2% | 22,847 | $765K |
| DHJJ Financial Advisors, Ltd. | 0.31% | Add +58.1% | 22,750 | $762K |
| Level Four Advisory Services, LLC | 0.03% | Reduce -3.5% | 22,614 | $758K |
| DAVENPORT & Co LLC | 0.00% | Reduce -15.7% | 22,612 | $758K |
| Elevated Capital Advisors, LLC | 0.21% | Reduce -6.8% | 22,530 | $755K |
| Davis Investment Partners, LLC | 0.33% | Add +0.1% | 23,957 | $755K |
| Main Street Financial Solutions, LLC | 0.06% | Add +12.5% | 22,262 | $746K |
| Cary Street Partners Financial LLC | 0.02% | Add +3.3% | 22,210 | $744K |
| Federation des caisses Desjardins du Quebec | 0.00% | Add +3.7% | 22,134 | $741K |
| Insight Inv LLC | 0.49% | No change | 21,475 | $719K |
| Smith, Moore & Co. | 0.07% | Add +5.1% | 21,464 | $719K |
| Avior Wealth Management, LLC | 0.03% | Add +0.4% | 21,091 | $707K |
| Strategic Financial Concepts, LLC | 0.13% | Add +18.4% | 21,045 | $705K |
| SFG Wealth Management, LLC. | 0.34% | Add +0.4% | 20,540 | $688K |
| Cottage Street Advisors LLC | 0.34% | Add +5.3% | 20,430 | $684K |
| Independent Wealth Network Inc. | 0.27% | Reduce -9.2% | 20,417 | $684K |
| Winebrenner Capital Management LLC | 0.61% | Add +4.3% | 20,122 | $674K |
| TD Waterhouse Canada Inc. | 0.01% | Add +4.6% | 19,732 | $664K |
| Axxcess Wealth Management, LLC | 0.02% | Reduce -24.2% | 19,830 | $664K |
| Susquehanna International Group, LLP | 0.00% | Reduce -66.4% | 19,779 | $663K |
| Barry Investment Advisors, LLC | 0.17% | Add +58.7% | 19,026 | $637K |
| TCFG Wealth Management, LLC | 0.32% | Reduce -2.5% | 18,781 | $629K |
| Park Square Financial Group, LLC | 0.50% | Add +2090.1% | 18,660 | $625K |
| Keystone Financial Services, LLC | 0.52% | Add +14.9% | 18,376 | $616K |
| Founders Financial Securities LLC | 0.05% | Reduce -6.6% | 18,616 | $606K |
| Clear Point Advisors Inc. | 0.54% | Reduce -0.2% | 17,871 | $599K |
| Columbia Advisory Partners LLC | 0.52% | Add +95.3% | 17,854 | $598K |
| Kovack Advisors, Inc. | 0.06% | Add +19.7% | 17,454 | $585K |
| Fearless Solutions, LLC dba Best Invest | 0.45% | Add +25.9% | 17,422 | $584K |
| Brendel Financial Advisors LLC | 0.35% | New | 17,232 | $577K |
| Maridea Wealth Management LLC | 0.19% | Add +73.2% | 17,210 | $577K |
| Ellsworth Advisors, LLC | 0.15% | Add +38.0% | 16,919 | $567K |
| MinichMacGregor Wealth Management, LLC | 0.13% | Reduce -54.5% | 16,704 | $560K |
| Modern Wealth Management, LLC | 0.02% | Add +11.2% | 16,651 | $558K |
| Woodmont Investment Counsel LLC | 0.04% | Add +19.8% | 16,180 | $542K |
| Claris Financial LLC | 0.35% | No change | 14,931 | $535K |
| Virtue Capital Management, LLC | 0.06% | New | 15,970 | $535K |
| Integrity Alliance, Llc. | 0.02% | New | 15,971 | $535K |
| FMR LLC | 0.00% | Add +20.4% | 15,350 | $514K |
| Prosperity Financial Group, Inc. | 0.26% | Add +20.2% | 15,280 | $512K |
| Lion Street Advisors, LLC | 0.16% | Reduce -36.3% | 15,154 | $508K |
| Avidian Wealth Enterprises, LLC | 0.02% | Add +0.0% | 15,058 | $504K |
| Stiles Financial Services Inc | 0.19% | Add +3.6% | 14,991 | $502K |
| Geneos Wealth Management Inc. | 0.02% | Add +28.2% | 14,743 | $494K |
| Pursue Wealth Partners LLC | 0.30% | Reduce -31.3% | 14,699 | $492K |
| Impact Partnership Wealth, LLC | 0.11% | Add +4.9% | 14,688 | $492K |
| Gentry Private Wealth, LLC | 0.40% | Reduce -4.0% | 14,602 | $489K |
| Pitti Group Wealth Management, LLC | 0.49% | Add +5.8% | 14,294 | $479K |
| Signature Estate & Investment Advisors LLC | 0.01% | New | 14,276 | $478K |
| Platform Technology Partners | 0.14% | Add +102.9% | 14,214 | $476K |
| Team Financial Group, LLC | 0.27% | Reduce -71.3% | 14,198 | $476K |
| Thoroughbred Financial Services, LLC | 0.03% | Add +4.5% | 14,025 | $469K |
| Frederick Financial Consultants, LLC | 0.33% | Add +59.8% | 13,638 | $457K |
| American Institute for Advanced Investment Management, LLP | 0.34% | Reduce -51.5% | 13,490 | $452K |
| Brown Advisory Inc. | 0.00% | Add +92.4% | 13,477 | $451K |
| Fifth Third Wealth Advisors LLC | 0.02% | Add +112.3% | 13,196 | $442K |
| Ameriprise Financial Inc. | 0.00% | Reduce -43.2% | 13,151 | $441K |
| Calton & Associates, Inc. | 0.10% | Add +101.1% | 12,750 | $427K |
| Old Port Advisors | 0.13% | Reduce -1.0% | 12,697 | $425K |
| Ethos Financial Group, LLC | 0.04% | No change | 11,816 | $424K |
| Objective Capital Management, LLC | 0.54% | Add +0.3% | 12,548 | $420K |
| Migdal Insurance & Financial Holdings Ltd. | 0.01% | No change | 12,500 | $419K |
| Allworth Financial LP | 0.00% | Reduce -4.4% | 12,379 | $403K |
| Choreo, LLC | 0.01% | New | 11,995 | $402K |
| Barrett & Company, Inc. | 0.17% | Add +0.0% | 11,914 | $399K |
| Advisory Services Network, LLC | 0.01% | Reduce -11.8% | 11,841 | $397K |
| Total Clarity Wealth Management, Inc. | 0.13% | No change | 10,986 | $394K |
| Quad-Cities Investment Group, LLC | 0.19% | Add +8.8% | 11,624 | $389K |
| Accel Wealth Management | 0.14% | Add +1.8% | 11,608 | $389K |
| Cottonwood Capital Advisors, LLC | 0.27% | Reduce -0.7% | 10,970 | $367K |
| Krilogy Financial LLC | 0.02% | Add +0.0% | 10,894 | $365K |
| Comprehensive Financial Planning, Inc. | 0.34% | Reduce -0.0% | 10,575 | $354K |
| SageOak Financial, LLC | 0.31% | Reduce -56.3% | 10,510 | $352K |
| Laraway Financial Advisors Inc | 0.28% | Add +53.7% | 10,474 | $351K |
| Barnes Pettey Financial Advisors, LLC | 0.27% | Add +5.3% | 10,431 | $349K |
| Perigon Wealth Management, LLC | 0.01% | Add +1.0% | 10,305 | $345K |
| Arbor Capital Management Inc. | 0.33% | Add +3.9% | 10,198 | $345K |
| AdvisorNet Financial, Inc | 0.03% | Add +3.8% | 10,064 | $337K |
| JT Stratford LLC | 0.06% | No change | 10,053 | $337K |
| ORBA Wealth Advisors, L.L.C. | 0.17% | No change | 9,970 | $334K |
| Moloney Securities Asset Management, LLC | 0.05% | Add +18.9% | 9,969 | $334K |
| Quantum Private Wealth, LLC | 0.12% | Reduce -6.3% | 9,793 | $328K |
| L.M. Kohn & Company | 0.09% | Add +15.6% | 9,723 | $326K |
| TFB Advisors LLC | 0.09% | No change | 9,526 | $319K |
| CPC Advisors, LLC | 0.04% | Add +17.6% | 9,442 | $316K |
| Balboa Wealth Partners | 0.08% | Reduce -18.6% | 9,340 | $313K |
| Rothschild Investment LLC | 0.02% | Add +28.8% | 9,225 | $309K |
| Parallel Advisors, LLC | 0.01% | Reduce -1.5% | 9,072 | $304K |
| Centennial Wealth Advisory LLC | 0.11% | New | 9,057 | $303K |
| Cibc World Market Inc. | 0.00% | Reduce -95.9% | 8,978 | $301K |
| Second Half Financial Partners, LLC | 0.15% | Reduce -5.5% | 8,870 | $297K |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 0.05% | Add +14.7% | 8,871 | $296K |
| Prosperity Wealth Management, Inc. | 0.14% | Reduce -13.9% | 8,797 | $295K |
| Trustmark Bank Trust Department | 0.02% | No change | 8,725 | $292K |
| Strategic Blueprint, LLC | 0.02% | New | 8,637 | $289K |
| Rathbones Group PLC | 0.00% | New | 8,636 | $289K |
| Two Sigma Securities, LLC | 0.04% | New | 8,434 | $283K |
| Michels Family Financial, LLC | 0.25% | Reduce -0.8% | 8,338 | $279K |
| Albion Financial Group | 0.02% | New | 8,250 | $276K |
| Waterfront Wealth Inc. | 0.07% | Add +16.5% | 8,245 | $276K |
| Beacon Pointe Advisors, LLC | 0.00% | Reduce -10.8% | 8,223 | $275K |
| 626 Financial, LLC | 0.14% | No change | 8,178 | $274K |
| Scotia Capital Inc. | 0.00% | Reduce -84.5% | 8,173 | $274K |
| Northwest Financial Advisors | 0.23% | Reduce -16.6% | 8,170 | $274K |
| Private Client Services, LLC | 0.13% | Reduce -1.6% | 7,954 | $266K |
| Nova Wealth Management, Inc. | 0.23% | Add +3.4% | 7,944 | $266K |
| Faithward Advisors, LLC | 0.05% | Reduce -6.4% | 7,732 | $259K |
| Comprehensive Financial Consultants Institutional, Inc. | 0.09% | No change | 7,719 | $259K |
| Perennial Investment Advisors, LLC | 0.03% | Add +17.5% | 7,574 | $254K |
| Puff Wealth Management, LLC | 0.45% | Add +4.3% | 7,561 | $253K |
| Parr McKnight Wealth Management Group, LLC | 0.04% | Reduce -1.1% | 7,561 | $253K |
| American Financial Advisors, LLC | 0.04% | Add +0.4% | 7,532 | $252K |
| Sovran Advisors, LLC | 0.03% | Reduce -24.0% | 8,015 | $251K |
| Presidio Capital Management, LLC | 0.10% | Reduce -97.1% | 7,438 | $249K |
| LaSalle St. Investment Advisors, LLC | 0.06% | Add +0.2% | 7,357 | $246K |
| Naples Global Advisors, LLC | 0.02% | New | 7,300 | $245K |
| Kraft, Davis & Associates, LLC | 0.08% | No change | 7,731 | $244K |
| ERn Financial, LLC | 0.04% | Add +0.5% | 7,245 | $243K |
| Next Level Private LLC | 0.09% | New | 7,210 | $242K |
| Tempus Wealth Planning, LLC | 0.07% | Reduce -26.1% | 7,178 | $240K |
| Creative Planning | 0.00% | Add +2.1% | 7,120 | $239K |
| ARS Wealth Advisors Group, LLC | 0.03% | Reduce -18.4% | 6,952 | $233K |
| National Bank of Canada | 0.00% | Add +162.6% | 6,736 | $225K |
| Fiduciary Trust Co | 0.00% | Add +6.4% | 6,719 | $225K |
| Trexquant Investment LP | 0.00% | New | 6,471 | $217K |
| Coppell Advisory Solutions LLC | 0.03% | Add +16.6% | 6,608 | $216K |
| CacheTech Inc. | 0.04% | No change | 6,310 | $211K |
| Grove Bank & Trust | 0.03% | Add +723.7% | 6,260 | $210K |
| Saxony Capital Management, LLC | 0.18% | Add +0.0% | 6,145 | $206K |
| HBK Sorce Advisory LLC | 0.01% | New | 6,082 | $204K |
| Assetmark, Inc. | 0.00% | Add +0.4% | 5,987 | $201K |
| Larson Financial Group LLC | 0.01% | Add +15.5% | 5,728 | $192K |
| O'shaughnessy Asset Management, LLC | 0.00% | Add +357.5% | 5,591 | $187K |
| Creekmur Asset Management LLC | 0.04% | No change | 5,409 | $181K |
| Salem Investment Counselors Inc. | 0.01% | Reduce -8.7% | 5,300 | $178K |
| TD Capital Management LLC | 0.02% | Reduce -8.3% | 4,614 | $155K |
| ORG Partners LLC | 0.04% | Reduce -24.8% | 4,550 | $153K |
| Pinnacle Bancorp, Inc. | 0.05% | No change | 4,255 | $143K |
| Icon Wealth Advisors, LLC | 0.01% | Reduce -1.5% | 4,187 | $140K |
| Montag A & Associates Inc. | 0.01% | No change | 3,684 | $123K |
| Centaurus Financial, Inc. | 0.01% | Add +2.7% | 3,137 | $105K |
| Sunbelt Securities, Inc. | 0.01% | Add +83.3% | 2,842 | $95K |
| FWL Investment Management, LLC | 0.03% | Reduce -10.5% | 2,532 | $85K |
| Anfield Capital Management, LLC | 0.03% | No change | 2,500 | $84K |
| Financial Network Wealth Advisors LLC | 0.09% | New | 2,139 | $72K |
| Hazlett, Burt & Watson, Inc. | 0.03% | Add +0.4% | 2,116 | $71K |
| Wolff Wiese Magana LLC | 0.05% | Add +2.0% | 2,047 | $69K |
| United Community Bank | 0.02% | No change | 1,927 | $65K |
| Elevation Wealth Partners, LLC | 0.02% | No change | 1,721 | $58K |
| Harbor Investment Advisory, LLC | 0.01% | Add +38.8% | 1,610 | $54K |
| Ameriflex Group, Inc. | 0.02% | Add +440.8% | 1,498 | $50K |
| Glass Jacobson Investment Advisors llc | 0.01% | No change | 1,199 | $43K |
| Signaturefd, LLC | 0.00% | No change | 1,266 | $42K |
| Global Trust Asset Management, LLC | 0.03% | Reduce -14.3% | 1,252 | $42K |
| Accordant Advisory Group Inc | 0.04% | No change | 1,200 | $40K |
| Key Financial Inc | 0.01% | No change | 924 | $31K |
| Pineridge Advisors LLC | 0.01% | Add +12.5% | 857 | $29K |
| FSC Wealth Advisors, LLC | 0.02% | No change | 800 | $27K |
| PNC Financial Services Group, Inc. | 0.00% | New | 650 | $22K |
| Sawyer & Company, Inc | 0.01% | No change | 587 | $20K |
| Mather Group, Llc. | 0.00% | No change | 515 | $17K |
| Aventura Private Wealth, LLC | 0.01% | No change | 484 | $16K |
| Fifth Third Bancorp | 0.00% | New | 431 | $14K |
| Citigroup Inc. | 0.00% | New | 425 | $14K |
| Sandy Spring Bank | 0.00% | Reduce -4.6% | 412 | $14K |
| Kozak & Associates, Inc. | 0.00% | Add +0.5% | 425 | $13K |
| PFG Private Wealth Management, LLC | 0.01% | No change | 394 | $13K |
| CBIZ Investment Advisory Services, LLC | 0.00% | New | 378 | $13K |
| Ameliora Wealth Management Ltd. | 0.00% | New | 370 | $12K |
| Tidemark, LLC | 0.00% | Reduce -47.3% | 298 | $10K |
| Russell Investments Group, Ltd. | 0.00% | Reduce -14.2% | 297 | $10K |
| Flaharty Asset Management, LLC | 0.00% | New | 292 | $10K |
| Sound Income Strategies, LLC | 0.00% | New | 250 | $8K |
| Raffa Wealth Management, LLC | 0.00% | New | 240 | $8K |
| Farmers & Merchants Investments Inc. | 0.00% | Reduce -67.3% | 237 | $8K |
| Truvestments Capital LLC | 0.00% | New | 215 | $7K |
| Rossby Financial, LCC | 0.00% | New | 220 | $7K |
| Whittier Trust Co. | 0.00% | No change | 200 | $7K |
| Main Street Group, LTD | 0.00% | Add +0.5% | 200 | $7K |
| SBI Securities Co., Ltd. | 0.00% | Add +1292.9% | 195 | $7K |
| BNP Paribas Financial Markets | 0.00% | New | 170 | $6K |
| Richards, Merrill & Peterson, Inc. | 0.00% | New | 154 | $5K |
| Transce3nd, LLC | 0.00% | New | 152 | $5K |
| Investors Research Corp | 0.00% | No change | 137 | $5K |
| GAMMA Investing LLC | 0.00% | No change | 128 | $4K |
| GoalVest Advisory LLC | 0.00% | Reduce -64.9% | 114 | $4K |
| Westside Investment Management, Inc. | 0.00% | No change | 100 | $3K |
| Coldstream Capital Management Inc. | 0.00% | New | 76 | $3K |
| Nemes Rush Group LLC | 0.00% | New | 74 | $2K |
| GKV Capital Management Co., Inc. | 0.00% | New | 56 | $2K |
| Beacon Capital Management, LLC | 0.00% | No change | 31 | $1K |
| Eastern Bank | 0.00% | New | 30 | $1K |
| Van Eck Associates Corp. | 0.00% | No change | 39 | $1K |
| Bank of Montreal | 0.00% | Reduce -97.6% | 29 | $981 |
| Blue Trust, Inc. | 0.00% | No change | 29 | $972 |
| 1620 Investment Advisors, Inc. | 0.00% | No change | 3 | $101 |
| Raleigh Capital Management Inc. | 0.00% | Reduce -100.0% | 1 | $28 |
"% of holder's portfolio" is SDVY's weight in each manager's 13F, not the share of First Trust Smid Cap Rising the manager owns.